Social- og Indenrigsudvalget 2019-20
SOU Alm.del Bilag 191
Offentligt
2158907_0001.png
Februar 2020
Evaluering af den
politiske aftale fra
2014 om et nyt
adoptionssystem
Del 2:
Adoptivfamiliens
forhold
- Høringssvar
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0002.png
2
ANKESTYRELSEN
Telefon: 33 41 12 00 mandag til fredag klokken 9-15
Postadresse: Ankestyrelsen, 7998 statsservice
Mailadresse: [email protected]
Hjemmeside: www.ast.dk
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0003.png
3
KAPITEL 1
Høringssvar fra adoptionsom-
rådets aktører og interessen-
ter
Høringsbrev fra Ankestyrelsen af 2. oktober 2019
Adoptionsnævnet
DIA
Familieretshuset
ACT
Adoption & Samfund
Adoptionspolitisk Forum
Adoptionstrekanten
Bedsteforeningen
Foreningen Klip
Koreaklubben
Åbenhed i Adoption
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0004.png
Adoption & Samfund
Adoption & Samfund Ungdom
Tænketanken Adoption
Adoptionspolitisk Forum
Adoptionstrekanten
Koreaklubben
Høring angående undersøgelsen af mulighederne for et nyt
adoptionssystem og evalueringen af adoptionsreformen fra 2016
I 2019 påbegyndte Ankestyrelsen en undersøgelse af mulighederne for
et nyt adoptionssystem og tog samtidig hul på en evaluering af
adoptionsreformen fra 2016. Vi forventer, at undersøgelsens resultater
afleveres til social- og indenrigsministeren den 1. december 2019.
Evalueringen af de tiltag der vedrører adoptivfamiliens forhold, forventes
afleveret den 1. februar 2020.
Vi vil gerne inddrage så mange perspektiver som muligt. Derfor vil vi
gerne modtage jeres eventuelle inputs til undersøgelsen og
evalueringen. Jeres inputs vil blive vedlagt det materiale, der overdrages
til social- og indenrigsministeren.
Vi skal bede om at modtage jeres eventuelle inputs senest
onsdag den
6. november 2019.
Efter resultaterne af undersøgelsen er overdraget til social- og
indenrigsministeren vil der foregå en politisk behandling af strukturen for
et fremtidigt bæredygtigt formidlingssystem for international adoption. Vi
forventer, at ministeren vil have opmærksomhed på at inddrage alle
interessenter i denne proces.
1. Baggrund
I oktober 2014 indgik et flertal af de politiske partier i Folketinget en
aftale om et nyt adoptionssystem. Store dele af aftalens indhold vedrørte
alle adoptionsansøgere, adoptivfamilier og adopterede. Aftalen fastsatte
også rammerne for den internationale adoptionsformidling til Danmark.
Aftalepartierne var enige om, at der skulle gennemføres en evaluering af
2. oktober 2019
J.nr. 18-39833, 19-16282
Ankestyrelsen
7998 Statsservice
Tel +45 3341 1200
[email protected]
[email protected]
EAN-nr:
57 98 000 35 48 21
Åbningstid:
man-fre kl. 9.00-15.00
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0005.png
aftalens konsekvenser efter en treårig periode fra initiativerne fik
virkning den 1. januar 2016.
Siden 2014 er antallet af internationale adoptioner i Danmark faldet til et
historisk lavt niveau fra 124 adoptioner i 2014 til 64 adoptioner i 2018.
Antallet af godkendte ansøgere, der ønsker at adoptere, via den
adoptionsformidlende organisation DIA, er også faldet markant fra 84
tilmeldinger i 2014 til 48 tilmeldinger i 2018.
Aftalepartierne bag satspuljeaftalen for 2019 besluttede derfor i
november 2018 at afsætte midler til at undersøge, hvilke alternativer der
findes til den nuværende formidlingsstruktur, hvor formidlingsopgaven
varetages af en privat organisation, der primært er finansieret af
gebyrindtægter fra adoptivfamilierne.
2. Undersøgelsen og evalueringen af rammerne for den
internationale adoptionsformidling
Ankestyrelsen har fået til opgave at undersøge, hvordan der kan skabes
en
økonomisk
bæredygtig
struktur
for
den
internationale
adoptionsformidling i Danmark. Undersøgelsen skal også afdække
behovet for understøttende tiltag i overgangen til et eventuelt nyt
system for at skabe den tilstrækkelige tryghed og sikkerhed for
kommende og nuværende ansøgere.
Formålet med undersøgelsen er at tilvejebringe et grundlag for en
politisk drøftelse af, hvordan et bæredygtigt adoptionssystem bør
udformes set i lyset af den aktelle udvikling.
Det betyder, at evalueringen af de dele i den politiske aftale om et nyt
adoptionssystem, der vedrører de strukturelle rammerne for
formidlingen, erstattes af en undersøgelse. Evalueringen af tilsynet med
adoptionsformidlingen vil blive afleveret sammen med undersøgelsen og
indeholder efter aftale med Social- og Indenrigsministeriet en gengivelse
af Ankestyrelsens erfaringer og observationer fra tilsynet siden 2016
(evaluering del 1).
Kommissoriet for undersøgelsen kan findes her:
https://ast.dk/born-familie/hvad-handler-din-klage-
om/adoption/undersogelse-af-adoptionssystemet
Ankestyrelsen forventer at aflevere undersøgelsens resultater til social-
og indenrigsministeren den 1. december 2019.
2
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0006.png
3. Evalueringen
af
adoptionsreformen
fra
2016
adoptivfamiliens forhold
Evalueringen af de forhold, der vedrører adoptivfamilien, bliver evalueret
i en særskilt publikation (evaluering del 2). Evalueringen vil belyse,
hvilke elementer der er velfungerende, og hvilke elementer der kalder på
en justering, herunder hvilken form for justering der nærmere er tale
om.
Del 2 af evalueringen om den politiske aftale om et nyt adoptionssystem
omhandler temaerne:
Godkendelse af kommende adoptanter
Støtte til adoptivfamilien
Åbenhed og adoption
Indsamling og formidling af viden
Ankestyrelsens evaluering af konsekvenserne af del 2 af den politiske
aftale vil, i forhold til de enkelte temaer, blive struktureret på følgende
måde:
1. Beskrivelse af de tiltag der blev igangsat på baggrund af aftalen
2. Vurdering af hvilke tiltag der med fordel kan fortsætte (her
inddrages bidrag fra høringen)
3. Vurdering af hvilke tiltag der kan ændres eller justeres (her
inddrages bidrag fra høringen)
Den politiske aftale fra 2014 om et nyt adoptionssystem i Danmark kan
findes her:
https://ast.dk/filer/born-og-familie/undersogelse-af-den-fremtidige-
struktur-for-adoptionsformidlingen/bilag-2-den-politiske-aftale-2014.pdf
Hvis I har inputs til de enkelte temaer, må I meget gerne skrive dem i
nedenstående skema. Har I ikke inputs eller bemærkninger til enkelte
temaer eller deltemaer er i velkommen til at springe felterne over.
Ankestyrelsen forventer, at aflevere evalueringen til social- og
indenrigsministeriet den 1. februar 2020.
Godkendelse af kommende adoptanter
Når kommende adoptanter godkendes, sker det med den hensigt at
udvælge de bedst egnede adoptanter af hensyn til barnet.
Fremadrettet skal benyttes en ny
Indtast bidrag ift. pkt. 2 og 3
godkendelsesramme i form af én
godkendelse, der rummer ældre børn
3
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0007.png
og børn med flere behov.
Der skal fortsat være krav om
sammenhæng mellem ansøgernes
alder og barnets alder.
Godkendelses- og
undersøgelsesforløbet skal tilpasses,
så det understøtter en ny
godkendelsesramme.
Der skal være mulighed for at
iværksætte en nærmere undersøgelse
af de individuelle ressourcer allerede i
godkendelsesforløbets første fase.
Indtast bidrag ift. pkt. 2 og 3
Indtast bidrag ift. pkt. 2 og 3
Indtast bidrag ift. pkt. 2 og 3
Støtte til adoptivfamilien
Den rådgivning og støtte adoptivfamilien tilbydes før og efter, at barnet
kommer til Danmark skal afspejle formidlingsbilledet og de krav der
stilles til adoptanterne, samt de behov adoptivfamilien har.
Obligatorisk PAS-rådgivning lige før
Indtast bidrag ift. pkt. 2 og 3
og efter, at barnet kommer til
Danmark, i et øget omfang.
Temaaftener med PAS-konsulenter
Indtast bidrag ift. pkt. 2 og 3
og adoptanter for kommende
adoptanter.
Obligatoriske landemøder i
Indtast bidrag ift. pkt. 2 og 3
organisationerne, som kommende
adoptanter skal deltage i som en
fortsat forberedelse på adoptionen,
mens de venter på at blive matchet
med et barn.
Omlægning af eksisterende PAS-
Indtast bidrag ift. pkt. 2 og 3
rådgivning for at sikre adgang til
rådgivning frem til den adopterede
fylder 18 år, hvor der vil skulle være
et stigende fokus på rådgivning til
den adopterede selv i takt med
dennes alder.
PAS-rådgivningen kan fremover
Indtast bidrag ift. pkt. 2 og 3
rumme spørgsmål om åbenhed og
kontakt med oprindelig slægt.
Forsøgsprojekt med PAS-rådgivning
Indtast bidrag ift. pkt. 2 og 3
til voksne adopterede med en
efterfølgende politisk drøftelse som
4
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0008.png
opfølgning på forsøget.
Åbenhed og adoption
I forhold til spørgsmålet om åbenhed og adoption skal den adopteredes
ret til egen historie understøttes, ligesom den oprindelige slægts adgang
til orientering om barnets opvækst skal støttes.
Krav om at organisationer og
Indtast bidrag ift. pkt. 2 og
myndigheder løbende har fokus på at
3
sikre tilgængeligheden af oplysninger om
den adopteredes baggrund, børnehjem
m.v.
Krav om fokus på at sikre slægten viden
Indtast bidrag ift. pkt. 2 og
om barnets opvækst gennem
3
opfølgningsrapporter, i det omfang der er
ønske om denne viden, og i det omfang
den kan videregives i overensstemmelse
med oprindelseslandets regler.
Indskærpelse af den moralske og
Indtast bidrag ift. pkt. 2 og
aftaleretlige forpligtigelse til som adoptant
3
at udarbejde opfølgningsrapporter.
Temaaftener med PAS-konsulenter om
Indtast bidrag ift. pkt. 2 og
åbenhed og kontakt med oprindelig slægt.
3
Iværksættelse af forskning der belyser
Indtast bidrag ift. pkt. 2 og
åbenheds betydning for den adopteredes
3
trivsel og livskvalitet.
https://ast.dk/publikationer/abenhed-i-
adoption
Indsamling og formidling af viden
I forhold til spørgsmålet om åbenhed og adoption skal den adopteredes
ret til egen historie understøttes, ligesom den oprindelige slægts adgang
til orientering om barnets opvækst skal støttes.
Allerede eksisterende viden skal i spil og
Indtast bidrag ift. pkt. 2 og
være tilgængelig på en måde, som kan
3
bringe den i anvendelse hos de
fagprofessionelle, som møder de
adopterede og deres familie.
Fokus på muligheden for at iværksætte
Indtast bidrag ift. pkt. 2 og
selvstændige initiativer med henblik på at
3
understøtte den faglige vidensopsamling,
der i forvejen sker.
SFI skal have fokus på adoptionsområdet
Indtast bidrag ift. pkt. 2 og
5
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0009.png
og i den forbindelse igangsætte relevante
undersøgelser og vidensindsamling.
https://www.vive.dk/da/udgivelser/at-
vokse-op-som-adopteret-i-danmark-5678/
Skærpet fokus på inden for de
eksisterende rammer at dokumentere den
viden, som genereres gennem PAS-
ordningen, og som på anden måde
udvikles og indsamles i forbindelse med
administrationen af området.
Oprettelse af en kontakt mellem
Ankestyrelsen og VISO for så vidt angår
international adoption.
3
Indtast bidrag ift. pkt. 2 og
3
Indtast bidrag ift. pkt. 2 og
3
4. Kontakt til Ankestyrelsen
Hvis vores henvendelse giver anledning til spørgsmål kan I kontakte
Charlotte Karstenskov Mogensen eller Karin Rønnow Søndergaard på
Ankestyrelsens e-mail
[email protected]
eller hovedtelefonnummer 33 41 12
00 mandag til fredag klokken 9-15.
Hvis I har forslag til andre interesseorganisationer, der kan være
relevant at inddrage i processen, er I også velkomne til at kontakte os.
Vi
gør
opmærksom
på,
at
Danish
International
Adoption,
Adoptionsnævnet og Familieretshuset allerede er inddraget i vores
arbejde med undersøgelsen, og vil også blive hørt i relation til
evalueringen del 2.
Venlig hilsen
Karin Rønnow Søndergaard
6
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0010.png
Når kommende adoptanter godkendes, sker det
adoptanter af hensyn til barnet.
Fremadrettet skal benyttes en ny
godkendelsesramme i form af én
godkendelse, der rummer ældre børn og børn
med flere behov.
med den hensigt at udvælge de bedst egnede
Adoptionsnævnet bemærker, at den nye
godkendelsesramme ikke endnu synes at
være fuld integreret. Det må forventes at der
fortsat vil være ansøgere med den almene
godkendelse frem til 2021.
Adoptionsnævnet har i efteråret 2019
indkaldt alle sager, hvor samrådet har taget
stilling til udvidelse af ansøgeres godkendelse
til et konkret barn i perioden 1. januar 2017-
15. august 2019. Nævnet modtog i alt 55
sager. 38 af sagerne omhandlede den almene
godkendelsesramme og 17 sager omhandlede
den generelle godkendelsesramme.
I den nævnte periode blev der ansøgt om
udvidelse af ansøgeres godkendelse i 25 % af
alle matchningssager.
Den overordnede gennemgang viste, at der
alene blev givet et afslag på udvidelse af
godkendelse. Sagerne omhandler udvidelse
på grund af alder, helbred eller søskende – i
visse tilfælde flere af de nævnte forhold.
Nævnet har ikke haft mulighed for at tage
konkret stilling til samrådets afgørelser i de
enkelte sager, men forventer at gøre dette på
et nævnsmøde i foråret 2020.
Den overordnede gennemgang viser dog, at
der er flere udvidelser af den almene
godkendelse, som ville være rummet i den
generelle godkendelse, fx manglende
HIV/hepatitis testning af børn.
Der skal fortsat være krav om sammenhæng
mellem ansøgernes alder og barnets alder.
Adoptionsnævnets overordnede gennemgang
viser, at der ikke er givet afslag på udvidelse
af godkendelser på grund af alder. Det
gælder både i sager, hvor barnet falder under
aldersrammen og i sager hvor barnets alder
ligger over godkendelsesrammen.
Overordnet set ønsker man som
udgangspunkt ikke at forældre er mere end
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0011.png
42 år ældre end barnet.
Nævnet er enig i hensynet til, at forældre til
adopterede børn som udgangspunkt ikke skal
være mere end 42 år ældre end barnet. Dog
viser gennemgangen af sagerne, at ansøgere
får udvidet godkendelsen til at omfatte det
konkrete barn, selvom det ligger under
aldersrammen.
Indtast bidrag ift. pkt. 2 og 3
Godkendelses- og undersøgelsesforløbet skal
tilpasses, så det understøtter en ny
godkendelsesramme.
Der skal være mulighed for at iværksætte en
nærmere undersøgelse af de individuelle
ressourcer allerede i godkendelsesforløbets
første fase.
Nævnet har alene behandlet en klagesag
herom. Nævnet fandt i den konkrete sag, at
det var korrekt at samrådet havde givet
afslag på godkendelse i fase 1 med
henvisning til ansøgernes ressourcer.
Støtte til adoptivfamilien
Den rådgivning og støtte adoptivfamilien tilbydes før og efter, at barnet kommer til Danmark
skal afspejle formidlingsbilledet og de krav der stilles til adoptanterne, samt de behov
adoptivfamilien har.
Obligatorisk PAS-rådgivning lige før og efter,
I forhold til national adoption oplever nævnet,
at barnet kommer til Danmark, i et øget
at det kan være svært for ansøgere, der skal
omfang.
hjemtage et barn at nå den obligatoriske
PAS-rådgivning, fordi udslusningsforløbet ofte
starter hurtigt efter matchet og accept heraf.
Nævnet mener, at man med rette kan
overveje om PAS-rådgivning før hjemtagelsen
skal gøres mere specifik på barnet, sådan at
PAS rådgiveren læser barnets sag og
forbereder ansøgerne mere konkret på
hjemtagelsen af det specifikke barn. Dette for
at styrke og støtte ansøgerne i deres
forberedelse på hjemtagelsen.
Temaaftener med PAS-konsulenter og
adoptanter for kommende adoptanter.
Obligatoriske landemøder i organisationerne,
som kommende adoptanter skal deltage i
som en fortsat forberedelse på adoptionen,
mens de venter på at blive matchet med et
barn.
Adoptionsnævnet har i 2019 oplevet at
markant flere ansøgere på den nationale liste,
har sagt nej til den matchning som
voteringsgruppen har foretaget. For fleres
vedkommende har deres afslag på at
hjemtage et konkret barn ikke noget med
barnets helbredsmæssige forhold, men
skyldes ansøgernes manglende
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0012.png
adoptionsmotiv.
Matchninger på den nationale liste foretages
ikke ud fra et anciennitetsprincip og
ansøgerne ved derfor ikke hvornår de kan
påregne at modtage et barn, hvis
overhovedet. Denne matchning tilgodeser det
konkrete barns behov. Det medfører dog en
ulempe for adoptanter, som ikke kan følge
med i deres adoptionsproces. For at
imødekomme dette, kan det overvejes, om
der burde oprettes landegruppe for de
nationale adoptioner, sådan at der kan
dannes netværk blandt ansøgerne, ligesom
det kendes fra international adoption.
Indtast bidrag ift. pkt. 2 og 3
Omlægning af eksisterende PAS-rådgivning
for at sikre adgang til rådgivning frem til den
adopterede fylder 18 år, hvor der vil skulle
være et stigende fokus på rådgivning til den
adopterede selv i takt med dennes alder.
PAS-rådgivningen kan fremover rumme
spørgsmål om åbenhed og kontakt med
oprindelig slægt.
Forsøgsprojekt med PAS-rådgivning til voksne
adopterede med en efterfølgende politisk
drøftelse som opfølgning på forsøget.
Åbenhed og kontakt med oprindelig slægt får
tiltagende betydning i nationale sager,
grundet bestemmelsen i FÆL § 20a, hvoraf
det fremgår at der kan fastsættes samvær
med biologisk slægt efter adoptionen.
Indtast bidrag ift. pkt. 2 og 3
Åbenhed og adoption
I forhold til spørgsmålet om åbenhed og adoption skal den adopteredes ret til egen historie
understøttes, ligesom den oprindelige slægts adgang til orientering om barnets opvækst skal
støttes.
Krav om at organisationer og myndigheder
Indtast bidrag ift. pkt. 2 og 3
løbende har fokus på at sikre
tilgængeligheden af oplysninger om den
adopteredes baggrund, børnehjem m.v.
Krav om fokus på at sikre slægten viden om
Det er nævnets vurdering, at der fortsat er
barnets opvækst gennem
vanskeligheder med at få adoptanter til at
opfølgningsrapporter, i det omfang der er
lave opfølgningsrapporter.
ønske om denne viden, og i det omfang den
kan videregives i overensstemmelse med
oprindelseslandets regler.
Indskærpelse af den moralske og aftaleretlige Se venligst ovenfor
forpligtigelse til som adoptant at udarbejde
opfølgningsrapporter.
Temaaftener med PAS-konsulenter om
Indtast bidrag ift. pkt. 2 og 3
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0013.png
åbenhed og kontakt med oprindelig slægt.
Iværksættelse af forskning der belyser
åbenheds betydning for den adopteredes
trivsel og livskvalitet.
https://ast.dk/publikationer/abenhed-i-
adoption
Indtast bidrag ift. pkt. 2 og 3
Indsamling og formidling af viden
I forhold til spørgsmålet om åbenhed og adoption skal den adopteredes ret til egen historie
understøttes, ligesom den oprindelige slægts adgang til orientering om barnets opvækst skal
støttes.
Allerede eksisterende viden skal i spil og
Indtast bidrag ift. pkt. 2 og 3
være tilgængelig på en måde, som kan bringe
den i anvendelse hos de fagprofessionelle,
som møder de adopterede og deres familie.
Fokus på muligheden for at iværksætte
Indtast bidrag ift. pkt. 2 og 3
selvstændige initiativer med henblik på at
understøtte den faglige vidensopsamling, der
i forvejen sker.
SFI skal have fokus på adoptionsområdet og i
Indtast bidrag ift. pkt. 2 og 3
den forbindelse igangsætte relevante
undersøgelser og vidensindsamling.
https://www.vive.dk/da/udgivelser/at-vokse-
op-som-adopteret-i-danmark-5678/
Skærpet fokus på inden for de eksisterende
Indtast bidrag ift. pkt. 2 og 3
rammer at dokumentere den viden, som
genereres gennem PAS-ordningen, og som på
anden måde udvikles og indsamles i
forbindelse med administrationen af området.
Oprettelse af en kontakt mellem
Ankestyrelsen og VISO for så vidt angår
international adoption.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0014.png
Til Ankestyrelsen
Den 20. januar 2020
Vedr. Høring angående evaluering af adoptionsreformen fra 2016 -
Evaluering del 2
Vi henviser til Ankestyrelsens høring af 2. oktober 2019, samt møde afholdt med
Ankestyrelsen den 14. januar 2020, og referat fra mødet modtaget i DIA den 16.
januar 2020.
DIA bemærker, at rammen for vores besvarelse af denne høring har været et 1-
times møde med Ankestyrelsen. Grundet den korte tid, der var afsat til dette møde,
har fokus fra vores side især været på de udfordringer, vi har oplevet siden
reformen fra 2016, og i mindre grad de positive effekter der har været siden
reformen.
Af forbedringer vi vil derfor særligt nævne, at oplysning af sagerne i de konkrete
matchningssager er blevet væsentligt bedre efter indførelse af ”forklæderne” og
Fase 4 er ligeledes en stor forbedring, som skaber store værdi for den samlede
adoptivfamilie.
DIA har forstået det således, at formålet med denne del 2 ikke er, at der på
nuværende tidspunkt skal ske konkrete ændringer på de anførte områder
(godkendelsesramme, støtte til adoptivfamilien etc.), men at formålet alene er at
undersøge om, der i det kommende nye adoptionssystem bør ses nærmere på om
der skal ske ændringer. Vores drøftelser på mødet med jer den 14. januar 2019
og vores bemærkninger skal derfor ses i lyset heraf.
DIA har enkelte bemærkninger til referatet, som vi har indsat i referatet. Vi
vedhæfter referatet med bemærkninger.
Derudover har vi bemærkninger til referatets punkt 3 ”Åbenhed og adoption”; vi
skal anføre, at vi ikke finder det problematisk at PAS- konsulenterne afholder
temaaftner om åbenhed uden vores deltagelse. Det vi forsøgte at udtrykke på
mødet var, at vi finder det ønskværdigt med et samarbejde omkring temaftnerne,
således at både PAS konsulenternes og DIAs viden og ekspertise på området kan
komme i spil og komme adoptivfamilierne til gode. Det ville derfor være en
Hovedgaden 24, 1.
DK-3460 Birkerød
Tlf.: 45 81 63 33
Fax: 45 81 74 82
Mail: [email protected]
Cvr.nr 49661517
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
forbedring, hvis de temaaftner, hvor det kunne give god mening, kunne
koordineres i fælleskab mellem PAS-rådgivningen og DIA.
Øvrige og supplerende bemærkninger
I forhold til punktet ”Godkendelse
af adoptanter”
og den nye
godkendelsesramme bemærker DIA, at der inden for de sidste 1�½ år har været
fire breakdowns, dvs. adoptioner, hvor familier efter overdragelsen af barnet, har
valgt at afbryde adoptionen og efterlade barnet. I to af sagerne var der som
bekendt allerede truffet afgørelse om adoption i den udenlandske domstol, og
adoptionen kunne derfor ikke bare afbrydes.
Det er DIAs opfattelse, at denne stigning i afbrydelse af adoptionerne – en situation
vi aldrig tidligere har set i Danmark, eller ses i de øvrige skandinaviske lande, bør
undersøges nærmere.
Det vil efter DIAs opfattelse både være relevant at inkludere selve de konkrete
forløb, men også godkendelsesforløbet, og betydningen af den nye
godkendelsesramme, jf. vores bemærkninger herom i forhold til familiernes
mulighed for at forholde sig åbent til hvad de kan magte og har ressourcer til,
samt selve forberedelsen af familierne (både i DIA og i PAS-regi).
Det er vores opfattelse, at godkendelsen af adoptanterne og sikringen af at de har
de rette ressourcer og er tilstrækkeligt forberedt i forhold til det konkrete barns
behov, er helt centralt i at sikre gode adoptionsforløb og i at sikre bæredygtige
adoptioner til Danmark.
DIA anbefaler et langt større fokus på betydningen og indholdet af
godkendelsesforløbet og sammenhængen i forberedelsen, da det er mange år
siden, at de metoder der ligger grund for godkendelsen af adoptanter, har været
evalueret. Eksempelvis om det kunne være relevant at inkludere psykologiske
testninger som et værktøj i godkendelsesforløbet.
For så vidt angår punktet ”Støtte
til adoptivfamilien”
skal vi ift. underpunktet
om obligatoriske landemøder bemærke, at der i praksis ikke har været tale om en
ændring, idet der altid har været afholdt landemøder. DIA afholder fortsat årlige
landemøder, som led i forberedelse af de kommende adoptivforældre.
Under punktet Ӂbenhed
og adoption”
skal vi ift. underpunktet om sikring af
tilgængeligheden af oplysninger om den adopterede, bemærke at dette krav har
medvirket til et skærpet fokus på barnets legale baggrund. Særligt ”forklæderne”
har medført en forbedring i forhold til at sikre sig mest mulig viden om barnets
baggrundsoplysninger, hvilket er til gavn for den adopterede og adoptivfamilien.
Ift. underpunktet om krav om fokus på, at slægten sikres viden om barnets
opvækst i form af opfølgningsrapporter, skal vi bemærke, at vores fokus herpå
ikke har haft ændret sig sammenholdt med tidligere, og kravet har ikke medført
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
en ændring hos os – vi har som tidligere fokus på vigtigheden af barnets biologiske
slægt i det omfang det er muligt sikres adgang til informationer om barnet.
Vi bemærker dog, at det kan været forbundet med store udfordringer at få
opfølgningsrapporterne videreformidlet til biologiske familie, særligt når
formidlingen er blevet lukket ned i et afgiverland, og vi ikke længere har
kontaktpersoner til at bistå os med opgaven med videreformidling af
opfølgningsrapporterne til biologisk familie. DIA anbefaler et større fokus på,
hvordan man kunne sikre sig, at opfølgningsrapporterne reelt kom ud til de
biologiske familier, og ikke blot til myndighederne, således at de danske
myndigheder og DIA også tager et medansvar for at sikre tilgængeligheden af
rapporter til biologisk familie gennem dialog og samarbejde med afgiverlande.
Vedrørende underpunktet om indskærpelse af forpligtelse til at udarbejde
opfølgningsrapporter, skal vi bemærke, at vi har fortsat har udfordringer med
familier, som ikke ønsker at efterleve rapporteringsforpligtelsen. DIA anbefaler af
hensyn til at sikre tilgængeligheden for biologisk familie, at de danske familiers
forpligtelse for at udarbejde opfølgningsrapporter skærpes, således at der ikke kun
er tale om en moralsk forpligtelse, men også en juridisk forpligtelse, således at
manglende overholdelse af forpligtelsen reelt kunne sanktioneres. Dette primært
for at sikre den biologiske slægt retten til at få adgang til viden om barnets
opvækst samt efterlevelse af DIAs og de danske myndigheders forpligtelse til at
sikre, at rapporterne udarbejdes og fremsendes til afgiverlandet.
Vedrørende punktet ”indsamling
og formidling af viden”
Ift. underpunktet om at al eksisterende viden skal i spil, skal vi bemærke, at der
desværre ikke er blevet skabt nogen form for forum, hvor fagprofessionelle på
området har kunne mødes og dele viden til gavn for den samlede adoptivfamilie.
Der er heller ikke et samlet sted, hvor der kan søges viden inden for området i
form af fx fælles hjemmesiden, ”vidensbank” eller lignende.
Vedr. underpunktet Fokus på at iværksætte selvstændige initiativer, er det uklart
for DIA, hvad dette punkt retter sig imod, hvorfor vi ikke forholder os nærmere til
dette.
Vedr. underpunktet om, at SFI (VIVE) skal have fokus på adoptionsområdet, er
DIA kun bekendt med, at der udfærdiget en undersøgelse på området. DIA har
ikke været inddraget i denne undersøgelse, og er heller ikke blevet oplyst eller
orienteret om undersøgelsens resultater. Jf. ovenfor er der ikke blevet skabt et
fagfælleskab, hvor det ville have været oplagt at få formidlet og drøftet resultater
af undersøgelser på området.
Vedrørende underpunktet om skærpet fokus på inden for de eksisterende rammer
at dokumentere den viden, som genereres gennem PAS- ordingen, har DIA ikke
kendskab til, at der skulle være iværksat initiativer i dette øjemed.
Vedrørende underpunktet om oprettelse af en kontakt mellem Ankestyrelsen og
VISO, har DIA ikke kendskab til dette, og er ikke orienteret om en sådan kontakt,
hvorfor vi ikke har nogen bemærkninger hertil.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
DIA opfordrer til et større samarbejde og vidensdeling mellem de forskellige
aktører på området, så der kan skabes et større fælles fundament for rådgivningen
af familierne og det internationale adoptionsarbejde.
DIA har ikke yderligere bemærkninger til Ankestyrelsens høring.
Såfremt vores besvarelse giver anledning til spørgsmål er I velkomne til at
kontakte os.
Med venlig hilsen
Andrea Jedrzejowska
Juridisk konsulent/
Adoptionskoordinator
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Referat af møde med DIA den 14. januar 2020
På mødet deltog fra DIA Jeanette Larsen, Tina Brandt-Olsen, Andrea Haugsted Jedrzejowska, Debby
Pedersen, Rikke Klestrup, Tina Schwendson og Marina Bonetti. Fra Ankestyrelsen deltog Charlotte
Mogensen og Karin Søndergaard.
Mødet blev holdt som et led i høringen af DIA over evalueringen af de tiltag, der retter sig mod
adoptivfamilien og er blevet iværksat efter den politiske aftale om et nyt adoptionssystem i 2014.
1. Godkendelse af kommende adoptanter
Bredden i den nuværende godkendelsesramme har ifølge DIA haft betydning i forhold til både
ansøgerfeltet, ansøgerne og for DIAs samarbejde med afgiverlandene.
I nogle lande oplever DIA, at rammerne ikke giver mening for samarbejdsparterne, som forventer en
konkretisering af hvilke ressourcer ansøgerne reelt har og hvilke udfordringer eller problematikker
ansøgerne reelt har kompetencer til at imødekomme.
Forventningerne bliver nogle gange forsøgt imødekommet bl.a. i socialrapporten og ved landevalg. Men
DIA oplever også, at ansøgerne af det konkrete land kan blive bedt om, at udfylde ”afkrydsningsskemaer”,
hvor de konkretiserer hvilke problematikker de vil være åbne overfor.
DIA mener, at der er en risiko for, at den brede godkendelsesramme påvirker ansøgerne og ansøgernes
mulighed for at forberede sig til en adoption negativt. Da ansøgerne forventes at være åbne overfor en
bred vifte af problematikker og ikke får mulighed for at konkretisere deres ressourcer, forholder de sig
måske ikke til disse problematikker før de får et barn i forslag. Derved kan man ende med et match, som
ikke er det optimale. Samtidig kan det være svært for ansøgerne ikke at acceptere matchningen, da
ansøgerne kan være bange for at miste deres godkendelse. DIA efterspørger i den forbindelse muligheden
for at ansøgerne får bedre mulighed for kvalificeret at afvise et match.
DIA mener også, at der kan være risiko for, at de rummelige ansøgere, som der efterspørges med den
generelle godkendelsesramme, får afslag på godkendelsesforløbet hvis de er ærlige omkring deres reelle
åbenhed, i modsætning til de ansøgere, der holder deres bekymringer om rammens spændvidde tilbage.
DIA mener desuden, at godkendelsesrammerne kan give ansøgere et indtryk af at alle børn der frigives til
international adoption er special needs børn. Det er ikke det indtryk DIA har. Generelt oplever DIA, at
godkendelsesrammerne er for vidtgående og ikke afspejler børnene. DIA mener, at der fortsat bør være en
generel godkendelsesramme, der er bredere end den foregående almene godkendelsesramme og i højere
grad lægger vægt på barnets udviklingspotentiale. Den nuværende generelle ramme er dog efter DIAs
opfattelse for bred, og der bør gives mulighed for positive tilvalg for ansøgerne ift. hvilke udfordringer de
kan rumme.
En periode på fire år fra godkendelse til hjemtagelse eller en eventuel forlængelse af godkendelsen er lang
tid og det kan påvirke adoptionsparatheden ved ansøgerne. Det er derfor ifølge DIA vigtigt at sikre nye
oplysninger om ansøgernes ressourcer og adoptionsmotiv herunder deres helbred mm. Det ville være
ønskeligt med en generel opfølgning på ansøgerne hvert år i perioden fra godkendelse til adoption fx i
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Familieretshuset. I det hele taget vigtigt med et tættere samarbejde også på medarbejdersiden blandt
områdets aktører.
DIA oplever ikke, at der er stor forskel på ansøgernes ressourcer i de tilfælde hvor ansøgerne får en
udvidelse til et konkret barn og hvor ansøgerne matches med et barn inden for deres godkendelse. DIA
oplever, at der ikke er ensartethed i de oplysninger, der er tilgængelige for ansøgerne om barnet, og som
ansøgerne får i forhold til, om sagen behandles i Adoptionsnævnet (inden for ansøgernes godkendelse)
eller i Adoptionssamrådet (uden for ansøgernes godkendelse). Ansøgerne oplever generelt tryghed i
forhold til oplysningerne om barnet i sagerne behandlet i Adoptionsnævnet, hvor nævnets pædiater
supplerer/underbygger den vurdering som DIAs pædiater har foretaget.
DIA foreslår, at PAS-konsulenterne eventuelt kan indgå i den række af eksperter, som ansøgerne kan søge
råd hos i forbindelse med stillingtagen til matchningen. For størstedelen af ansøgerne kan det være
relevant at modtage rådgivning ift. de psykosociale /psykologiske oplysninger der er om barnet.
DIA foreslår, at PAS-konsulenterne eventuelt kan indgå i den række af eksperter, som ansøgerne kan søge
råd hos i forbindelse med stillingtagen til matchningen. For nogle ansøgere Ikke for nogle ansøgere men det
kan i det hele taget være relevant i forbindelse med de psykosociale /psykologiske oplysninger der er om
barnet at familierne kan få rådgivning om den del også. kan en psyko-social eller psykologisk vurdering af
det konkrete match være meget gavnligt.
2. Støtte til adoptivfamilien
DIA oplever, at rådgivningen fra de involverede myndigheder kan virke fragmenteret og efterspørger en
større grad af samarbejde mellem myndigheder og organisation og fokuserer på en helhedsorienteret
tilgang.
Forberedelsen af ansøgerne i forbindelse med hjemtagelsen (fase 4) kan ifølge DIA mangle det
internationale aspekt og en forberedelse af ansøgerne på, at ”den perfekte overdragelse” måske ikke
eksisterer eller måske opfattes anderledes i afgiverlandet. Ansøgerne bør, ifølge DIA, forberedes på, at
fleksibilitet fra ansøgernes side kan forventes i udlandet og derfor ikke skal komme som en overraskelse for
dem. DIA efterspørger derfor også et større samarbejde mellem PAS-rådgiverne i Ankestyrelsen og DIA i
fase 4, da en koordinering af den psykologisk/mentale og den praktiske forberedelse kunne være med til at
sikre en bedre oplevelse for ansøgerne, barnet og for samarbejdsparterne i afgiverlandene.
DIA oplever, at nogle samarbejdslande ikke mener, at ansøgere med biologiske børn er godt nok forberedte
på overdragelsen og efterspørger derfor mere fokus på dette aspekt i fase 4. Det gælder både forberedelse
af ansøgerne og af det biologiske barn.
DIA efterspørger også et beredskab i forbindelse med udfordrende situationer for ansøgerne i forbindelse
med overdragelsen af barnet og ved breakdowns, som involverer alle relevante aktører, hvem der skal
være tilgængelig, hvordan de skal være tilgængelige etc. I den forbindelse mener DIA i øvrigt, at åbenhed i
dialogen mellem de danske myndigheder, PAS-rådgiverne og DIA om den vejledning og de samtaler, der er
foregået med ansøgerne, er afgørende.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
3. Åbenhed og adoption
DIA giver udtryk for, at åbenhed er et spændende emne, som på godt og ondt fylder meget. DIA
efterspørger mere dialog om emnet, blandt andet om det altid er etisk og kulturelt forsvarligt at forlange
eller forvente åbenhed. Det kræver ifølge DIA også en dialog med samarbejdslandene om opfattelsen og
forståelsen af begrebet. DIA efterspørger mere viden om de etiske og kulturelle aspekter ved åbenhed med
særlig fokus på biologisk slægt.
DIA mener generelt, at man måske underkender det kulturelle aspekt i de enkelte lande og i stedet
problematiserer ”ikke-åbenhed”, fx i sager om hittebørn. DIA mener fx at det er problematisk at PAS-
konsulenter holder temaaftner om åbenhed uden DIAs deltagelse, da temaaftnerne dermed ikke også får
fokus på det kulturelle aspekt. Se DIAs bemærkninger i høringsvaret.
4. Indsamling og formidling af viden
DIA mener ikke at den store viden der findes på området er kommet i spil. DIA efterspørger desuden mere
dialog omkring resultater af undersøgelser og forskning på området.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0021.png
Ankestyrelsen
Teglholmsgade 3
2450 København
Birkerød den 22. april 2019
Vedr.: Jeres j.nr. 18-39833
DIAs svar på Ankestyrelsens høring vedrørende
undersøgelse af den fremtidige adoptionsstruktur
Ankestyrelsen har i brev af 22. marts 2019 bedt om DIAs bemærkninger til en række
ændringsforslag vedrørende den fremtidige adoptionsstruktur samt eventuelle
generelle bemærkninger. Det fremgår af høringen, at Ankestyrelsen alene ønsker
DIAs eventuelle bemærkninger til de beskrevne delelementer, mens der ikke ønskes
bemærkninger til et eller flere helstøbte alternativer til en samlet struktur.
Ankestyrelsens høring indeholder en række ændringsforslag til den eksisterende
ansvars- og opgavefordeling samt den økonomiske ramme for international adoption,
herunder:
1.
2.
3.
4.
5.
Ændrede rammer for økonomi og opgavefordeling
Tilsynets fremadrettede udformning
Retningslinjerne for adoptionsrelateret støtte
Post Adoption Service (PAS)
Ændrede snitflader
DIAs generelle bemærkninger
Der har været international adoption til Danmark i mere end 50 år og de mange års
erfaringer har medført løbende udvikling af adoptionssystemet og opgave-
varetagelsen. Det betyder at adoption som alternativ familieform i dag er en af de
sikreste alternative familieformer, bl.a. fordi adoptionssystemet i høj grad er bygget
op omkring et stort fokus på særligt barnets rettigheder, men også de biologiske
familiers rettigheder og adoptivfamiliers rettigheder.
Et bæredygtig system, bør derfor efter DIAs opfattelse understøtte international
adoption til Danmark som mulighed, både for de mange udsatte børn, der ikke har
andre muligheder, men også for de familier, der ønsker at skabe en familie gennem
adoption.
DIA bemærker helt overordnet, at vi finder det beklageligt, at årsagerne til den
aktuelle situation, hvor der mangler godkendte ansøgere til international adoption,
ikke er inddraget i undersøgelsen. Hvis der skal findes løsninger, der i fremtiden
understøtter international adoption til Danmark, er det efter DIAs opfattelse
1
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
afgørende, at årsagerne til udviklingen inddrages i undersøgelsen. I modsat fald er
det vanskeligt at se, at der kan findes relevante svar på de aktuelle udfordringer.
Som vi tidligere har påpeget, jf. DIAs analyse af 3. september 2018, synes den
nuværende regulering og de ændringer, der blev gennemført med adoptionsloven i
januar 2016, at begrænse international adoption til Danmark, både i forhold til antallet
af internationale adoptioner til Danmark, men også i forhold til antallet af ansøgere,
der godkendes til adoption.
De nye godkendelsesrammer, der trådt i kraft i januar 2016, har således efter vores
opfattelse stor betydning for antallet af nye ansøgere til international adoption. Efter
DIAs opfattelse understøtter godkendelsesrammen desværre ikke princippet om, at
enhver adoption bør tage sit udgangspunkt i hensynet til barnets bedste, men
tværtimod afspejler rammen en nærmest mekanisk opfattelse af børns behov og
familiers ressourcer, der ikke passer til virkelighedens forskelligheder.
Efter DIAs opfattelse, er det desuden helt centralt i en fremtidig struktur, at opgave-
og ansvarsfordelingen mellem DIA som formidlende organisation og Ankestyrelsen
som tilsynsmyndighed i langt højere grad adskilles og præciseres. Dette med henblik
på at sikre, at DIA som privat organisation er efterladt et vist råderum og ansvar til, at
varetage opgaven med at formidle internationale adoptioner, og dermed bevare fokus
på organisationens kerneopgave
selve formidlingsopgaven, herunder det meget
væsentlige arbejde med at sikre et godt og respektfuldt samarbejde med vores
udenlandske samarbejdspartnere.
Hvis der også i fremtiden skal være en høj adoptionsfaglighed i formidlingsarbejdet,
er det således afgørende, at rammerne giver mulighed for, at DIAs primære fokus på
formidlingsarbejdet bibeholdes, fremfor at organisationens ressourcer primært
anvendes på besvarelsen af tilsynet, der siden lovændringen har været støt stigende,
og i tiltagende grad udgør en stadig større andel af organisationens opgave-
varetagelse. I modsat fald er der en risiko for, at organisationen over tid mister den
viden og de kompetencer, der er opbygget gennem mange år, og som udgør
fundamentet for opgavevaretagelsen og samarbejdet med udlandet. Den viden og
de kompetencer findes ikke andre steder i Danmark, og det vil tage mange år at
genskabe hvis de udhules eller endnu værre, går helt tabt, således som ISS også
anfører i sin rapport.
Slutteligt bemærkes det, at en bæredygtig struktur for international adoption til
Danmark i fremtiden, efter DIAs opfattelse ikke alene er et økonomisk spørgsmål,
men også et spørgsmål om rammerne for - og opgaverne forbundet med -
international adoption til Danmark.
Det er derfor DIAs opfattelse, at en række yderligere elementer vil være særdeles
relevante at inddrage i undersøgelsen af, hvordan der kan skabes en bæredygtig
struktur for international adoption til Danmark, herunder en samling af visse af
opgaverne omkring forberedelsen af adoptanterne samt i forhold til bistand og støtte
til adopterede og familier efter adoptionen i DIA. Dette vil medvirke til en langt større
2
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
kvalificering og sammenhæng i opgavevaretagelsen
én indgang for familier og
adopterede.
Om DIAs besvarelse
Det bemærkes indledningsvist, at DIA i vores høringsvar har fokuseret på de
elementer, der er relevante for en fortsat opgavevaretagelse i DIA i fremtiden.
Da vi tidligere har beskrevet samt dokumenteret, at de nuværende rammer for
formilingsarbejdet ikke er tilstrækkelige til, at DIA kan varetage opgaven i fremtiden,
jf. vores analyse af 3. september 2018, har vi ikke yderligere bemærkninger til de
elementer i høringen, der vedrører uændrede rammer for økonomien og
opgavevaretagelsen.
Da Ankestyrelsen alene har ønsket bemærkninger til de beskrevne delementer i
høringen og ikke en eller flere helstøbte alternativer til en samlet struktur, skal DIA for
god ordens skyld gøre opmærksom på, at DIAs bestyrelse ikke på nuværende
tidspunkt har taget stilling til, om organisationen også i fremtiden ønsker og har
mulighed for at varetage opgaven med at formidle internationale adoptioner .Dette
afhænger dels af den økonomiske struktur for en fremtidig opgavevaretagelse, dels
de øvrige rammer.
Slutteligt tager DIA forbehold for eventuelle kontraktsretlige konsekvenser ved
overgangen til et nyt system. Det bør således efter DIAs opfattelse indgå i
undersøgelsen af overgangen til et evt. nyt system, om der vil være evt.
aftaleretlige/kontraksretlige konsekvenser, hvis vilkårene for familierne ændrer sig
væsentligt undervejs i processen, herunder i forhold til de indbetalte gebyrer og
udgifterne fremadrettet.
1. Ændrede rammer for økonomi og opgavefordeling
Grundlæggende set handler adoption om at hjælpe de mest udsatte og sårbare børn
i verden til at få en familie i Danmark, så de kan vokse op i trygge rammer, der kan
skabe den nødvendige udvikling for dem
naturligvis alene i de situationer, hvor
barnet ikke har en familie eller andre trygge omsorgspersoner i deres hjemland, der
kan varetage omsorgen for dem.
Som DIA tidligere har peget på, er det DIAs holdning, at internationale adoptioner bør
sidestilles med nationale adoptioner, sådan at det sikres, at det er de menneskelige
ressourcer, der er afgørende for, at vi kan hjælpe børn gennem international adoption
og ikke de økonomiske ressourcer.
Gennem en driftsaftale, der sikrer, at alle faste udgifter afholdes af staten, kan det
dels sikres, at økonomi ikke bliver en barriere for international adoption til Danmark i
fremtiden, dels sikres, at organisationen kan bevare et højt adoptionsfagligt niveau,
uafhængigt af formidlingen samt antallet af godkendte ansøgere.
3
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Dermed vil familierne alene skulle afholde de direkte sagsrelaterede udgifter
forbundet med behandlingen af deres sag i Danmark og i udlandet samt udgifterne
forbundet med at rejse ud og hente barnet.
For at sikre et bæredygtigt grundlag, er det således DIAs opfattelse at hensynene til
stabilitet, robusthed og et højt fagligt niveau i organisationen bedst sikres gennem en
driftsaftale, der er baseret på en dækning af alle faste udgifter i organisationen dvs.
den model, som beskrives i afsnit tegnes 1, b), b) i Ankestyrelsens høring.
Med denne model vil det sikres, at organisationens opgavevaretagelse er
fuldstændig uafhængig af formidlingen, både fsva. antallet af adoptioner og antallet af
nye ansøgere.
Samme hensyn kan ikke i samme grad sikres ved en model, hvor tilskuddet er
baseret på et beløb, som svarer til en andel af organisationens udgifter dvs. den
model som beskrives under 1 b), a) i høringen. I denne model vil organisationen
fortsat vil være følsom over for ændringer i formidlingen, hvilket ikke kan udelukkes at
kunne påvirke opgavevaretagelsen.
DIAs bemærkninger til overgangsfasen
I forhold til overgangsfasen til en statslig model, bemærker DIA, at der er en meget
høj risiko for, at den viden og de kompetencer der igennem mange år er opbygget i
organisationen, vil forsvinde. Det kan således ikke forventes, at det vil være muligt, at
bibeholde de nuværende kompetencer ved overgangen til en statslig model, bl.a.
fordi det vil blive vanskeligt at holde på medarbejderne, der i givet fald må forventes
at søge videre. Dette vil uundgåeligt påvirke såvel opgavevaretagelsen i den statslige
model og selve overgangsfasen, men i høj grad også muligheden for at bevare de
eksisterende samarbejder.
Dertil kommer, at det efter DIAs opfattelse højst sandsynligt ikke vil være muligt, at
videreføre alle de igangværende samarbejder i en statslig model, idet det formentligt
ikke vil være alle samarbejdspartnere, der ønsker at samarbejde med en
centralmyndighed. DIAs samarbejder er opbygget gennem mange år og kan ikke
nødvendigvis bare overdrages. Dette vil afhænge af afgiverlandene og de
myndigheder og organisationer, som DIA samarbejder med i dag.
2. Tilsynets fremadrettede udformning
I forhold til Ankestyrelsens forslag om et større samarbejde i form af møder,
årsplaner m.v., finder DIA forslagene gode. DIA finder, at der i samme ånd kan findes
andre opgaver, der i højere grad kan løses i samarbejde, f.eks. akkrediteringer af
samarbejdspartnere, der også med fordel kunne ske ved fælles rejser til udlandet.
Det vil i højere grad kunne kvalificere grundlaget, ligesom spørgsmål kunne afklares i
fællesskab undervejs, samt i dialog med myndigheder og samarbejdspartnere i
udlandet.
4
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
DIA mener endvidere, at indberetningsforpligtelsen bør ændres til væsentlige
ændringer, idet det må antages, at Ankestyrelsen i dag har oparbejdet en viden om
og et kendskab til DIAs samarbejder, der gør, at alene væsentlige oplysninger og
ændringer fremover er af relevans. Desuden bør der efter DIAs opfattelse indføres
bagatelgrænser for de økonomiske anmeldelser.
I forhold til et særskilt tilsyn med PAS er det uklart for DIA, hvad et sådan tilsyn i givet
fald skulle bestå af. DIA går således som udgangspunkt ud fra, at PAS-opgaven er
omfattet af de almindelige krav til DIAs sagsbehandling, som fremgår af
akkrediteringsvilkårene.
I forhold til det økonomiske tilsyn, hvis rammerne for strukturen ændres, sådan at
DIAs administrative udgifter finansieres af staten via en driftsaftale, er det DIAs
opfattelse, at tilsynet med det forhøjede tilskud kan ske på samme måde som det
tilsyn, der i dag er forbundet med DIAs nuværende årlige driftsstøtte.
Som udgangspunkt kan driftstilskuddet udregnes på baggrund af det årlige budget,
og sådan at der rapporteres kvartalsvist på udgifterne og tilskuddets anvendelse,
ligesom i dag. Der kan ved årets udgang ske en efterregulering, sådan at for meget
udbetalt tilskud overføres til næste år, mens for lidt udbetalt tilskud udbetales til
organisationen i forbindelse med aflæggelse af årsregnskabet.
I forhold til en hjemmel til at tilbageholde tilskudsmidler, hvis DIA ikke har leveret de
opgaver, som Ankestyrelsen fastsætter indholdet af og fristerne for, finder DIA det
noget problematisk, idet et sådan indgreb er egnet til at påvirke opgavevaretagelsen i
forhold til formidlingsopgaven og dermed påvirke familiernes sager.
Hvis Ankestyrelsen ønsker at sikre, at DIA i tilstrækkelig grad har mulighed for at
besvare Ankestyrelsens henvendelser og tilsyn, bør dette istedet ske gennem
øremærkede midler til besvarelse af tilsynet, og sådan at det sikres, at de ressourcer
der tildeles organisationen til efterlevelse af kravene og tilsynet fra Ankestyrelsen
matcher de ressourcer, der tildeles Ankestyrelsen til udførelse af tilsynet.
DIA opfodrer ligeledes til, at det generelle planlagte tilsyn så vidt muligt tilrettelægges
i samarbejde, så tilsynet kan indpasses i organisationens øvrige opgaver og løses på
en for alle parter tilfredsstillende måde. Dette gælder både for det generelle tisyn og
for de særopgaver, der opstår undervejs, og som der har været mange af siden
2015.
3. Retningslinjerne for adoptionsrelateret støtte
Helt overordnet bemærker DIA, at samme hensyn som var gældende ved
lovændringen i 2016, herunder bevarelse af muligheden for, at organisationen fortsat
kan yde adoptionsrelateret støtte er uændret. Ydermere er det med de indførte
restriktioner og tilsynet med den støtte, der ydes, konstateret at der ikke konkret har
5
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
været anledning til bekymring, og at der altså heller ikke konkret er set en forbindelse
med antallet af adoptioner og ydelse af adoptionsrelateret hjælpearbejde.
Det er DIAs opfattelse, at der er stor gennemsigtighed i den støtte DIA yder til
adoptionsrelateret hjælpearbejde, ligesom at der er tale om støtte der ydes til
projekter, der understøtter forbedring af børns levevilkår samt
subsidiaritetsprincippet.
Det er efter DIAs opfattelse væsentligt at bevare muligheden for denne støtte, der er
er bistand, der naturligt forudsættes at være en del af samarbejdet med flere af DIAs
samarbejdspartnere. Det præciseres, at denne forudsætning ikke bare er DIA´s, men
kommer fra samarbejdspartnerne, der stiller samme krav til deres øvrige
samarbejdspartnere i andre lande. Dette sker med henblik på at yde hjælp til de
børn, for hvem international adoption ikke er den rigtige eller mulige løsning. Denne
støtte er således en nødvendig del af samarbejdet i flere af DIAs samarbejdslande.
Det er samtidig DIAs opfattelse, at begrænsningen om, at DIA ikke må yde andre
former for ikke adoptionsrelateret støtte eller bistand (humanitært hjælpearbejde), der
blev indført med lovændringen i 2016, er unødvendig og også uhensigtsmæssig.
Hvis der ønskes en adskillelse mellem humanitært hjælpearbejde og
adoptionsarbejdet, kan det imødegås gennem en væsentligt mindre indgribende
begrænsning f.eks. om, at DIA kun må yde ikke adoptionsrelateret hjælpearbejde i de
lande, hvor DIA ikke aktivt har et samarbejde om adoptionsformidling.
I forhold familiers mulighed for efter adoptionen at yde støtte, opfordrer DIA til at
muligheden bevares. I modsat fald vil dette formodes at ske uden om organisationen
med den konsekvens, at det ikke længere vil være gennemsigtigt, hvad der ydes af
støtte og til hvem.
4. Post Adoption Service
DIA har i vores analyse til Ankestyrelsen af 3. september 2018 om konsekvenserne
af det aktuelle formidlingsbillede beskrevet den bistand, DIA yder i dag, samt
omfanget og indholdet af de henvendelser, som DIA behandler. DIA modtog i 2018
samlet set 458 anmodninger fra 367 familier/adopterede.
6
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0027.png
33
102
92
86
145
Aktindsigt
Tilbagerejser
Kontaktetablering
Søgen efter yderligere oplysning
Andet
Som DIA har beskrevet, består DIA´s bistand bl.a. af rådgivning og vejledning om
mulighederne i landene samt omkring kulturelle forhold. Hvor, hvordan og af hvem
kan de adopterede få hjælp. Vi følger op på mulighederne for og udviklingen af PAS i
udlandet i forbindelse med kontaktrejser, og når vi får besøg fra vores
samarbejdspartnere. Vi fungerer som bindeled til myndigheder og børnehjem i
udlandet samt til andre familier/landegrupper, Ankestyrelsens PAS samt øvrige
tilbud, f.eks. kommunalt. DIA afholder også landetræf for familier og adopterede i
forbindelse med besøg fra udlandet.
Mens den rådgivning, der ydes af de eksterne konsulenter, der i dag er tilknyttet
Ankestyrelsen, i høj grad er finansieret af staten, er den bistand, der ydes af DIA til
såvel adoptivfamilier, som adopterede og biologiske familier ikke særskilt finansieret.
Ofte oplever DIA i praksis, at de to forskellige tilbud rækker ind over hinanden, uden
at der er nogen former for koordinering eller samtækning. Ydermere er det DIAs
opfattelse, at PAS i de kommende år også skal kunne rumme en række specialtilbud,
herunder bl.a. rådgivning og mediering i forbindelse med f.eks. åbne adoptioner i
forbindelse med eller efter adoptionen.
Da DIA allerede besidder konkret viden om afgiverlandene og har løbende kontakt til
netværk og relevante aktører i afgiverladene, samt rådgivningsmæssigt har relevant
viden om denne del af PAS-arbejdet, opfordrer DIA til, at PAS opgaven samles i DIA,
sådan at der sikres én indgang for familier og adopterede, der søger støtte og
rådgivning, og at der sikres en samlet finansiering af støtte og bistand til familier og
7
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
adopterede. For familien og den adopterede er der ikke tale om to adskilte behov,
men om et behov for støtte og bistand.
For at dette kan lykkedes i praksis, er det naturligvis et centralt element, at de
eksterne konsulenter, der i dag er tilknyttet Ankestyrelsen, også indgår i det nye
PAS-tilbud og dermed i stedet tilknyttes DIA.
Som DIA tidligere har påpeget, er det vore vurdering, at det vil være
hensigtsmæssigt, hvis de afsluttede sager DIA i dag opbevarer på et fjernarkiv,
overdrages til Ankestyrelsen. Alternativt, at der tildeles DIA midler til at digitalisere
alle de nuværende sager. Dette vil bl.a. kunne være med til at sikre muligheden for
en hurtigere sagsbehandling af henvendelser fra adopterede og familier, der ønsker
en kopi af deres sag, samt at oplysningerne og akterne i sagerne består.
5. Ændrede snitflader
Ankestyrelsen beskriver en række forskellige muligheder for ændrede snitflader,
herunder
a. Statslig bistand til uafhængig adoption
b. Centralmyndigheder overtager det direkte ansvar for at sikre, at samarbejdet med
udlandet sker efter konventionens principper
c. Generel viden om modtagerlandets børnebeskyttelsessystem vedligeholdes af
centralmyndigheden
d. Centralmyndigheden pålægges ansvar for at indsamle, bearbejde og formidle
viden om adoption
e. Tilsynsmyndigheden indgår i den formidlende organisations bestyrelse
Det fremgår ikke nærmere af høringen, hvad baggrunden er for udvælgelsen af
snitfladerne, samt evt. hvilke erfaringer fra andre lande, som forslagene muligvis
kunne være inspireret af.
Det er derfor også vanskeligt på det foreliggende konkret at forholde sig til
forslagene. DIA har dog følgende umiddelbare bemærkninger;
Ad a) statslig bistand til uafhængig adoption
Umiddelbart er det DIAs opfattelse, at denne konstruktion strider mod
grundlæggende principper for adoptionsarbejdet, herunder at sikre, at det er barnets
bedste, der er bærende for alle beslutninger vedrørende adoptionen. Forslaget
indebærer efter DIAs opfattelse en række usikkerheder, bl.a. når ansvaret for
formidlingsarbejdet lægges hos familien, der uundgåeligt har en personlig interesse i
adoptionens gennemførelse.
Det er et grundlæggende princip efter dansk ret, at familien skal lade sig bistå af en
formidlende organisation ved adoption af et barn fra udlandet. Hensynet bag er netop
at sikre, at en professionel organisation er ansvarlig for processen, behandlingen af
sagen samt samarbejdet med udlandet. Det er i den forbindelse DIAs opfattelse og
erfaring, at et samarbejde omkring en adoption ikke alene kan ske på skriftligt
8
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
grundlag, men også kræver praktisk viden om forholdene i afgiverlandet,
adoptionsprocessen samt adoptionens gennemførelse.
Derudover kan der opstå en række situationer i forbindelse med en adoptions
gennemførelse, der kræver håndtering og evt. bistand i afgiverlandet. Ydermere
rummer privat formidling risiko for, at der lægges pres på afgiverlandet, ligesom at
der i højere grad vil være risiko for, at uetisk adfærd kan påvirke processen
undervejs. Det anses ikke for at være i overensstemmelse med konventionernes mål.
Ad b) Centralmyndigheder overtager det direkte ansvar for at sikre, at
samarbejdet med udlandet sker efter konventionens principper
Det er DIAs opfattelse, at samarbejdet med afgiverlandet varetages løbende og såvel
generelt som konkret. Det er derfor også DIAs opfattelse, at selve samarbejdet ikke
kan opdeles på den foreslåede måde.
DIAs samarbejder og relationer er opbygget gennem mange år, og det generelle
samarbejde indbefatter ikke kun samarbejde med myndigheder, men også med
andre NGO’er og børnehjem. Det er derfor DIAs erfaring, at varetagelsen af
samarbejdsrelationerne forudsætter særlig viden og kompetencer
viden og
kompetencer, der i dag kun eksisterer i organisationen, og ikke bare uden videre kan
overføres til centralmyndigheden.
Det er således DIAs opfattelse, at det overordnede, det generelle og det konkrete i
samarbejdet ikke kan adskilles. Der vil ligeledes være en risiko for, at det ikke vil
være muligt at videreføre de samarbejder, organisationen har i dag, da det ligesom i
en statslig model forudsætter, at DIAs eksisterende samarbejdspartnere ønsker at
have et direkte samarbejde med en dansk centralmyndighed.
Slutteligt vil det kunne påvirke kvaliteten i adoptionsarbejdet, idet varetagelsen af
opgaverne, herunder de konkrete sager netop kræver såvel generel viden om, som
samarbejde med afgiverlandet.
Ad c) Generel viden om modtagerlandets børnebeskyttelsessystem
vedligeholdes af centralmyndigheden
DIA er enig i, at opgaven med indhentelse af viden om generelle forhold i
afgiverlandet, der ikke er direkte forbundet med adoptionsarbejdet, med fordel kan
ligge hos centralmyndigheden.
Samme gælder efter DIAs opfattelse lovgivningen fra afgiverlandene. DIA foreslår
derfor, at centralmyndigheden også overtager ansvaret for indhentelse, oversættelse
og formidling til DIA om udenlandsk lovgivning i DIAs samarbejdslande.
9
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Ad d) Centralmyndigheden pålægges ansvar for at indsamle, bearbejde og
formidle viden om adoption
DIA støtter op om tanken om et videnscenter om adoption i Danmark. DIA forslår
dog, at det overvejes i hvilket regi et sådan videnscenter placeres, sådan at det
sikres, at den viden der indsamles og anvendes ikke alene tager sit udgangspunkt i
et myndighedsperspektiv, men i et perspektiv der rummer de mange facetter og
forskellige former for faglighed, der er forbundet med adoption.
Det kunne f.eks. være et selvstændigt og uafhængigt center oprettet ved lov med det
formål bredt at indsamle viden om adoptionsspecifikke emner, forske i adoption samt
være ansvarlig for at udbrede viden om adoption.
Ad e) Tilsynsmyndigheden indgår i den formidlende organisations bestyrelse
DIA er enig i, at det med fordel kan overvejes at udvide bestyrelsen i DIA med et
antal medlemmer, f.eks. et medlem udpeget af ministeren.
I forhold til Ankestyrelsens forslag om, at tilsynet indgår i DIAs bestyrelse evt. med
stemmeflertal, er det vanskeligt for DIA at se, hvordan Ankestyrelsen kan bevare
habiliteten i forhold til tilsynet, hvis Ankestyrelsen samtidig er en del af DIAs øverste
ledelse.
Helt grundlæggende bør hensynet til at sikre, at tilsynsmyndighederne har størst
mulig indsigt i organisationens opgavevaretagelse afvejes mod hensynet til, at DIA
som privat organisation har et vist råderum, hvis det skal give mening, at DIA som
privat organisation varetager adoptionsformidlingsopgaven. Med en organisering,
hvor tilsynet får stemmeflertal i DIAs bestyrelse, er der efter DIAs opfattelse ikke
længere tale om en privat organisation, ledet af en professionelt udvalgt, men frivillig
og ulønnet bestyrelse. Det må lige som på personalesiden anses for tvivlsomt, at
medlemmerne i den nuværende bestyrelse vil kunne indgå i en sådan konstruktion.
DIAs forslag til ændrede snitflader, model 4
Som DIA tidligere har præsenteret for Ankestyrelsen, foreslår DIA en model 4, der
ligeledes indebærer en række ændrede snitflader.
I denne model foreslår DIA, at en række opgaver, der i dag varetages af
centralmyndigheden flyttes til DIA, sådan at der sikres en langt bedre sammenhæng i
opgavevaretagelsen
én indgang for familier og adopterede.
I denne model flyttes varetagelsen af opgaverne med national adoption
(administration af venteliste og matchning) til DIA. Dette vil dels sikre en større
fleksibilitet for familier, der er godkendt til adoption ved valg af land og evt. skifte af
venteliste undervejs, men også at de modtager samme tilbud og rådgivning
undervejs i processen, som familierne på de internationale ventelister.
10
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Derudover samles forberedelsen (pre adoption service) ved den formidlende
organisation, der allerede har kontakt til de kommende adoptivforældre i forbindelse
med deres deltagelse i informationsmøder samt ved den løbende generelle
vejledning og rådgivning om adoption.
Dette kunne være en del af en naturlig forberedelsesproces, og samtidig give
forældrene ”en dør”
at gå ind af inden adoptionen. Derved kan det samtidig hele tiden
sikres, at den aktuelle viden om forholdene i afgiverlandet samt børnenes behov kan
inkluderes i forberedelsen af de kommende familier.
Vi oplever, at mange forældre forholder sig til de mange instanser, de er i berøring
med i adoptionsprocessen. DIA mener derfor, at en samling af forberedelsen af
adoptanterne hos DIA kunne være mulighed for en forenkling, men også en kvalitativ
styrkelse i forhold til rådgivningsindsatsen inden adoptionen.
PAS samles i DIA, dvs. både rådgivning
og ”teknisk” PAS,
så der er et
sammenhængende system for familier og adopterede, der søger støtte, rådgivning
og vejledning om adoption og om bistand til tilbagerejser, kontakt med biologisk
slægt m.v., jf. det ovenfor beskrevne om PAS-ordningen, både nu men også som vi
ser behovet i fremtiden, jf. DIAs bemærkninger under ad 3) adoptionsrelateret støtte.
DIA medsender som aftalt DIAs power-point med en overordnede beskrivelse af
modellen til Ankestyrelsen. DIA stiller sig naturligvis til rådighed for yderligere
drøftelse og uddybning af de enkelte elementer i den foreslåede model.
Med venlig hilsen
DIAs bestyrelse
Lars Ellegaard, formand for bestyrelsen
11
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0032.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0033.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0034.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0035.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0036.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0037.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0038.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0039.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0040.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0041.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0042.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0043.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0044.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0045.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0046.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0047.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0048.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0049.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0050.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0051.png
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0052.png
Til Ankestyrelsen
Familieretshuset
Storetorv 10
6200 Aabenraa
Telefon: 7256 7000
Skriv til os via borger.dk
www.familieretshuset.dk
2019 - 37584
EAN-Nr. 5798000362222
Svar på Ankestyrelsens høring angående undersøgelsen af mulighederne
for et nyt adoptionssystem og evalueringen af adoptionsreformen fra 2016,
fremsendt den 2. oktober 2019
Familieretshuset har følgende bemærkninger til evalueringen af adoptionsrefor-
men fra 2016:
Godkendelse af kommende adoptanter
* Den aktuelle godkendelsesramme er meget bred. Vi foreslår, at de kommende
adoptanter får mulighed for at konsultere en PAS-rådgiver for at få en vurdering
af barnets psyko-sociale forhold, inden de kommende adoptanter beslutter sig for
at give samtykke til modtagelse af barnet. I dag har de kun mulighed for at kon-
takte DIA´s pædiater.
* Det bør i Adoptionsvejledningen præciseres i hvilke tilfælde – hvis nogen – de
kommende adoptanter kan afvise at modtage et barn inden for rammen uden at
miste deres godkendelse.
* Generelt foreslås det, at pjecen vedrørende den nye godkendelsesramme ud-
dybes for så vidt angår barnets helbreds- og aldersmæssige forhold. Endvidere
bør kommunikationen af dette optimeres.
* I Adoptionsvejledningens pkt. 7.4.1.2 bør det oplyses, at der som udgangspunkt
gennemføres 3 samtaler med ansøgerne, hvoraf én samtale gennemføres i
hjemmet.
* Individuelle ressourcer hos kommende adoptanter. Familieretshuset har kun en
enkelt gang allerede i godkendelsesforløbets første fase iværksat en nærmere
undersøgelse af adoptanternes individuelle ressourcer. Det er imidlertid vores
opfattelse, at det er vigtigt, at muligheden herfor er til stede. Det er i den forbin-
delse ønskeligt, at det bliver præciseret efter hvilke kriterier, at vi allerede i fase 1
kan iværksætte undersøgelse af individuelle ressourcer.
* Særligt om børn frigivet ved tvang. De kommende adoptanter udtrykker bekym-
ring for, om barnet får tildelt samvær med de biologiske forældre, hvilket de fryg-
ter kan komme til at virke forstyrrende for barnet med det til følge, at adoptanter-
ne skal bruge ekstra ressourcer på at samle barnet op.
En anden bekymring er konstruktionen med ”midlertidig placering”, hvor ansø-
gerne kan være tilbageholdende med at turde knytte sig fuldt ud til barnet af frygt
for, at barnet ikke bliver endeligt frigivet.
Dato:
10-01-2020
Direktion
Sagsbehandler:
Sandra Rieder Snitgaard
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0053.png
Det kan overvejes om adoptanternes bekymring i relation til samvær kan imødekommes ved at beskrive sam-
været som et ”kendesamvær” og ikke et ”kontaktsamvær” efter forældreansvarslovens § 20a.
Endvidere kan det overvejes om adoptanternes bekymring kan imødekommes med to spor i Adoptionsnæv-
net? Ét spor for ansøgere, der ønsker et barn, der er frigivet med samtykke. Og et andet spor, hvor barnet er
frigivet uden samtykke.
* Generelt gælder det for adoptanter af børn født i Danmark, at de ikke har et naturligt sammenhold. Adoptan-
ter af børn fra udlandet finder typisk sammen i landegrupper.
Disse adoptanter efterspørger en ”Danmarksgruppe”.
Støtte til adoptivfamilien
* Vi foreslår et opfølgende kursus inden godkendelsen forlænges (brush-up).
* Vi foreslår et kursus målrettet barn-2-ansøgere (søskende relationer).
* Vi foreslår et kursus målrettet ansøgere til biologiske søskende og ældre børn. (Vi oplever, at par, der har
adopteret søskende, opdager, at de to søskende ikke har nogen relation til hinanden, da de har boet adskilt
på børnehjemmet).
* Børnegrupper. Nogle børn må vente længe på at komme i et kursusforløb. Måske skal der udbydes flere
kurser.
* PAS-rådgivning bør i et eller andet omfang være obligatorisk ud over 3 måneder, herunder i forbindelse med
barnets start i institution. Vi kan endvidere tilslutte os en omlægning og udvidelse af adgangen til frivillig PAS-
rådgivning. Vi oplever bedre adoptionsforløb i de sager, hvor adoptanterne løbende gør brug af den frivillige
PAS-rådgivningen.
Indsamling og formidling af viden
* Familieretshuset kan tilslutte sig, at allerede eksisterende viden skal være tilgængelig, således den kan an-
vendes hos de fagprofessionelle, ligesom der bør være fokus på initiativer med henblik på at understøtte den
faglige vidensopsamling, der allerede sker. En sådan formidling og indsamling af viden kan eksempelvis vare-
tages af et nationalt videnscenter for adoption.
Med venlig hilsen
Rie Thoustrup Sørensen
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0054.png
Comments regarding the Appeals Board-Consultation on the study of the
possibilities for a new adoption system and the evaluation of the adoption reform
of 2016;
Copenhagen 15.11.2019
ACT has in the last 20 years intensively worked in the field of child trafficking for the
purpose of adoption and child rights.
Our founder Roelie Post was an EU Official in DG Enlargement responsible for the
Reforms of the Child Protection System in Romania.
More information about this can be found at:
www.againstchildtrafficking.org
and on the personal page of Ms. Post,
www.romaniaforexportonly.com
ACT has exposed many criminal practices of European adoption agencies.
Respectively for Denmark we exposed the scandals in Andhra Pradesh (John Abraham
Memorial Bethany Home), Preet Mandir, Priya Darshani, (A Baby Business, DR 2007),
Ethiopia (DR 2012)
Sheyar Chayya (2019)
Amys Vilje (2019)
We also assisted the parents whose children were adopted by criminal means to
Denmark, Sinkenesh and Hussein, (Masho) , Genet (Amy) and Ramesh Kulkarni.
Due to our assistance the adoptions of Masho and Amy were revoked by the Federal
First instance court in Ethiopia in 2016.
The book of Dorrit Saietz “Adoptionens Slagmarker” is in part based on information
supplied by us and it shows a bleak picture of the affairs of the Adoption System in
Denmark.
The Kenya scandal from 2015:
“Kenya, another adoption scandal. The cost of Impunity” available at:
http://www.againstchildtrafficking.org/de/2015/08/kenya-another-adoption-scandal-the-
cost-of-impunity/
), is the best example that the new adoption system is a total failure.
1
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0055.png
We have to conclude that neither did the Danish government ever look into what
happened with regards to adoptions from Romania, nor was any of the above mentioned
scandals ever thoroughly investigated, nor have the victims found any relief. It has been
just cover- up.
In other EU states, adult adoptees demand now, parliamentary enquiries and
compensation for the damage done to them as well as practical and financial
independent assistance for re-establishing their original identity
In 2016 the Dutch council for criminal justice and youthwelfe, has advised the
government to stop intercountry adoptions. (summary attached)
The Danish government has in the past connived and subsidised a private organisation,
DIA, which was involved in child trafficking.
The Danish government has failed to address the gross human rights violations and
criminal practices of DIA's predecessor AC and Danadopt.
Further, the practices of Terre des Hommes in Bangladesh and Romania have not really
been addressed.
In the light of the fact that in 2018 there were only 64 intercountry adoptions (source
DIA), the state financing DIA is a misuse of taxpayer's money. It is predictable that the
number of intercountry adoptions continue to decrease which would make any
government funding a predictably failed rescue operation.
We request the Danish government to address the above mentioned scandals in a
serious and thorough manner and support financially, independent organisations who
assist adult adoptees in re-establishing their original identity in line with the obligations
under international human rights treaties.
Further, as the RSJ concluded, the problems are systemic, and cannot be improved,
Denmark should simply stop with intercountry adoptions and respect children's rights as
enshrined in the UNCRC.
Arun Dohle
Executive Director
David Kildendal Nielsen
Contact Person, ACT
2
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0056.png
Summary
advisory report ‘Reflection
on Intercountry
Adoption’ of the
Council for the Administration of Criminal Justice and Protection of
Juveniles
(2 November 2016)
The Minister of Security and Justice requested the Council for the Administration
of Criminal Justice and Youth Protection (the Council) to render advice on a
number of proposed future scenarios for the system of intercountry adoption.
Andersson Elffers Felix (AEF) was commissioned to develop these scenarios.
These scenarios all proceed from the current system of intercountry adoption
and relate to its management and control.
The Minister submitted the following question to the Council:
Which of the future intercountry adoption scenarios outlined by AEF is preferable?
To provide the Minister with proper advice on the management of the adoption
system (the various scenarios), the Council believes it first needs to answer a
more fundamental question:
How can we provide the highest level of protection to children of the intercountry
adoption target group (children unable to grow up with their own families)?
Asking this fundamental question is in line with the Council’s advisory function.
The Council is charged with rendering independent advice on the subject of
youth protection to the government.
The Council’s advice
is comprised of two parts and consists of an advice on the
fundamental question on intercountry adoption and an advice on the choice of
the future scenarios provided.
Advice on the fundamental question on intercountry adoption
Developments with respect to intercountry adoption
There has been a sharp decline in the number of children adopted into the
Netherlands from abroad in the past ten years. The profile of these children, too,
has changed: they tend to be older when first arriving in the Netherland and to
belong to
the subset of ‘special
need’
children, children requiring special care in
addition to what is provided to other adopted children.
Positive aspects and bottlenecks
Scientific studies, publications and interviews with experts show that the current
adoption system has its positive aspects and also its negative aspects.
1
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Positive aspects
It has become evident that children who grow up in institutions will lag behind in
their physical, cognitive and social emotional development. Adoption offers a
child the opportunity to grow up within a family instead of in an institution,
keeping the child from suffering more and permanent developmental delays.
Research has shown that adoption usually is an effective intervention, as it may
result in a recovery of the developmental process of the child (especially in the
case of children adopted at an early age). Intercountry adoption into the
Netherlands also allows the adopted child to grow up in a prosperous country
and allows adoptive parents with a desire to have children to have their wish
granted.
Bottlenecks
The Convention on the Rights of the Child (CRC) and the Hague Adoption
Convention recognise that the rights and interests of a child are best protected
by a family in their own country. The country of origin often lack a youth
protection system to provide alternatives to intercountry adoption.
Research has also shown that intercountry adoption negatively affects the
advancement of the youth protection system in the country of origin.
Intercountry adoption inadvertently results in local youth protection services
being of a lesser quality than would be the case if no intercountry adoption
existed.
Furthermore, intercountry adoption involves financial interests. These
carry the risk of illegal and undesired practices.
These risks increase the need for supervision. However, supervision on
the adoption process and on whether the provisions of the Hague Adoption
Convention are observed is very limited.
Specific obstacles exist in a number of countries (China, the US and the
EU countries).
The quality of the adoption process is subject to a lot of criticism.
The well-being of the children may suffer from unsafe attachment.
Arguments and assessment
Positive aspects and bottlenecks do not, in themselves, provide arguments for or
against adoption. While the existence of the problem areas might result in the
conclusion that the very phenomenon of intercountry adoption as such should be
questioned, it might also result in a drive to change the system, instead. Some
of the positive aspects and problem areas come to serve as arguments for and
against intercountry adoption. These arguments can be divided into arguments
at the micro level (related to the individual child) and arguments at the macro
level (related to the system of intercountry adoption). The Council subsequently
weighed these arguments against each other.
The ‘interest of the child’
can be divided into various components that each
provide an individual argument for or against adoption. In assessing these
arguments, the Council prefers ‘placement
of children in a family in the country
2
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0058.png
of origin able to provide
adequate
care’ over ‘placement
of children in a family of
adoptive parents in a foreign country able to provide
optimum
care’.
This means
that the
Family in own country-argument
counts heavily and the
Prosperous
Netherlands-argument
and
Optimum care-argument
are given relatively less
weight in our assessment.
1
The intercountry adoption dilemma is complex. While there are very strong
arguments in favour of intercountry adoption at the micro level, the Council
believes these are countered by strong arguments against it at the macro level.
The Council, in weighing the above arguments against each other, finds as
follows. Despite the benefits it provides to the individual child (micro level), the
Council believes that the adoption system is not the ideal solution to protect the
target group of children at large (macro level). This conclusion is highly reliant
on the fact that, in view of the obligations of the government, arguments at the
macro level (system) must be given more weight than arguments at the micro
level.
A couple of macro-level arguments against intercountry adoption are decisive in
the Council’s view. Multiple scientific studies have demonstrated the ‘pull’
effect
of adoption. The system of intercountry adoption creates a supply of children in
children’s homes. In addition, intercountry adoption undermines
focusing on the
solution preferred under the CRC (a family of the child’s own culture, in the
child’s own country). Intercountry adoption impairs the implementation and
advancement of a youth protection system in the country of origin. The Council
believes that these arguments count more heavily than arguments related to
individual children benefitting from intercountry adoption. The fact that most of
the children adopted into the Netherlands do well does not change the fact that
the CRC (Article 20) considers it better for these
and other
children to do
well in their own countries. Finally, the Council attaches great value to the
principle of subsidiarity: adoption of the child should only be considered if no
other solution can be found. The Council believes that the principle of
subsidiarity cannot, in practice, be properly observed, meaning that this
Principle
of subsidiarity- argument
is, to the Council, a convincing argument against
intercountry adoption.
In the opinion of the Council, intercountry adoption and the provision of aid with
advancing the youth protection system cannot convincingly stand side by side.
The option of having children adopted impairs in itself the further advancement
of the youth protection system. A shift of focus to advancing such youth
protection systems is essential. The Council
refers to this scenario as the ‘Family
in country of origin’
scenario.
1
Read the full report for a definition of these arguments.
3
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Advice on scenarios with management models
Having given its advice on the fundamental question on intercountry adoption,
the Council gives its advice on the future scenarios presented by AEF.
Scenarios
The AEF report presents four scenarios.
Scenario 1: ‘Optimise the current model’
In this scenario, the current situation is kept the same as much as possible. All
current parties remain in existence and all roles remain intact. This scenario
revolves around the various actors changing their conduct at their own initiative.
Scenario 2: ‘Government
manages the
system’
No fundamental reform of the system takes place. All current parties remain
existant and will continue to fulfil their current duties. However, in this scenario,
the discharge of responsibilities does change. While the government will put
more frameworks in place, it will distance itself from the actual performance.
Scenario 3: ‘Fewer actors’
In this scenario, the number of licensees will decrease (possible by way of a
minimum number of matches) and the government will combine all supervision
duties.
Scenario 4: ‘A public service’
In this scenario, intercountry adoption becomes a public service: the entire chain
will be managed by the government.
Conclusion on the scenarios
The Council states that these scenarios are insufficiently able to provide an
improvement to the identified problem areas. Various obstacles cannot be
removed, as their nature makes it impossible for them to be solved by means of
a different organisation of the intercountry adoption system. This has resulted in
the Council recommending another scenario for the future
(‘Family in country of
origin’).
In answering the Minister’s question, the Council asked itself which of the four
scenarios are best able to provide an improvement of the established
bottlenecks. The Council therefore assessed the future scenarios in relation to
the identified bottlenecks. Regarding some of these bottlenecks the AEF
scenarios can result in improvements. The principle of subsidiarity served as the
standard criterion for the Council to assess which scenario is preferable.
Weighing the opportunities and risks,
the Council concludes that the ‘A public
service’
scenario is best able to remove the concerns with respect to the
principle of subsidiarity (to the extent possible).
Conclusion
This advisory report centres around two core questions. The Council has the
following answer to the fundamental question,
‘How
can we provide the highest
level of protection to children belonging to the intercountry adoption target
group (children unable to grow up with their own families)?’
4
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
The Council is of the opinion that intercountry adoption is not the best way of
protecting children and calls upon the government to shift its focus and to
protect these children by supporting the implementation and advancement of
the youth protection system in the country of origin. This ideal scenario is
referred to as the ‘Family in country of origin’
scenario by the Council.
With respect to the question
‘Which
of the future intercountry adoption scenarios
outlined by AEF is preferable?’,
the Council advises that the government selects
none of the four scenarios presented by AEF, but adopts the aforementioned
‘Family in country of origin’
scenario. Considering these four future scenarios
presented, the Council advises that the Minister
adopts scenario 4 (‘A public
service’).
This scenario is best able to remove the concerns with respect to the
principle of subsidiarity (to the extent possible).
In addition to providing an advice on the fundamental question on intercountry
adoption and an advice on the future scenarios presented by AEF, the Council
makes the following recommendations.
Besides the five scenarios discussed, the Council recommends to terminate
immediately the collaboration with countries with specific problems. This
concerns China (supervision by Central Authority and accredited bodies not
possible), the US (violates the intention of the Convention’s provisions with
respect to the principle of subsidiarity and freely given consent) and countries of
origin that are EU Member States (principle of subsidiarity).
The Council calls upon the Minister to have a fundamental debate on adoption
with the House of Representatives and not just to debate management models
and their performance. The Council emphasises that, in view of the sensitivities
involved in the debate on intercountry adoption, this debate must be based on
arguments. The Council aims to contribute to this debate by way of this advisory
report.
Intercountry adoption is a complex subject involving interests in addition to the
interest of the child, including the interest of the parents wishing to adopt a child.
The various interests involved render the subject politically complex. The Council
calls upon the Minister to put the interests of the foreign children in need of
protection first (also, or even in particular, because they cannot make
themselves heard). The Council hopes that the Minister is willing, in the near
future, to make a policy decision that will serve to better protect the rights of
these children (as provided in the CRC) and, thus, the children themselves.
5
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0061.png
Adoption & Samfund
Adoption & Samfund Ungdom
Tænketanken Adoption
Adoptionspolitisk Forum
Adoptionstrekanten
Koreaklubben
Høring angående undersøgelsen af mulighederne for et nyt
adoptionssystem og evalueringen af adoptionsreformen fra 2016
I 2019 påbegyndte Ankestyrelsen en undersøgelse af mulighederne for et
nyt adoptionssystem og tog samtidig hul på en evaluering af
adoptionsreformen fra 2016. Vi forventer, at undersøgelsens resultater
afleveres til social- og indenrigsministeren den 1. december 2019.
Evalueringen af de tiltag der vedrører adoptivfamiliens forhold, forventes
afleveret den 1. februar 2020.
Vi vil gerne inddrage så mange perspektiver som muligt. Derfor vil vi gerne
modtage jeres eventuelle inputs til undersøgelsen og evalueringen. Jeres
inputs vil blive vedlagt det materiale, der overdrages til social- og
indenrigsministeren.
Vi skal bede om at modtage jeres eventuelle inputs senest
onsdag den
6. november 2019.
Efter resultaterne af undersøgelsen er overdraget til social- og
indenrigsministeren vil der foregå en politisk behandling af strukturen for
et fremtidigt bæredygtigt formidlingssystem for international adoption. Vi
forventer, at ministeren vil have opmærksomhed på at inddrage alle
interessenter i denne proces.
1. Baggrund
I oktober 2014 indgik et flertal af de politiske partier i Folketinget en aftale
om et nyt adoptionssystem. Store dele af aftalens indhold vedrørte alle
adoptionsansøgere, adoptivfamilier og adopterede. Aftalen fastsatte også
rammerne for den internationale adoptionsformidling til Danmark.
Aftalepartierne var enige om, at der skulle gennemføres en evaluering af
aftalens konsekvenser efter en treårig periode fra initiativerne fik virkning
den 1. januar 2016.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0062.png
Siden 2014 er antallet af internationale adoptioner i Danmark faldet til et
historisk lavt niveau fra 124 adoptioner i 2014 til 64 adoptioner i 2018.
Antallet af godkendte ansøgere, der ønsker at adoptere, via den
adoptionsformidlende organisation DIA, er også faldet markant fra 84
tilmeldinger i 2014 til 48 tilmeldinger i 2018.
Aftalepartierne bag satspuljeaftalen for 2019 besluttede derfor i november
2018 at afsætte midler til at undersøge, hvilke alternativer der findes til
den nuværende formidlingsstruktur, hvor formidlingsopgaven varetages
af en privat organisation, der primært er finansieret af gebyrindtægter fra
adoptivfamilierne.
2. Undersøgelsen og evalueringen af rammerne for den
internationale adoptionsformidling
Ankestyrelsen har fået til opgave at undersøge, hvordan der kan skabes
en
økonomisk
bæredygtig
struktur
for
den
internationale
adoptionsformidling i Danmark. Undersøgelsen skal også afdække behovet
for understøttende tiltag i overgangen til et eventuelt nyt system for at
skabe den tilstrækkelige tryghed og sikkerhed for kommende og
nuværende ansøgere.
Formålet med undersøgelsen er at tilvejebringe et grundlag for en politisk
drøftelse af, hvordan et bæredygtigt adoptionssystem bør udformes set i
lyset af den aktelle udvikling.
Det betyder, at evalueringen af de dele i den politiske aftale om et nyt
adoptionssystem, der vedrører de strukturelle rammerne for formidlingen,
erstattes af en undersøgelse. Evalueringen af tilsynet med
adoptionsformidlingen vil blive afleveret sammen med undersøgelsen og
indeholder efter aftale med Social- og Indenrigsministeriet en gengivelse
af Ankestyrelsens erfaringer og observationer fra tilsynet siden 2016
(evaluering del 1).
Kommissoriet for undersøgelsen kan findes her:
https://ast.dk/born-familie/hvad-handler-din-klage-
om/adoption/undersogelse-af-adoptionssystemet
Ankestyrelsen forventer at aflevere undersøgelsens resultater til social- og
indenrigsministeren den 1. december 2019.
3. Evalueringen
af
adoptionsreformen
fra
2016
adoptivfamiliens forhold
Evalueringen af de forhold, der vedrører adoptivfamilien, bliver evalueret
i en særskilt publikation (evaluering del 2). Evalueringen vil belyse, hvilke
elementer der er velfungerende, og hvilke elementer der kalder på en
justering, herunder hvilken form for justering der nærmere er tale om.
2
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0063.png
Del 2 af evalueringen om den politiske aftale om et nyt adoptionssystem
omhandler temaerne:
Godkendelse af kommende adoptanter
Støtte til adoptivfamilien
Åbenhed og adoption
Indsamling og formidling af viden
Ankestyrelsens evaluering af konsekvenserne af del 2 af den politiske
aftale vil, i forhold til de enkelte temaer, blive struktureret på følgende
måde:
1. Beskrivelse af de tiltag der blev igangsat på baggrund af aftalen
2. Vurdering af hvilke tiltag der med fordel kan fortsætte (her
inddrages bidrag fra høringen)
3. Vurdering af hvilke tiltag der kan ændres eller justeres (her
inddrages bidrag fra høringen)
Den politiske aftale fra 2014 om et nyt adoptionssystem i Danmark kan
findes her:
https://ast.dk/filer/born-og-familie/undersogelse-af-den-fremtidige-
struktur-for-adoptionsformidlingen/bilag-2-den-politiske-aftale-2014.pdf
Hvis I har inputs til de enkelte temaer, må I meget gerne skrive dem i
nedenstående skema. Har I ikke inputs eller bemærkninger til enkelte
temaer eller deltemaer er i velkommen til at springe felterne over.
Ankestyrelsen forventer, at aflevere evalueringen til social- og
indenrigsministeriet den 1. februar 2020.
Godkendelse af kommende adoptanter
Når kommende adoptanter godkendes, sker det med den hensigt at udvælge de bedst egnede
adoptanter af hensyn til barnet.
Fremadrettet skal benyttes en ny
Der er problemer med de nuværende
godkendelsesramme i form af én
godkendelsesrammer for børnene:
godkendelse, der rummer ældre
børn og børn med flere behov.
Det må indledningsvist slås fast, at godkendelsesrammen
er meget, meget bred, til trods for at de børn, der kommer
i forslag, er som før, såvel alders- som helbredsmæssigt:
-
Der er en uoverskuelig bredde i hvilke
helbredsmæssige forhold, man skal kunne
acceptere, og det kan skræmme de ellers
velkvalificerede og
–motiverede
ansøgere væk
Der kan konstateres stærkt stigende
afslagsprocenter de sidste år, nu afvises halvdelen
-
3
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0064.png
af alle ansøgere, og ofte med begrundelsen i
ansøgernes ressourcer.
Der er ingen, der siger nej til barn i forslag. Er det i barnets
tarv? Kan man risikere at barnet havner i en familie, der
har ”gabt” over for stor en opgave?
Vi mener, at de nuværende meget brede
godkendelsesrammer har konsekvenser for ansøgere,
barnet, DIA, de lokale kommunale tiltag og
støtteforanstaltninger:
-
Der er en for ansøgerne helt uoverskuelig bredde i,
hvilke helbredsmæssige forhold man skal
kunne/ville acceptere som ansøgere, og det kan helt
klart skræmme mange ellers særdeles
velkvalificerede og -motiverede ansøgere helt væk.
Ansøgerne vælger erfaringsmæssigt derfor så i
stedet surrogat-/rugemødre eller andre muligheder,
lovlige eller ej, og uanset de personlige og
økonomiske omkostninger for alle parter!
Hvorfor må det ikke være OK at sige, at man er klar
til et barn med HIV smitte, på grund af ansøgernes
faglige baggrund, det kunne være som f.eks. læge
eller lignende- uden at man skal sige ja til samtlige
andre mulige sygdomme?
Hvorfor må man ikke vælge, at barnet har f.eks.
klumpfod eller læbe-/ganespalte, fordi man har
erfaring og dermed ressourcerne til netop det?
-
-
-
Det handler ikke om
”ikke
at være rummelig”, men om at
være helt realistisk om egne og familiens ressourcer.
Afslagsprocenten har som nævnt senest nærmet sig
halvdelen af alle ansøgere, og ofte med begrundelsen
ressourcer. Adoption & Samfund ønsker, at der
gennemføres en undersøgelse af, hvad der bevirker de høje
afslagsprocenter, så det kan afklares, om de typiske
ansøgere har en helt anden profil i dag end tidligere, eller
om det er forhold i godkendelsessystemet eller hos de
godkendende instanser, der bevirker den markante forskel.
4
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0065.png
Hvad er baggrunden for, at man ikke i højere grad lytter til
ansøgernes ressourcer og ønsker på særlige områder, frem
for at alle skal kunne klare alt?
Hvor er beviserne for, at disse godkendelsesrammer er til
barnets bedste, baseret på erfaringerne siden ændringerne
i 2016?
Der skal fortsat være krav om
sammenhæng mellem ansøgernes
alder og barnets alder.
Godkendelses- og
undersøgelsesforløbet skal
tilpasses, så det understøtter en
ny godkendelsesramme.
Der skal være mulighed for at
iværksætte en nærmere
undersøgelse af de individuelle
ressourcer allerede i
godkendelsesforløbets første fase.
Overveje at øge grænsen til 50 års aldersforskel.
Se ovenfor.
Vi fraråder en obligatorisk psykologisk undersøgelse af alle
ansøgere, da det vil være spild af tid og ressourcer.
Almindelige mennesker med almindelige ressourcer, ikke
super-mennesker, skal kunne adoptere, men naturligvis
forberedes godt til at særlige forhold, der gør sig gældende
i adoption..
Støtte til adoptivfamilien
Den rådgivning og støtte adoptivfamilien tilbydes før og efter, at barnet kommer til Danmark
skal afspejle formidlingsbilledet og de krav der stilles til adoptanterne, samt de behov
adoptivfamilien har.
Obligatorisk PAS-rådgivning lige
Nuværende:
før og efter, at barnet kommer til Før udrejse: 3 timers PAS rådgivning
Danmark, i et øget omfang.
Efter udrejse: 3 timers PAS rådgivning
Vores forslag:
Før udrejse: 5 times PAS-rådgivning
Efter udrejse: 5 timers PAS-rådgivning, herunder mulighed
for PAS-rådgivning under opholdet i oprindelseslandet.
Vi vurderer, at der er manglende videndeling mellem f.eks.
DIA og de adoptionsforberedende kurser. Man kunne med
fordel lade DIA’s erfaringer med de konkrete hjemtagne
børn indgå i de adoptionsforberedende kurser i fase 4, hvor
den helt specifikke forberedelse til at modtage et helt
konkret barn kan forbedres betragteligt ved at anvende
kendt viden fra virkelige sager.
5
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0066.png
Temaaftener med PAS-
konsulenter og adoptanter for
kommende adoptanter.
Nuværende:
Der holdes mange relevante og gode tema- aftener/-
eftermiddage.
Forslag:
Vi ønsker at tilføje ”Ventekuller” arrangementer, hvor
forhold som
- ventetid
- uklarhed
- det ikke at kunne påvirke processen
- forskel mellem oplevelsen hos parterne i parforholdet
- etc.
behandles.
Obligatoriske landemøder i
organisationerne, som
kommende adoptanter skal
deltage i som en fortsat
forberedelse på adoptionen,
mens de venter på at blive
matchet med et barn.
Omlægning af eksisterende PAS-
rådgivning for at sikre adgang til
rådgivning frem til den
adopterede fylder 18 år, hvor der
vil skulle være et stigende fokus
på rådgivning til den adopterede
selv i takt med dennes alder.
Forslag:
Vi støtter, at den adopterede selv kan få rådgivning
uafhængigt af forældrene, før den adopterede er fyldt 18 år.
Der skal desuden oprettes en instans, der alene skal
fokusere på barnets/den unge adopteredes rettigheder =
Den adopteredes ambassadør, som taler barnets/den unge
adopteredes rettigheder i vigtige og fundamentale livskriser
og usikkerhed om identitet, ønske om rejse for at søge
biologisk ophav osv.
Vi mener, at den nuværende PAS-rådgivning giver mulighed
for spørgsmål om åbenhed og kontakt med oprindelig slægt.
Den bør derfor fortsættes uændret, jf. dog vores
bemærkninger nedenfor under emnet åbenhed.
PAS-rådgivningen kan fremover
rumme spørgsmål om åbenhed
og kontakt med oprindelig slægt.
6
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0067.png
Forsøgsprojekt med PAS-
rådgivning til voksne adopterede
med en efterfølgende politisk
drøftelse som opfølgning på
forsøget.
Vi minder lige om, at PAS til voksne er blevet gjort
permanent!
PAS-rådgivningen skal være livslang og permanent
finansieret via Finansloven. I denne rådgivning skal man
kunne inddrage en partner eller andet familiemedlem
tilsvarende som i rådgivning til adoptivforældre.
Årsagen til vores forslag er, at voksne adopterede kan have
gavn at deres partner deltager i rådgivningen og således
bedre forstår den adopteredes reaktionsmønstre.
Åbenhed og adoption
I forhold til spørgsmålet om åbenhed og adoption skal den adopteredes ret til egen historie
understøttes, ligesom den oprindelige slægts adgang til orientering om barnets opvækst skal
støttes.
Krav om at organisationer og
Kravet bør indebære både sikring af, at disse oplysninger i
myndigheder løbende har fokus
videst muligt omfang tilvejebringes allerede i forbindelse
på at sikre tilgængeligheden af
med adoptionen, og at de derefter opbevares på en måde,
oplysninger om den adopteredes
som giver mulighed for, at den adopterede og
baggrund, børnehjem m.v.
adoptivforældrene kan få adgang til oplysningerne.
Adoption & Samfund ser det som en nødvendighed for at
sikre tilgængeligheden fremover, ved at der foretages en
fuld digitalisering af alle oplysninger om barn og oprindelig
familie. Dette vil selvfølgelig være en bekostelig opgave i
både tid og penge, men vil spare tid og personaleressourcer
på længere sigt, når det ikke længere bliver nødvendigt at
gå i gamle arkiver og lede i gamle kasser efter oplysninger.
I forbindelse med aktindsigt er det dog stadig yderst vigtigt,
at der er en sagsbehandler involveret med kendskab til
adoption, som kan læse sagen igennem, inden den
videregives og dermed sikre, at eventuelle svære
oplysninger følges op af rådgivning og vejledning.
Den pågældende medarbejder skal ikke sortere eller
censurere de oplysninger, der videregives, men sikre at den
adopterede og/eller adoptivfamilien får den fornødne
psykologiske og juridiske rådgivning og bibringes indsigt i,
hvordan sociale og kulturelle forhold i oprindelseslandet bør
tages i betragtning, hvis en kontaktetablering ønskes. (Se
mere under punktet Temaaftener.)
7
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0068.png
Det vides ikke med sikkerhed, hvad omfanget af fremtidige
søgninger bliver, men alt tyder på, at interessen blandt de
20.000 personer, der de sidste fem årtier er adopteret i
Danmark (ved national eller international adoption), vil
være stigende i takt med en øget forståelse for, hvad
åbenhed og eventuel kontakt kan betyde for adopteredes
identitetsudvikling.
Adoption & Samfund mener derfor, at der specifikt skal
sikres midler til såkaldt teknisk PAS (dvs. administrativ,
juridisk bistand til de adopterede og deres forældre
forbindelse med aktindsigt, kontaktetablering og
tilbagerejser). DIA kender de kulturelle normer i de
oprindelseslande, hvor de har et samarbejde, og kan
rådgive om og formidle viden og erfaringer, som de har
gjort sig gennem mange års tæt arbejde med disse lande.
Dette er ikke en opgave, vi mener uden videre kan gives
videre til andre.
En naturlig mulighed er, at denne opgave varetages af en
særlig task-force i DIA, eftersom DIA dels pt. opbevarer
sagsakterne, og dels har en historik med samarbejde med
de adopteredes oprindelseslande. Uanset om denne task-
force til søgning, kontaktetablering og genforening med
biologisk familie placeres i DIA eller et andet sted, er det
nødvendigt, at der afsættes midler til at udføre
arbejdsopgaverne med digitalisering, behandling af
sagsakter og rådgivning på kompetent vis, og det er ikke
acceptabelt, hvis denne opgave (fortsat) skal betales af
kommende adoptanters brugerbetaling.
Krav om fokus på at sikre
slægten viden om barnets
opvækst gennem
opfølgningsrapporter, i det
omfang der er ønske om denne
viden, og i det omfang den kan
videregives i overensstemmelse
med oprindelseslandets regler.
De danske myndigheders fokus på at sikre den adopteredes
biologiske slægt viden om den adopteredes opvækst og
tilværelse bør række videre end blot at sørge for, at
rapporter udarbejdes og sendes til oprindelseslandet.
Danmark bør som modtagerland af adoptivbørn bidrage til
aktivt at sikre, at rapporterne om de adopteredes opvækst
og tilværelse i Danmark videreformidles til den biologiske
familie, hvis de ønsker det, uden at de selv skal sætte sig i
udgifter eller besvær for at modtage rapporterne (f.eks. ved
selv at skulle hente dem på en institution eller et kontor i en
by langt fra deres bopæl.)
8
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0069.png
Indskærpelse af den moralske og
aftaleretlige forpligtigelse til som
adoptant at udarbejde
opfølgningsrapporter.
Forpligtelsen til at udarbejde opfølgningsrapporter har
eksisteret i mange år, og der bør udarbejdes et overblik
over, hvorvidt denne forpligtelse generelt opfyldes af
adoptanterne
eller om hvor udbredt det evt. er ikke at
udarbejde rapporterne.
Der bør etableres en instans, hvor forældre
f.eks. hvis de
er ordblinde eller ikke føler sig stærke i skriftlig formulering
kan få bistand til udarbejdelse af rapporten.
Temaaftener med PAS-
konsulenter om åbenhed og
kontakt med oprindelig slægt.
Der bør etableres en rådgivningsenhed, hvor adopterede,
adoptivforældre og biologiske forældre til adopterede kan få
rådgivning i alle aspekter af en søgning, kontaktetablering
og genforening mellem adopterede og den oprindelige
slægt, f.eks.
-
Juridisk:
Hvilke rettigheder har parterne i adoptionstrekanten i
de involverede lande (oprindelsesland og
modtagerland, dvs. Danmark)? Hvis der er
modsatrettede interesser, hvilke rettigheder og
hvilke parters rettigheder vejer da tungere? Hvilke
regler er der m.h.t. søgning og kontaktetablering i
den adopteredes oprindelsesland? Krav om alder?
Krav om samtykke?
Socialt og kulturelt:
Er der særlige forhold, man skal tage i betragtning i
forbindelse med søgning af og kontaktetablering
medoprindelig slægt i det berørte land?
Politisk:
Er der bestemte politiske forhold, man skal tage
hensyn til, når man søger eller etablerer kontakt til
oprindelig slægt, f.eks. oprindelseslandets tidligere
eller nuværende familiepolitik eller generelle politiske
forhold, som kan have betydning for at finde og
genforenes med biologisk slægt, så som konflikter og
krig.
Psykologisk:
Rådgivning af adoptivforældre i betydningen af
kommunikativ åbenhed i familien om den
adopteredes behov for viden om og ønske om
9
-
-
-
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0070.png
kontakt med den oprindelige familie. Mental
forberedelse af den adopterede og evt.
adoptivforældrene til en søgning og
kontaktetablering. Motivafdækning,
forventningsafstemning, mental forberedelse på
forskellige scenarier og udfald af søgningen,
indføring i, hvordan man tager hensyn til de andre
parter i adoptionstrekanten, ikke mindst den
oprindelige familie, især hvis de lever i et kulturelt
anderledes samfund. Hvordan bearbejder man
(sammen) skuffelsen, hvis det ikke lykkes at finde
den familie, man søger?
-
Praktisk:
Hvordan kan man foretage en søgning, hvis de
nødvendige oplysninger ikke umiddelbart foreligger?
Hvilke typer af spor kan man følge? Hvor kan man få
hjælp? Hvordan undgår man at blive snydt af
forskellige aktører?
Brug af informationsteknologi og bioteknologi:
Der skal kunne rådgives i, hvordan man kan bruge
sociale medier til søgning og kommunikation efter
kontaktetablering, og ikke mindst i de faldgruber, det
rummer. Tilsvarende muligheder og risici ved brug af
gen-databaser.
Der skal endvidere kunne rådgives vedrørende
spørgsmålet om at gå et skridt videre end åbenhed,
kontaktetablering og genforening: midlertidig eller
permanent repatriering i oprindelseslandet.
-
-
Iværksættelse af forskning der
belyser åbenheds betydning for
den adopteredes trivsel og
livskvalitet.
https://ast.dk/publikationer/aben
hed-i-adoption
Forskning på området er helt generelt ikke tilstrækkelig. Vi
har i mange år hos Adoption & Samfund gjort opmærksom
på behovet, og det er da også blevet til lidt, men slet ikke
så dybdegående, som man kunne have ønsket sig.
Vi kunne især godt tænke os at følgende områder blev
bedre belyst:
Åbenhed i adoption er en relativt ny tendens, efter at man i
mange år har hyldet og værnet om anonymiteten inden for
adoptioner, og derfor er erfaringer med og forskning i
åbenhed også sparsom.
10
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0071.png
Da alt tyder på, at åbenhed
både på grund af
holdningsændring og forbedrede søgemuligheder
vil
komme til at præge adoptionslandskabet mere i fremtiden,
og lukkede adoptioner måske endda meget snart vil tilhøre
fortiden, er forskning i feltet både vigtigere og lettere end
tidligere. Der findes efterhånden trods alt en del adopterede
og adoptivfamilier, der har erfaring med søgning, kontakt og
genforening med oprindelig familie i mange forskellige
lande. Dette muliggør f.eks. en erfaringsdatabase også af
konkret, praktisk karakter gældende for forskellige lande
foruden de overordnede, generelle temaer især af
psykologisk art.
Adoption & Samfund kunne f.eks. ønske en kortlægning af
rettighederne i adoption, sådan som de gælder for de
forskellige parter i adoptionstrekanten og med hensyntagen
til både internationale konventioner og nationale
lovgivninger i de involverede lande.
Indsamling og formidling af viden
I forhold til spørgsmålet om åbenhed og adoption skal den adopteredes ret til egen historie
understøttes, ligesom den oprindelige slægts adgang til orientering om barnets opvækst skal
støttes.
Allerede eksisterende viden skal i
Adoption & Samfund foreslår, at der etableres et videns- og
spil og være tilgængelig på en
kompetencecenter for adoption, som skal stå for både
måde, som kan bringe den i
vidensindsamling/forskning og vidensformidling. Centrets
anvendelse hos de
arbejde skal derfor være en del af alle de fire
fagprofessionelle, som møder de
arbejdsområder inden for adoptionsforskning, der er
adopterede og deres familie.
skitseret i nærværende høring.
Adoption & Samfund har, da vi for mere end 10 år siden
foreslog, at der oprettes et videns- formidlings- og
kompetencecenter for adoption, beregnet, at det kan
etableres for forholdsvist få midler. I 2012 fremsatte
foreningen igen forslaget med grundige og
gennembearbejdede beregninger af de forventede årlige
omkostninger til drift mv. i lyset af de på daværende kendte
tal og prognoser for antallet af adoptioner til Danmark.
Det skønnes, at disse omkostninger, i det mindste i en
opbyggelsesperiode, kan være lavere end hidtidigt anslået,
da antallet af årlige adoptioner er siden faldet betydeligt,
men behovet for opfølgende aktiviteter vedrørende allerede
adopterede er til gengæld steget bl.a. inden for behovet for
11
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0072.png
bistand og rådgivning til søgning af biologisk ophav, og da
der forhåbentlig igen bliver større interesse og mulighed for
at adoptere et barn i Danmark.
Videns- og kompetencecentret skal ligeledes forestå
formidling af eksisterende viden til andre målgrupper end
fagprofessionelle, herunder også adopterede og
adoptivfamilier og den almene offentlighed.
Videns- og kompetencecentret skal have til opgave:
- At formidle viden og erfaring med alle
adoptionsrelaterede områder
-
At være ansvarlig i Danmark for den årlige
begivenhed ”Nordic Adoption Joy Week”, efter finsk
forbillede, hvor de nordiske lande en uge i marts
samarbejder om at udbrede det positive budskab om
adoption som en god familieform, bl.a. gennem sociale
medier mv.
-
At være overordnet ansvarlig for de
adoptionsforberedende kurser, der fremover planlægges,
gennemføres og udvikles i samarbejde med alle
interessenter på adoptionsområdet
-
At være overordnet ansvarlig for pre- og post
adoption services (samlet herefter betegnet PAS)
rådgivningen, der udvides yderligere til at være ”livsvarigt”,
idet adoption er en livslang proces, og PAS udbygges i takt
med at yderligere faglige og sociale erfaringer indhentes,
herunder erfaringer med og ønsker om grader af åbenhed i
adoption
-
At være ansvarlig for uddannelses- og
rådgivningstilbud til fagpersoner samt sikre, at der
stadighed er relevante og tidssvarende tilbud til
fagpersoner, der møder adopterede og adoptanter, samt
biologiske familier, der må forventes at få en stadig større
betydning for den adopterede og dennes familie i takt med
udvikling af nye kontaktmuligheder, sociale medier, gen-
banker, søgning efter rødder osv.
-
At være ansvarlig for det såkaldte ”tekniske PAS”,
der omhandler det at søge rødder: Opgaven og ansvaret
12
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0073.png
skal placeres her, så det ikke længere påhviler og bebyrder
DIA, der skal fokusere på formidlingsopgaven
-
At medvirke til udarbejdelse af
kommunikationsmaterialer og kampagner, der understøtter
tanken om adoption som en god familieform.
Vi har forsøgt at sætte videnscentrets opgaver ind under de
fem punkter vedrørende viden og forskning i denne
undersøgelse, skønt opgaverne efter vores opfattelse et tæt
forbundne.
Fokus på muligheden for at
iværksætte selvstændige
initiativer med henblik på at
understøtte den faglige
vidensopsamling, der i forvejen
sker.
Opsamling og udnyttelse af den viden, der opstår bl.a. i
PAS-systemet, men også decentralt i børne- og
uddannelsesinstitutioner samt i familier bør samles og
benyttes mere systematisk og aktivt, end det sker nu.
Videns- og kompetencecentret skal have til opgave at
indsamle og formidle viden og erfaring med alle
adoptionsrelaterede områder.
Videns- og kompetencecentret skal have til opgave:
-
At igangsætte relevante forskningsprojekter, gerne i
tæt samarbejde med VIVE, til belysning af hvordan det går
de adopterede, ikke mindst i sammenligning med
institutionaliserede børn og unge, uden reelle
tilfredsstillende kontakt til voksne, familie og andre
-
At søge fonds- og andre midler til at finansiere disse
tiltag.
-
At igangsætte forskningsprojekter og Ph.d.-opgaver
om adoption i samarbejde med relevante forsknings- og
uddannelsesinstitutioner eller uddelegering til disse.
Emner for forskningsprojekter:
- Åbenhed/lukkethed i adoption. Hvilke former for
åbenhed findes der de facto i de danske
adoptivfamilier? Hvilke konsekvenser har åbenhed
hhv. lukkethed i adoption for den adopteredes trivsel
og livskvalitet? Forske i forskellige former for og
grader af åbenhed og konsekvenserne af disse for
både den adopterede og de øvrige parter i
adoptionstrekanten. Erfaringer efter mødet med
biologisk familie: Hvilke konsekvenser har det, og
13
SFI skal have fokus på
adoptionsområdet og i den
forbindelse igangsætte relevante
undersøgelser og
vidensindsamling.
https://www.vive.dk/da/udgivelse
r/at-vokse-op-som-adopteret-i-
danmark-5678/
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0074.png
hvad sker der efterfølgende med
kontakten/relationen?
-
Sprogtilegnelse og dens betydning for den kognitive
udvikling. Herunder: har barnets oprindelige sprog
(sprogstamme), sproglige niveau og alder ved
adoption betydning for sprogtilegnelsen. Hvilken
rolle spiller det, om barnet får
modersmålsundervisning efter ankomst til Danmark
eller ej? Har barnets oprindelige sprog og
sprogskiftet betydning for udviklingen af f.eks.
dysleksi eller andre boglige eller indlæringsmæssige
vanskeligheder?
Rettigheder for parterne i adoptionstrekanten set i
tværnationalt perspektiv. Hvilke rettigheder findes
ifølge internationale konventioner og hvilke i
nationale lovgivninger? Hvilke rettigheder og hvilke
parters rettigheder har forrang for andre, hvis der er
konflikt?
I hvilket omfang møder internationalt adopterede i
Danmark racisme og etnisk stigmatisering i det
danske samfund, evt. i den udvidede familie, og
hvad betyder det for de adopteredes trivsel og
livskvalitet?
Barselsperioden i et adoptionsperspektiv
herunder
barselsregler for eneadoptanter.
-
-
-
Skærpet fokus på inden for de
eksisterende rammer at
dokumentere den viden, som
genereres gennem PAS-
ordningen, og som på anden
måde udvikles og indsamles i
forbindelse med administrationen
af området.
Videns- og kompetencecentret skal have til opgave:
-
At indsamle og formidle viden og erfaring med alle
adoptionsrelaterede områder
-
At sikre at faserne i godkendelsesprocessen til
stadighed evalueres og tilpasses i forhold til eksisterende
rammer og vilkår, og ikke mindst de faktuelle forhold i
oprindelseslandene, herunder ændringer i de lokale sociale
forhold og kulturelle forudsætninger
Indtast bidrag ift. pkt. 2 og 3
Oprettelse af en kontakt mellem
Ankestyrelsen og VISO for så vidt
angår international adoption.
14
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0075.png
4. Kontakt til Ankestyrelsen
Hvis vores henvendelse giver anledning til spørgsmål kan I kontakte
Charlotte Karstenskov Mogensen eller Karin Rønnow Søndergaard på
Ankestyrelsens e-mail
[email protected]
eller hovedtelefonnummer 33 41 12 00
mandag til fredag klokken 9-15.
Hvis I har forslag til andre interesseorganisationer, der kan være relevant
at inddrage i processen, er I også velkomne til at kontakte os. Vi gør
opmærksom på, at Danish International Adoption, Adoptionsnævnet og
Familieretshuset allerede er inddraget i vores arbejde med undersøgelsen,
og vil også blive hørt i relation til evalueringen del 2.
Venlig hilsen
Karin Rønnow Søndergaard
15
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0076.png
Midgårdsgade 15, 4th.
2200 København N
Telefon: 26744969
E-mail: [email protected]
København, d.4.11.2019
Indledende bemærkninger fra Adoptionspolitisk Forum til Ankestyrelsens undersøgelse og
evaluering af adoptionsreformen fra 2016
Adoptionspolitisk Forum vil indledningsvis understrege, at transnational adoption som internationalt
system skaber en økonomisk ikke-rentabel struktur, idet man ikke kan forhindre, at det nuværende
adoptionssystems økonomiske struktur skaber afhængighed på tværs af grænser.
Adoptionspolitisk Forum noterer sig, at Ankestyrelsens undersøgelse alene fokuserer på, hvorledes
adoptionsformidlingen i Danmark økonomisk kan oppebære sig selv og ikke ligge staten til byrde i form
at fordyrende omkostninger. Derfor forudser vi, at denne undersøgelse udmønter sig i en række
anbefalinger med henblik på besparelser, der på ingen måde grundlæggende ændrer ved eller sikrer
en retfærdig og uafhængig økonomi i adoptionssystemet.
Udtrykket “et bæredygtigt adoptionssystem” må derfor siges at være hult, eftersom adoption i sig selv
skaber forskellige former for afhængighed, der aldrig bliver bæredygtige, og fordi ankestyrelsen ikke
undersøger sig selv samt adoptionssystemets påvirkning uden for Danmark grænser. Derved kan man
fortsætte en udbytning af afgiverlande, i hvilke man som følge af økonomisk afhængighed stadig griber
til kriminelle handlinger i formidlingen af personer til adoption.
APF finder det i det hele taget upassende at brugen af begrebet “bæredygtigt” i forbindelse med et
system, der bygger på udveksling af mennesker og betydelige pengebeløb på tværs af grænser.
Vores kommentarer til Ankestyrelsens spørgsmål er derfor foretaget ud fra ovenstående fokus.
Adoptionspolitisk Forum påpeger fortsat at man fra statslig side bør arbejde på:
a) at fjerne af Haagerkonventionen som juridisk konvenstionsramme for al fremtidig
adoptionsarbejde
b) at afskaffe privatformidlende adoptionsorganisationer
c) at sikre et øget fokus på at forhindre forfalskninger af papirer, ulovligheder og økonomisk
afhængighed af adoptionsøkonomien i afgiverlandene.
Med venlig hilsen
Adoptionspolitisk Forum
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0077.png
Se venligst kommentarerne fra Adoptionspolitisk Forum (i svarene APF)
Godkendelse af kommende adoptanter
Når kommende adoptanter godkendes, sker det med den hensigt at udvælge de bedst egnede adoptanter
af hensyn til barnet.
Fremadrettet skal benyttes en APF mener, det bør præciseres:
ny godkendelsesramme i form
a) Man skal ikke kunne adskille søskende efter adoptionen. De ældre
af én godkendelse, der
søskende bør i tilfælde af institutions-, plejefamilieanbringelse eller
rummer ældre børn og børn
andet ophold uden for hjemmet sikres en ret til jævnlig kontakt til øvrige
med flere behov.
søskende.
b) Adoptanter må ikke kunne foretage en prioritering i forhold til typer af
børn, hvor visse børn bliver anset som “sidste løsning”.
c) Det bør sikres, at adoptanter i valget af børn ikke foretager
prioriteringer, de egentlig ikke ønsker eller magter.
d) Det bør kræves, at adoptanter anerkender og opretholder den
adopteredes ret til egen historie før adoptionen og betragter
adoptionspapirer som den adopteredes ejendom.
Der skal fortsat være krav om
sammenhæng mellem
ansøgernes alder og barnets
alder.
Godkendelses- og
undersøgelsesforløbet skal
tilpasses, så det understøtter
en ny godkendelsesramme.
Ved søskendeadoption udregnes aldersvurderingen ud fra det yngste
barns alder.
Godkendelsesrammen skal indeholde:
a) en screening af racisme hos ansøgerne - herunder ubevidst/uerkendt
racisme
b) en undersøgelse af ansøgernes viden om håndtering af racisme,
herunder racisme i familie, skole og nære omgivelser.
Der skal være mulighed for at Det bør præciseres, hvad der menes med ”individuelle ressourcer”, og
iværksætte en nærmere
hvorledes de kan få betydning for adoptionsprocessen.
undersøgelse af de
individuelle ressourcer
allerede i
godkendelsesforløbets første
fase.
Støtte til adoptivfamilien
Den rådgivning og støtte adoptivfamilien tilbydes før og efter, at barnet kommer til Danmark skal afspejle
formidlingsbilledet og de krav der stilles til adoptanterne, samt de behov adoptivfamilien har.
Obligatorisk PAS-rådgivning
APF ønsker, at den obligatoriske PAS-ordning er rettet mod og følger den
lige før og efter, at barnet
adopterede, og at den skal kunne tilbydes i hele den adopteredes liv.
kommer til Danmark, i et øget
På baggrund af kendskabet til den eksisterende PAS-rådgivning ønsker
omfang.
APF at understrege, at de udvalgte PAS-rådgivere udtrykkeligt bliver
instrueret i:
2
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0078.png
a) ikke at sygeliggøre den adopteredes normale emotionelle reaktioner
på adoptionen
b) at have et øget fokus på sorgbearbejdelse og chokreaktioner hos den
adopterede og mindre på ad hoc-diagnoser
c) at PAS-rådgivningen også omfatter rådgivning om racisme og
diskriminationshåndtering.
Temaaftener med PAS-
konsulenter og adoptanter for
kommende adoptanter.
APF ønsker, at de udvalgte PAS-konsulenter skal:
a) være trænet i at rådgive om håndtering af racisme generelt samt i den
nære familie og nære omgivelser
b) kende til nyeste dansksprogede forskning om adoption og racisme
c) kunne håndtere adoptanters forventninger versus den adopteredes ret
til egen historie og identitet.
APF foreslår derudover, at de planlagte temaaftener kan afholdes af
andre end PAS-konsulenterne, f.eks. af personer, der repræsenterer
specialviden inden for adoptionsrelaterede områder.
Obligatoriske landemøder i
organisationerne, som
kommende adoptanter skal
deltage i som en fortsat
forberedelse på adoptionen,
mens de venter på at blive
matchet med et barn.
Omlægning af eksisterende
PAS-rådgivning for at sikre
adgang til rådgivning frem til
den adopterede fylder 18 år,
hvor der vil skulle være et
stigende fokus på rådgivning
til den adopterede selv i takt
med dennes alder.
PAS-rådgivningen kan
fremover rumme spørgsmål
om åbenhed og kontakt med
oprindelig slægt.
Forsøgsprojekt med PAS-
rådgivning til voksne
adopterede med en
efterfølgende politisk
drøftelse som opfølgning på
forsøget.
APF ønsker, at adoptanterne bliver pålagt obligatoriske møder med
organisationer for adopterede - f.eks. alle modtagere af invitationen til
dette høringssvar.
Evt. landemøder bør afholdes og faciliteres af en uvildig enhed, der ikke
har en politisk agenda i forhold til adoptionsområdet.
Der bør ikke være en økonomisk eller politisk interesse i at afholde
landemøder.
APF ønsker (jf. ovenfor):
a) adgang for den adopterede til selvstændig og uafhængig PAS-
rådgivning fra det 12. år og resten af livet
b) at den adopterede skal have mulighed for selv at vælge PAS-rådgiver/-
forløb i form af en økonomisk tildelingsordning, hvor bevillingen følger
den adopterede.
APF finder det afgørende, at de udpegede PAS-rådgivere skal kunne
håndtere spørgsmål om åbenhed og kontakt til oprindelig familie i den
adopteredes interesse.
Se ovenfor.
3
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0079.png
Åbenhed og adoption
I forhold til spørgsmålet om åbenhed og adoption skal den adopteredes ret til egen historie understøttes,
ligesom den oprindelige slægts adgang til orientering om barnets opvækst skal støttes.
Krav om at organisationer og
APF mener:
myndigheder løbende har
Der skal være krav om, at afgivende og modtagende
fokus på at sikre
adoptionsformidlende organisationer samt myndigheder i afgiver- og
tilgængeligheden af
modtagerland løbende sikrer validiteten af og tilgængeligheden af
oplysninger om den
oplysninger om den adopteredes baggrund - herunder den udvidede
adopteredes baggrund,
familie med kontaktoplysninger - dokumenteret samtykke om adoption,
børnehjem m.v.
oplysninger fra børnehjem m.m.
Krav om fokus på at sikre
slægten viden om barnets
opvækst gennem
opfølgningsrapporter, i det
omfang der er ønske om
denne viden, og i det omfang
den kan videregives i
overensstemmelse med
oprindelseslandets regler.
Indskærpelse af den moralske
og aftaleretlige forpligtigelse
til som adoptant at udarbejde
opfølgningsrapporter.
APF mener:
a) Der skal være krav om, at den adopterede sikres kontakt med den
oprindelige udvidede familie, og at denne kontakt formidles gennem en
uafhængig organisation, der får overdraget ansvaret for sikring af
kontakten.
b) Der skal være krav om, at adoptanter sikrer, at den adopterede kan
fastholde oprindelig kultur gennem hjemrejse samt gennem sprog- og
kulturundervisning.
APF gør opmærksom på, at spørgsmålet om opfølgningsrapporter ikke
er uproblematisk, eftersom:
a) der er ikke tillid til, at håndteringen af rapporterne foregår gennem de
korrekte instanser
b) de ikke er garant for ægtheden af den oprindelige familie
c) der kan være tvivl om, at kommunikationsformen er den optimale og
opfylder sit formål
d) opfølgningsrapporter ikke opfylder deres oprindelige formål.
Opfølgningsrapporter bør i stedet erstattes med:
a) en alderssvarende undervisning af den adopterede i oprindelig sprog
og kultur
b) kontaktmuligheder der tilgodeser den adopteredes behov og alder.
Temaaftener med PAS-
konsulenter om åbenhed og
kontakt med oprindelig slægt.
Iværksættelse af forskning der
belyser åbenheds betydning
for den adopteredes trivsel og
livskvalitet.
https://ast.dk/publikationer/a
benhed-i-adoption
Temaaftener om åbenhed i adoption bør have en bred repræsentation
af viden om og erfaring med adoption - meget gerne repræsentation af
den oprindelige familie.
APF ønsker at understrege:
a) at det skal være et krav, at forskningen er uvildig uden støtte fra eller
medvirken af private eller statslige aktører i adoptionssystemet
b) at bevillingerne af forskningsmidler skal gå til projekter, der inddrager
forskere fra flere fagområder
c) at der i første omgang prioriteres en grundlæggende undersøgelse af
spørgsmålet om åbenhed i adoption og følgerne for den adopterede.
4
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0080.png
Indsamling og formidling af viden
I forhold til spørgsmålet om åbenhed og adoption skal den adopteredes ret til egen historie understøttes,
ligesom den oprindelige slægts adgang til orientering om barnets opvækst skal støttes.
Allerede eksisterende viden
APF vil understrege vigtigheden af:
skal i spil og være tilgængelig
a) at den formidlede viden er bredt fagligt funderet og både inddrager
på en måde, som kan bringe
dansk og international indsamlet viden
den i anvendelse hos de
b) at indsamlingen af viden inddrager adopteredes egne vidnesbyrd og
fagprofessionelle, som møder
de adopterede og deres familie. oplevelser såvel som den sum af erfaringer og viden, der indhentes på
organisations- og aktivistniveau, og som formidles gennem
adopteredes egne organisationer.
Fokus på muligheden for at
iværksætte selvstændige
initiativer med henblik på at
understøtte den faglige
vidensopsamling, der i forvejen
sker.
Der bør være fokus på at understøtte initiativer, der er bredt
funderede og indsamler viden på mange niveauer om adoption og
adopterede. Dette indbefatter bl.a.:
a) voksne adopteredes oplevelser med racisme og forskelsbehandling i
sociale og professionelle sammenhænge (f.eks. job/arbejdsløshed og
karriere)
b) ældre adopteredes erfaringer og levevilkår i arbejdslivet og som
pensionister
c) tilbundsgående undersøgelser på tværs af lande om brud på
rettigheder og ulovligheder i adoptionssystemet fra f.eks. Grønland,
Tyskland, Bangladesh, Korea osv.
SFI skal have fokus på
adoptionsområdet og i den
forbindelse igangsætte
relevante undersøgelser og
vidensindsamling.
https://www.vive.dk/da/udgive
lser/at-vokse-op-som-
adopteret-i-danmark-5678/
Skærpet fokus på inden for de
eksisterende rammer at
dokumentere den viden, som
genereres gennem PAS-
ordningen, og som på anden
måde udvikles og indsamles i
forbindelse med
administrationen af området.
Oprettelse af en kontakt
mellem Ankestyrelsen og VISO
for så vidt angår international
adoption.
APF henviser til kommentaren under “Åbenhed og adoption” pkt. 5.
APF finder det derudover ikke betimeligt at udpege en bestemt aktør
til foretagelse af undersøgelser om indsamling af viden om
adoptionsområdet.
APF ønsker, at der kommer skærpet fokus på at dokumentere den
viden, som genereres gennem hele adoptionsprocessen.
Dette indbefatter indsamling af oplysninger om forfalskede papirer og
oplysninger om den adopterede (navn, alder, familieforhold m.m.).
I tillæg hertil anbefaler APF, at der oprettes en dansk klageinstans for
adopterede til udpegelse af juridisk ansvar for uregelmæssigheder og
ulovligheder.
IAB - så længe det ikke omhandler en øget sygeliggørelse af den
adopterede.
5
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0081.png
På vegne af Adoptionstrekanten takker jeg hermed for det tilsendte Høringsmateriale. Vi ser det
som en positiv udvikling, at der siden 2014 er sket en gradvis nedgang af antallet af internationale
adoptioner ligesom antallet af godkendte ansøgere er faldet markant, for det betyder jo, at langt
færre familier bliver splittet ad. Vi erkender, at adoption i enkelte tilfælde kan være den rette
beslutning til barnets bedste, men dette skal være absolut sidste udvej, som det jo også hedder sig i
Haagerkonventionen. Det må være klart for enhver, at børn tager varig skade af, at blive unødigt
skilt fra sin familie, og vi mener derfor, at det nære familiebånd i langt højere grad skal værnes om,
bevares og respekteres.
Vi kan forstå, at der er store økonomiske udfordringer med den fortsatte adoptionsformidling, og at
det er anledning til denne undersøgelse. Vi finder det dog langt vigtigere at sikre, at alt foregår på et
etisk og juridisk forsvarligt grundlag med samme respekt for alle tre parter i adoptionstrekanten.
Etik og legalitet bliver gentagne omtalt i kommissoriet, men der er nu ikke meget, der tyder på, at
dette bliver overholdt. Eksempelvis bliver det fremhævet, at Ankestyrelsen skal godkende af alle
matchningsforslag som et centralt element i en øget styring af området fra myndighedernes side.
Dette bliver omtalt som en meget væsentlig kilde til viden om adoptionsforløbene og dermed til at
sikre legaliteten i adoptionerne. Det siger jo intet som helst om, hvorvidt det drejer sig om stjålne,
kidnappede eller franarrede børn, eller hvordan vi sikrer os mod dette.
Der står endvidere, at ”undersøgelsen har ikke til hensigt at undersøge årsagen til udviklingen, men
retter sig imod, hvordan konsekvenserne af udviklingen kan håndteres” Der kan dog ikke ske
fremskridt, hvis der ikke bliver stillet spørgsmålstegn til selve fundamentet. Danmark bliver endda
fremhævet som foregangsland, når det kommer til legalt og etisk forsvarlige adoptioner. Der er dog
langt igen, for at vi kan leve op til disse ord. Hermed nogle vigtige punkter til forbedring:
1. I høringen omtales gentagne gange tryghed og sikkerhed for nuværende og kommende ansøgere,
men ikke en eneste gang omtales der tryghed og sikkerhed for børnenes oprindelige familier, Dette
må prioriteres mindst lige så højt. Man bør sikre sig, at alle familier har haft mulighed for at træffe
et indformeret valg.
2. Alle adoptioner bør fremover så vidt muligt være åbne således, at familiebåndet bevares,
vedligeholdes og respekteres.
3. Så nær kontakt som muligt bevares. Dette kan gøres gennem brevveksling, udveksling af fotos,
gaveudveksling og besøg, når det er muligt.
4. Man bør sikre, at alle familier får de pligtige opfølgningsrapporter direkte tilsendt oversat til
deres eget sprog samt en kopi til formidlingsbureauet.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
5. Ligesom der stilles rådgivning til rådighed for nuværende og kommende adoptanter, bør der
sikres rådgivning og livslang krisehjælp til rådighed for de familier, der har mistet eller er i fare for
at miste deres børn til adoption.
6. Ligesom der bliver lavet spørgeskemaundersøgelser til adoptanterne, skal der også laves
spørgeskemaundersøgelser til de oprindelige familier, således at man sikrer sig, at de er helt trygge,
føler sig hørt og respekterede, og at alt er foregået på et etisk og juridisk korrekt grundlag.
7. Barnets ret til en familie. I bilag 2 under kommissoriet står bl.a. ”Akkrediteringen skal bygges
op omkring et fokus på organisationernes evne til at varetage barnets interesser og prioritere barnets
bedste i arbejdet med barnets ret til en familie .”
Det er almindeligt kendt, at omkring 95 % af de børn, der får prædikatet forældreløse faktisk har
mindst 1 levende forælder. Hvis vi skal leve op til en standart som foregangsland for etisk og
juridisk korrekte adoptioner, er vi nødt til at sikre os, at børn, der har en funktionel familie ikke
bliver adopteret bort.
6. Alle adopterede og deres oprindelige familier skal om ønsket have den nødvendige hjælp og
støtte til at finde hinanden og genoptage kontakten
7. Ingen samarbejde med lande, der ikke er tilsluttet Haagerkonventionen.
8. Ingen samarbejde med lande, som ikke kan tilgodese etisk og juridisk forsvarlige adoptioner
9. Ingen samarbejde med lande som nægter, at de oprindelige familier får opfølgnings-rapporter.
10. I kommissoriet bliver det pointeret, at økonomi må ikke påvirke adoptionsformidling og at
adoption må ikke ske med profit for øjet. Men i andre afsnit bliver det beskrevet hvor mange mio.
den danske stat yder til international adoptionsformidling: Der er til den samlede aftale om et
fremtidigt adoptionssystem afsat 14,4 mio. kr. i 2015, 13,2 mio. kr. i 2016, 11,5 mio. kr. i 2017 og
herefter 8,5 mio. kr. årligt fra 2018 og frem. Grundet et fortsat underskud hos DIA, er der
bevilliget sats-puljemidler til dette. I november 2018 blev der bevilget midler til at understøtte
DIA’s drift i 2019 og 2020 samt iværksætte en undersøgelse Der er for 2019 afsat 0,3 millioner for
at understøtte den nuværende formidling, 1,8 mio. kr. Til understøttelse af Dia, samt 1 mio. kr. til
denne undersøgelse
Der er rigtig mange penge på spil her, alt sammen for at formidle relativt få børn, mange mennesker
bliver aflønnet i dette system, mens det er ikke på nogen måde er godtgjort, at det er til børnenes
bedste – tværtimod. Som vi ved, har et stort antal adopterede meget store udfordringer i livet
sammenlignet med den øvrige befolkning. Hvis vi gjorde en reel indsats for, at disse børn kunne
blive i deres egne familier, ville vi kunne spare rigtig mange penge både til adoptionsformidling og
til livslang PAS-rådgivning til de adopterede samt PAS-rådgivning til adoptiv-familierne i 18 år.
Hvis man reelt ønsker børnenes bedste, så skulle vi i langt højere grad yde bistand til, at børn kunne
blive i deres egne familier. Pengene ville kunne gøre langt større gavn ved, at de blev brugt som
hjælp til, at de udsatte familier kunne beholde deres egne børn, og mange lidelser kunne undgås.
Uanset hvor veluddannede adoptivfamilierne bliver og uanset hvor meget psykologbistand, der
bevilliges kan dette aldrig erstatte den tryghed og sikkerhed, det er for et barn at vokse op i og være
omgivet af sin egen familie i sit eget land. Der er postet rigeligt med penge i formidling af børn til
danske familier, hvis man fremadrettet sørger for at kun reelt forældreløse børn og børn uden anden
familie der kan tage sig af dem, bliver tilbudt en ny familie, vil der ske en yderligere reduktion af
adoptioner og dermed en yderligere besparelse.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Tilbage i 2013 søgte jeg om satspulje midler til støtte for et projekt der skulle være til gavn for de
ca. 10.000 danske familier, der har mistet børn til adoption. Min ansøgning blev afvist. Der gives
heller ingen hjælp til de familier fra andre lande, som har mistet børn til adoption, end ikke de, som
er blevet franarret deres børn til danske familier. Der ydes fortsat kun hjælp og støtte til de, der
modtager andre folks børn, mens de, der mister deres børn til adoption såvel her i landet som i de
lande, vi adopterer børn fra, er ladt fuldstændig i stikken. Det kan vi ikke være bekendt.
Det er helt rimeligt, at der ydes den nødvendige hjælp til adoptivfamilier, og som det bliver
pointeret, at de får den samme hjælp som den øvrige befolkning, dette ligestillingsprincip mangler
dog at blive overholdt i forhold til de familier, der har mistet eller er i fare for at miste børn til
adoption jævnfør punkt 5. og 6
Som sagt anerkender vi, at der kan være enkelte børn, som reelt har brug for en ny familie, men vi
er nødt til at sikre os, at det er de rette børn, der får dette tilbud. Det er menneske-skæbner, vi
arbejder med. Alt for mange lider og har lidt under dette systems fejl livet igennem. Det er vi nødt
til at få rettet op på.
Den danske statsminister Mette Frederiksen har for nylig givet en undskyldning til Godhavns-
drengene godt nok 50 år senere end, overgrebene fandt sted, de for længst voksne børn fra det
grønlandske eksperiment bliver de næste, der får en undskyldning. I 2013 gav Prime Minister Julia
Gillard Australien en officiel undskyldning til de mange ofre for tvangs-adoptioner. Der sker en
udvikling, men vi er mange der synes, det går alt for langsomt, mon vi skal vente yderligere 50 år
på at få en undskyldning for de mange børn, som under det nuværende systems fejl og er blevet
frarøvet et liv i deres egen familie, og de familier der unødigt har mistet deres børn til adoption?
Set i lyset af de senere års udvikling må vi nok gøre os klart, at international adoption over de
kommende år vil blive mere eller mindre afviklet og med tiden afløst at et nyt tidsvarende system,
der bygger på medmenneskelighed frem for profit og udnyttelse af de svageste borgere. Det ser vi
frem til. Et samfund skal kendes på den måde det behandler sine svageste borgere.
Med kærlig hilsen
Aniella Bonnichsen
Adoptionstrekanten
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0084.png
Foreningen for bedsteforældre og øvrig familie til anbragte
børn
www.bedsteforeningen.dk
eller
www.facebook.com/bedsteforeningen
Aarhus 3. november 2019
Til Ankestyrelsen!
Høringssvar angående ny undersøgelse af mulighederne for et nyt adoptionssystem og
evalueringen af adoptionsreformen fra 2016
Bedsteforeningen her i Aarhus har igennem et par år arbejdet med emnet adoption uden
samtykke, vi får udelukkende henvendelser fra bedstemødre der oplever at deres voksne børn får
tvangsfjernet nyfødte til tvangsbortadoption. Adoptionsreformen er af afgørende betydning for de
her forældre og bedsteforældre. Der kom nogle lempelser i 2015/16, som gjorde det lettere at
adoptere et barn uden samtykke. Man skal blot godkendes som plejeforældre for at adopter et
barn uden samtykke.
Det er dog glædeligt at internationale adoptioner er faldet historisk lavt, det er glædeligt at man
måske er begyndt at bruge prævention i udviklingslandene, samt at man er ved at få så god en
økonomi, at man selv kan forsørge sine børn globalt set. Det kan jo betyde at man kan begynde at
udfase internationale adoptioner, og på den måde nedlægge den adoptionsformidlende Dias, den
vil jo blive overflødiggjort eftersom, der bliver mindre efterspørgsel på udenlandske børn
efterhånden, som der kommer mere velstand på globalt plan. Men det har været til stor
bekymring for os, der arbejder frivilligt på anbringelses området, at der er blevet
tvangsbortadopteret 21 børn i 2017. Tallet for 2018 kendes ikke. Tallet er mørke lagt,
kommunerne har tvangsfjernet et par hundrede nyfødte/ufødte til tvangsbortadoption 2018/19,
en kommunen alene ca. 50 ufødte/nyfødte, nogle kommuner har oprettet familie teams, der
tvangsfjerner nyfødte omkring 2 måneders alderen. Man stresser forældrene/enlig mødre og
barn. Begrundelse er manglende mentalisering og øjenkontakt. Amningen bliver ødelagt bevidst
og barnet taber sig.
Med hensyn til internationale nationale adoptioner er det også kommet frem i Sporløs, at mange
af di internationale adoptioner ikke er på frivilligt basis. Vi er betænkelige ved at Dan Adopt er
blevet til DIA, sammen med AC Børnehjælp. Det er jo kommet frem i medierne at Dan Adopt har
været indblandet i tyveri af nyfødte i Afrika og Indien. Vi i Bedsteforeningen, der får henvendelser
fra bedstemødre, der skal have tvangsfjernet ufødte/nyfødte børn bliver urolig, når økonomien
har betydnings for DIA, s økonomi og bæredygtighed.
En anden vig ting, Vi vil gerne at der står Ankestyrelsens hjemme side, hvor mange ufødte/nyfødte
der bliver tvangsfjernet om året. Hvor mange der officielt står på venteliste til at
adopter/plejefamilie til nyfødte børn. Samt at der står helt præcist, hvor mange børn der er
adopteret uden samtykke, så vidt jeg kan se, er tallet blandet sammen med anonyme adoptioner.
1
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0085.png
Foreningen for bedsteforældre og øvrig familie til anbragte
børn
Man kan jo bortadopter sit barn væk frivilligt. Hvor mange gør det, samt har adoptionsnævnet
taget stilling til at der frivilligt. Det er glædeligt at Adoptionsnævnet er strenge, det ville være
ønskeligt, hvis plejefamilier til børn under 3 år også bliver lagt under adoptions nævnet, og
underlagt de samme regler som adoptanter.
Det er yderst bekymrende at læse (landsmøde
18 og årsberetning 2018 adoptionsnævnet). At
det er blevet lettere at adopter et barn på det Grå marked Polen eks.
Vi har desværre stor
erfaring for at dem, som bliver afvist til at adoption, forholds vist let kan adopter et tvangsfjernet
barn på gråt papir, via kommunerne. Man skal blot være pleje forældre, det er meget let at blive
godkendt til plejeforældre, kommunerne har svært ved at rekrutter plejeforældre, så de er
rimeligt desperate.
På side 22-23 i Adoptions nævnets Årsberetning: afslag på godkendelse som
adoptant fra 24 % -37 % i perioden 2014-2017.
Når vi mener de barnløse plejefamilier adopter tvangsfjernede nyfødte på gråt papir, er det fordi
at forældrene til de tvangsfjernede børn ikke er mental retederet men ordblinde, de kan ikke
bestå intelligens test, da de ikke kan læse. De beskikkede advokater har ikke tid til at sætte sig ind i
sagerne. I mange af sagerne er borgerne på overførsels indkomst, det har ikke betydning, at den
ene forældre har fast arbejde og aldrig har været i systemet. Man går ind og ser på
bedsteforældrenes liv og barndom i de her sager, selv om bedsteforældrene ikke er part i sagen.
Hele familien er i kommunens søgelys. Kommuner overholder ikke loven om netværkspleje i de
her sager, familien ofte bedsteforældre, får afslag på netværkspleje og familie adoption. Det
betyder at forældre/bedsteforældre er retsløse i de her sager, forældrene får ikke altid , et officielt
dokument på at deres børn er bortadopteret. Ingen kender det præcise tal, det tal vi har på
adoption uden samtykke passer ikke med Ankestyrelsens tal. Det er mere reglen end undtagelsen,
at kommunerne ikke overholder Forældrenes retssikkerhed. Vi vil anbefale at tvangsbortadoption
bliver gjort ulovligt. Der er ikke grundlag for at tvangsbortadopter børn i Danmark, da samfundet
yder økonomisk støtte til fattige i Danmark, gode uddannelses muligheder, skoler, daginstitutioner
i Danmark. Vi vil gøre opmærksom på at ansøger til nationale adoptioner også falder, på grund af
bedre fertilitetsbehandling. Mange barnløse vil i øvrigt også hellere gøre brug af ruge mor, der er
barnløse der tager til udlandet for at bruge rugemor. I Danmark vil man helst have sine egne børn,
de fleste får også kun to børn i Danmark, så føles det urimeligt at myndighederne bestemmer,
hvem der skal være forældre, og ikke giver borgerne en chance for at danne familie. Det handler
ikke om barnets tarv, det er et yderst misbrugt ord i anbringelses og adoptions regi. Det kan også
retfærdiggør at systemet ødelægger børn og voksne få at få ret.
2
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0086.png
Foreningen for bedsteforældre og øvrig familie til anbragte
børn
I følge rapporten august 2018 Adoption uden samtykke side 27. Er nogle plejefamilier heller ikke
interesseret i at adopter på grund at plejefamilien vil miste støtte og plejevederlag fra
kommunen.
Tvangsbortadoption af børn til plejefamilie er en overtrædelse af alle konventioner, som Danmark
har forpligtet sig til. Da Danmark har skrevet under på EU grundloven. at de overhold forpligtelser
i henhold til mennesket rettighederne. Vi henviser til Lobben dommen fra Norge her i september
måned, EU menneske rettigheder artikel 8, alle har ret til familie, man ikke må adskille familie.
Tvangsbortadoption af børn er også en overtrædelse af grundloven, samt i henhold til alle
konventioner, Haag og FN. Der udover er det også en overtrædelse af børns rettigheder i henhold
til børnekonventionen der giver dem beskyttelse, i ikke at blive brugt som en handelsvare.
Danmark er et rigt land og skal løft opgaven til at i værk sætte hjælp til de børnefamilie, der har
det svært i samfundet. Således at det kan komme børn og forældre til gode. Det er ikke meningen
som der nu, hvor samfundet gør det svært at være familie.
Den nuværende lov giver ikke familien beskyttelse af deres rettigheder. Men derimod sker der
over greb i form af fysiske og psykiske totur. Både på børn og forældre. Mange af de berørte
familier får P.TS.D. som ikke bliver behandlet i form af psykologhjælp, da systemet ikke yder gratis
psykologhjælp i forbindelse med tvangsfjernelse og tvangsbortadoption. Det er kun plejefamilier
der kan få gratis psykologhjælp. Men i stedet burde man sætte målrettet ind, med støtte
foranstaltninger i sted for tvangsfjernelser og tvangsbortadoption. Den hjælp der målrettet sættes
ind tilgodeses både børn og forældre. Tvangsbortadoption har store menneskelige omkostninger
for den enkelte familier, som bliver ramt. Familierne bliver kørt ud over kanten, i den sidste ende
kan det medføre døden for nogle forældre, der er flere der har taget deres eget liv eller er døde af
stress.
De forældre og bedsteforældre vi er i kontakt med gerne vil samarbejde med kommunen. De har
gentagne gange bedt om forældre undervisning, støtte og vejledning i hjemmet, men det er blevet
afvist gang på gang af kommunerne.
Vi vil gøre opmærksom på side 24, i Adoptionsnævnets årsberetning 2018: En nylig rapport, der
er udarbejdet af det nationale forsknings og analyse center for velfærd, viser bland andet, at der
blandt adoptivbørn er 7 % der anbringes uden for hjemmet, mens der for ikke adopteret er 5 %.
Her udover har op mod 18 % af de adopteret været i kontakt med psykiatrien, hvorimod tallet
for ikke adopteret er 9 %.
Det er jo tegn på at internationale adoptioner skal udfases og adoption uden samtykke skal
stoppes. Der er jo mulighed for frivillig adoption, selv om gratis tilbud om
svangerskabsforebyggelse og klinikker hvor kvinder kan henvende sig anonymt vil være det mest
optimale. Her op weekenden 1,2 november 2019, har Ankestyrelsen meldt ud at kommunerne har
3
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0087.png
Foreningen for bedsteforældre og øvrig familie til anbragte
børn
lavet fejl i mere end 50 % af sagerne. Både danske og udenlandske undersøgelser viser at
tvangsfjernelse er skadeligt for børn, nyfødte får svære tilknytnings forstyrrelser. Større børn får
også tilknytningsforstyrrelser, men de er i loyalitets konflikt mellem kommune/plejefamilie og
forældre. De føler sig ofte svigtet af forældrene, fordi at forældrene ikke har kunnet beskytte dem
i od de ”gode e eskers i te tio er i ko
u e ”. Det skal være svære at ku e tva gsfjer e
børn. Kommunen skal kunne dokumenter at forældrene er til skade for barnet. De børn der er
skadet, tager ikke skade af at vente med anbringelsen. Men de børn der har trygge og kærlige
hjem, får psykiske skader af de brutale tvangsfjernelsesmetoder, med politi o.sv. Underetninger
skal ikke være anonyme, det skal være med Nem ide og cpr. Tvangsfjernelse og adoption uden
samtykke er et stor indgreb i menneskers liv. Man må stå ved sine underretninger og handlinger. V
i foreslår også at alle personer på området får autorisation, og kan retsforfølges, når de laver
fiktive sager underretninger. For det er i virkeligheden på bekostninger af de familier ,som har
brug for anbringelse. De er glade for anbringelsen, har et godt samarbejde med kommunen, derfor
blander de sig ikke i debatten.
Kilder:
Ankestyrelsens hjemmeside:
Adoptionsnævnet landsmøde 2018
Adoptionsnævnet: Årsberetning 2018
Rapport :August 2018 Adoption uden samtykke, kommunernes brug af og kendskab til reglerne og
mulighederne for råd og vejledning
På bedsteforeningens Aarhus, vegne
Heidi Christensen
Dorte Bøgeskov
Gitte Christensen
4
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0088.png
Ankestyrelsen
7998 Statsservice
[email protected]
att.: Charlotte Karstenskov Mogensen og Karin Rønnow Søndergaard
5. november 2019
Vedrørende jeres J.nr. 18-39833, 19-16282: Høringsrunde angående ændringer i adoptionsloven –
internationale adoptioner
Til trods for at Ankestyrelsen ikke har henvendt sig til ”Foreningen for bedsteforældre og øvrig familie til
anbragte børn” - i daglig tale blot kaldet ”Bedsteforeningen” - så finder vi det alligevel påkrævet, at vi giver
vort bidrag. Internationale adoptioner og nationale adoptioner har så mange beslægtede træk og stadig
flere og flere tvangsfjernelser i Danmark ender ud i en tvangsbortadoption.
Et etiopisk søskendepar i førskolealderen blev i 2008 bortadopteret til et dansk barnløst par.
Dette adoptionsforløb blev fulgt tæt af et dokumentar-hold fra DR, og pågældende dokumentar blev vist i
2012. Sagen tog dog undervejs en helt ukendt drejning på flere fronter: adoptivforældrene endte med at
anbringe den ældste, pigen Masho, på et børnehjem i Danmark, da de ikke magtede hende i det lange løb.
Det viste sig også, at børnene var nogle år ældre end det danske par havde fået oplyst. Endvidere var det
etiopiske forældrepar ikke døende, som man ellers havde fået at vide. De var godt nok fattige og havde HIV
men medicin hjalp dem til at få et normalt liv. De biologiske forældre havde fået oplyst af de etiopiske
myndigheder, at de stadig ville kunne have kontakt med børnene og få løbende underretninger om,
hvordan det gik med dem. Begge dele var usandt.
Mediernes søgelys var også rettet mod sagen om Amy Steen, som ligeledes var adopteret fra Etiopien.
Hun trivedes heller ikke med sine adoptivforældre, men kom så i en plejefamilie, hvor det gik langt bedre.
Men adoptivforældre og kommune ville have hende på en institution i stedet og det ville hun absolut ikke.
Begge ovenstående sager var massivt dækket af mange medier. Også politisk kom der fokus på
adoptionsområdet. Etiopien og andre 3. verdens lande lukkede mere eller mindre ned for bortadoption til
Danmark, da sagsbehandlingen på området viste sig at være bundkorrupt. Danmark begrænsede ligeledes
sin tidligere interesse for adoptivbørn fra disse lande. Begge de to pigers adoption blev senere omstødt af
hjemlandet i 2016.
1
Så vidt vides befinder Masho sig dog stadig på en dansk døgninstitution, da hendes
biologiske forældre stiller sig ambivalente i forhold til at få hende hjem.
Kort efter – i Danmark – blev lovgivningen omkring adoptioner af danske børn også ændret. Det blev nu
langt lettere for de sociale myndigheder at indstille til tvangsbortadoption af et barn, som tidligere ”blot”
ville have været anbragt udenfor hjemmet barndommen ud, men stadig med kontakt til sin oprindelige
familie. Hvor myndighederne førhen havde skullet ”godtgøre”, når de vurderede manglende
omsorgskompetence hos de biologiske forældre, så skulle de fremadrettet blot ”sandsynliggøre”.
Muligheden for at blive adopteret som voksen af fx plejeforældre var og er stadig til stede og havde været
1
https://www.bt.dk/udland/husker-du-dokumentaren-om-masho-nu-har-sagen-taget-en-dramatisk-drejning
Side
1
af
5
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
fuldt tilstrækkelig, såfremt det drejede sig om tilknytning til omsorgsperson under opvæksten og
fremadrettet.
Mange var betænkelige, da loven trådte i kraft i sommeren 2015 og med rette: man må konstatere, at
kommunerne i stadigt større udstrækning bruger muligheden for tvangsbortadoption som en spare-øvelse
og som substitut i stedet for en ordinær anbringelse.
Tvangsfjernelsesområdet i Danmark trænger i forvejen til et stort ”service-eftersyn”, da det kniber
gevaldigt med overholdelse af borgernes retssikkerhed; og der menes i denne forbindelse ikke ubetydelige
”kommafejl”. Både borgerrådgiveren i København samt Rigsrevisionen har udtalt omfattende og alvorlig
kritik i offentligheden. Det er derfor yderst kritisabelt at øge myndighedernes beføjelser relateret til
tvangsbortadoptioner, når man end ikke overholder den gældende lovgivning for anbringelser.
Her følger – i spontan rækkefølge – en række udvalgte eksempler på fejl og mangler i de aktuelle
tvangsfjernelsessager – det skal bemærkes, at listen ikke er udtømmende:
1. Notatpligt overholdes ikke: 1. Sagsbehandler skriver ikke, hvad borger oplyser, når oplysningen
er til fordel for pågældende. 2. Sagsbehandler skriver gerne og overdriver til det uigenkendelige,
hvis borgers oplysning kan opfattes som belastende for pågældendes sag. 3. Sagsbehandler
fordrejer borgers oplysninger ved fx at tage en sætning ud af kontekst, så denne får en helt
anden og negativ betydning for borgeren og dennes sag. Det skal bemærkes, at det er noget
nær umuligt at få slettet sådanne forkerte og skadelige oplysninger i en sag uanset om man har
omfattende dokumentation for det modsatte. Det skal ligeledes oplyses, at såfremt man får
kendskab til muligheden for at sende sin indsigelse og gør det, så bruger myndighederne det
ikke. Indsigelse mod et eller flere sagsakter ligger ofte langt fra det dokument, det vedrører, når
sagen fx behandles i Børn og Unge udvalget. Det kræver således et større arbejde for 3. part at få
”parret” indsigelser med de pågældende sagsdokumenter og oftest sker dette ikke. Hvis
indsigelse altså overhovedet udleveres til udvalget.
2. Berigtigelsesanmodninger og indsigelser ignoreres eller afvises altså i massivt omfang jf.
ovenstående. Det skal bemærkes, at Datatilsynet yderst sjældent er til nogen hjælp for borgerne
i dén forbindelse.
3. Formandsbeslutninger træffes ofte på et uoplyst grundlag. Fx er et nyfødt barn som
udgangspunkt ikke i umiddelbar fare, når det og dets forældre end ikke har forladt
fødeafdelingen og de i øvrigt får pæne udtalelser derfra. Det ses endvidere ofte, at disse
formandsbeslutninger træffes på baggrund af forældede oplysninger, således at familiens
problemer allerede er løst, når forvaltningen møder frem på adressen for at tage familiens
barn/børn eventuelt i selskab med politiet. (Det findes dog også eksempler på, at familiens
problemer er vokset til et langt alvorligere niveau end dengang de kom i myndighedernes
søgelys eller selv henvendte sig dertil. Altså at kommunerne undlader at skride ind med mindre
indgribende foranstaltninger for at forebygge en anbringelse, mens det stadig er muligt.
Kommunerne reagerer for langsomt i mange sager, mens de i andre sager reagerer overilet og i
så fald ikke med den mest optimale og hensigtsmæssige løsning.)
4. De politiske medlemmer af kommunens Børn og Unge udvalg er ofte beskæftiget i helt andre
erhverv end på det sociale område. De lader sig derfor ofte dupere af de mange socialfaglige
Side
2
af
5
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
termer i sagsbehandlers indstilling til tvangsfjernelse og godkender derfor denne til trods for, at
det jo altså er deres opgave i dén forbindelse at repræsentere den menige borger
Der afsættes ved forelæggelse af sagen for Børn og Unge udvalg helt uhørt utilstrækkelig tid til at
den berørte familie og deres advokat kan forelægge deres synspunkter samt moddokumentation
for forvaltningens påstande – se eventuelt punkt 1. Det kan dreje sig om 0-1 eller få minutter,
hvilket slet ikke er tilstrækkeligt, såfremt man tilstræber en sober partshøring. Det skal i denne
forbindelse bemærkes, at mængden af manglende/forkerte/fordrejede oplysninger, som omtalt
under punkt 1 meget hurtigt bliver særdeles omfattende, hvilket familien på ingen måde kan
lastes for, tværtimod. Det er derfor påkrævet med al den tid, som forældre/barn/deres advokat
har behov for til at kunne afparere de mange urimelige anklager mod deres familie. �½ dag ville
formentlig ikke være for meget.
Sagsakter relateret til sagens forelæggelse i Børn og Unge udvalg udleveres oftest alt for sent til
familien og deres advokat. Dette bevirker, at sagsakter ikke kan nås hverken at gennemlæses
eller at opbygge et retvisende og fyldestgørende kontrasvar/forsvar desangående.
Der findes tilfælde, hvor sagen afgøres i børn og unge udvalg helt uden papirer og hvor
genbehandlingsfristen desuagtet fastsættes til flere år.
De berørte familier orienteres i mange sager ikke om deres rettigheder eller misinformeres om
samme. Fx ses det ofte, at sagsbehandler ”truer”/”lokker” forældre til at vælge en frivillig
anbringelse med forkerte påstande om flere rettigheder, mere samvær etc selvom forældre slet
ikke er enige i beslutningen om anbringelsen. Dette er usaglige hensyn, magtmisbrug og i strid
med flere bestemmelser i blandt andet Serviceloven.
Sagsbehandlers såkaldte ”børnesamtale” med den anbragte afholdes ofte ikke eller afholdes ikke
med de frekvenser, som loven foreskriver.
§50 undersøgelse udarbejdes ikke eller udarbejdes alt for sent
Handleplan for det anbragte barn udarbejdes ikke, udarbejdes alt for sent jf. gældende
lovgivning og opdateres ofte ikke såfremt den altså er udarbejdet
Handleplan for forældre udarbejdes ikke, udarbejdes alt for sent jf. gældende lovgivning og
opdateres ofte ikke såfremt den altså er udarbejdet.
Psykologer, som udarbejder forældrekompetenceundersøgelse er ofte og tydeligvis svært
påvirkede af forvaltningens forudindtagede opfattelse af forældrene. Forældre tilsværtes i en
grad, så andre fagfolk med kendskab til familien slet ikke kan genkende de pågældende
Vedrørende ovenstående punkter 5-9 ses i overvejende grad en flittig brug af ”Copy/Paste” fra
myndighedspersoners side dvs der kopieres og sættes ind (klippes og klistres) og ovennævnte er
i så fald slet ikke individuelle vurderinger af de pågældende. En del familier konstaterer et meget
stort sammenfald af beskrivelser i deres sagsakter, når de sammenligner med hinanden. For så
vidt angår psykolograpporter, så er der mange tilfælde, hvor rapporterne er enslydende hele
vejen igennem og kun navne er ændret. Ja, nogle gange har psykologen endda ”glemt” at ændre
navne på de personer, undersøgelsen omhandler.
Familien mødes ofte af ignorance, når der anmodes om aktindsigt.
Rekvireret aktindsigt modtages alt for sent jf. gældende lovgivning
Til trods for at IT systemer hos størstedelen af landets sociale forvaltninger er opsat til at
udskrive både sagsakter og dokument-lister samtidig så er det typisk en langvarig ”kamp” for
familierne at få udleveret dokument-listerne, således at de kan afstemme de udleverede
Side
3
af
5
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0091.png
sagsakter dertil. Efterfølgende er der endnu en ”kamp” for at få udleveret de manglende
sagsakter jf. dokument-listen.
18. I en del tilfælde tvangsanbringes børn med handicap eller udviklingsforstyrrelser selvom det
havde været fuldt ud tilstrækkeligt med en langt mindre indgribende indsats. Dette har i sagens
natur medført at stadigt færre familier tør kontakte forvaltning for ekstern faglig hjælp til
familiens problemer. (Proportionalitets princippet) Det vil være vanskeligt at få officielt overblik
over blandt andet denne problematik, da sagsbehandler samt psykolog etc blot sørger for at
forvanske de faktiske omstændigheder angående familien, således at indhold i sagsakter
stemmer overens med en indstilling om anbringelse. Se eventuelt punkt 1 m.fl.
19. Ved anbringelse af nyfødte, spæde eller få måneder gamle børn begrunder socialforvaltning ofte
deres påstand om omsorgssvigt/mangelfuld forældreevne med ”manglende øjenkontakt hos
barnet”. Dette burde udløse stor-alarm hos børn og unge udvalg, Ankestyrelse, byretter osv idet
små børn slet ikke har udviklet deres synssans så tidligt. Endvidere kan den ”øjenkontakt” som
trods alt forekommer også blive for intens/langvarig, så barnet ”trækker sig”. Dette burde også
være elementær viden hos fagfolk, at småbørn let afledes af lyde og således drejer hovedet væk
fra mor/far og i en anden retning, når det fx hører en kommunal familiekonsulent tale eller lave
andre lyde.
20. Det er et stort retssikkerhedsmæssigt problem, at såvel børn og unge udvalg, Ankestyrelse samt
byretter hovedløst ”blåstempler” afgørelser fra anden ”lavere” instans desuagtet, at familien har
omfattende mod-dokumentation overfor de mange forkerte påstande i sagsakter. Dette gør
forelæggelse for børn og unge udvalg samt klage til de to ankeinstanser til en ren skueproces.
Året før reglerne for tvangsbortadoption blev markant mere lempelige
2
for myndighederne så
blev også muligheden for at anke en anbringelsessag til Landsretten stort set elimineret i 2014.
Den politiske begrundelse var at man i lighed med andre typer af sager betragtede en
anbringelsessag som en ”bagatelsag
3
”. Ligeledes begrundede man ændringen med, at stort set
ingen ordinære borgere fik medhold i Landsretten i en tvangsfjernelsessag, hvorfor man ligeså
godt kunne afskaffe denne mulighed. Det anerkendes ikke – og blev derfor heller i dén anledning
taget i betragtning – at retssikkerheden i meget vid udstrækning ikke overholdes i
tvangsanbringelsessager jf. samtlige ovenstående punkter. Og at dette er årsagen til manglende
medhold.
Det skal endnu en gang oplyses og præciseres, at ovenstående liste jo altså ikke er udtømmende.
Som det kan konstateres, så er der en masse forhold at rette op på. Det er derfor helt forkert at
implementere yderligere lovgivning førend den helt grundlæggende – borgernes retssikkerhed –
er på plads og overholdes fuldt ud i samtlige sager.
Det ville være hensigtsmæssigt såfremt Ankestyrelsen som minimum løbende registrerede
ovennævnte problemstillinger og des lignende, når en tvangsfjernelsessag påklages til AST og gerne
2
3
https://www.kl.dk/nyhed/2014/oktober/regeringen-vil-lempe-reglerne-for-adoption-ved-tvang/
https://www.domstol.dk/Procesbevillingsnaevnet/nyheder/Oevrigenyheder/Pages/Nyeappelbegr%C3%A6nsningsregl
erpr1juli2014.aspx
Side
4
af
5
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0092.png
også tog sig af en tilsvarende registrering af statistik, når sagerne ender i retterne samt allerede i
børn og udvalgene.
F. s. v. a. de hidtidige sager om tvangsbortadoptioner, som Bedsteforeningen har kendskab til, kan det
oplyses at:
Moderat ordblinde forældre beskrives i FKUer og sagsakter som multiretarderede og barnet
tvangsbortadopteres
Udviklingshæmmede med en i øvrigt normal, rask og velfungerende familie/netværk får
tvangsbortadopteret deres barn, som derved mister kontakten til hele sin biologiske familie
Socialt udsatte/skrøbelige forældre beskrives som tilsvarende ovenstående og barn indstilles til
tvangsbortadoption
Forældre med ”udseendet imod sig” samt eventuelt sociale og/eller mentale udfordringer
beskrives som tilsvarende ovenstående og mister deres barn til adoptanter
Forældre på overførselsindkomster er i langt større risiko for at få tvangsbortadopteret deres
barn/børn, som fjernes permanent i lighed med ovenstående
Afslutningsvis skal det bemærkes, at vi finder det ønskværdigt at blive en del af den officielle
høringsliste fremadrettet ved behandling af emner relateret til vort virke på det sociale
børneområde. Kontakt kan rettes til vores formand Tove Clausen
[email protected]
eller Tove
Clausen Dommervænget 5F 4000 Roskilde.
Tak fordi I tog jer tiden til at inddrage vores betragtninger i jeres arbejde.
Med venlig hilsen
På vegne af Bedsteforeningen
Tove Clausen, formand for foreningen
Heidi Christensen, tovholder i Aarhus
Side
5
af
5
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0093.png
CVR-nummer : 40584951
København 3. November 2019
Til Charlotte Karstenskov Mogensen
og Karin Rønnow Søndergaard
i Ankestyrelsen
Svar på Høring angående undersøgelsen af mulighederne for et nyt adoption-
ssystem og evalueringen af adoptionsreformen fra 2016
Foreningen Klip
som undertegnede er formand for, har oplevet den ære, at
blive inviteret til, at give høringssvar i denne sag.
Kort om os:
Foreningen Klip
er en nystar tet forening som primær t består af forældre til an-
bragte børn og som har en bestyrelse hvor alle medlemmer selv har anbragte børn. Vi
er så vidt os bekendt den eneste formelt registrerede forening som bestyres af men-
nesker som selv har anbragte børn. Vi mener derfor, at det er oplagt, at vi giver vores
stemme til kende i forhold til denne høring da vi kan belyse en side af dette som ellers
meget sjældent er belyst. Vi kan for tælle noget om hvordan det er, at være forældre til
et barn som fjernes.
Vores høringssvar
Lad mig starter dette høringssvar med, at gøre opmærksom på det simpel
forhold, at love og regler kan misbruges. Vi ser det hele tiden. Særlig med skattere-
gler ved vi, at der altid vil sidde nogen som er gode til, at analysere regler og finde
smuthuller og anvende dem til egen vinding. Selv regler som er skabt med de bedste
hensigter vil kunne drejes og bruges af mennesker som har egennyttige hensigter.
Det udsendte materiale i forbindelse med denne høring omtaler ikke direkte
spørgsmål vedrørende tvangsadoption. Vi vil dog mene, at dette spørgsmål er essen-
tielt i forbindelse med overvejelser omkring muligheden for et nyt adoptionssystem og
evaluering af de ændringer af adoptionssystemet som blev indfør t i 2016.
+45 4291 4084 | [email protected] | klipnordic.blogspot.com
1
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Klip-Nordic Association
Høringssvar
02/10/19
Systemets mulighed for tvangsadoption er netop siden 2016 blevet et særligt ak-
tuelt med indførelsen af den lettede adgang til anvendelse af tvangsadoption i sys-
temet og med et øget politisk fokus på denne mulighed. Særlig den nye so-
cialdemokratisk leddede regering er kommet tæmmelige utvetydige udmeldinger, om
at de vil arbejdet på, at gøre det nemmere, at tvangsadoptere børn fra Danmark.
Der er nogle umiddelbart foruroligende perspektiver ved dette. Udgifter til an-
bringelsesområdet er meget høje. Vi er i
Foreningen Klip
nået frem til, at det koster
cirka en million kroner om året, at anbringe et barn. Hvis man i stedet for, at anbringe
barnet kunne tvangsadoptere det så ville det koste stort set ingen ting. Der ligger altså
et stort økonomisk incitament til, at lave flere tvangsadoptioner. Vi er i
Foreningen
Klip
sikre på, at det økonomiske incitament allerede nu fører til, at der gennemføres
tvangsadoptioner som ikke burde være gennemfør t. Med det øgede politiske pres på
netop denne løsning tror vi kun det retssikkerhedsmæssige skred som vi mener er
opstået vil for tsætte.
I oplægget til denne høring gøres der opmærksom på, at adoptioner fra udlandet
er faldet drastisk i de sidste 10 - 15 år. Det som der ikke gøres opmærksom på er, at
ventelisterne til indenrigsadoptioner i den samme periode er steget proportionalt. Det
er endnu et incitament i systemet til, at gennemføre flere tvangsadoptioner og, at
sænke de retssikkerhedsmæssige barriere for disse adoptioner.
Selvom høringsoplægget slet ikke kommer ind i overvejelser vedrørende
tvangsadoptioner så mener vi, at det er det vigtigste spørgsmål overhovedet, at tage
op i forbindelse med mulighederne for et nyt adoptionssystem og evalueringen af
adoptionsreformen fra 2016.
Vores høringssvar vedrøre derfor alene denne problemstilling. Det er en prob-
lemstilling som vi i
Foreningen Klip
har nogle helt særlige forudsætninger for, at ud-
tale os om på et kvalificeret grundlag.
Omkring år 1992 foretog man i Danmark og øvrige nordiske lande i skift i sit syn
på børneforsorg. Man gik fra en familiebaseret indsats til en børnecentrisk indsats. En
børnecentrisk indsats vil sige, at man begyndte, at se barnets behov som isoleret fra
familiens behov.
Selvom indførelsen af den børnecentriske forståelsesramme sikker t er sket ud
fra de bedste hensigter så har det vist sig, at det er en model som er særlig sårbar for
misbrug.
Det ved vi forældre til anbragte børn for vi har selv mærket det på vores egen
krop. Vi har set hvordan plejefamilier, institutioner, psykologer og sagsbehandler har
tiltaget sig magt ved, at definere hvad der var barnets behov. Vi har set hvordan barnet
er blevet udsat for påvirkning så det svarede og reagerede på en måde, som
+45 4291 4084 | [email protected] | klipnordic.blogspot.com
2
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Klip-Nordic Association
Høringssvar
02/10/19
understøttede det som de forskellige professioncelle ønskede.
Vi i
Foreningen Klip
har spurgt hinanden, om vi overhovedet kan se et formål
med tvangsadoption når vi ser det fra barnets synspunkt og vi er kommet frem til, at
tvangsadoption ikke lader sig forsvare ud fra hensyn til barnets tarv.
Man har talt om en tvangsadoption kan give barnet ro. Vi kan ikke se, at en
tvangsadoption giver barnet mere ro. Det vil stadig kunne blive opsøgt af sine biolo-
giske forældre og det vil stadig have nogle biologiske rødder, som det i en eller anden
udstrækning er forbundet med.
Man har talt, om at tvangsadoption vil kunne sikre barnet en en tryg og stabil
tilknytning. Vi kan ikke se, at tilknytningen til en plejefamilie skulle blive mere tryg eller
stabil af, at man gennemtvinger en adoption imod de biologiske forældres vilje.
Der hvor vi kan se, at adoption vil gøre en forskel er i de økonomiske forhold. Det
er dyrt for stat og kommune, at have et barn anbragt. Med 14 tusinde anbragte i børn i
Danmark er der tale om en voldsom belastning af budgetterne. Adoption derimod er
stor t set gratis. Vi er i
Foreningen Klip
ikke i tvivl om, at grunden til, at man fra lov-
givningens side ønsker, at lempe reglerne for tvangsadoption er et håb om, at finde
løsning på et økonomisk problem. Det er uacceptabelt, at det er jagten på besparelser
som skal være udslagsgivende for et barns ret til, at behold den formelle tilknytning til
sine biologiske forældre og forældres ret til, at beholde den formelle tilknytning til
deres børn.
Det er også vigtigt for os, at gøre opmærksom på, at Norge den 10 september
2019 blev dømt for overtrædelse af menneskerettighederne ved en dom i storkam-
meret ved den
Europiske menneskerettighedsdomstol
herefter kaldet
EMD.
Det var
sagen "Strand Lobben mf. v. Norway". Denne sag var netop en sag om tvangsadop-
tion. Når en sag afgøres i storkammeret i
EMD,
er det fordi det er en principiel sag af
særlig vigtig betydning.
Det som blev klar t under denne sag og i den endelige dom var, at
EMD
ikke
deler det syn på tvangsanbringelse og tvangsadoption som Norge og Danmark anven-
der. Man tilslutter sig ikke den børnecentriske tilgang, hvor man ser barnets tarv isol-
eret fra familiens (Det er i stred med artikel 8). Danmark er nød til, at rettes sig ind i
disse sager efter den linje der lægges fra EMD.
Jeg vedlægger en kopi af dommen så udvalget selv vil kunne danne sig et
overblik over domstolens forståelser og holdning. Det skal nævnes, at
EMD
har op-
taget et uhørt stor t antal sager fra den norske børneforsorg (36 på nuværende tid-
spunkt). Der er ingen tvivl, om at
EMD
ønsker, at understrege, at den adoptionspolitik
som Norge har før t er i strid med menneskerettighederne.
+45 4291 4084 | [email protected] | klipnordic.blogspot.com
3
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Klip-Nordic Association
Høringssvar
02/10/19
Konklusionen på dette høringssvar fra
Foreningen Klip
er, at vi mener, at
tvangsadoption slet ikke bør findes sted. Hvis en forældremyndighedsindehavende
forældre har åndsnærværelse nok til aktivt, at kunne sige "nej" til adoption, så bør den
ikke kunne iværksattes. Vi er klar over, at børneforsorgen er voldsomt udgifttung og,
at der er behov for, at finde besparelser, men vi mener ikke, at disse besparelser skal
findes ved, at overgå fra tvangsanbringelser til tvangsadoptioner. Vi mener i stedet, at
de skal findes ved en drastisk nedbringelse af antallet af anbringelser. Nedbringelsen
af anbringelser kan ske ved, at man overgår fra en separerende princip til en reha-
biliterende princip.
I sundhedsvæsenet indfør te man omkring årtusindeskiftet den rehabiliterende til-
gang. Den rehabiliterende tilgang har medfør t store besparelser på sundhedområdet.
Samtidig har den rehabiliterende tilgang før t til oplevelser af bedre livskvalitet og større
oplevelser af sammenhæng for borger, som kommer i kontakt med sundhedssystemet.
Det var det vi fra
Foreningen Klips
side fandt det vigtigt at biddrage med i
forbindelse med denne høring.
Med venlig hilsen
Formand for
Foreningen Klip,
Mikkel Meinike Nielsen.
+45 4291 4084 | [email protected] | klipnordic.blogspot.com
4
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0097.png
GRAND CHAMBER
CASE OF STRAND LOBBEN AND OTHERS v. NORWAY
(Application no. 37283/13)
JUDGMENT
STRASBOURG
10 September 2019
This judgment is final but it may be subject to editorial revision.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
1
In the case of Strand Lobben and Others v. Norway,
The European Court of Human Rights, sitting as a Grand Chamber
composed of:
Linos-Alexandre Sicilianos,
President,
Guido Raimondi,
Robert Spano,
Vincent A. De Gaetano,
Jon Fridrik Kjølbro,
Ganna Yudkivska,
Egidijus
Kūris,
Carlo Ranzoni,
Armen Harutyunyan,
Georges Ravarani,
Pere Pastor Vilanova,
Alena
Poláčková,
Pauliine Koskelo,
Péter Paczolay,
Lado Chanturia,
Gilberto Felici,
judges,
Dag Bugge Nordén, ad hoc
judge,
and Søren Prebensen,
Deputy Grand Chamber Registrar,
Having deliberated in private on 17 October 2018 and 27 May 2019,
Delivers the following judgment, which was adopted on the last-mentioned
date:
PROCEDURE
1. The case originated in an application (no. 37283/13) against the
Kingdom of Norway lodged with the Court under Article 34 of the
Convention for the Protection of Human Rights and Fundamental Freedoms
(“the Convention”) by five Norwegian nationals, Ms Trude Strand Lobben,
her children, X and Y, and her parents, Ms Sissel and Mr Leif Lobben, on
12 April 2013.
2. The first applicant, Ms Trude Strand Lobben, and the second
applicant, X (“the applicants”), who had been granted legal aid, were
ultimately represented by Mr G. Thuan Dit Dieudonné, a lawyer practising
in Strasbourg. The Norwegian Government (“the Government”) were
represented by their Agents, Mr M. Emberland and Ms H.L. Busch, of the
Attorney General’s Office (Civil Matters).
3. The applicants alleged, in particular, that the domestic authorities’
decisions not to lift the care order for X and instead withdraw the first
applicant’s parental responsibilities for him and authorise his adoption by
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
his foster parents, violated their rights to respect for family life under
Article 8 of the Convention.
4. The application was allocated to the Fifth Section of the Court
(Rule 52 § 1 of the Rules of Court). On 1 December 2015 the President of
the Fifth Section decided to give notice of the applicants’ complaint to the
Government. On 30 November 2017 a Chamber of that Section, composed
of Angelika Nußberger, Erik Møse, André Potocki, Yonko Grozev,
Síofra O’Leary, Gabriele Kucsko-Stadlmayer,
Lәtif
Hüseynov, judges, and
Milan Blaško, Deputy Section Registrar, gave judgment. The Chamber
unanimously declared the application by the first and second applicants
admissible and the remainder inadmissible. It held, by a majority, that there
had been no violation of Article 8 of the Convention. The joint dissenting
opinion of Judges Grozev, O’Leary and Hüseynov was annexed to the
judgment.
5. On 30 January 2018 the applicants requested the referral of the case to
the Grand Chamber in accordance with Article 43 of the Convention. On
9 April 2018 the panel of the Grand Chamber granted that request.
6. The composition of the Grand Chamber was determined according to
the provisions of Article 26 §§ 4 and 5 of the Convention and Rule 24 of the
Rules of Court. At the final deliberations, Jon Fridrik Kjølbro, substitute
judge, replaced Aleš Pejchal, who was unable to take part in the further
consideration of the case (Rule 24 § 3).
7. The applicants and the Government each filed observations
(Rule 59 § 1) on the merits of the case.
8. The President of the Grand Chamber granted leave to the
Governments of Belgium, Bulgaria, the Czech Republic, Denmark, Italy,
Slovakia and the United Kingdom, and Alliance Defending Freedom (ADF)
International, the Associazione Italiana dei Magistrati per i Minorenni e per
la Famiglia (AIMMF), the Aire Centre and X’s adoptive parents, to
intervene in the written procedure, in accordance with Article 36 § 2 of the
Convention and Rule 44 § 3 of the Rules.
9. A hearing took place in public in the Human Rights Building,
Strasbourg, on 17 October 2018.
There appeared before the Court:
(a)
for the respondent Government
Mr F. S
EJERSTED
, Attorney General, Attorney General’s Office,
Mr M. E
MBERLAND
, Agent, Attorney General’s Office,
Ms H. L
UND
B
USCH
, Agent, Attorney General’s Office
Agents,
Ms A. S
YDNES
E
GELAND
, Attorney, Attorney General’s Office,
Mr H. V
AALER
, Attorney, Attorney General’s Office,
Mr D.T. G
ISHOLT
, Director, Ministry of Children and Equality,
Ms C. F
IVE
B
ERG
, Senior Adviser, Ministry of Children
and Equality,
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
3
Ms H. B
AUTZ
-H
OLTER
G
EVING
, Ministry of Children
and Equality,
Ms L. W
IDTH
, Municipal Attorney,
(b)
for the applicants
Mr G. T
HUAN
D
IT
D
IEUDONNÉ
, Lawyer,
Ms T. S
TRAND
L
OBBEN
,
Advisers;
Counsel,
First applicant.
The Court heard addresses by Mr Thuan Dit Dieudonné and Mr Sejersted
and their replies to questions put by the judges.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
A. Background
10. In May 2008 the first applicant turned to the child welfare services
because she was pregnant and was in a difficult situation: she did not have a
permanent home and was temporarily staying with her parents.
11. On 10 June 2008 the first applicant and the putative future father, Z,
visited a gynaecological polyclinic at the regional hospital. According to the
medical notes recorded that day, the doctor was informed that the first
applicant had had a late abortion in October 2007 and that she also wanted
to abort this time. A chlamydia test and an ultrasonography were carried
out, and the first applicant and Z informed that an abortion would not be
possible.
12. On 23 June 2008 the hospital confirmed that the result of the
chlamydia test taken on 10 June 2008 was positive. As one of the measures
taken by the birth clinic to monitor the first applicant and her situation, the
doctor noted that a social worker would make contact with the child welfare
services, in agreement with the first applicant. A social worker, J.T., at the
hospital noted the following day that the first applicant had expressed a
strong wish for a place at a parent-child institution on the grounds that she
was limited on account of a brain injury (begrensninger
på grunn av
hjerneskade)
sustained following an epileptic seizure; she had no home, and
a difficult relationship with the child’s putative father and other family
members; and that she wanted help to become as good a mother as
possible. It was noted by the hospital that any stay at a parent-child
institution would be voluntary and that the first applicant and her child
could leave whenever they wished.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
4
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
13. On 1 July 2008 the hospital notified the child welfare services that
the first applicant was in need of guidance concerning the unborn child and
monitoring with regard to motherhood. The hospital also indicated that she
needed to stay at a parent-child institution. The child welfare services took
on the case, with the first applicant’s consent. She agreed to stay at a
parent-child institution for three months after the child was born, so that her
ability to give the child adequate care could be assessed.
14. On 16 July 2008 a meeting with the child welfare services took
place. A psychologist, I.K.A., from the Office for Children, Youth and
Family Affairs attended the meeting. According to the notes from the
meeting, it was agreed that the first applicant should receive psychological
counselling on a weekly basis in the social worker’s absence during the
summer, and that the psychologist would give subsequent reports to the
child welfare services.
15. On 16 September 2008 a formal decision was taken to offer the first
applicant and her child a place at a parent-child institution for three months.
The decision stated that the child welfare services were concerned about the
first applicant’s mental health and her ability to understand the seriousness
of taking responsibility for a child and the consequences.
16. Some days earlier, on 9 September 2008, the child welfare services
and the first applicant had agreed on a plan for the stay. In the plan it was
stated that the main purpose of the stay would be to examine, observe and
guide the first applicant in order to equip her with sufficient childcare skills.
A number of more specific aims were also included, involving observation
of the mother and child and examination of the mother’s mental health
(psyke) and maturity, her ability to receive, understand and avail herself of
advice in relation to her role as a mother, and her developmental
possibilities. Working with the first applicant’s network was also included
as an aim in the plan.
17. On 25 September 2008 the first applicant gave birth to a son, X, the
second applicant. The first applicant then refused to provide the name of
X’s father. Four days later, on 29 September 2008, the first applicant and X
moved to the parent-child institution. For the first five days X’s maternal
grandmother also stayed there with them.
18. On 10 October 2008 the parent-child institution called the child
welfare services and expressed concern on the part of their staff. According
to the child welfare services’ records, the staff at the institution stated that X
was not gaining sufficient weight and lacked energy. With regard to nappy
changes, the staff had to repeatedly (gang
på gang)
tell the first applicant
that there were still traces of excrement, while she continued to focus on
herself.
19. On 14 October 2008 the staff at the parent-child institution said that
they were very concerned about X and the first applicant’s caring skills. It
had turned out that the first applicant had given an incorrect weight for the
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
5
baby and that X had, accordingly, lost more weight than previously
assumed. Moreover, she showed no understanding of the boy’s feelings
(viser
ingen forståelse av gutten sine følelser)
and seemed unable to
empathise with the baby (sette
seg inn i hvordan babyen har det).
The staff
had decided to move the first applicant into an apartment on the main floor
in order to get a better overview and to monitor her even more closely. The
next meeting between the first applicant, the staff at the parent-child
institution and the child welfare services had been scheduled for
24 October 2008, but the staff at the institution wanted to bring the meeting
forward as they were of the view that the matter could not wait that long.
B. Proceedings to place X in emergency foster care
20. On 17 October 2008 a meeting between the parent-child institution,
the first applicant and the child welfare services was held. The first
applicant stated at the meeting that she wanted to move out of the institution
together with her child, as she no longer wanted guidance. The staff at the
institution stated that they were very concerned about the first applicant’s
caring skills. She did not wake up at night, and the boy had lost a lot of
weight, lacked energy and appeared dehydrated. The health visitor was also
very concerned, whereas the first applicant was not. The institution had
established close 24-hour monitoring. Staff had stayed awake at night in
order to wake the first applicant up to feed the child. They had monitored
the first applicant every three hours round the clock in order to ensure that
the boy received nourishment. They expressed the fear that the child would
not have survived had they not established that close monitoring pattern.
The child welfare services considered that it would create a risk if the first
applicant removed the child from the institution. X was below critical
normal weight (kritisk
normalvekt)
and in need of nutrition and monitoring.
21. In the decision taken on the same date it was also stated that the first
applicant had given information about the child’s father to the child welfare
services, but that she had refused him permission to take a paternity test and
to sign as father at the hospital. It was stated that the father wanted to take
responsibility for the child, but that he did not yet have any rights as a party
to the case.
22. It was decided to place X in an emergency foster home and that the
first applicant and her mother should visit him for up to one and a half hours
weekly. As to the boy’s needs, it was stated that he had lost a lot of weight
and accordingly needed close and proper monitoring. It was emphasised as
very important that good feeding routines be developed. Further, according
to the plan, the placement was to be continuously assessed by the first
applicant, the emergency foster parents, a specialist team (fagteam) and the
child welfare services. The municipality was to stay in contact with the
emergency foster parents and be responsible for being in contact with and
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
6
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
following up on the first applicant. Preliminary approval of the decision was
given by the chair of the County Social Welfare Board (fylkesnemnda
for
barnevern og sosiale saker)
on 21 October 2008.
23. On 22 October 2008 the first applicant appealed to the County Social
Welfare Board against the emergency decision. She claimed that she and X
could live together at her parents’ house, arguing that her mother stayed at
home and was willing to help care for X and that she and her mother were
also willing to accept help from the child welfare services.
24. On 23 October 2008 a family consultant and a psychologist from the
parent-child institution drew up a report of the first applicant’s and her
mother’s stay there. The report referred to an intelligence test that had been
carried out in which the first applicant had obtained a higher score than 67%
of persons of her age on perceptual organisation (meaning organisation of
visual material) and below 93% of persons her age on verbal understanding.
On tasks that required working memory – the ability to take into account
and process complex information – the first applicant had scored below
99% of persons her age. According to the report, the tests confirmed the
clinical impression of the first applicant. Furthermore, the report stated that
the institution’s guidance had focused on teaching the first applicant how to
meet the child’s basic needs in terms of food, hygiene (stell) and safety. The
first applicant had received verbal and hands-on guidance and had
consistently (gjennomgående) needed repeated instructions and
demonstration. In the staff’s experience, the first applicant often did not
understand what was told or explained to her, and rapidly forgot. In the
conclusion the report stated,
inter alia:
“The mother does not care for her child in a satisfactory manner. During the time the
mother and child have stayed [at the parent-child institution] ..., the staff here ... have
been very concerned that the child’s needs are not being met. In order to ensure that
the child’s primary needs for care and food are met, the staff have intervened and
closely monitored the child day and night.
The mother is not able to meet the boy’s practical care needs. She has not taken
responsibility for caring for the boy in a satisfactory manner. The mother has needed
guidance at a very basic level, and she has needed advice to be repeated to her several
times.
Throughout the stay, the mother has made statements that we find very worrying.
She has expressed a significant lack of empathy for her son, and has several times
expressed disgust with the child. The mother has demonstrated very little
understanding of what the boy understands and what behaviours he can control.
The mother’s mental functioning is inconsistent and she struggles considerably in
several areas that are crucial to the ability to provide care. Her ability to provide
practical care must be seen in the light of this. The mother’s mental health is marked
by difficult and painful feelings about who she herself is and how she perceives other
people. The mother herself seems to have a considerable unmet care need.
Our assessment is that the mother is incapable of providing care for the child. We
are also of the opinion that the mother needs support and follow-up. As we have
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
7
verbally communicated to the child welfare services, we believe it to be important that
especially close care is taken of the mother during the period following the emergency
placement.
The mother is vulnerable. She should be offered a psychological assessment and
treatment, and probably needs help in finding motivation for this. The mother should
have an individual plan to ensure follow-up in several areas. The mother has resources
(see the abilities tests) that she needs help to make good use of.”
25. On 27 October 2008 the Board heard the appeal against the
emergency placement decision (see paragraphs 22 and 23 above). The first
applicant attended with her legal-aid counsel and gave evidence. Three
witnesses were heard.
26. In a decision of the same day, signed by the Board’s chairperson, the
Board concluded that it had to rely on the descriptions given by the
psychologist at the parent-child institution, who had drafted the institution’s
report, and the representative from the municipal child welfare services.
According to those descriptions, the first applicant had been unable to care
for X properly (betryggende) in entirely essential and crucial respects (helt
vesentlige og sentrale områder).
Furthermore, she had said that she wanted
to leave the institution. It had been obvious that she could not be given care
of X without creating a risk that he would suffer material harm. Afterwards,
the first applicant’s parents had said that they would be capable of ensuring
that X was adequately looked after. However, the Board concluded that this
would not provide X with sufficient security. The first applicant’s mother
had given evidence before the Board and had stated that during her stay at
the parent-child institution she had not experienced anything that gave rise
to concern with respect to the first applicant’s care for X. This was in stark
contrast to what had been reported by the psychologist. The Board also
concluded that it was the first applicant who would be responsible for the
daily care of X, not her mother.
27. On the same day, 27 October 2008, X was sent to a child psychiatry
clinic for an assessment.
28. On 30 October 2008 the first applicant appealed against the Board’s
decision of 27 October 2008 (see paragraphs 25-26 above) to the City Court
(tingrett).
29. On 13 November 2008 the first applicant visited X in the foster
home; according to the notes taken by the supervisor, Z had received the
result of a paternity test the day before which had shown that he was not the
father. The first applicant stated that she did not know who the father could
be. She could not remember having been with anyone else. The first
applicant and the adviser from the child welfare services agreed that the first
applicant would contact her doctor and ask for a referral to a psychologist.
30. On 21 November 2008 an adviser working with emergency
placements (beredskapshjemskonsulent) at the Office for Children, Youth
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
8
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
and Family Affairs produced a report on the implementation of the
emergency measure. In the conclusion she stated:
“The boy arrived at the emergency foster home on 17/10 with little movement in his
arms and legs, and making few sounds. He could not open his eyes because they were
red, swollen and had a lot of discharge. He was undernourished, pale and weak
[(slapp)]. After a few days he started to move, make sounds and develop skin colour.
He ate well at all meals, and enjoyed bodily contact. He opened his eyes upon
receiving the correct medication and gradually started to be in contact with his
surroundings. Good routines were put in place and he was closely followed up with
respect to nourishment and development.
The boy has developed very well in all areas in the five weeks he has been living in
the emergency foster home. The doctor and health visitors were satisfied with the
boy’s development and have monitored him closely. Bup [(Barne-
og
ungdomspsykiatrisk poliklinikk –
the Children’s and Young People’s Psychiatric Out-
Patient Clinic)] has also followed up on the boy and reported possible stress
symptoms developed by the boy during the pregnancy or the first weeks of his life.
The emergency foster parents have provided favourable conditions for the boy to
work on his development, and this has worked well. The boy needs stable adults who
can give him good care, appropriate to his age [(aldersadekvat
omsorg)],
and satisfy
his needs in future.”
31. On 28 November 2008 the municipality applied to the County Social
Welfare Board for a care order, submitting that the first applicant lacked
caring skills with respect to a child’s various needs. They considered that X
would rapidly end up in a situation in which he would be subjected to
serious neglect if he were returned to the first applicant. As to contact rights,
the municipality submitted that they assumed that it would be a matter of a
long-term placement and that X would probably grow up in foster care.
They stated that the first applicant was young, but that it was assumed that
her capacity as a mother would be limited, at least in relation to X ([m]or
er
ung, men det antas at hennes kapasitet som mor vil være begrenset, i hvert
fall i forhold til dette barnet).
32. On 5 December 2008 the team at the child psychiatry clinic, who
had carried out six different observations between 3 and 24 November 2008,
in accordance with the instructions of 27 October 2008 (see paragraph 27
above), set out their results in a report, which read,
inter alia,
as follows:
“[X] was a child with significantly delayed development when he was sent to us for
assessment and observation. Today he is functioning as a normal two-month-old baby,
and has the possibility of a good normal development. He has, from what can be
observed, been a child at high risk. For vulnerable children the lack of response and
confirmation, or other interferences in interaction, can lead to more or less serious
psychological and developmental disturbances if they do not receive other corrective
relationship experiences. The quality of the earliest interaction between a child and
the closest caregiver is therefore of great importance for psychosocial and cognitive
development. [X] bears the mark of good psychosocial and cognitive development
now.”
33. The City Court, composed of one professional judge, one
psychologist and one lay person, pursuant to section 36-4 of the Dispute Act
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
9
(see paragraph 133 below), heard the appeal against the Board’s decision in
the emergency case (see paragraphs 25-26 and 28 above) on
12 January 2009. In its judgment of 26 January 2009 it stated first that an
interim decision pursuant to the second paragraph of section 4-6 of the
Child Welfare Act (see paragraph 122 below) could only be made if the risk
of harm was acute and the child would suffer material harm if not moved
immediately. It went on to state that the case concerned a child who had
been practically newborn when the interim care order had been made, and
that the placement had since been reconsidered several times following
appeals on the part of the mother.
34. In its conclusion the City Court stated that it was in no doubt that
X’s situation had been serious when the interim care order had been issued.
He had shown clear signs of neglect, both psychologically and physically.
The City Court found that the “material” harm requirement
(vesentlighetskravet) in the second paragraph of section 4-6 of the Child
Welfare Act (see paragraph 122 below) had been met. X was at the time of
its judgment in better health and showed normal development. This was due
to the emergency foster parents’ efforts and follow-up. The City Court did
not consider that the first applicant’s ability to provide care had changed and
feared that X would suffer material harm if he were now returned to her.
This was still the case even if the first applicant lived with her parents and
they supported her. It was her ability to provide care that was the matter of
assessment.
35. Based on the above, the City Court did not find grounds to revoke
the emergency care order pending a decision by the County Social Welfare
Board on the question of permanent care.
36. The first applicant did not appeal to the High Court (lagmannsrett).
C. Proceedings for a care order
1. Proceedings before the County Social Welfare Board
37. The Board, composed of an administrator qualified to act as a
professional judge, a psychologist and a lay person, in accordance with
section 7-5 of the Child Welfare Act (see paragraph 122 below), held a
hearing on the child welfare services’ request for a care order (see
paragraph 31 above) on 17 and 18 February 2009. The first applicant
attended and gave evidence. Seven witnesses were heard, including experts
and the first applicant’s parents, their neighbour and a friend of the family.
At the hearing the child welfare services requested that X be taken into local
authority care, placed in a foster home and that the first applicant be granted
contact rights for two hours, four times per year, under supervision. The
first applicant sought to have the request for a care order rejected and X
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
10
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
returned to her. In the alternative, she asked for contact rights of a minimum
of once per month, or according to the Board’s discretion.
38. In a decision of 2 March 2009 the Board stated at the outset that,
independently of the parties’ arguments and claims, its task was to decide
whether X was to be taken into care by the child welfare services. If a care
order were issued, the Board would also choose a suitable placement and
determine the contact arrangements.
39. The Board concluded that the fundamental condition set out in letter
(a) of the first paragraph of section 4-12 of the Child Welfare Act had been
met (see paragraph 122 below). In its opinion, a situation involving serious
deficiencies in both psychological and practical care would arise if X were
returned to live with the first applicant.
40. The Board emphasised that it had assessed the first applicant’s
ability as a caregiver and changes in her approach, not her condition or
personality traits. However, the Board noted that the parent-child institution
had considered the first applicant’s inability to benefit from guidance to be
linked to her cognitive limitations. Reference was made to conclusions
drawn by the institution to the effect that the relevant test results were
consistent with their daily observations (see paragraph 24 above). The tests
carried out at the institution were also largely consistent with previous
assessments of the first applicant, and also with the concerns reported by,
inter alia,
the psychologist at the Office for Children, Youth and Family
Affairs in the summer of 2008 (see paragraph 14 above). In the Board’s
view, the above factors suggested that the first applicant’s problems were of
a fundamental nature and that her potential for change was limited (sier
noe
om at mors problematikk er av en grunnleggende karakter og at
endringspotensialet er begrenset).
41. The Board stated that it had to conclude that a care order was
necessary and in the best interests of X. As to a suitable placement, the
Board stated that, having regard to his age and care needs, a foster home
placement was clearly the best solution for X at the time. It issued a care
order to that effect. Based on X’s age and vulnerability, the Board also
decided that he should be placed in enhanced foster care – an arrangement
whereby the foster home was given extra assistance and support – at least
for the first year.
42. Turning to the question of contact rights, the Board went on to state
that, under section 4-19 of the Child Welfare Act (see paragraph 122
below), children and parents were entitled to contact with each other unless
otherwise decided. When a care order was issued, the Board would
determine the amount of contact and decisions regarding contact had to be
in the child’s best interests, as provided for by section 4-1 of the Child
Welfare Act (ibid.). The purpose and duration of the placement also had to
be taken into consideration when the amount of contact was determined.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
11
43. On the grounds of the information available at the time of the
Board’s decision, the Board envisaged that X would grow up in the foster
home. This was on account of (har
sammenheng med)
the first applicant’s
fundamental problems and limited potential for change (mors
grunnleggende problematikk og begrensede endringspotensial)
(see
paragraph 40 above). This meant that the foster parents would become X’s
psychological parents, and that the amount of contact had to be determined
in such a way as to ensure that the attachment process, which was already
well under way, was not disrupted. X had to be given peace and stability in
his everyday life, and he was assumed (det
legges til grunn)
to have special
needs in that respect. In the Board’s opinion, the purpose of contact had to
be to ensure that he had knowledge of his mother.
44. Based on an overall assessment, including of the above factors, the
amount of contact was set at two hours, six times per year. The Board stated
that it had some misgivings as to whether this was too frequent, particularly
considering X’s reactions. However, it believed that contact could be
somewhat improved by the child welfare services providing more guidance
and adaptation and by a considerable reduction in the frequency of contact.
45. In the Board’s opinion, it was necessary for the child welfare
services to be authorised to supervise contact in order to ensure that X was
properly cared for.
46. The Board’s decision concluded with a statement to the effect that it
would be for the child welfare services to decide on the time and place of
the contact sessions.
2. Proceedings before the City Court
47. On 15 April 2009 the first applicant appealed to the City Court
against the Board’s decision that X should be taken into public care (see
paragraphs 38-46 above). She submitted, in particular, that adequate
conditions in the home could be achieved through the implementation of
assistance measures and that the care order had been decided without
sufficient assistance measures having first been implemented.
48. On 6 May 2009 the child welfare services sent the first applicant a
letter in which she was invited to a meeting to discuss what sort of help they
could offer her. The letter stated as follows:
“The child welfare services are concerned that you receive help to process what you
have been through in relation to the taking into care, etc. It is still an offer that the
Child Welfare Service cover the costs of a psychologist, if you so wish.”
49. On 14 May 2009 the first applicant attended a contact session
together with two acquaintances. According to the report, a situation arose
in which the supervisor from the child welfare services stated that the first
applicant would have a calmer time with X if she were alone with him. The
first applicant said that the supervisor had to understand that she wanted to
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
12
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
bring people with her because she was being badly treated. It was ultimately
agreed that one of the acquaintances would accompany the first applicant.
During the session the first applicant stated that she had received an
unpleasant (ukoselig) letter from the child welfare services offering her an
appointment to discuss any help that she might need (see paragraph 48
above). The first applicant stated that she did not want any help and that she
certainly did not need psychological counselling.
50. On 19 August 2009 the City Court gave judgment on the question of
the care order (see paragraph 47 above). At the outset the City Court stated
that the case concerned judicial review of a care order issued pursuant to
section 4-12 of the Child Welfare Act (see paragraph 122 below), which
was to be considered pursuant to the rules in chapter 36 of the Dispute Act.
When undertaking a judicial review of the County Social Welfare Board’s
decision, the court had power to review all aspects of the decision, both
legal and factual, as well as the administrative discretion. It was well
established in law that its review of the Board’s decision should not be
based on the circumstances at the time of the Board’s decision, but on the
circumstances at the time of its judgment. The court would not therefore
normally go into more detail regarding the Board’s assessment of the
grounds for issuing a care order. However, the City Court went on to state
that it nonetheless found that special reasons made it necessary to do so in
the instant case.
51. Based on the evidence presented to it, the City Court ultimately
concluded that it had not, either at the time of its judgment or previously,
been sufficiently substantiated that there existed such deficiencies in the
first applicant’s ability to provide care that the conditions for the child
welfare services maintaining care and control of X were met. It found,
inter
alia,
that X’s problems with weight gain could have been due to an eye
infection. The Board’s decision should therefore be revoked.
52. X was therefore to be returned to the first applicant and the City
Court found that the parties understood that this had to be done in a way that
would prevent X from facing further trauma. X had lived with his foster
parents for ten months and had formed an attachment to them. Based on
what had emerged during the proceedings, the City Court assumed that the
child welfare services would give the first applicant and the foster parents
the assistance they needed. The first applicant had said that she was willing
to cooperate and, given that willingness, the City Court believed that it must
be possible to establish the cooperative environment necessary for the child
welfare services to be able to provide the help she might need.
53. In the days following the City Court’s judgment there were a number
of email exchanges between the first applicant’s counsel and the child
welfare services, and a meeting was held on 26 August 2009. The following
day the first applicant, through her counsel, requested an appointment so
that she could immediately (omgående) pick X up from the foster home and
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
13
bring him home with her. She also requested that this be on Saturday
29 August 2009. She stated that the foster mother could deliver X and stay
as long as she wanted. The foster mother was also welcome to visit X when
she wished, upon agreement with the first applicant. Representatives from
the child welfare services were not welcome.
54. The applicant’s request to have X immediately returned to her was
not met by the child welfare services, but the amount of contact was
increased. On 1, 3, 4 and 7 September 2009 contact sessions were held at
the house of the first applicant’s parents. The supervisor took detailed notes
from each session as well as from conversations with the foster mother, and
made a summary report of all the sessions. She noted,
inter alia,
that the
foster mother had stated that the session on 1 September 2009 had “gone
well [(gikk
greit)]
in many ways”, but that X had become very tired
afterwards. He had been uneasy and difficult to put to bed. At the end of the
session on 3 September, the supervisor noted that X appeared completely
exhausted and pale. X’s apparent tiredness was noted also in relation to the
sessions on 4 and 7 September. Furthermore, it emerges from the notes that
the supervisor found it strange (underlig) that X had not been offered food,
even though the family had been informed that it was his meal time. The
supervisor had noted that the first applicant had taken note of this
information on the first day, but then forgotten it again by the next day. The
report stated that the supervisor was uncertain as to whether this had to do
with the first applicant’s insecurity and fear of asking. The report also
contained details about X’s reactions to the sessions, with respect to crying,
sleeping, digestion and other behaviour.
3. Proceedings before the High Court
55. On 4 September 2009 the municipality sought leave to appeal
against the City Court’s judgment (see paragraphs 50-52 above), requested
that the Board’s decision of 2 March 2009 be upheld (see paragraphs 38-46
above), and concurrently applied for implementation of the City Court’s
judgment to be suspended. The municipality argued, firstly, that the City
Court’s judgment was seriously flawed. They claimed that it was unlikely
that the eye infection could have been the reason for X’s slow weight gain.
Moreover, the first applicant had had visits with X, but they had not worked
well even though she had been given advice on how to improve them. X had
had strong reactions after those visits. Secondly, the municipality submitted
that the case raised a question of general interest, namely relating to the first
applicant’s intellectual functioning (kognitive
ferdigheter).
They stated that
she had general learning difficulties and that tests had shown that she had
specific difficulties, with consequences for her daily functioning. Her
abilities in verbal reasoning, relating to complex information and analysing
and acting in situations that arose, were matters relevant to the provision of
adequate care for a child. In that context the municipality referred to a
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
14
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
number of questions that, in their view, had to be answered, relating,
inter
alia,
to what the first applicant was or was not capable of doing – and
whether it was appropriate to leave a small child with her – and whether
there were realistic assistance measures that could compensate for her
shortcomings.
56. On 8 September 2009 the City Court decided to stay enforcement of
its judgment until the High Court had adjudicated the case.
57. In her response of 11 September 2009 to the municipality’s appeal,
the first applicant, through her counsel, stated that the municipality had
proceeded on the grounds that she was almost retarded (nærmest
er
tilbakestående)
and therefore incapable of taking care of a child, which she
found to be an insulting allegation (grov
beskyldning).
Nor were there, in
her view, any flaws in the City Court’s judgment.
58. On 9 October 2009 the child welfare services decided to appoint two
experts – a psychologist, B.S., and a family therapist, E.W.A. – to assess X
in relation to his strong reactions after the period in which there had been
frequent contact sessions at the home of the first applicant’s parents (see
paragraph 54 above). In addition to examining the reasons for X’s reactions,
the experts were asked to provide advice and guidance to the foster mother
as to how to handle the reactions and to the first applicant, if she agreed,
with respect to the contact sessions.
59. On 12 October 2009 the High Court granted leave to appeal on the
ground that the ruling of, or procedure in, the City Court had been seriously
flawed (see paragraph 55 above and paragraph 133 below). It also upheld
the City Court’s decision to stay enforcement of the judgment (see
paragraph 56 above).
60. On 4 November 2009 the first applicant’s counsel asked the child
welfare services whether the offer of counselling to the first applicant (see
paragraph 48 above) was still valid. In their response, of
12 November 2009, the child welfare services stated that they were worried
about the first applicant and that it was important that she obtained help.
They confirmed that they would cover the costs of a psychologist or other
counsellor of the first applicant’s choice and that they would not ask the
person chosen for any information or to act as a witness in the child welfare
case.
61. On 15 November 2009 the High Court appointed an expert
psychologist, M.S., to assess the case.
62. On 20 February 2010 the two experts appointed by the child welfare
services to examine the contact sessions and the effects on X (see
paragraph 58 above) delivered their report, which was over 18 pages long.
In the report they stated that they had not observed any contact sessions, “as
this [had been] done by the expert appointed by the High Court”. They
further stated that the first applicant had refused guidance with respect to the
contact sessions. In the chapter entitled “Is it possible to hypothesise on
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
15
parents’ competence in contact situations based on their competence as
caregivers?”, the following was stated:
“When reviewing the various documents we find that [the parent-child institution]
describes a severe lack of the abilities that are required in the mothering role, which is
similar to the pattern we see during the contact sessions more than one year later. For
example, the mother demonstrates a lack of ability in basic parental care during the
contact sessions, as we have described above. Furthermore, her parental regulation
during the contact sessions is insensitive. She seems to have significant problems with
identifying X’s affects by sharing joy and making him feel secure and guiding him
through confirmation and putting names on things. This is very serious.
We find that the mother has significant problems in all the contact sessions and that
it is difficult not to say that these problems will also extend to her general competence
as a caregiver. In a report dated 19 February 2008, i.e. two years ago, Dr Philos.
[H.B.], a specialist in clinical neurology, states the following:
‘There are no significant changes in the results of intelligence tests conducted
before the operation and at the check-up two years after the operation. Her results in
the intelligence tests have been very similar since she was 10.5 years old, i.e. her
intelligence has been stable throughout all these years.’
He says that her intellectual functioning is approximately two standard deviations
below her peers and that she has problems with her long-term memory and with
transferring information from one thing to another.
We find that it is more problematic than usual for the mother to have supervised
contact sessions because of her cognitive issues, because from time to time [(fra
gang
til gang)]
she does not know what to do in relation to the boy and because she is very
driven by impulses. [H.B.]’s report also states that she has problems understanding the
content of what she is reading, and we also find that she cannot read and understand
the situation when she is with her child. We find this to be an important and
fundamental issue in shedding light on the mother’s competence in contact situations
and her competence as a caregiver. As regards the mother’s competence as a caregiver
in relation to the mother’s cognitive skills, we assume that this will be further
elucidated by [M.S.], the expert psychologist appointed by the Court of Appeal. This
is considered to play a role in relation to the mother’s behaviour vis-à-vis X during the
contact sessions and her struggle to become emotionally attuned to his needs at
different ages.
On page 5 of its report [(judgment)] from 2009, the City Court summarises [the
situation] as follows:
‘It is generally known that many women, especially women who are giving birth
for the first time, can have a psychological reaction after the birth which, in extreme
situations, can take the form of serious postnatal depression. All reactions in the
form of feelings of alienation and insecurity in relation to the newborn are within the
normal range.’
We find that the mother’s difficulties during the contact sessions cannot be regarded
as serious postnatal depression since the mother’s difficulties during the contact
sessions have shown a similar pattern for more than 1.5 years. This is more a sign of
inadequate basic parenting skills and is not related to postnatal depression alone. We
consider it crucial [(avgjørende
viktig)]
that the mother’s difficulties during the
contact sessions and her competence as a caregiver in general be understood in the
light of more complex psychological explanatory models relating to both cognitive
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
16
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
issues and serious traumatic experiences both early in life and as an adult, which we
know, based on research, affect a person’s ability to function as a parent without
considerable individual efforts and treatment. We assume that the expert psychologist
will describe this in more detail.”
63. On 3 March 2010 the expert psychologist appointed by the High
Court, M.S. (see paragraph 61 above), delivered her report. She had
observed two contact sessions, one attended by the first applicant alone and
the other attended by the first applicant together with her mother and sister.
The chapter entitled “Social and academic functioning” contained,
inter
alia,
the following:
“Throughout the years SSE [(Statens
senter for epilepsi)]
has carried out repeated
assessments of [the first applicant] using tests that measure the course of her illness
and tests that focus more on describing her functioning. In this case, there has been a
particular focus on the WISC-R test, which has been conducted both pre- and
postoperatively. The results from this test are expressed as an IQ score which has been
a topic of discussion in the child welfare case of which the present report is also a
part. It is therefore relevant to make some comments on these test scores.
The WISC-R is a very well-known and frequently used test to measure intellectual
abilities in children. Such abilities are associated with school performance. The test
result provides useful information about a child’s ability to learn and make use of
learning. A functioning profile from a WISC-R test therefore forms the basis for
targeted special education measures in school and can help when preparing
individually adapted educational arrangements for children with special needs.
The end-product of an intelligence test is an IQ score, which is an operational
definition of intelligence that provides a numeric expression of how abilities defined
as intelligence are distributed among individuals in a population. The test is
standardised, i.e. there is a statistical normal distribution with an average deviation on
both sides. The WISC-R has a defined average of 100 with a standard deviation of +-
15. A score within the range of distribution 85-115 is said to be within the normal
range, where 68% of the population of comparison are situated, whereas 98% are
within two standard deviations, i.e. 70-130 points. When conducting a diagnostic
assessment of an IQ score, persons with IQ scores between 50 and 69 are defined as
slightly mentally retarded. Intelligence test performance can be improved in the
course of a person’s developmental history if the fundamental cognitive resources are
there. In this case, there is information that [the first applicant]’s IQ score has been
stable throughout her childhood and adolescence, which means that she has not caught
up intellectually after her brain surgery.
1.3. Summary
Anamnestic information from the school, the specialist health service and the family
provides an overall picture of weak learning capacity and social functioning from
early childhood into adulthood. [The first applicant] performed poorly at school
despite good framework conditions, considerable extra resources and good efforts and
motivation on her own part. It is therefore difficult to see any other explanation for her
performance than general learning difficulties caused by a fundamental cognitive
impairment. This is underlined by her consistently low IQ score – regardless of the
epilepsy surgery.
She also had problems with socio-emotional functioning, which has also been a
recurring topic in all the documents that deal with [the first applicant’s] childhood and
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
17
adolescence. A lack of social skills and social adaptation is reported, primarily related
to social behaviour that is not commensurate with her age [(ikke-aldersadekvat
sosial
fremtreden)]
(‘childish’) and poor impulse control. It is also stated that [the first
applicant] has been very reserved and had low self-confidence, which must be seen in
conjunction with her problems.”
In the chapter entitled “Assessment of care functioning, competence in
contact situations and the effect of assistance measures”, the report
contained the following:
“5.1. Competence as a caregiver
As is clear from the above, I have placed particular emphasis on the consequences
of [the first applicant’s] condition in relation to her general functioning and whether
she has what it takes to care for a child. It is important to note that neither [the first
applicant] herself nor her parents believe that there is a connection between her
history of illness, her adult functioning and her ability to provide care.
It is not the case that epilepsy deprives people of their ability to provide care, just as
a low IQ score in itself is not a reason to take a child into care. However, a test result
can help to elucidate why someone’s functioning capacity is impaired, particularly if
this is seen in conjunction with other observations and descriptions.
[The first applicant] has had serious refractory epilepsy since she was an infant. This
is an unstable form of epilepsy that changes the brain and affects the entire personality
development. There is also the matter of the side effects of the strong medication she
took throughout her childhood. Dr [R.B.L.] at SSE, who knows [the first applicant]’s
history very well, talks about ‘the burden of epilepsy’, i.e. the socio-emotional
problems that can be generated through a reduced ability to learn and social
maladjustment. It is therefore completely reasonable to assume that the burden of the
disease in itself has set her back somewhat. Objective measurements of her
functioning made at different times during her upbringing confirm this. Seen in
conjunction with clinical observations, an impression is formed of [the first applicant]
as a young woman with significant cognitive impairment. In my opinion, this is what
the public health services identified when [the first applicant] reported her pregnancy
and that gave cause for concern. Terms such as ‘immature’ and ‘childish’ frequently
occur in descriptions of her behaviour throughout her upbringing and are still used
now that she is 24 years old. [The first applicant]’s appearance and behaviour largely
qualify her for the use of such adjectives: she is small, delicate and looks much
younger than her chronological age. She lives at home with her parents where her
room has
Moomins
wallpaper and is filled with objects you would expect to see in a
teenager’s room.
I am concerned about [the first applicant]’s self-care. She seems young, insecure and
partly helpless. Her relationship with men seems unclear. She had a romantic
relationship with a man whom she also lived with for a short time, but the relationship
was characterised by turbulence with episodes of sexual violence. She became
pregnant with X while she was still together with her boyfriend, without [the first
applicant] having been able to explain how it came about that her boyfriend is not the
child’s father. She has seemed confused about this and has told different stories. She
has also contracted a sexually transmitted disease (chlamydia) without knowing the
source of the infection. [The first applicant] has wanted a child, but has left things up
to chance without considering the consequences of having sole responsibility for the
child and what this requires. On 7 November 2007 she told the doctor at SSE that she
was not using birth control and thought that she might be pregnant at that time. Later
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
18
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
that same day she said that she wanted to become pregnant. An abortion was carried
out on the basis of social indications at [R. hospital] in November 2007 of a foetus in
the 18th week of the pregnancy. [The first applicant] took a photograph of the foetus,
which may seem like a bizarre action. She also received a hand and footprint of the
foetus. [R. hospital] described [the first applicant] as immature with a limited
network.
The circumstances surrounding both pregnancies say something about [the first
applicant]’s awareness of her own choices and their consequences. This is important
in the assessment of her ability to care for a child.
Furthermore, [the first applicant] has not completed an education and has not been
in permanent employment. She has for the most part lived at home in her old room
and has little experience of living as an independent adult with responsibility for
creating structure in her life, ensuring an income and deciding on financial priorities.
Her relationship with her parents is described as good at the moment, but there have
been conflicts in the past. I perceive their relationship to be vulnerable. [The first
applicant] herself expresses a great deal of ambivalence towards her mother, because,
on the one hand, she thinks that her mother interferes too much with her life, while, on
the other hand, she is very dependent on her, takes her opinions as her own and trusts
her to be her guide. At the same time she is annoyed that her mother defines many
things for her and wishes that her mother ‘would get it into her thick head’ that she
needs a bit more privacy than at present. According to her mother, [the first applicant]
just sat in her room after her son was taken into care. Her mother is very worried and
says that she ‘can hardly stand’ seeing her daughter like that.
In my opinion, [the first applicant] has problems with emotional regulation, which
makes interaction with other people difficult for her. Since the child was taken into
care, [the first applicant] has been offended, hurt and angry. These emotions are fully
understandable when you feel that you have been treated unfairly, but in this case they
are expressed without censorship to such an extent that it seems conspicuous.
Describing the County Social Welfare Board as ‘a bunch of rotten women who are
bought off by the child welfare services’ and the staff at [the parent-child institution]
as ‘those psychotic people’ does not help to create an impression of an adult person
who is capable of socialising with other adults in a socially appropriate manner. [The
first applicant]’s intense outbursts of crying, both at home with her parents when we
are discussing the case and during contact sessions, is also unusual behaviour for an
adult. Nor is sobbing into the lap of one’s father or mother (as described in connection
with the contact sessions) a sign that one is able to control one’s emotions in a manner
that is commensurate with one’s age. Nor has [the first applicant] handled her son’s
behaviour very maturely, but has rather felt personally rejected and acted accordingly.
It is difficult to stick to the matter at hand with [the first applicant]. Her cognitive
style is characterised by an inability to see connections, or to generalise. She
demonstrates egocentric thinking when she keeps bringing up the evil child welfare
services and when referring to how her parents and everyone else find it
incomprehensible that the child was taken into care. I refer to the statement by the
psychologist from [the parent-child institution] that ‘the mother makes statements that
are difficult to attach any meaning to.’ The view that I have formed of [the first
applicant] during our conversations is that she has a fragmented view of situations,
meaning that different episodes are understood as individual episodes that have no
connection. Accordingly, guidance is perceived as criticism, good advice as scolding
etc. This inability to generalise is characteristic of [the first applicant]’s thinking. She
also lacks the capability of abstract thinking and formal thought operations. It is
difficult for her to think forwards and backwards in time. Hence, it is not easy to get
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
19
an answer as to what ideas she has regarding a possible return of the child. She makes
some general statements, for example that she must ask what he likes to eat and
whether he watches children’s TV, whereas she does not offer any reflections on what
special measures should be taken relating to the child’s emotional stress if he were to
be moved. When I ask what the foster mother should do to help during the process of
returning the child, [the first applicant] has no constructive suggestions. What she
wants, however, is ‘that she (the foster mother) should feel as shitty as I have for the
past year’. Such a statement, combined with the manifest hostility (uttalt
fiendtlighet)
during the contact sessions, does not bode well for co-operation with either the foster
home or the child welfare services should the boy be returned.
[The first applicant] has used a lot of energy on her aggression and developing
hostile opinions. This has contributed to cementing the stereotypes about the child
welfare services and all other helpers as adversaries. [The first applicant]’s thinking is
characterised by an ‘if you’re not with me, you’re against me’ attitude, and she is
unable to see nuances. Such black-and-white thinking is characteristic of individuals
with limited cognitive capacity. Furthermore, I perceive [the first applicant] as being
depressed. I consider her intense aggression as a strategy for holding it together
psychologically.
There is no reason to doubt [the first applicant]’s intense wish to become a good
mother. She contacted the support services herself for this purpose. What ideas and
expectations she had in that regard remain unclear, however. Her mother has indicated
that they thought [the parent child-institution] was a sort of hotel where you could get
practical help with child care. Despite all the preparatory work and thorough
information provided beforehand, they did not understand that an assessment stay
requires the parent to show their qualities, be observed and be placed in a learning
situation. Consequently, [the first applicant] feels very betrayed and deceived – which
is expressed as abusive language and threats.
The stay at [the parent-child institution] illustrates that [the first applicant] had
problems handling and retaining information in such a manner that it could be used to
guide her behaviour. It is not a question of a lack of willingness but of an inadequate
ability to plan, organise and structure. Such manifestations of cognitive impairment
will be invasive in relation to caring for the child and could result in neglect.
5.2. The effect of assistance measures
Weight is attributed to the fact that [the first applicant] is now living with her
parents and can continue to do so for as long as is necessary. This is an assistance
measure of sorts. This may become more problematic than it would seem, however:
[the first applicant] is 24 years old and wishes to become autonomous, a desire which
may conflict with her mother’s desire to help. Neither her parents nor anyone else will
be able to dictate how [the first applicant] should organise her life and her child’s life.
If [the first applicant] wants to move out, she can do this whenever she wishes. Her
parents are not concerned about this. A decision must therefore be based on the fact
that – should the child be returned – one cannot with a sufficient degree of certainty
know where the child’s care base will be in future. It must therefore primarily be
based on [the first applicant]’s ability to provide care, not her network’s ability to
provide care.
The stay at the family centre was a strong assistance measure which had no effect.
The child welfare services’ follow-up of contact sessions has had a negative impact on
the cooperation between the [applicant’s] family and the child welfare services. Both
the family and [the first applicant] have stated that they do not want follow-up or
assistance in connection with returning the child.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
20
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
5.3. Conclusions
In my assessment, there are grounds for claiming that there were serious
deficiencies in the care the child received from the mother, and also serious
deficiencies in terms of the personal contact and security he needed according to his
age and development. [The first applicant]’s cognitive impairment, personality
functioning and inadequate capacity for mentalisation make it impossible to have a
normal conversation with her about the physical and psychological needs of small
children. Her assessments of the consequences of having the child returned to her care
and what it will demand of her as a parent are very limited and infantile, with her own
immediate needs, there and then, as the most predominant feature. It is therefore
found that there is a risk of such deficiencies (as mentioned above) continuing if the
child were to live with his mother.
It is also found that satisfactory conditions for the child cannot be created with the
mother by means of assistance measures pursuant to section 4-4 of the Child Welfare
Act (e.g. relief measures in the home or other parental support measures) due to a lack
of trust and a reluctance to accept interference from the authorities – taking the case
history into consideration.”
64. The High Court held a hearing from 23 to 25 March 2010. The first
applicant attended with her legal-aid counsel. Eleven witnesses were heard
and the court-appointed expert, psychologist M.S. (see paragraph 61 above),
made a statement. The municipal child welfare services submitted,
principally, that there should be no contact between the applicants. In the
alternative, contact should take place only twice a year. The child welfare
services maintained that it was a matter of a “long-term placement”
(langvarig
plassering av barnet).
65. In a judgment of 22 April 2010 the High Court upheld the Board’s
decision that X should be taken into compulsory care (see paragraphs 38-46
above). It also reduced the first applicant’s contact rights to four two-hour
visits per year.
66. The High Court had regard to the information in the report produced
by the parent-child institution on 23 October 2008 (see paragraph 24 above).
It also took account of the family consultant’s testimony before the court, in
which it had been stated that the first applicant’s mother had lived with her
at the institution for the first four nights (see, also, paragraph 17 above). It
went on to state:
“It was particularly after this time that concerns grew about the practical care of the
child. The agreement was that [the first applicant] was to report all nappy changes etc.
and meals, but she did not. The child slept more than they were used to. [The family
consultant] reacted to the child’s breathing and that he was sleeping through meals.
Due to weight loss, he was to be fed every three hours around the clock. Sometimes,
the staff had to pressure the mother into feeding her son.”
67. The High Court found that the parent-child institution had made a
correct assessment and – contrary to the City Court (see paragraph 51
above) – considered it very unlikely that the assessment would have been
different if X had not had an eye infection.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
21
68. Furthermore, the High Court referred to the report of
5 December 2008 from the child psychiatry clinic (see paragraph 32 above).
It also took into account the report of the court-appointed expert, M.S. (see
paragraph 63 above).
69. As the stay at the parent-child institution had been short, the High
Court found it appropriate to consider the first applicant’s behaviour
(fungering) during the contact sessions that had been organised subsequent
to X’s placement in foster care. Two people had been entrusted with the task
of supervising the sessions, and both had written reports, neither of which
had been positive. The High Court stated that one of the supervisors had
given an “overall negative description of the contact sessions”.
70. The High Court also referred to the report of the psychologist and
the family therapist appointed by the child welfare services, who had
assessed X in relation to the reactions that he had shown after visits from
the first applicant (see paragraphs 58 and 62 above).
71. Furthermore, the High Court noted that the court-appointed
psychologist, M.S. (see paragraphs 61 and 63 above), had stated in court
that the contact sessions had appeared to be so negative that she was of the
opinion that the mother should not have a right of contact with her son. The
contact sessions were, in her view, “not constructive for the child”. In
conclusion to the question of the first applicant’s competence as a carer, she
stated in her report (see paragraph 63 above) that the stay at the parent-child
institution had illustrated that the first applicant “had problems handling and
retaining information in such a manner that it could be used to guide her
behaviour”. She went on to state:
“It is not a question of a lack of willingness, but of an inadequate ability to plan,
organise and structure. Such manifestations of cognitive impairment will be invasive
in relation to caring for the child and could result in neglect” (ibid.).
72. The High Court agreed with the expert M.S.’s conclusion before
proceeding to the question whether assistance measures could sufficiently
remedy the shortcomings in the first applicant’s parenting skills. In that
respect, it noted that the reasons for the deficiencies in competence as a
carer were crucial. The High Court referred at this point to the expert’s
description of the first applicant’s medical history, namely how she had
suffered from serious epilepsy since childhood and until brain surgery had
been carried out in 2005, when the first applicant had been 19 years old.
73. The High Court noted that M.S. had also pointed out that the first
applicant’s medical history must necessarily have affected her childhood in
several ways. It based its assessment on the description by M.S. of the first
applicant’s health problems and the impact they had had on her social skills
and development. It further noted that placement at a parent-child institution
had been attempted as an assistance measure (see paragraph 17 above). The
stay had been supposed to last for three months, but had been interrupted
after just under three weeks. As a condition for staying longer, the first
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
22
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
applicant had demanded a guarantee that she be allowed to take her son
home with her after the stay. The child welfare services had been unable to
give such a guarantee, and the first applicant had therefore returned home
on 17 October 2008.
74. The High Court noted that relevant assistance measures were
assumed to consist of a supervisor and further help and training in how to
care for children. However, the High Court found that it would take so long
to provide the first applicant with sufficient training that it was not a real
alternative to continued foster-home placement. Furthermore, the result of
such training was uncertain. In that connection the High Court attached
weight to the fact that both the first applicant and her immediate family had
said that they did not want follow-up or assistance if X were returned to
them. It agreed with the conclusions of the court-appointed expert, M.S.
(see paragraph 63 above).
75. The High Court’s conclusion in its judgment of 22 April 2010 was
that a care order was necessary and that assistance measures for the mother
would not be sufficient to allow her son to stay with her. The conditions for
issuing a care order under the second paragraph of section 4-12 of the Child
Welfare Act were thus met (see paragraph 122 below). In that connection
the High Court also gave weight to the attachment that X had formed to his
foster parents, particularly the foster mother. As to contact rights, the High
Court stated that exceptional and strong reasons were required to deprive a
parent of the right of contact after a child had been taken into care, since
contact was normally considered to be in the child’s best interests,
particularly in a long-term assessment. In the instant case, despite the
negative information about the contact sessions and the expert psychologist
M.S.’s recommendation that the first applicant should not be given any
contact rights, the High Court found that exceptional and strong reasons for
denying contact did not exist, but that contact sessions should not take place
at too short intervals. It went on to state:
“As regards the frequency of the contact sessions, the High Court is split into a
majority and a minority.
The majority ... have found that an appropriate amount of contact would be two
hours four times a year.
The majority find reason to emphasise that only the mother has a right of contact.
The fact that she has rarely met with [X] alone has had some unfortunate
consequences. The tense atmosphere between the adults present has intensified. The
stress for the child must be assumed to increase when more people are present. Fewer
participants will lead to a calmer atmosphere. This is also in line with the psychologist
[M.S.]’s observations. The atmosphere between the adults may also become less tense
when the case has been legally resolved and some time has passed. The fact that the
contact sessions will become less frequent than under the previous arrangement will
also reduce the stress for the child. It must be assumed that the child’s subsequent
reactions will then decrease. However, the most important factor will be whether the
mother and, if relevant, any other family members manage to cooperate better and
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
23
preferably convey a positive attitude towards the foster mother, in particular during
the contact sessions.
The majority’s conclusion that the contact sessions cannot be more frequent than
four times a year is related to what is discussed above. In addition, the placement will
most likely be a long-term arrangement. The contact sessions may thus serve as a way
of maintaining contact between the mother and son so that he is familiar with his
roots. This is believed to be important to the development of identity. The purpose of
the contact sessions is not to establish a relationship with a view to a future return of
the child to the care of his biological mother.
The child welfare services must be authorised to supervise the exercise of the right
of contact. This is necessary for several reasons, including to limit the number of
participants during the sessions.”
The minority of the High Court – one of the professional judges – was of
the opinion that the contact rights should be fixed at twice a year.
76. The first applicant did not lodge an appeal against the judgment,
which thus became legally binding.
D. The first applicant’s complaint to the County Governor
77. In an undated letter the first applicant complained about the child
welfare services to the County Governor (fylkesmannen). She alleged that
the child welfare services had lied and said that she was retarded; the
psychologist appointed by the High Court (see paragraph 61 above) had
been partial and should never have been allowed to come into her home; in
contact sessions, the first applicant was bullied and harassed by the
supervisor and the foster mother if she came alone, and she was not allowed
to bring her own parents any more. She stated that one could only wonder
how retarded they were, or how low an IQ they had. The whole case, she
maintained, had been based on lies. She also alleged that the child welfare
services removed a person’s capacities (umyndiggjør) and gladly made
people retarded (gjør
gjerne folk evneveike)
in order to procure children for
themselves or their friends.
78. The director (barnevernleder) of the municipal child welfare
services replied on 22 July 2010 saying that the first applicant and her
family were more interested in conflict with the child welfare services than
in establishing good and positive contact with X. The first applicant had
complained early on about the staff from the child welfare services, who, in
return, had met her wish to be assigned a new supervisor, but nothing had
changed in the first applicant’s attitude. The amount of contact had been
increased to three times a week in accordance with the City Court’s
judgment (see paragraph 54 above), and X had had strong reactions to this.
The director of the child welfare services further stated that they understood
that the situation was difficult for the first applicant and had offered her help
(see,
inter alia,
paragraph 48 above). With respect to the contact sessions,
they had tried several alternatives. They had at first carried out the sessions
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
24
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
in a meeting room at their offices, where the supervisor and foster mother
could sit at a table some distance away from the first applicant and X,
though in a manner that enabled them to intervene if supervision were
necessary. The first applicant had complained about this solution. There had
then been some sessions in the foster home, but the foster mother had found
this difficult because the atmosphere was very bad and they wanted the
foster home to be a secure environment for X. Thereafter they had borrowed
an apartment designated for purposes such as contact sessions. This had also
not suited the first applicant, who had again complained. They had then
gone back to having visits at the child welfare services’ offices, where a
new room for such purposes had since been made available.
79. The director of the child welfare services also stated that the foster
mother was still present during contact sessions. This had been considered
as entirely necessary, as she was the secure carer for X. It had also been
considered necessary to have a supervisor present to guide the first
applicant. The supervisor’s task was also to stop the contact sessions if the
first applicant refused guidance. So far, sessions had not been stopped, but
the supervisor had tried to tell the first applicant that it was important to
focus on X and enjoy being with him, instead of yelling at the child welfare
services and the foster mother.
80. In a letter to the first applicant, dated 26 July 2010, the County
Governor, following the child welfare services’ response to their inquiry,
informed her that they had no objections to the work of the child welfare
services in the case.
E. Proceedings to lift the care order or withdraw the first applicant’s
parental responsibilities for X and authorise his adoption
1. Proceedings before the County Social Welfare Board
(a) Introduction
81. On 29 April 2011 the first applicant applied to the child welfare
services for termination of the care order or, in the alternative, extended
contact rights with X.
82. On 13 July 2011 the municipal child welfare services forwarded the
request to the County Social Welfare Board. The municipality proposed that
it be rejected; that the first applicant’s parental responsibilities for X be
withdrawn (transferred to the authorities), and that X’s foster parents, with
whom he had resided since he was taken into care (see paragraph 22 above),
be granted permission to adopt him. The identity of X’s biological father
was still unknown to the authorities. In the alternative, the municipality
proposed that the first applicant’s contact rights be removed.
83. During a contact session on 6 September 2011 the supervisor noticed
that the first applicant was pregnant and asked when the baby was due, to
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
25
which the first applicant, according to the supervision notes, answered that
she thought it was around New Year’s Eve. According to the notes, the
contact session went well.
84. On 13 September 2011 the first applicant’s counsel engaged a
specialist in clinical neurology to test her abilities and to map her cognitive
capacities.
85. In letters of 14 September and 28 October 2011, in the course of the
proceedings before the Board, the municipality asked for further
information about the first applicant’s husband, in order to be able to make
contact with him and talk to him about his future role in the first applicant’s
life.
86. Meanwhile, on 18 October 2011, the first applicant gave birth to Y.
She had married the father of Y in the summer of that year. The new family
had moved to a different municipality. When the child welfare services in
the first applicant’s former municipality became aware that she had given
birth to another child, they sent a letter expressing concern to the new
municipality, which started an investigation into her parenting abilities.
87. Also on 18 October 2011, the specialist in clinical neurology
engaged by the first applicant’s counsel (see paragraph 84 above) produced
his report. His conclusion read as follows:
“Wechsler Adult Intelligence Scale III (WAIS-III) shows an IQ of 86. Standard
errors in measurements indicate that, with a 95% probability, she has an IQ of
between 82 and 90. The normal range is between 85 and 115. Ability-wise, [the
applicant] is within the lower part of the normal range. In addition she shows
considerable learning difficulties that are ... [greater] than what her IQ should indicate
[(betydelige
lærevansker som er svakere enn hva hennes IQ skulle tilsi)].
These
difficulties are considered to be consistent with a cognitive impairment.”
In response to a request for follow-up, he wrote to the first applicant’s
counsel on 27 October 2011 stating as follows:
“A general IQ of between 82 and 90 is not in itself a disqualifying factor with
respect to having care for children. Care abilities should to a greater extent be
examined through observation of the care person and the child, and anamnestic
information about other circumstances. Not being an expert in this field, I think that
an assessment of crucial factors would include, among other things, the care person’s
ability for empathy and meeting the child, understanding of the child’s needs, ability
to interpret signals from the child, and ability to set aside [(utsette)] their own wishes
for the benefit of the child’s needs.
Such an assessment should be made by a qualified psychologist with experience in
the field.”
88. On 8 November 2011 the first applicant’s counsel sent a copy of a
medical journal dated 2 November 2011 to the Board. It appeared from the
copy that a doctor had agreed to give evidence by telephone during the
upcoming case and that the doctor could not see that there was anything
connected with the first applicant’s epilepsy or cognition that would indicate
that she was not capable of taking care of her child.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
26
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
89. On 28, 29 and 30 November 2011 the County Social Welfare Board,
composed of a lawyer, a psychologist and a lay person, held a hearing at
which the first applicant was present together with her legal representative.
Twenty-one witnesses were heard.
(b) The Board’s decision
90. On 8 December 2011 the Board decided that the first applicant’s
parental responsibilities for X should be withdrawn and that X’s foster
parents should be allowed to adopt him. The Board found that there was
nothing in the case to indicate that the first applicant’s parenting abilities
had improved since the High Court’s judgment of 22 April 2010 (see
paragraphs 65-75 above). Therefore she was still considered incapable of
giving X adequate care. Moreover, the Board stated:
“In her statement before the County Social Welfare Board, the mother maintained
her view that the care order was a conspiracy between the child welfare services, [the
parent-child institution] and the foster parents for the purpose of ‘helping a woman
who is unable to have children’. In the mother’s words, it was a question of ‘an
advance order for a child’. The mother had not realised that she had neglected [X],
and stated that she spent most of her time and energy on ‘the case’.
The reports from the contact sessions between the mother and [X] consistently
[(gjennomgående)] show that she is still unable to focus on [X] and what is best for
him, but is influenced by her very negative view of the foster mother and of the child
welfare services.
[The first applicant] has married and had another child this autumn. The
psychologist [K.M.] has stated before the Board that he observed good interaction
between the mother and child and that the mother takes good care of the child. The
Board takes note of this information. In the County Social Welfare Board’s opinion,
this observation cannot in any case be used as a basis for concluding that the mother
has competence as a caregiver for [X].
The County Social Welfare Board finds it reasonable to assume that [X] is a
particularly vulnerable child. He experienced serious and life-threatening neglect
during the first three weeks of his life. Reference is also made to the fact that there
have been many contact sessions with the mother, some of which have been very
stressful for [X]. All in all, he has been through a lot. He has lived in the foster home
for three years and does not know his biological mother. If [X] were to be returned to
the care of his mother, this would require, among other things, a great capacity to
empathise with and understand [X] and the problems he would experience, not least in
the form of mourning and missing his foster parents. The mother and her family
appeared to be completely devoid of any such empathy and understanding. Both the
mother and grandmother stated that it would not be a problem, ‘he just had to be
distracted’, and thus gave the impression of not having sympathy with the boy and
therefore also being incapable of providing the psychological care he would need in
the event of a return.”
91. In addition, the Board had especially noted the conclusions of the
expert M.S. (see paragraph 63 above). They had been quoted by the High
Court in its judgment of 22 April 2010 (see paragraphs 65-75 above). The
Board found that this description of the first applicant was still accurate. In
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
27
any event, it was decisive that X had established such a connection to his
foster family that removing him would result in serious and permanent
problems for him.
92. The Board further stated:
“[X] has lived in the foster home as an equal member of the family for three years.
These three years are the boy’s whole life. We find it to be substantiated that his
primary source of security and sense of belonging is his foster family. He sees the
foster parents as his psychological parents. In addition to his foster family, [X]
receives good follow-up in kindergarten and from the rest of the foster parents’
family. We have no doubt that removing [X] from this environment and returning him
to his biological mother would lead to considerable and serious problems. Reference
is made to the fact that he had already developed considerable problems after one
year, when the amount of contact was increased significantly. In our assessment, it is
of crucial importance to the boy’s development and welfare that he continue to live in
the foster home.
On this basis the County Social Welfare Board must determine the question of
withdrawal of parental responsibilities and, if relevant, consent to adoption.
The first and second paragraphs of section 4-20 of the Child Welfare Act state that a
decision to withdraw parental responsibilities from the parents can be made, and is a
precondition for granting consent to adoption. The condition is that the County Social
Welfare Board has made a care order for the child.
The Board bases its decision on established case-law allowing for parental
responsibilities to be withdrawn from biological parents in order to make an adoption
possible. This is the primary objective of the child welfare services’ proposal to
withdraw the mother’s parental responsibilities in the present case.
The wording of section 4-20 of the Child Welfare Act specifies far stricter
conditions for granting consent to adoption than for withdrawing the parents’ parental
responsibilities. However, when the purpose of a decision pursuant to the first
paragraph is to open up the possibility for adoption, the grounds that indicate adoption
will also constitute the grounds for withdrawal of parental responsibilities.
The matter to be determined in this case is thus whether the conditions for granting
consent to adoption are met. The third paragraph of section 4-20 of the Child Welfare
Act reads as follows:
‘Consent may be given if
(a) it must be regarded as probable that the parents will be permanently unable to
provide the child with proper care or the child has become so attached to persons
and the environment in which he or she is living that, on the basis of an overall
assessment, removing the child may lead to serious problems for him or her, and
(b) adoption would be in the child’s best interests, and
(c) the persons applying for adoption have been the child’s foster parents and
have shown themselves to be fit to bring up the child as their own, and
(d) the conditions for granting an adoption under the Adoption Act are satisfied.’
The County Social Welfare Board will start by observing that there are good
grounds for withdrawing the mother’s parental responsibilities for [X], regardless of
the issue of adoption. Reference is made to the fact that [X] has lived in the foster
home for practically his whole life, and it is therefore most natural that the foster
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
28
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
parents make the decisions on his behalf that come with parental responsibilities. The
mother’s insensitive behaviour, not least online, also indicates that she could cause
many problems for him [(ramme
ham hardt)]
when he becomes old enough to
understand.
The County Social Welfare Board considers [(legger
til grunn)]
that the mother will
be permanently unable to provide [X] with proper care, and that [X] has become so
attached to his foster parents, foster brother and the rest of the family that moving him
would lead to serious problems for him. Reference is made to the above discussion.
The condition in letter (a) of [the third paragraph of] section 4-20 of the Child Welfare
Act is met.
Adoption is a particularly invasive measure in relation to the biological parents and
the child. Therefore, particularly weighty reasons are required. Pursuant to Supreme
Court case-law, the decision must be based on a concrete assessment, but must also
build on general experience from child psychology or child psychiatry. Reference is
made in particular to the Supreme Court decision in Rt. 2007 page 561 ff., which
refers to a court-appointed expert who had stated that general experience indicated
that a foster-home relationship was not the preferable option for long-term placement
of children who had come to the foster home before establishing an attachment to
their biological parents. In such cases, adoption would be most conducive to the
child’s development. The judgment stated that considerable importance must be
attached to such general, but nuanced experience.
The County Social Welfare Board bases its decision [(legger
til grunn)]
on the
mother not consenting to [X] being adopted. As shown above, she has a strong, if
inappropriate [(uhensiktsmessig)], commitment to having him returned to her care.
In the County Social Welfare Board’s assessment, consent to an adoption will
clearly be in [X]’s best interests. The County Social Welfare Board does not believe
that returning [X] to his mother’s care is an option. This foster-home placement is
considered permanent. [X] sees his foster parents as his psychological parents, and
they are the only parents he knows. An adoption would give [X] further assurance that
he is his foster parents’ son.”
93. The Board went on to make another reference to the Supreme
Court’s (Høyesteretts) decision in
Norsk Retstidende
(Rt.) 2007, page 561
(see, also, paragraph 125 below) and found that the reasoning underlying
the following passage from that judgment – reiterated in
Aune v. Norway
(no. 52502/07, § 37, 28 October 2010) – was also pertinent in the present
case:
“A decision that he should remain a foster child would tell him that the people with
whom he has always lived and who are his parents and with whom he established his
earliest ties and sense of belonging should remain under the control of the child
welfare services – the public authorities – and that they are not viewed by society as
his true parents but rather as foster parents under an agreement that can be terminated.
...”
The Board considered these general reflections to be an accurate
description of X’s situation as well. An adoption would be in X’s best
interests. The condition in letter (b) of the third paragraph of section 4-20 of
the Child Welfare Act (see paragraph 122 below) was deemed to be met.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
29
94. Furthermore, the foster parents had been X’s emergency foster
parents and later his foster parents since his emergency placement when he
was three weeks old. The Board stated that it had been documented that they
had provided X with excellent care and that the attachment between them
and X was good and close. The foster parents had a strong wish to adopt X.
In the Board’s opinion, the foster parents had demonstrated that they were
suited to raise X as their own child. The conditions set out in letter (c) of the
third paragraph of section 4-20 of the Child Welfare Act Section 4-20 (see
paragraph 122 below) were deemed to be met.
95. In conclusion, the adoption would be in X’s best interests. The
Board took Article 8 of the Convention into consideration when making its
decision.
2. Proceedings before the City Court
(a) Introduction
96. On 19 December 2011 the first applicant appealed against the
decision, claiming that the Board had made an incorrect evaluation of the
evidence when deciding that she was unable to give X adequate care. She
considered that it would be in X’s best interests to be returned to her and
argued that her situation and her caring skills had changed. She was now
married and the couple had a baby. She submitted that the child welfare
services in their new municipality assisted them in taking care of the baby.
Moreover, in her view, removing X from the foster home would cause him
problems only in the short term; no long-term problems could be expected.
X had only stayed in the foster home for a short time, and it had not been
the foster parents who had expressed a wish to adopt the child but the child
welfare services who had taken that initiative. The first applicant also
claimed that the visits between her and X had worked satisfactorily; if the
child welfare services considered the contact sessions to be inadequate it
was for them, as the stronger party, to take action to ensure that they be
made satisfactory.
97. The municipality opposed the appeal and submitted in their response
that X, who was then three years and four months old and had lived in the
foster home since he was three weeks old, had become attached to the foster
home. They maintained that it would cause serious and long-lasting
problems for him if he were returned at the present time. He had no
recollection of the period when he had been in his mother’s care. In the
municipality’s view, the first applicant’s ability to care for X had not
changed since the High Court’s judgment of 22 April 2010. The visits
between X and the first applicant had not worked well. She had had
outbursts during the visits and had left before the time was up. Afterwards
X had reacted negatively. The first applicant and her mother had manifested
a very negative attitude towards the child welfare services. The first
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
30
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
applicant had claimed that the child welfare services assisted them in taking
care of the baby, whereas the truth was that they had denied the child
welfare services access to their home and, accordingly, no assistance
measures had been implemented. It had, admittedly, been the child welfare
services that had taken the initiative to petition for adoption, but this was
their duty in a case such as the present. It was better for X to be offered the
firm attachment to the foster home that an adoption would give him. The
municipality stressed that it was not the first applicant’s epilepsy or her IQ
that gave reason to take measures, but her immaturity and actual lack of
caring skills. The psychologist, K.M., engaged by the first applicant (see
paragraph 98 below) should not be allowed to give evidence. He had
videotaped a contact session without the parties’ agreement; refused to send
the video to the child welfare services; had never provided anything in
writing, nor anything that had been quality-checked such as was the
ordinary procedure for expert reports; the municipality had already reported
him to the health supervision authorities and the Ethics Council of the
Psychologists’ Association.
98. On 22 February 2012 the City Court, composed of one professional
judge, one psychologist and one lay person, in accordance with section 36-4
of the Dispute Act (see paragraph 133 below), upheld the decision after
having held a hearing which lasted from 13 to 15 February 2012 and during
which twenty-one witnesses were heard. Among the witnesses called by the
child welfare services were the persons responsible for supervision of the
foster home and the contact sessions, S.H. from the Children’s and Young
People’s Psychiatric Out-Patient Clinic, expert psychologists B.S. and M.S.
(see,
inter alia,
paragraphs 58, 61, 62 and 63 above) and the family
consultant from the parent-child institution (see, for example, paragraph 24
above). Among the witnesses called by the first applicant were members of
her family, her husband and members of his family, the medical director at
the hospital where the first applicant had undergone surgery in 2005 (see
paragraph 72 above) and specialist in psychology K.M. (see paragraph 97
above). The first applicant was present together with her legal aid counsel.
(b) The City Court’s reasoning regarding whether X’s public care could be
discontinued
99. As a preliminary point in its judgment the City Court stated that
during the hearing some time had been spent shedding light on the
circumstances existing prior to the decision ordering X to be taken into care.
The City Court stated that it would only examine the situation prior to the
placement decision in so far as necessary to assess the situation at the time
of its judgment appropriately.
100. The City Court went on to note that the first applicant’s situation in
some areas had improved during the last year. She had married in August
2011, her husband had a permanent job and they had a daughter, Y. It also
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
31
noted that the child welfare services in the couple’s current municipality
were conducting an ongoing inquiry concerning the mother’s ability to care
for Y. A staff member of the child welfare services in that new municipality
had testified at the oral hearing, stating that they had not received any
reports of concern other than the one from the child welfare services in the
first applicant’s former municipality. As part of their inquiry they had made
observations at the first applicant’s home. They had observed many good
aspects but also that the parents might need some help with routines and
structure. The City Court found that this indicated that the child welfare
services in the municipality to which the first applicant had moved
considered that the parents could give Y adequate care if assisted by the
child welfare services. Y was not a child with any special care needs.
101. However, on the basis of the evidence the situation was different
with regard to X, whom several experts had described as a vulnerable child.
The City Court referred in particular to a statement from a professional at
the Children’s and Young People’s Psychiatric Out-Patient Clinic
explaining that, as late as December 2011, X was easily stressed and needed
a lot of quiet, security and support. If his emotional development in the
future were to be sound, the carer would have to be aware of that and take it
into account. When the first applicant gave evidence in court, she had
clearly shown that she did not realise what challenges she would face if X
were to be moved from the foster home. She could not see his vulnerability,
her primary concern being that he should grow up “where he belonged”.
The first applicant believed that returning him would be unproblematic and
still did not understand why the child welfare services had had to intervene
when he was placed in the emergency foster home. She had not wished to
say anything about how she thought X was developing in the foster home.
In the City Court’s view, the first applicant would not be sufficiently able to
see or understand X’s special care needs, and if those needs were not met,
there would be a considerable risk of abnormal development.
102. The City Court also took account of how the foster parents and
supervisor had described X’s emotional reactions after contact sessions with
his mother, namely, his inconsolable crying and need for a lot of sleep.
During the contact sessions X had repeatedly resisted contact with the first
applicant and, as the sessions had progressed, reacted with what had been
described as resignation. The City Court considered that a possible reason
for that was that the boy was vulnerable to inexpedient interaction and
information that was not adapted to his age and functioning. The first
applicant’s emotional outbursts in situations during the contact sessions, for
example when X had sought out his foster mother and called her “Mummy”,
were seen as potentially frightening (skremmende) and not conducive to X’s
sound development.
103. The City Court held that the presentation of evidence had “clearly
shown” that the “fundamental limitations” (grunnleggende
begrensningene)
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
32
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
that had existed at the time of the High Court’s judgment still existed.
Nothing had emerged during the City Court’s consideration of the case to
indicate that the first applicant had developed a more positive attitude to the
child welfare services or to the foster mother, beyond a statement made by
her to the extent that she was willing to cooperate. She had snubbed the
foster mother when she had said hello during the contact sessions and had
never asked for information about X. The first applicant had left in
frustration forty minutes before the last visit had been scheduled to end.
Everyone who had been present during the contact sessions had described
the atmosphere as unpleasant. The City Court considered that one possible
reason why the first applicant’s competence at contact sessions had not
improved was that she struggled so much with her own feelings and with
missing X that it made her incapable of considering the child’s perspective
and protecting him from her own emotional outbursts. An improvement was
contingent upon her understanding X and his needs and on her being willing
to work on herself and her own weaknesses. The first applicant had not
shown any positive developments in her competence in contact situations
throughout the three years she had had rights of contact. The fact that her
parents had a remarkably negative attitude to the municipal child welfare
services did not make it any easier for her.
104. The first applicant had claimed in court that she was a victim of
injustice and that she would fight until X was returned to her. To shed light
on her own situation, she had chosen to post her story on the Internet in
June 2011 with a photograph of herself and X. In that article and several
comments posted during the autumn of 2011, she had made serious
accusations against the child welfare services and the foster parents –
accusations which she had admitted in court were untrue. The first applicant
did not consider that public exposure and repeated legal proceedings could
be harmful for the child in the long term.
105. The City Court noted that the psychologist K.M. (see
paragraphs 97-98 above), who had examined and treated the first applicant,
had testified that she did not meet the criteria for any psychiatric diagnosis.
He had counselled her in connection with the trauma inflicted on her by
having her child taken away. The goal of the treatment had been to make the
first applicant feel like a good mother. He believed that the previous
assessments of the first applicant’s ability to provide care had at that time
been incorrect, and argued before the City Court that the best outcome for X
would be to be returned to his biological mother. However, the City Court
stated that the psychologist K.M.’s arguments had been based on research
conducted in the 1960s, and found them to be incompatible with recent
infant research. It noted that the other experts who had testified in court,
including the psychologists B.S. and M.S., had advised against returning X
to his mother, as this would be very harmful for him.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
33
106. In conclusion thus far, the City Court agreed with the County
Social Welfare Board that the first applicant had not changed in such a way
as to indicate that it was highly probable that she would be able to provide
X with proper care. It endorsed the Board’s grounds, holding that the first
applicant’s clear limitations as a carer could not be mitigated by an adapted
transitional scheme, assistance measures or support from her network. It did
not find reason to consider other arguments regarding her ability to provide
care in more detail, as returning X to her was in any case not an option
owing to the serious problems it would cause him to be moved from the
foster home. The City Court agreed at this point with the Board in its
finding that X had developed such an attachment to his foster parents, his
foster brother and the general foster home environment that it would lead to
serious problems if he had to move. X’s primary security and sense of
belonging were in the foster home and he perceived the foster parents as his
psychological parents. On those grounds the care order could not be
revoked.
(c) The City Court’s reasoning regarding whether parental responsibilities for
X should be withdrawn and consent to his adoption given
107. Turning to the issues of withdrawal of parental responsibilities and
consent to adoption, the City Court stated at the outset that where a care
order had been issued, it was in principle sufficient for removal of parental
responsibilities that this be in the child’s best interests. At the same time, it
had been emphasised in several Supreme Court judgments that removal of
parental responsibilities was a very invasive decision and that therefore
strong reasons were required for making such a decision (see,
inter alia,
paragraph 125 below). The requirements in respect of adoption were even
more stringent. However, the questions of withdrawal of parental
responsibilities and consent to adoption had to be seen in conjunction, since
the primary reason for withdrawing parental responsibilities would be to
facilitate adoption. The court also took into consideration that if the first
applicant retained her parental responsibilities, she might engage in conflicts
in the future about the rights that such responsibility entailed, such as
exposing the child on the Internet.
108. The City Court went on to declare that adoption could only be
granted if the four conditions in the third paragraph of section 4-20 of the
Child Welfare Act were met (see paragraph 122 below), and endorsed the
Board’s grounds for finding that such was the case regarding the criteria in
letters (a), namely that it had to be regarded as probable that the first
applicant would be permanently unable to provide X with proper care or
that X had become so attached to his foster home and the environment there
that, on the basis of an overall assessment, removing him could lead to
serious problems for him; (c), namely that the persons applying for adoption
had been X’s foster parents and had shown themselves fit to bring him up as
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
34
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
their own child; and (d), namely that the conditions for granting an adoption
under the Adoption Act (see paragraph 132 below) were satisfied; as to
letter (d), further documents had also been submitted to the court. In the
present case the decisive factor was therefore whether adoption was in X’s
best interests under letter (b), and whether consent for adoption should be
given on the basis of an overall assessment. Regarding that assessment,
several Supreme Court judgments had stated that strong reasons must exist
for consenting to adoption against the will of a biological parent. There
must be a high degree of certainty that adoption would be in the child’s best
interests. It was also clear that the decision must be based not only on a
concrete assessment, but also on general experience from child-psychology
research. Reference was made to the Supreme Court’s judgment in
Rt.
2007,
page 561 (see paragraph 125 below).
109. Applying the general principles to the instant case, the City Court
first noted that X was at that time three and a half years old and had lived in
his foster home since he was three weeks old. His fundamental attachment
in the social and psychological sense was to his foster parents, and it would
in any event be a long-term placement. X was moreover a vulnerable child,
and adoption would help to strengthen his sense of belonging with his foster
parents, whom he regarded as his parents. It was particularly important to a
child’s development to experience a secure and sound attachment to its
psychological parents. Adoption would give X a sense of belonging and
security in the years ahead for longer than the period a foster-home
relationship would last. Practical considerations also indicated that persons
who had care and control of a child and who in reality functioned as its
parents should carry out the functions that derived from parental
responsibilities.
110. The City Court noted that adoption meant that the legal ties to the
biological family were severed. In its opinion, X, despite spending the first
three weeks of his life with his mother and having many contact sessions,
had not bonded psychologically with her. That had remained the case even
though he had been told at a later stage that the first applicant had given
birth to him.
111. Furthermore, the court took account of the fact that even if no
further contact sessions were organised, the foster parents had taken a
positive view of letting X contact his biological parent if he so wished.
112. Based on an overall assessment, the City Court found that it would
be in X’s best interests for the first applicant’s parental responsibilities to be
withdrawn and for the foster parents to be allowed to adopt him. The court
believed that particularly weighty reasons existed for consenting to adoption
in the present case.
113. The City Court stated, lastly, that since it had decided that X should
be adopted, it was unable to decide on contact rights for the first applicant,
since that question would be up to the foster parents to decide. It mentioned
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
35
that section 4-20a of the Child Welfare Act provided a legal basis for
determining rights to contact subsequent to adoption (see paragraph 122
below, where that provision is reiterated, and paragraph 128 below, on the
“open adoption” system). The City Court was not competent, however, to
examine or determine such rights since its competence was dependent on a
party to the case having made a request to that effect. In the instant case,
neither of the parties had done so.
3. Proceedings before the High Court and the Supreme Court
114. On 14 March 2012 the first applicant, through her counsel,
appealed against the judgment, claiming that the City Court had evaluated
the evidence incorrectly when concluding that the first applicant was
permanently unable to care for X. Counsel stated that the High Court should
appoint an expert to assess the first applicant’s husband’s help to mother
and child, and the first applicant’s caring skills at the time. In response to a
letter from the High Court, dated 16 March 2012, counsel also argued that
the City Court should have obtained an assessment by an expert witness
concerning her and her husband’s ability to provide adequate care.
115. In their response, dated 26 April 2012, to the first applicant’s
arguments that an expert assessment was necessary in the light of her new
situation, the municipality stated,
inter alia,
that they had made several
requests to be allowed to get to know the first applicant’s husband (see, for
example, paragraph 85 above), and that the first applicant had consistently
chosen to disregard those requests. Since the child welfare services
responsible for X did not have any insights into the family’s situation in
their new municipality, they could only rely on the information they had
received from the child welfare services in that municipality, from which
they could not infer that the first applicant could take care of X.
116. On 12 June 2012 the first applicant, who had then instructed new
counsel, submitted to the High Court a statement from the child welfare
services in her new municipality. It emerged from the statement, dated
21 March 2012, that those child welfare services had visited the family five
times, each time for one and a half hours. They considered that the family
needed assistance in the form of guidance with respect to interaction with
their baby, which they could obtain from the local “baby team”
(spedbarnsteamet) as well as a social worker (miljøterapeut) in the home,
who could help with routines, structure and cleanliness. The first applicant’s
counsel also argued that the foster mother’s presence during the contact
sessions had disturbed (virket
forstyrrende på)
their implementation.
117. On 23 August 2012 counsel for the first applicant submitted a
report from the child welfare services in the first applicant’s new
municipality, dated 5 June 2012. In the report it was stated,
inter alia,
that
the parents had stated early on that they would accept advice and guidance
if the child welfare services so recommended. The mother had stated that
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
36
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
she had had a bad experience with the “baby team”, but that she could
accept help from them if another person on the team was appointed to be her
contact. In the report it was further stated that the child welfare services
considered that it had observed two parents who showed that they wanted
the best for their child. The first applicant played with the child, talked to
her and engaged actively with her. On the basis of all the information
contained in the observations, the child welfare services considered that the
parents had to work on routines, cleanliness and involvement with the child.
The parents accepted that a social worker be assigned to help them in the
home.
118. In the meantime, on 22 August 2012, the High Court had decided
not to grant leave to appeal because the conditions in section 36-10 of the
Dispute Act (see paragraph 133 below) had not been met. The High Court
stated that the case did not raise any new legal issues of importance for the
uniform application of the law. With regard to whether new information had
emerged, the court noted that the assessment dated 21 March 2012 had been
made by,
inter alia,
a person who had testified before the City Court and
that the document would not change the outcome of the case. The first
applicant’s caring skills had been thoroughly examined in connection with
the Board’s processing of the case and no new information had emerged that
indicated changes in that respect. Moreover, the City Court’s reasons were
convincing and the High Court observed that the first applicant had not
asked for an expert witness to be heard in the City Court and had not given
any reasons as to why it was necessary to appoint an expert before the High
Court. As had just been mentioned, there was no new information that
indicated any changes in her caring skills. Thus there were no serious flaws
in the City Court’s judgment or procedure and no reasons for granting leave
to appeal.
119. On 24 September 2012 the first applicant appealed against the
decision to the Supreme Court. She submitted an assessment concerning the
experience of the social worker in respect of her work with the family and
their care for Y (see paragraph 117 above), dated 14 August 2012. In that
document it was concluded that a positive development had started and that
the social worker should continue to assist the family. The first applicant
argued that the City Court had relied more on older documents than on the
circumstances at the time of its judgment and had disregarded the fact that
its judgment would have the effect of depriving Y of contact with X. She
further repeated her argument that the foster mother’s presence had
disturbed the contact sessions (see paragraph 116 above) and maintained
that the child welfare services had not properly organised the sessions.
120. In its reply of 4 October 2012 the municipality stated,
inter alia,
that it was positive that the first applicant and her husband had managed to
avail themselves of the guidance received from the social worker, but that X
was a vulnerable child whereas Y did not face similar challenges. As to the
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
37
first applicant’s argument that the City Court had not based its decision on
the circumstances at the time of its judgment, the municipality pointed to
the fact that five out of the eight witnesses they had called, and all the
witnesses called by the first applicant, had given evidence before the City
Court on the circumstances as they were at that time. They further stated
that Y would not be deprived of contact with X as long as the first applicant
accepted X’s foster home and contributed to making it a good experience
for the children. As to Y’s father, it was argued that it had emerged from his
testimony before the Board and City Court that he knew little about X’s
placement in care and about the challenges surrounding the contact sessions.
The municipality also submitted that they would argue before the Supreme
Court that X’s right to respect for his family life was also protected by
Article 8 of the Convention and that his need for stability in the foster home
and good care would be best ensured if he were adopted.
121. On 15 October 2012 the Supreme Court Appeals Board
(Høyesteretts
ankeutvalg)
dismissed the first applicant’s appeal against the
High Court’s decision.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. The Child Welfare Act
122. The relevant sections of the Child Welfare Act of 17 July 1992
(barnevernloven) provide:
Section 4-1. Consideration of the child’s best interests
“When applying the provisions of this chapter, decisive importance shall be attached
to finding measures which are in the child’s best interests.
This includes attaching importance to giving the child stable and good contact with
adults and continuity in the care provided.”
Section 4-6. Interim orders in emergencies
“If a child is without care because the parents are ill or for other reasons, the child
welfare services shall implement such assistance as is immediately required. Such
measures shall not be maintained against the will of the parents.
If there is a risk that a child will suffer material harm by remaining at home, the
head of the child welfare administration or the prosecuting authority may immediately
make an interim care order without the consent of the parents.
In such a case the head of the child welfare administration may also make an interim
order under section 4-19.
If an order has been made under the second paragraph, an application for measures
as mentioned in section 7-11 shall be sent to the county social welfare board as soon
as possible, and within six weeks at the latest, but within two weeks if it is a matter of
measures under section 4-24.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
38
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
If the matter has not been sent to the county social welfare board within the time-
limits mentioned in the fourth paragraph, the order shall lapse.”
Section 4-12. Care orders
“A care order may be issued
(a) if there are serious deficiencies in the daily care received by the child, or
serious deficiencies in terms of the personal contact and security needed by a child
of his or her age and development,
(b) if the parents fail to ensure that a child who is ill, disabled or in special need of
assistance receives the treatment and training required,
(c) if the child is mistreated or subjected to other serious abuse at home, or
(d) if it is highly probable that the child’s health or development may be seriously
harmed because the parents are unable to take adequate responsibility for the child.
An order may only be made under the first paragraph when necessary due to the
child’s current situation. Hence, such an order may not be made if satisfactory
conditions can be created for the child by assistance measures under section 4-4 or by
measures under section 4-10 or section 4-11.
An order under the first paragraph shall be made by the county social welfare board
under the provisions of Chapter 7.”
Section 4-19. Contact rights. Secret address
“Unless otherwise provided, children and parents are entitled to have contact with
each other.
When a care order has been made, the county social welfare board shall determine
the extent of contact, but may, for the sake of the child, also decide that there should
be no contact. The county social welfare board may also decide that the parents
should not be entitled to know the child’s whereabouts.
...
The private parties cannot request that a case regarding contact be dealt with by the
county social welfare board if the case has been dealt with by the county social
welfare board or a court of law in the preceding twelve months.
...”
Section 4-20. Withdrawal of parental responsibilities. Adoption
“If the county social welfare board has made a care order for a child, it may also
decide that the parents must be stripped of all parental responsibilities. If, as a result
of the parents being stripped of parental responsibilities, the child is left without a
guardian, the county social welfare board shall as soon as possible take steps to have a
new guardian appointed for the child.
Where an order has been made withdrawing parental responsibilities, the county
social welfare board may give its consent for a child to be adopted by persons other
than the parents.
Consent may be given if
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
39
(a) it must be regarded as probable that the parents will be permanently unable to
provide the child with proper care or the child has become so attached to persons
and the environment where he or she is living that, on the basis of an overall
assessment, removing the child may lead to serious problems for him or her, and
(b) adoption would be in the child’s best interests, and
(c) the persons applying for adoption have been the child’s foster parents and
have shown themselves fit to bring up the child as their own, and
(d) the conditions for granting an adoption under the Adoption Act are satisfied.
Where the county social welfare board consents to adoption, the Ministry
[
of
Children and Equality] shall issue an adoption order.”
Section 4-20a. Contact between the child and his or her biological parents after
adoption [added in 2010]
“Where the county social welfare board issues an adoption order under section 4-20,
it shall, if any of the parties have requested it, at the same time consider whether there
shall be contact between the child and his or her biological parents after the adoption
has been carried out. If limited contact after adoption in such cases is in the child’s
best interests, and the persons applying for adoption consent to such contact, the
county social welfare board shall make an order for such contact. In such case, the
county social welfare board must at the same time determine the amount of contact.
...
A contact order may only be reviewed if special reasons justify doing so. Special
reasons may include the child’s opposition to contact or the biological parents’ failure
to comply with the contact order.
...”
Section 4-21. Revocation of care orders
“The county social welfare board shall revoke a care order where it is highly
probable that the parents will be able to provide the child with proper care. The
decision shall nonetheless not be revoked if the child has become so attached to
persons and the environment where he or she is living that, on the basis of an overall
assessment, removing the child may lead to serious problems for him or her. Before a
care order is revoked, the child’s foster parents shall be entitled to state their opinion.
The parties may not request that a case concerning revocation of a care order be
dealt with by the county social welfare board if the case has been dealt with by the
county social welfare board or a court of law in the preceding twelve months. If a
request for revocation of the previous order or judgment was not upheld with
reference to section 4-21, first paragraph, second sentence, new proceedings may only
be requested where documentary evidence is provided to show that significant
changes have taken place in the child’s situation.”
Section 7-5. The board’s composition in individual cases
“In individual cases, the county social welfare board shall consist of a
chairman/chairwoman, one member of the ordinary committee and one member of the
expert committee. When necessary due to the complexity of the case, the
chairman/chairwoman may decide that the board, in addition to the
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
40
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
chairman/chairwoman, shall consist of two members of the ordinary committee and
two members of the expert committee.
If the parties consent thereto, the chairman/chairwoman may decide cases as
mentioned in the first paragraph alone unless this is precluded by due regard for the
satisfactory hearing of the case.
Where the case concerns a request for an alteration in a previous decision/order or
judgment, the chairman/chairwoman may decide the case alone if this is
unobjectionable with due regard for the subject of the case, its complexity, the need
for professional expertise, and a proper hearing of the case.
Where the case concerns an extension of a placement order made by the county
social welfare board under section 4-29, the chairman/chairwoman shall decide the
case alone.”
B. Case-law under the Child Welfare Act
123. The Supreme Court has delivered several judgments on the Child
Welfare Act. Of relevance in the present context is its judgment of
23 May 1991 (Rt. 1991, page 557), in which the Supreme Court stated that
since withdrawal of parental responsibilities with a view to adoption
involves permanently severing the legal ties between the child and its
biological parents and other relatives, strong reasons have to be present in
order for a decision of that sort to be taken. It emphasised, moreover, that a
decision to withdraw parental responsibilities must not be taken without
first having carried out a thorough examination and consideration of the
long-term consequences of alternative measures, based on the concrete
circumstances of each case.
124. In a later judgment, of 10 January 2001 (Rt. 2001, page 14), the
Supreme Court considered that the legal criterion “strong reasons” in this
context should be interpreted in line with the Court’s case-law, in particular
Johansen v. Norway,
no. 17383/90, § 78, 7 August 1996. This meant,
according to the Supreme Court, that consent to adoption contrary to the
wish of the biological parents could only be given in “extraordinary
circumstances”.
125. The above case-law was developed further,
inter alia,
in the
Supreme Court’s judgment of 20 April 2007 (Rt. 2007, page 561), after the
Court had declared a second application by the applicant in the
above-mentioned case of
Johansen v. Norway
inadmissible (see
Johansen
v. Norway
(dec.), 12750/02, 10 October 2002). The Supreme Court
reiterated that the requirement that adoption be in the child’s best interests,
as set out in section 4-20 of the Child Welfare Act (see paragraph 122
above), meant that “strong reasons” (sterke
grunner)
must be present in
order for consent to adoption to be given contrary to the wish of the
biological parents. In addition, the Supreme Court emphasised that a
decision of this kind had to be based on the concrete circumstances of each
case, but also take account of general experience, including experience from
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
41
research into child psychology or child psychiatry. The Supreme Court
examined the general principles in the case-law of the Strasbourg Court and
concluded that the domestic law was in conformity with those principles: an
adoption could only be authorised where “particularly weighty reasons”
were present. That case was subsequently brought before the Court, which
found no violation of Article 8 of the Convention (see
Aune,
cited above,
§ 37, for a recapitulation of the Supreme Court’s analysis of the general
principles developed in the case-law of the Supreme Court and the Court).
126. The Supreme Court again set out the general principles applicable
to adoption cases in a judgment of 30 January 2015 (Rt. 2015, page 110). It
reiterated that forced adoptions had a severe impact and generally inflicted
profound emotional pain on the parents. Family ties were protected by
Article 8 of the Convention and Article 102 of the Constitution. Adoption
was also an intrusive measure for the child and could, under Article 21 of
the Convention on the Rights of the Child (see paragraph 134 below),
accordingly only be decided when in his or her best interests. However,
where there were decisive factors from the child’s point of view in favour of
adoption, the parents’ interests would have to yield, as had been provided
for in Article 104 of the Constitution and Article 3 § 1 of the Convention on
the Rights of the Child (ibid.). Reference was made to
Aune,
cited above,
§ 66, where the Court had stated that an adoption could only be authorised
where justified by “an overriding requirement pertaining to the child’s best
interests”, which corresponded to the standard of “particularly weighty
reasons” as established by the Supreme Court in the judgment that had been
scrutinised by the European Court of Human Rights in
Aune
(see
paragraph 125 above).
127. Parliament had examined, and a majority had supported, a proposal
from the Government (Ot.prp. no. 69 (2008-2009)) discussing the issue of a
considerable decline in adoptions in Norway. In the proposal it had been
suggested that the child welfare services had developed a reluctance to
propose adoptions in the aftermath of the Court’s finding of a violation in
Johansen,
cited above, even though research had shown that it was in a
child’s best interests to be adopted rather than experience a continuous life
in foster care until reaching their majority. The Supreme Court interpreted
the proposal as emphasising that the child welfare services should ensure
that adoption would actually be proposed where appropriate, but that the
proposal did not imply that the legal threshold, under Article 8 of the
Convention, had changed. The Supreme Court added that the general
information obtained from research on adoption was relevant to the concrete
assessment of whether an adoption should be authorised in an individual
case.
128. The Supreme Court also examined the implication of amendments
of the rules concerning contact between the child and the biological parents,
which had been coined as an “open adoption” in the above proposal. The
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
42
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
rules had been incorporated into section 4-20a of the Child Welfare Act,
which had been in force since 2010. They required that an “open adoption”
be in the child’s best interests and that the adoptive parents consent (see
paragraph 122 above). It observed that the legislature’s reasons for
introducing the system of “open adoptions” had been to secure the child
stable and predictable surroundings in which to grow up, while at the same
time ensuring some contact with its biological parents where this would be
in the child’s best interests. The child would thus have all the benefits of the
adoption, while still having contact with its biological parents. The Supreme
Court found that the introduction of the system of “open adoptions” had not
meant that the legal threshold for authorising adoptions had been lowered.
However, in some cases further contact between the child and the biological
parents could mitigate some of the arguments against adoption. Reference
was made to
Aune,
cited above, § 78.
129. The Supreme Court considered anew the general principles
concerning adoption in a judgment of 11 September 2018. The Supreme
Court observed,
inter alia,
that the European Court of Human Rights, in the
case of
Mohamed Hasan v. Norway,
no. 27496/15, § 148, 26 April 2018,
had stressed the strict procedural requirements that must be met by the
domestic decision-making authorities in cases concerning adoption. When
summarising the subject of its review, the Supreme Court stated that the
best interests of the child were the most important and weighty concerns
when deciding the adoption issue. As adoption was such a radical and
irreversible measure, it could only be justified – from the child’s point of
view – by particularly weighty reasons. These grounds had to be balanced
against the consequences of adoption for the child’s contact with its
biological parents in the individual case. Where there had been little or no
contact between the parents and the child, the concern for protection of their
family life would be given less weight than in cases where a more normal
family life had existed.
130. The current position in respect of knowledge and research on
adopted children had been studied by a court-appointed expert and
presented in an appendix to his statement to the Supreme Court. The expert
believed that the summary in the Supreme Court’s judgment of
20 April 2007 (Rt. 2007, page 561; see paragraph 125 above) was still
accurate. Based on an updated study of relevant research and professional
experience as a psychologist, the expert had stated the following in the case
at hand:
“Children in long-term foster care who are adopted undergo better psychosocial
development than children in a similar situation who are not adopted. It is the
durability of the child’s sense of belonging that seems to be essential.”
131. The expert had specified in his statement before the Supreme Court
that this was a difficult area of research, one of the reasons being that few
forced adoptions were carried out annually in Norway. And, as had been
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
43
emphasised in the Supreme Court’s judgment of 20 April 2007 (Rt. 2007
page 561; see paragraph 125 above), a specific, individual assessment had
to be made in each case. But, as emphasised in the same judgment, such a
research- and experienced-based perception of what was generally best for
the child, had to be given particular weight. Also, the abovementioned (see
paragraph 127) proposal from the Government (Ot.prp. no. 69 (2008-2009))
had stressed that research showed that “... for some children, adoption may
give a safer and more predictable upbringing than long-term foster care”.
C. The Adoption Act
132. The Adoption Act of 28 February 1986, in force at the relevant
time, contained the following relevant provisions:
Section 2
“An adoption order must only be issued where it can be assumed that the adoption
will be to the benefit of the child [(til
gagn for barnet)].
It is further required that the
person applying for adoption either wishes to foster or has fostered the child, or that
there is another special reason for the adoption.”
Section 12
“Adoptive parents shall, as soon as is advisable, tell the adopted child that he or she
is adopted.
When the child has reached 18 years of age, he or she is entitled to be informed by
the Ministry
[
of Children and Equality] of the identity of his or her biological
parents.”
Section 13
“On adoption, the adopted child and his or her heirs shall have the same legal status
as if the adopted child had been the adoptive parents’ biological child, unless
otherwise provided by section 14 or another statute. At the same time, the child’s legal
relationship to his or her original family shall cease, unless otherwise provided by
special statute.
Where one spouse has adopted a child of the other spouse or cohabitant, the said
child shall have the same legal status in relation to both spouses as if he or she were
their joint child. The same applies to children adopted pursuant to section 5 b, second,
third and fourth paragraphs.”
Section 14 a. Contact after adoption
“In the case of adoptions carried out as a result of decisions pursuant to section 4-20
of the Child Welfare Act, the effects of the adoption that follow from section 13 of the
present Act shall apply, subject to any limitations that may have been imposed by a
decision pursuant to section 4-20 a of the Child Welfare Act regarding contact
between the child and his or her biological parents.”
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
44
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
D. The Dispute Act
133. The first paragraph of section 36-4 and the third paragraph of
section 36-10 of the Dispute Act of 17 June 2005 (tvisteloven) read:
Section 36-4 The composition of the court. Expert panel
“(1) The district court shall sit with two lay judges, one of whom shall be an
ordinary lay judge and the other an expert. In special cases, the court may sit with two
professional judges and three lay judges, one or two of whom shall be experts.”
Section 36-10 Appeal
“(3) An appeal against the judgment of the district court in cases concerning the
County Board’s decisions pursuant to the Child Welfare Act requires the leave of the
court of appeal.
Leave can only be granted if
a) the appeal concerns issues whose significance extends beyond the scope of the
current case,
b) there are grounds to rehear the case because new information has emerged,
c) the ruling of the district court or the procedure in the district court is seriously
flawed [(vesentlige
svakheter ved tingrettens avgjørelse eller saksbehandling)],
or
d) the judgment provides for coercive measures that were not approved by the
County Board.”
III. RELEVANT INTERNATIONAL LAW MATERIALS
A. The United Nations
134. The United Nations Convention on the Rights of the Child,
concluded in New York on 20 November 1989, contains,
inter alia,
the
following provisions:
Article 3
“1. In all actions concerning children, whether undertaken by public or private
social welfare institutions, courts of law, administrative authorities or legislative
bodies, the best interests of the child shall be a primary consideration.”
Article 9
“1. States Parties shall ensure that a child shall not be separated from his or her
parents against their will, except when competent authorities subject to judicial review
determine, in accordance with applicable law and procedures, that such separation is
necessary for the best interests of the child. Such determination may be necessary in a
particular case such as one involving abuse or neglect of the child by the parents, or
one where the parents are living separately and a decision must be made as to the
child’s place of residence.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
45
2. In any proceedings pursuant to paragraph 1 of the present article, all interested
parties shall be given an opportunity to participate in the proceedings and make their
views known.
3. States Parties shall respect the right of the child who is separated from one or
both parents to maintain personal relations and direct contact with both parents on a
regular basis, except if it is contrary to the child’s best interests.
4. Where such separation results from any action initiated by a State Party, such as
the detention, imprisonment, exile, deportation or death (including death arising from
any cause while the person is in the custody of the State) of one or both parents or of
the child, that State Party shall, upon request, provide the parents, the child or, if
appropriate, another member of the family with the essential information concerning
the whereabouts of the absent member(s) of the family unless the provision of the
information would be detrimental to the well-being of the child. States Parties shall
further ensure that the submission of such a request shall of itself entail no adverse
consequences for the person(s) concerned.”
Article 18
“1. States Parties shall use their best efforts to ensure recognition of the principle
that both parents have common responsibilities for the upbringing and development of
the child. Parents or, as the case may be, legal guardians, have the primary
responsibility for the upbringing and development of the child. The best interests of
the child will be their basic concern.
2. For the purpose of guaranteeing and promoting the rights set forth in the present
Convention, States Parties shall render appropriate assistance to parents and legal
guardians in the performance of their child-rearing responsibilities and shall ensure
the development of institutions, facilities and services for the care of children.
3. States Parties shall take all appropriate measures to ensure that children of
working parents have the right to benefit from child-care services and facilities for
which they are eligible.”
Article 20
“1. A child temporarily or permanently deprived of his or her family environment,
or in whose own best interests cannot be allowed to remain in that environment, shall
be entitled to special protection and assistance provided by the State.
2. States Parties shall in accordance with their national laws ensure alternative care
for such a child.
3. Such care could include,
inter alia,
foster placement,
kafalah
of Islamic law,
adoption or if necessary placement in suitable institutions for the care of children.
When considering solutions, due regard shall be paid to the desirability of continuity
in a child’s upbringing and to the child’s ethnic, religious, cultural and linguistic
background.”
Article 21
“States Parties that recognize and/or permit the system of adoption shall ensure that
the best interests of the child shall be the paramount consideration and they shall:
(a) Ensure that the adoption of a child is authorized only by competent authorities
who determine, in accordance with applicable law and procedures and on the basis of
all pertinent and reliable information, that the adoption is permissible in view of the
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
46
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
child’s status concerning parents, relatives and legal guardians and that, if required,
the persons concerned have given their informed consent to the adoption on the basis
of such counselling as may be necessary;
...”
135. In its General Comment no. 7 (2005) on implementing child rights
in early childhood, the United Nations Committee on the Rights of the Child
sought to encourage the States Parties to recognise that young children were
holders of all rights enshrined in the Convention on the Rights of the Child
and that early childhood was a critical period for the realisation of those
rights. In particular, the Committee referred to the best interests of the child:
“13. Article 3 sets out the principle that the best interests of the child are a primary
consideration in all actions concerning children. By virtue of their relative immaturity,
young children are reliant on responsible authorities to assess and represent their
rights and best interests in relation to decisions and actions that affect their well-being,
while taking account of their views and evolving capacities. The principle of best
interests appears repeatedly within the Convention (including in articles 9, 18, 20 and
21, which are most relevant to early childhood). The principle of best interests applies
to all actions concerning children and requires active measures to protect their rights
and promote their survival, growth, and well-being, as well as measures to support
and assist parents and others who have day-to-day responsibility for realizing
children’s rights:
(a) Best interests of individual children. All decision-making concerning a child’s
care, health, education, etc. must take account of the best interests principle,
including decisions by parents, professionals and others responsible for children.
States parties are urged to make provisions for young children to be represented
independently in all legal proceedings by someone who acts for the child’s interests,
and for children to be heard in all cases where they are capable of expressing their
opinions or preferences.”
136. The United Nations Committee on the Rights of the Child General
Comment No. 14 (2013) on the right of the child to have his or her best
interests taken as a primary consideration (art. 3, para. 1), 29 May 2013,
mentions the following as elements “to be taken into account when
assessing the child’s best interests”:
“(a) The child’s views
...
(b) The child’s identity
...
(c) Preservation of the family environment and maintaining relations
...
(d) Care, protection and safety of the child
...
(e) Situation of vulnerability
...
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
47
(f) The child’s right to health
...
(g) The child’s right to education
...”
Under the headings “Balancing the elements in the best-interests
assessment” and “Procedural safeguards to guarantee the implementation of
the child’s best interests”,
inter alia,
the following is included:
“84. In the best-interests assessment, one has to consider that the capacities of the
child will evolve. Decision-makers should therefore consider measures that can be
revised or adjusted accordingly, instead of making definitive and irreversible
decisions. To do this, they should not only assess the physical, emotional, educational
and other needs at the specific moment of the decision, but should also consider the
possible scenarios of the child’s development, and analyse them in the short and long
term. In this context, decisions should assess continuity and stability of the child’s
present and future situation.
...
85. To ensure the correct implementation of the child’s right to have his or her best
interests taken as a primary consideration, some child-friendly procedural safeguards
must be put in place and followed. As such, the concept of the child’s best interests is
a rule of procedure ... .
...
87. States must put in place formal processes, with strict procedural safeguards,
designed to assess and determine the child’s best interests for decisions affecting the
child, including mechanisms for evaluating the results. States must develop
transparent and objective processes for all decisions made by legislators, judges or
administrative authorities, especially in areas which directly affect the child or
children.”
B. The Council of Europe
137. The Council of Europe’s Revised Convention on the Adoption of
Children of 27 November 2008 contains,
inter alia,
the following
provisions:
Article 3 – Validity of an adoption
“An adoption shall be valid only if it is granted by a court or an administrative
authority (hereinafter the ‘competent authority’).”
Article 4 – Granting of an adoption
“1. The competent authority shall not grant an adoption unless it is satisfied that the
adoption will be in the best interests of the child.
2. In each case the competent authority shall pay particular attention to the
importance of the adoption providing the child with a stable and harmonious home.”
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
48
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
Article 5 – Consents to an adoption
“1. Subject to paragraphs 2 to 5 of this article, an adoption shall not be granted
unless at least the following consents to the adoption have been given and not
withdrawn:
a the consent of the mother and the father; or if there is neither father nor mother to
consent, the consent of any person or body who is entitled to consent in their place;
b the consent of the child considered by law as having sufficient understanding; a
child shall be considered as having sufficient understanding on attaining an age which
shall be prescribed by law and shall not be more than 14 years;
c the consent of the spouse or registered partner of the adopter.
2. The persons whose consent is required for adoption must have been counselled
as may be necessary and duly informed of the effects of their consent, in particular
whether or not an adoption will result in the termination of the legal relationship
between the child and his or her family of origin. The consent must have been given
freely, in the required legal form, and expressed or evidenced in writing.
3. The competent authority shall not dispense with the consent or overrule the
refusal to consent of any person or body mentioned in paragraph 1 save on
exceptional grounds determined by law. However, the consent of a child who suffers
from a disability preventing the expression of a valid consent may be dispensed with.
4. If the father or mother is not a holder of parental responsibility in respect of the
child, or at least of the right to consent to an adoption, the law may provide that it
shall not be necessary to obtain his or her consent.
5. A mother’s consent to the adoption of her child shall be valid when it is given at
such time after the birth of the child, not being less than six weeks, as may be
prescribed by law, or, if no such time has been prescribed, at such time as, in the
opinion of the competent authority, will have enabled her to recover sufficiently from
the effects of giving birth to the child.
6. For the purposes of this Convention ‘father’ and ‘mother’ mean the persons who
according to law are the parents of the child.”
138. The Council of Europe’s Parliamentary Assembly adopted
Resolution 2049 on 22 April 2015. The Resolution includes,
inter alia,
the
following:
“5. Financial and material poverty should never be the only justification for the
removal of a child from parental care, but should be seen as a sign for the need to
provide appropriate support to the family. Moreover, showing that a child could be
placed in a more beneficial environment for his or her upbringing is not enough to
remove a child from his or her parents, and even less of a reason to sever family ties
completely.
...
8. The Assembly thus recommends that member States:
...
8.2. put into place laws, regulations and procedures which truly put the best interest
of the child first in removal, placement and reunification decisions;
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
49
8.3. continue and strengthen their efforts to ensure that all relevant procedures are
conducted in a child-friendly manner, and that the children concerned have their
views taken into account according to their age and level of maturity;
8.4. make visible and root out the influence of prejudice and discrimination in
removal decisions, including by appropriately training all professionals involved;
8.5. support families with the necessary means (including financially, materially,
socially and psychologically) in order to avoid unwarranted removal decisions in the
first place, and in order to increase the percentage of successful family reunifications
after care;
8.6. ensure that any (temporary) placement of a child in alternative care, where it
has become necessary as a measure of last resort, be accompanied by measures aimed
at the child’s subsequent reintegration into the family, including the facilitation of
appropriate contact between the child and his or her family, and be subject to periodic
review;
8.7. avoid, except in exceptional circumstances provided for in law and subject to
effective (timely and comprehensive) judicial review, severing family ties completely,
removing children from parental care at birth, basing placement decisions on the
effluxion of time, and having recourse to adoptions without parental consent;
8.8. ensure that the personnel involved in removal and placement decisions are
guided by appropriate criteria and standards (if possible in a multidisciplinary way),
are suitably qualified and regularly trained, have sufficient resources to take decisions
in an appropriate time frame, and are not overburdened with too great a caseload;
...
8.10. ensure that, except in urgent cases, initial removal decisions are based only on
court orders, in order to avoid unwarranted removal decisions and to prevent biased
assessments.”
139. The Council of Europe’s Parliamentary Assembly adopted
Resolution 2232 (“Striking a balance between the best interest of the child
and the need to keep families together”) on 28 June 2018. The Resolution
states,
inter alia:
“4. The Assembly reaffirms that the best interest of the child should be a primary
consideration in all actions concerning children, in accordance with the United
Nations Convention on the Rights of the Child. However, the implementation of this
principle in practice depends on the context and the specific circumstances. It is
sometimes easier to say what is not in the best interests of children: coming to serious
harm at the hands of their parents, or being removed from a family without good
cause.
5. It is with this caveat in mind that the Assembly reiterates the recommendations it
made in Resolution 2049 (2015) and recommends that Council of Europe member
States focus on the process in order to achieve the best results for children and their
families alike. Member States should:
...
5.2. give the necessary support to families in a timely and positive manner with a
view to avoiding the necessity for removal decisions in the first place, and to
facilitating family reunification when possible and in the child’s best interest: this
includes the need to build better collaboration with parents, with a view to avoiding
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
50
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
possible mistakes based on misunderstandings, stereotyping and discrimination,
mistakes which can be difficult to correct later on once the trust has gone;
...
5.5. seek to keep at a minimum the practices of removing children from parental
care at birth, basing placement decisions on the effluxion of time, and adoptions
without parental consent, and only in extreme cases. Where in the child’s best
interests, efforts should be made to maintain family ties;
5.6. where the decision to remove a child from their family has been made, ensure
that:
5.6.1. such decisions are a proportionate response to a credible and verified
assessment by competent authorities subject to judicial review that there is a real
risk of actual and serious harm to the children involved;
5.6.2. a detailed decision is provided to the parents and a copy of the decision is
also retained, that the decision is explained in an age-appropriate way to the child
or that the child is otherwise granted access to the decision, and that the
determination outlines the circumstances that led to the decision and provides
reasons for the removal;
5.6.3. removing children is a last resort and should be done only for the
necessary period of time;
5.6.4. siblings are kept together in care in all cases where it is not against the
best interest of the child;
5.6.5. as long as it is in the best interest of the child, children are cared for
within the wider family unit so as to minimise the disruption of family bonds for
the children involved;
5.6.6. regular consideration is given to family reunification and/or family access
as is appropriate taking into account the best interests and views of the child;
5.6.7. visitation and contact arrangements facilitate the maintenance of the
family bond and work towards reunification unless manifestly inappropriate;”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 8 OF THE CONVENTION
140. The applicants complained that the refusal to discontinue the public
care of X and the deprivation of the first applicant’s parental responsibilities
for him and the authorisation granted to his foster parents to adopt him had
violated their right to respect for family life as guaranteed by Article 8 of
the Convention, which reads:
“1. Everyone has the right to respect for his private and family life, his home and
his correspondence.
2. There shall be no interference by a public authority with the exercise of this right
except such as is in accordance with the law and is necessary in a democratic society
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
51
in the interests of national security, public safety or the economic well-being of the
country, for the prevention of disorder or crime, for the protection of health or morals,
or for the protection of the rights and freedoms of others.”
141. The Government contested that submission.
A. Preliminary issues before the Grand Chamber
1. Scope of the case before the Grand Chamber
(a) Temporal scope
(i) The parties’ submissions
142. The Government maintained that it fell outside the Grand
Chamber’s jurisdiction to consider whether the domestic proceedings
relating to the taking into care of X and the first applicant’s contact rights –
prior to those relating to the authorisation of adoption – had complied with
Article 8 of the Convention. Contrary to the requirements in Article 35 § 1
of the Convention, the applicants had failed to exhaust domestic remedies
and to comply with the six-month time-limit with respect to the emergency
care order of 17 October 2008, the care order of 2 March 2009 and the
decisions on contact rights. In any event, the application to the Court of
12 April 2013 had been directed only at the measures upheld by the
Supreme Court decision of 15 October 2012, that is, the removal of parental
responsibilities and authorisation of adoption. The Chamber minority had
overstepped the Court’s competence and disregarded the scope of the
applicants’ application in order to voice abstract criticism against an entire
child welfare system. It was not open to the applicants to expand the case
through their referral request to the Grand Chamber. While the latter could
have regard to prior proceedings, this was only to the extent that they had
been referred to and relied upon in the decision relating to the removal of
parental responsibilities and the authorisation of adoption.
143. Disagreeing with the Government’s position, the applicants
submitted that the Grand Chamber had competence to examine not only the
removal of parental responsibilities and the authorisation of adoption but
also the initial emergency decisions, the decisions relating to X’s being
taken into public care and those relating to the first applicant’s contact
rights. Its jurisdiction comprised the entirety of the domestic proceedings –
even if it were ultimately to find a violation only in respect of a part of
these. The consent to adoption had to be considered as the final decision in a
sequence of events that had started with the emergency decision. The
decision to remove parental responsibilities and to authorise adoption had
been a consequence of the lack of attachment between X and the first
applicant, which in turn had been a direct result of the decisions of
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
52
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
2 March 2009 and 22 April 2010 on long-term public care, in which the first
applicant’s contact rights had been considerably and unjustifiably reduced.
(ii) The Court’s considerations
144. The Court reiterates that the content and scope of the “case”
referred to the Grand Chamber are delimited by the Chamber’s decision on
admissibility. This means that the Grand Chamber cannot examine those
parts of the application which have been declared inadmissible by the
Chamber (see, for example,
Ilnseher v. Germany
[GC], nos. 10211/12 and
27505/14, § 100, 4 December 2018). In the present case, the Grand
Chamber notes that the Chamber declared admissible the complaint lodged
by the applicants (see paragraph 2 above), which concerned the deprivation
of parental responsibilities and authorisation of adoption first decided by the
County Social Welfare Board on 8 December 2011 and then upheld on
appeal (see,
inter alia,
paragraphs 3, 76, 93, 94 and 111 of the Chamber’s
judgment).
145. The Grand Chamber observes that X was taken into emergency
foster care in 2008 (see paragraphs 20-22 above) and into ordinary foster
care following the decision of the County Social Welfare Board of
2 March 2009 (see paragraphs 38-46 above). In the same decision the first
applicant was granted limited contact rights (see paragraphs 42-46 above).
She appealed against that decision, which was ultimately upheld by the
High Court in its judgment of 22 April 2010 (see paragraphs 65-75 above),
again granting the first applicant limited contact rights (see paragraph 75
above). As the applicant did not avail herself of the possibility of lodging an
appeal, the High Court’s judgment became final on the expiry of the
time-limit for doing so.
146. In their request for referral to the Grand Chamber, the applicants
sought to expand their complaints to encompass also the above proceedings
from 2008 to 2010. These grievances did not, however, form part of their
application as it was declared admissible by the Chamber. They were in any
event filed for the first time before the Grand Chamber more than six
months after the last domestic decisions taken in the proceedings in question
and, as mentioned above (see paragraph 145), without domestic remedies
having been exhausted in the most recent of these.
147. Consequently, the Court does not have jurisdiction to review the
compatibility with Article 8 of the Convention of the proceedings, including
those relating to the restrictions on contact rights, that predated or ended
with the High Court’s judgment of 22 April 2010 (see paragraph 76 above).
148. Nonetheless, in its review of the proceedings relating to the County
Social Welfare Board’s decision of 8 December 2011 and the decisions
taken on appeal against that decision, notably the City Court’s judgment of
22 February 2012, the Court will have to put those proceedings and
decisions in context, which inevitably means that it must to some degree
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
53
have regard to the former proceedings and decisions (see, similarly, for
example,
Jovanovic v. Sweden,
no. 10592/12, § 73, 22 October 2015, and
Mohamed Hasan,
cited above, § 151).
(b) Material scope
149. The Court observes that the applicants’ application lodged with the
Court on 12 April 2013 expressly targeted only the decision to withdraw the
first applicant’s parental responsibilities in respect of X and to authorise the
latter’s adoption by his foster parents (see the City Court’s decision in
paragraphs 107-12 above), not the concurrent conclusion reached on the
same occasion that the conditions for lifting the care order concerning X had
not been met (see paragraphs 99-106 above).
150. The Chamber considered that the decision not to lift the care order
was nonetheless intrinsically related to the decision to deprive the first
applicant of her parental responsibilities for X and to authorise the latter’s
adoption, and accordingly reviewed the former decision on the merits (see
paragraphs 113-17 of the Chamber’s judgment) regardless of the applicants’
having focused expressly on the latter decision in their application and
submissions before the Chamber.
151. The Grand Chamber notes that, while the respondent Government
did not express disagreement with the Chamber’s approach in this regard,
the applicants made submissions before it indicating that their complaint
also encompassed the decision not to lift the care order taken in the same
proceedings.
152. The Grand Chamber observes that the refusal to lift the public care
order is so closely related to and intertwined with the decision to remove the
first applicant’s parental responsibilities and to authorise adoption that it
must be considered to be an aspect of her initial complaint to the Court.
Indeed, as follows from the terms of section 4-20 of the Child Welfare Act
(see paragraph 122 above), it was a prerequisite for application of that
provision that public care continued to be justified. The Grand Chamber
will therefore, as was done by the Chamber, include the decision not to lift
the care order in its examination of whether the applicants’ Article 8 rights
have been violated.
2. The first applicant’s standing to lodge a complaint on behalf of the
second applicant
(a) The Chamber’s judgment
153. The Chamber, emphasising that the complaint concerned the
decision to deprive the first applicant of her parental responsibilities for X
and to authorise his adoption – which resulted in the former losing legal
guardianship over X – rather than facts subsequent to that decision,
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
54
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
concluded that the first applicant was competent to lodge a complaint on
behalf of the second applicant, X.
(b) The parties’ submissions
154. By way of preliminary objection before the Grand Chamber, the
Government argued that the first applicant did not have standing to lodge an
application on behalf of X. His adoptive parents would have had standing,
but had not done so. The Court’s acceptance of the mother’s lodging of an
application on her child’s behalf in
Scozzari and Giunta v. Italy
[GC],
nos. 39221/98 and 41963/98, § 138, ECHR 2000-VIII, had been due to the
particular circumstances of that case. In the instant case X’s interests were
also represented by his adoptive parents, who had intervened before the
Court.
155. The applicants submitted that, according to the Court’s established
case law, a biological parent whose parental responsibilities had been
withdrawn could submit a complaint against that withdrawal on behalf of
the child in question. The first applicant accordingly had an unquestionable
right to represent X in the instant case.
(c) The Court’s considerations
156. The Court observes that the disputed deprivation of parental
responsibilities and the authorisation of adoption decided by the County
Social Welfare Board on 8 December 2011 and upheld by the City Court on
22 February 2012, against which leave to appeal was refused by the
appellate courts, undoubtedly led to the severance of the legal ties between
the first and second applicants. The Court has held that this factor is not
decisive for whether a parent may have
locus standi
to lodge an application
on behalf of the child before the Court (see, for example,
A.K. and L.
v. Croatia,
no. 37956/11, § 46, 8 January 2013). In that judgment, the Court
further stated:
“... The conditions governing the individual applications under the Convention are
not necessarily the same as national criteria relating to
locus standi.
National rules in
this respect may serve purposes different from those contemplated by Article 34 and,
while those purposes may sometimes be analogous, they need not always be so (see,
mutatis mutandis, Norris v. Ireland,
26 October 1988, § 31, Series A no. 142).
47. The Court would draw attention to the principle that the object and purpose of
the Convention as an instrument for the protection of individual human beings
requires that its provisions, both procedural and substantive, be interpreted and
applied so as to render its safeguards both practical and effective (see amongst other
authorities,
Loizidou v. Turkey
(preliminary objections), 23 March 1995, §§ 70-72,
Series A no. 310). The position of children under Article 34 calls for careful
consideration, as children must generally rely on other persons to present their claims
and represent their interests, and may not be of an age or capacity to authorise any
steps to be taken on their behalf in any real sense (P.C.
and S. v. the United Kingdom
(dec.), no. 56547/00, 11 November 2001). The Court considers that a restrictive or
technical approach in this area is to be avoided” (ibid., § 46-47).
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
55
157. Since X was adopted, his only representatives under national law in
respect of any issues concerning facts that occurred after the adoption had
become final would be his adoptive parents. However, in respect of the
adoption proceedings, conducted at a time when the first applicant still had
full responsibilities for X, according to the Court’s case-law, it is in
principle in a child’s interests to preserve family ties, save where weighty
reasons exist to justify severing those ties (see, for example,
A.K. and L.
v. Croatia,
cited above, § 49). In addition, on several occasions the Court
has accepted in the context of Article 8 of the Convention that parents who
did not have parental rights could apply to it on behalf of their minor
children (see
Scozzari and Giunta,
cited above, §§ 138-39), the key criterion
for the Court in these cases being the risk that some of the children’s
interests might not be brought to its attention and that they would be denied
effective protection of their Convention rights (see
mutatis mutandis,
Lambert and Others v. France
[GC], no. 46043/14, § 94, ECHR 2015
(extracts)).
158. Where an application has been lodged before it by a biological
parent on behalf of his or her child, the situation may nonetheless be that the
Court identifies conflicting interests between parent and child. A conflict of
interest is relevant to the question of whether an application lodged by one
person on behalf of another is admissible (see, for example,
Kruškić
v. Croatia
(dec.), no. 10140/13, §§ 101-02, 25 November 2014). The
Government have objected on such grounds in the instant case.
159. The Court considers that the question of a possible conflict of
interest between the first and second applicants overlaps and is closely
intertwined with those which it is called upon to examine when dealing with
the complaint, formulated by the first applicant on her own behalf and on
behalf of the second applicant, of violations of their right to respect for
family life under Article 8. It discerns no such conflict of interest in the
present case as would require it to dismiss the first applicant’s application
on behalf of the second applicant. Accordingly, the Government’s objection
must be dismissed.
B. Merits
1. The Chamber’s judgment
160. The Chamber was satisfied that the domestic proceedings
complained of were in accordance with 1992 Child Welfare Act and
pursued the legitimate aims of “the protection of health or morals” and the
“rights and freedoms” of X in accordance with Article 8 § 2 of the
Convention. As to the further question whether the disputed interference
was also “necessary”, the Chamber considered that the first applicant had
been fully involved in the domestic proceedings, seen as a whole, and that
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
56
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
the domestic decision-making process had been fair and capable of
safeguarding the applicants’ rights under Article 8. The majority of the
Chamber further observed that the City Court had been faced with the
difficult and sensitive task of striking a fair balance between the relevant
competing interests in a complex case. In the majority’s view, the City
Court had clearly been guided by the interests of X, notably his particular
need for security in his foster-home environment, given his psychological
vulnerability. Also taking into account the City Court’s conclusion that
there had been no positive development in the first applicant’s competence
in contact situations throughout the three years in which she had had contact
rights and the fact that the domestic authorities had had the benefit of direct
contact with all the persons concerned, the majority of the Chamber found
that there were such exceptional circumstances in the present case as could
justify the measures in question and that the domestic authorities had been
motivated by an overriding requirement pertaining to X’s best interests.
2. The parties’ submissions
(a) The applicants
161. The applicants submitted that in its judgment the Chamber had
failed to take account of the particular context concerning Norway, namely
that there was widespread criticism both nationally and internationally of
the Norwegian child welfare system, indicating a serious systemic problem.
162. Under the Court’s case-law, the margin-of-appreciation concept
was, in the applicants’ opinion, characterised by its casuistic nature. The
margin to be accorded to the competent national authorities would vary in
the light of the nature of the issues and the seriousness of the interests at
stake. It was well established that in cases relating to placement of children
in public care and adoption, the domestic authorities enjoyed a wide margin
of appreciation. However, the Court tended to hide behind the margin-of-
appreciation concept in a way which could to some extent undermine its
control and functions.
163. Given the nature and seriousness of the interference at stake, the
margin of appreciation ought to have been particularly narrow even in
regard to the first child-welfare measures that had been taken. The Chamber
majority had, moreover, not addressed the grounds for the extremely limited
contact rights that had been granted from the beginning.
164. It was clearly established in the Court’s case-law that the protection
of the biological family was a priority. The instant case concerned a very
young child; in such cases the authorities could act only on extraordinarily
compelling grounds. X’s particular vulnerability referred to by the domestic
authorities in their decisions had never been supported by concrete and
tangible evidence. Nor had his special care needs ever been explained, as
pointed out by the minority in the Chamber.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
57
165. Contact rights in Norway were notably restrictive and had been
denounced by the Court in several cases. Considering that limited contact
rights had a particularly detrimental impact in the first weeks, months and
years of an infant’s life, the facts of the instant case were particularly
shocking. The first applicant’s contact rights had been drastically limited
without objective reasons and over a very short space of time. The
imposition of extremely restricted access rights had destroyed any chance of
family reunification and had made it impossible for X to forge natural bonds
with the first applicant. Since the domestic authorities were directly
responsible for the family breakdown, the argument that X had had no
psychological bonds with his mother was unacceptable.
166. There had been a conflict between the first applicant, the foster
mother and the child welfare services; a conflict of that nature was hardly
exceptional and was readily understandable. The authorities had done
absolutely nothing to pacify the first applicant’s relations with the
authorities and the foster mother. On the contrary, the foster mother had
been present during all contact sessions, even though this had not been
ordered or permitted by any of the domestic decisions. The positive
obligation incumbent on the authorities under Article 8 of the Convention
required that they proposed altering the terms of the contact rights or took
decisions to that effect. The County Social Welfare Board and the City
Court had focused only on the short-term consequences of a separation of X
from his foster parents and had failed to consider the long-term impact on
him of a permanent separation from his biological mother. The domestic
authorities should have resorted to less intrusive measures.
167. The domestic authorities had not dealt with the case in good faith,
quite the contrary. The alleged lack of caring skills on the part of the first
applicant was firmly contradicted by the case-material. She could not be
blamed for having asked the same questions several times when at the
parent-child institution, and the institution’s staff had threatened her with
taking X into public care. While the expert reports contained global
formulas such as “a severe lack of the abilities that are required in the
mothering role”, “problems with emotional regulation” and “inadequate
basic parent skills”, these had not been substantiated. There had been no
concrete and tangible evidence to justify the alleged fundamental limitations
of the first applicant and her caring skills.
168. Old and new research on infant attachment suggested that the
domestic authorities had failed to abide by basic and fundamental
attachment principles to support reunification. They had not proved that
returning X to the first applicant would cause him serious problems.
(b) The Government
169. Overall, the Government invited the Grand Chamber to follow the
approach of the Chamber majority, which had been correct and exemplary
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
58
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
both in interpretation and application of Convention law. In contrast, they
cautioned against the Chamber minority’s attempt to carry out a “forensic
examination of the facts”: reassessing facts that had been established by the
national courts many years ago risked making the review arbitrary and was
contrary to the Court’s fourth-instance doctrine.
170. The Government argued that the domestic decision-making process
had been fair and capable of safeguarding the applicants’ rights under
Article 8 of the Convention. The case had been reviewed independently and
impartially by several levels of court.
171. The child’s best interests, which had changed over time, were
paramount. The first applicant sought to assert her right to family life, but
although she had submitted a claim that had to be assessed under Article 8
of the Convention, it was in essence not so much a claim for the protection
of existing “family life”, as an assertion of a biological right even under
circumstances involving little or no actual attachment. The second
applicant, X, also had a right under Article 8 to have his family life
protected. The question therefore arose as to whether his “family life”
consisted of his biological ties to the first applicant or of the only family life
that he had known, namely with the persons who had assumed care for him
since he was three weeks old and who, in his mind, were his actual parents.
172. The case involved competing interests, but there was no consensus
among the Contracting States as to the extent to which public authorities
could interfere with family life in the interests of the well-being of a child,
which suggested that they should be accorded a wider margin of
appreciation. In the case under consideration, the reasons given by the
domestic authorities for the impugned decisions had been relevant and
sufficient. X had been subjected to very serious neglect during the first
weeks of his life. The first applicant had subsequently failed to show any
development with regard to her approach to him. X was vulnerable to a
repetition of the same pattern of disturbances and reactions. If his care needs
were not met, there was a risk of retraumatisation and a reversal of positive
development with regard to his functioning. The first applicant had
continued to appear “completely devoid of any such empathy and
understanding” that would be called for should X be returned to her.
173. The domestic authorities had complied with their positive
obligations. The first applicant had not accepted help from the child welfare
services. The authorities had also taken note of her recent marriage and
second child, but those developments had not been sufficient to outweigh
the necessity of the impugned measures. The Chamber minority had
erroneously assumed that the inquiry made by the child welfare services in
the municipality to which the first applicant had moved had disclosed “no
shortcomings”.
174. The Chamber minority had disregarded Article 35 § 1 of the
Convention and had “reopened” earlier cases. In doing so, the minority had
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
59
wrongfully applied the standard of a “stricter scrutiny”, not merely to the
adoption decision, but also to the prior decisions relating to the taking into
care of X. In addition, the minority had erred with respect to the facts. There
had been a previous order awarding the minimum legal contact rights;
further contact had not been precluded had this been in X’s best interest.
However, three experts had concluded that there had been no positive
development whatsoever in the relationship between X and the first
applicant. Rather than availing herself of the supportive measures, the first
applicant had continued to use the contact sessions as an arena for
cultivating her opinion that she had been a victim of injustice, instead of
focusing on X. It had been primarily in the first applicant’s and her family’s
view that there had been a “conflict” between the first applicant, the child
welfare services and the foster mother.
175. In short, the circumstances had been exceptional and the impugned
decisions had clearly been motivated by an overriding requirement
pertaining to X’s best interests. The City Court had succeeded in its difficult
and sensitive task of striking a fair balance between the relevant competing
interests in a complex case.
3. Third-party comments
(a) The Government of Belgium
176. The Government of Belgium stated that, while perceptions varied
as to what manner of intervention with respect to child welfare was
appropriate, Belgian legislation did not allow for adoption contrary to the
biological parents’ wishes. They further submitted that domestic authorities
in cases such as the present one had to balance the best interests of the child
against the interests of the biological parents. The Belgian Government
went on to express a number of considerations as to the facts as they had
been restated in the Chamber judgment, and highlighted that these differed
from those in the case of
Aune,
cited above.
(b) The Government of Bulgaria
177. The Government of Bulgaria submitted that the child welfare case
should be reviewed in its entirety because earlier decisions such as on
placement in care and contact rights were intrinsically linked to the adoption
proceedings. The Contracting Parties had a wide margin of appreciation
when deciding on placement in public care, but a stricter scrutiny was called
for in respect of any further limitations. When further limitations were
involved, the Court was called upon not only to examine the procedural
aspects of the decision-making process, but to go beyond the form, if
necessary, and assess the substance of the case. Furthermore, the Bulgarian
Government emphasised the positive duty to make concrete efforts to
facilitate family reunification as soon as reasonably feasible and stressed
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
60
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
that it was not enough to show that a child could be placed in a more
beneficial environment for his upbringing.
(c) The Government of the Czech Republic
178. The Government of the Czech Republic focused mainly on the
approach of the respective authorities after emergency or permanent
placements of children in foster care, since, they submitted, immediate
active work with the biological families after the placement as well as the
frequency of contact between the children and their biological parents
appeared to be crucial factors in maintaining original family ties.
179. They further stressed that when assessing the compliance of
authorities with their obligations under Article 8 of the Convention, the
situation of all members of the family must be taken into account. There
was a broad consensus, including in international law, that in all decisions
concerning children, their best interests must be paramount. However, the
“best interests” principle was not designed to be a kind of “trump card”.
Article 8 covered both the best interests of the child and the right of the
parents to be assisted by the State in staying or being reunited with their
children. The child welfare systems should not disregard the existence of the
biological parents’ rights, which should be duly taken into account and
balanced against the best interests of the child, rather than minimised to the
point of being ignored.
180. In addition, the Government of the Czech Republic emphasised the
importance of contact between biological parents and their child in public
care and other measures to reunite the family,
inter alia,
in order to ensure
that a taking into care remained a temporary measure: restrictions on contact
could be the starting point of the child’s alienation from his or her biological
family and, thus, of the impossibility for the family to reunite. In order for
the effort to reunite the family to be serious, contact would have to occur
several times a week, even under supervision or with assistance, and
increase in time up to daily visits. If that were the case, it would be possible
to talk about a slow establishment of a bond between the child and their
biological parents. Speedy procedures were also required.
181. As to adoption, they maintained that the Court must strike a balance
between the rights of the biological and the adoptive parents. The best
interests of the child had to be assessed on an
ad hoc
basis that sometimes
conflicted with other interests involved: there were other rights that had to
be taken into account when determining whether or not a child should be
considered adoptable.
(d) The Government of Denmark
182. The Government of Denmark argued that the domestic authorities
had made a comprehensive and thorough evaluation of the matter, and the
Court’s assessment should be limited to an assessment of the decision-
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
61
making process. The Court should not, as had the Chamber minority, carry
out a “forensic examination of the facts” and substitute its own assessment
for that of the domestic courts, who had undertaken a balancing exercise in
conformity with the criteria laid down in Article 8 of the Convention and
the Court’s jurisprudence.
183. The Chamber majority had made a correct assessment of the matter
and there were no strong reasons why the Court should reassess the facts of
the case as a fourth-instance tribunal several years after the incidents and
based on documentary evidence presented to the Court. Reference was
made to paragraph 28(c) of the Copenhagen Declaration. By expressing a
dissenting opinion implying an entirely new assessment, the Chamber
minority had attempted to don the mantle of a fourth-instance tribunal. The
domestic authorities had clearly demonstrated that they had made a
thorough assessment of the matter comprising a comprehensive balancing of
opposing interests and had shown an understanding of the fact that the case
concerned far-reaching intrusions into family and private life, and had also
taken into account Article 8 of the Convention and loyally applied the
criteria laid down in the Court’s jurisprudence.
(e) The Government of Italy
184. The Government of Italy submitted that the first applicant’s
interests did not necessarily align with those of X. If the Court wanted to
ensure that X’s interests were looked after, it could indicate to the
respondent Government that counsel should be appointed for him.
Moreover, the Italian Government argued that the decisions taken prior to
that concerning X’s adoption had become final and if the Court were to
re-examine them now in connection with the complaint against the adoption
decision, this would run counter to Article 35 of the Convention. Those
prior decisions were only facts and ought to be treated as such.
185. In addition, the Italian Government emphasised that there was no
European consensus on the topic of protecting parents and children’s rights
to respect for their family life; the Contracting Parties had a wide margin of
appreciation. There were examples in the Court’s jurisprudence of cases that
had been approached in contradiction to the general principles usually set
out by the Court, cases where the Court had taken on a fourth-instance role
and examined whether there existed circumstances justifying the removal of
the child – which was linked to the idea of a “forensic examination of the
facts” mentioned in the dissenting opinion in the Chamber judgment – as
well as cases in which the Court had assumed that the best interests of the
child coincided with those of his or her biological parents.
186. As to the best interests of the child, the Italian Government
emphasised that in the relevant international materials a child was
considered to be neglected when the parents did not maintain the necessary
relations for his or her upbringing or development, or provide psychological
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
62
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
and material assistance. In that connection the Italian Government raised
issues with long-term care; children in care lived in limbo between
biological parents and substitute carers, with resulting problems such as
loyalty conflicts. References were made to
Barnea and Caldararu v. Italy,
no. 37931/15, 22 June 2017 and
Paradiso and Campanelli v. Italy
[GC],
no. 25358/12, 24 January 2017. Specialists and experts had emphasised that
it was not a rule that biological family ties should be preserved, and that
should only be the case where it represented a benefit to the child in the
specific case. Only the national decision-makers could carry out the
necessary assessment of that individual question. The Court did not have the
necessary tools to be a fourth-instance tribunal and carry out a “forensic
examination of the facts”.
(f) The Government of Slovakia
187. The Government of Slovakia submitted that the Court’s case-law
was perfectly clear in that it primarily protected the biological family.
Placing a child in foster care was an extreme measure and domestic
authorities were required to adopt other measures if such were able to
achieve the pursued aim. In particular, where a decision had been explained
in terms of a need to protect the child from danger, the existence of such a
danger should be actually established. Simultaneously, taking a child into
care should be regarded as a temporary measure, to be discontinued as soon
as circumstances permitted, and any measure of implementation should be
consistent with the ultimate aim of reuniting the natural parent with his or
her child.
188. The Slovakian Government made further comments on a case in
which Slovak citizens had been affected by child welfare measures and on
international concern about child welfare measures adopted in the
respondent State.
(g) The Government of the United Kingdom
189. The Government of the United Kingdom submitted that in cases
such as the present the Court ought in principle to focus on the adequacy of
the procedures and sufficiency of the reasons adopted by the domestic
authorities, rather than undertake a
de novo
analysis of the facts.
190. The Court had enumerated a number of identifiable factors that
were likely to be relevant in a case such as the present. The UK Government
noted, in particular, that permanency was an inherent part of any adoption
decision, and that a balancing of interests was required, but guided by the
paramountcy of the best interests of the child. The child’s bonds to his or
her
de facto
family were therefore to be considered, and Article 8 of the
Convention did not require that domestic authorities make endless attempts
at family reunification.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
63
191. With respect to subsidiarity, the UK Government pointed to
paragraph 28 of the Copenhagen Declaration. In cases such as the present,
account should be taken of the relative expertise and involvement of the
domestic authorities compared with the Court, the level of participation of
the parties affected by the domestic process, and the level of consensus
amongst Contracting States. The seriousness of the intervention at issue was
also relevant, but a closer scrutiny could not entail a fresh assessment of the
facts and particularly not if considerable time had elapsed since the decision
under review. The Chamber minority could be understood as seeking to
establish that the Court should undertake its own assessment of the
underlying facts, rather than reviewing the decisions, particularly by its
reference to the need for “a forensic examination of the facts” and by
indications that the dissenting judges envisaged that the Court itself should
render a “substantive” decision. The Grand Chamber was invited to reject
this approach; as had been stated by the Chamber majority, the Court was
required to consider whether the domestic authorities had adduced relevant
and sufficient reasons for their decisions, but only the domestic authorities
were in a position to determine what was in the child’s best interests.
(h) ADF International
192. ADF International submitted that family was internationally
recognised as the fundamental group of society and of particular importance
to children. According to the Court’s case-law, the Contracting Parties were
required to organise their child welfare services in a manner aimed at
facilitating family reunification, unless there was clear evidence of danger
to the child’s welfare. Furthermore, ADF International emphasised the duty
to maintain contact between parents and children and to provide practical
assistance to families.
(i) The AIMMF
193. The AIMMF emphasised the importance of personal participation
of the natural parent, with legal assistance, before the domestic authorities,
as had been the case for the first applicant. In addition to making some
comments on the emergency decision, the organisation also highlighted the
need for the child to have legal assistance in order to ensure that his or her
best interests be protected.
194. Furthermore, the AIMMF submitted that the multi-disciplinary
composition of the County Social Welfare Board and the City Court was a
particularly important aspect that had also been highlighted by the Court in
Paradiso and Campanelli,
cited above, § 212. Decision-makers with
multi-disciplinary competences formed a crucial aspect of a justice system
adapted for children.
195. Moreover, the organisation emphasised the importance of bearing
in mind that this case concerned X specifically, and solutions had to be
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
64
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
found for him in the light of his vulnerability and history, including the
experiences with contact sessions and his ties to the foster parents. Based on
the Chamber judgment, the Chamber majority had shown a greater
understanding of X’s needs than what was reflected in the dissenting
opinion. It was precisely on the basis of X’s individual circumstances and
history that the domestic authorities had arrived at the conclusion that it was
in his best interests to strengthen his relations with the foster parents.
(j) The AIRE Centre
196. The AIRE Centre invited the Court to reiterate that the Convention
was a “living instrument” and that the evolving nature of children’s rights
under the Convention on the Rights of the Child had to be taken into
account.
197. As to the assessment of the child’s best interests, the organisation
emphasised the importance of family unity and the child’s right to be heard,
as protected by Article 12 of the Convention on the Rights of the Child.
With respect to the thresholds for removal and adoption of a child, the
organisation reiterated the principles relevant to the questions of necessity
and proportionality. It further pointed to the need for both legal certainty
and flexibility, and highlighted “adoption
simple”
or long-term fostering as
alternatives to a “closed” adoption. While it could be that in very
exceptional circumstances it would not be in a child’s best interests to retain
contact with the birth parents (for example, when those parents had been
operating a paedophile ring or engaging in child trafficking or serial child
abuse), this conclusion should not flow automatically from the decision that
the child needed a stable, permanent home that was not with the birth
parents.
198. The AIRE Centre further submitted that children of parents with
intellectual disabilities were commonly taken away as infants, with neglect
such as slow weight gain, general failure to thrive, and lack of
understanding of children’s needs, as the primary concern. Parents with
intellectual disabilities had the right to support and,
inter alia,
General
Comment No. 14 (2013) to the Convention on the Rights of the Child
stressed this positive obligation.
(k) The adoptive parents
199. X’s adoptive parents submitted that his representation before the
Court raised a crucial question in the case. The principle of the best interests
of the child had also to be applied to the procedural rules of representation.
Under the Court’s case-law, the rules relating to representation of children
had been flexible and applied so as to ensure that all relevant interests
would be brought to the Court’s attention. Allowing the natural parents to
represent a child who had a protected family life with foster or adoptive
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
65
parents did not ensure an effective protection of the child’s rights under the
Convention.
200. According to the Court’s case-law, “family life” was essentially a
question of fact. Striking a fair balance between the public interest and the
many different private interests at play had been emphasised by the Court as
particularly important in a case where the child had developed family ties
with two different families. Reference was made to,
inter alia, Moretti and
Benedetti v. Italy,
no. 16318/07, 27 April 2010. Due regard also had to be
given to other ties that had formed, for instance with siblings.
201. Furthermore, the Court’s case-law had established the principle of
the best interests of the child as the paramount consideration and the
decisive factor in cases relating to the placement in public care and adoption
of children. The Grand Chamber should seek to combine the case-law
concerning family life between the child and the foster parents and that
concerning the paramountcy of the best interests of the child in the instant
case.
4. The Court’s considerations
(a) General principles
202. The first paragraph of Article 8 of the Convention guarantees to
everyone the right to respect for his or her family life. As is well established
in the Court’s case-law, the mutual enjoyment by parent and child of each
other’s company constitutes a fundamental element of family life, and
domestic measures hindering such enjoyment amount to an interference
with the right protected by this provision. Any such interference constitutes
a violation of this Article unless it is “in accordance with the law”, pursues
an aim or aims that is or are legitimate under its second paragraph and can
be regarded as “necessary in a democratic society” (see, among other
authorities,
K. and T. v. Finland
[GC], no. 25702/94, § 151, ECHR
2001-VII; and
Johansen,
cited above, § 52).
203. In determining whether the latter condition was fulfilled, the Court
will consider whether, in the light of the case as a whole, the reasons
adduced to justify that measure were relevant and sufficient for the purposes
of paragraph 2 of Article 8 (see, among many other authorities,
Paradiso
and Campanelli,
cited above, § 179). The notion of necessity further implies
that the interference corresponds to a pressing social need and, in particular,
that it is proportionate to the legitimate aim pursued, regard being had to the
fair balance which has to be struck between the relevant competing interests
(ibid., § 181).
204. In so far as the family life of a child is concerned, the Court
reiterates that there is a broad consensus, including in international law, in
support of the idea that in all decisions concerning children, their best
interests are of paramount importance (see, among other authorities,
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
66
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
Neulinger and Shuruk v. Switzerland
[GC], no. 41615/07, § 135, ECHR
2010). Indeed, the Court has emphasised that in cases involving the care of
children and contact restrictions, the child’s interests must come before all
other considerations (see
Jovanovic,
cited above, § 77, and
Gnahoré
v. France,
no. 40031/98, § 59, ECHR 2000-IX).
205. At the same time, it should be noted that regard for family unity
and for family reunification in the event of separation are inherent
considerations in the right to respect for family life under Article 8.
Accordingly, in the case of imposition of public care restricting family life,
a positive duty lies on the authorities to take measures to facilitate family
reunification as soon as reasonably feasible (K.
and T. v. Finland,
cited
above, § 178).
206. In instances where the respective interests of a child and those of
the parents come into conflict, Article 8 requires that the domestic
authorities should strike a fair balance between those interests and that, in
the balancing process, particular importance should be attached to the best
interests of the child which, depending on their nature and seriousness, may
override those of the parents (see, for instance,
Sommerfeld v. Germany
[GC], no. 31871/96, § 64, ECHR 2003-VIII (extracts)), and the references
therein).
207. Generally, the best interests of the child dictate, on the one hand,
that the child’s ties with its family must be maintained, except in cases
where the family has proved particularly unfit, since severing those ties
means cutting a child off from its roots. It follows that family ties may only
be severed in very exceptional circumstances and that everything must be
done to preserve personal relations and, if and when appropriate, to
“rebuild” the family (see
Gnahoré,
cited above, § 59). On the other hand, it
is clearly also in the child’s interest to ensure its development in a sound
environment, and a parent cannot be entitled under Article 8 to have such
measures taken as would harm the child’s health and development (see,
among many other authorities,
Neulinger and Shuruk,
cited above, § 136;
Elsholz v. Germany
[GC], no. 25735/94, § 50, ECHR 2000-VIII; and
Maršálek v. the Czech Republic,
no. 8153/04, § 71, 4 April 2006). An
important international consensus exists to the effect that a child shall not be
separated from his or her parents against their will, except when competent
authorities subject to judicial review determine, in accordance with
applicable law and procedures, that such separation is necessary for the best
interests of the child (see Article 9 § 1 of the United Nations Convention on
the Rights of the Child, recited in paragraph 134 above). In addition, it is
incumbent on the Contracting States to put in place practical and effective
procedural safeguards for the protection of the best interests of the child and
to ensure their implementation (see the United Nations Committee on the
Rights of the Child General Comment No. 14 (2013) on the right of the
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
67
child to have his or her best interests taken as a primary consideration,
paragraphs 85 and 87, quoted at paragraph 136 above).
208. Another guiding principle is that a care order should be regarded as
a temporary measure, to be discontinued as soon as circumstances permit,
and that any measures implementing temporary care should be consistent
with the ultimate aim of reuniting the natural parents and the child (see, for
instance,
Olsson v. Sweden (no. 1),
24 March 1988, § 81, Series A no. 130).
The above-mentioned positive duty to take measures to facilitate family
reunification as soon as reasonably feasible will begin to weigh on the
competent authorities with progressively increasing force as from the
commencement of the period of care, subject always to its being balanced
against the duty to consider the best interests of the child (see, for example,
K. and T. v. Finland,
cited above, § 178). In this type of case the adequacy
of a measure is to be judged by the swiftness of its implementation, as the
passage of time can have irremediable consequences for relations between
the child and the parent with whom it does not live (see,
inter alia, S.H.
v. Italy,
no. 52557/14, § 42, 13 October 2015). Thus, where the authorities
are responsible for a situation of family breakdown because they have failed
in their above-mentioned obligation, they may not base a decision to
authorise adoption on the grounds of the absence of bonds between the
parents and the child (see
Pontes v. Portugal,
no. 19554/09, §§ 92 and 99,
10 April 2012). Furthermore, the ties between members of a family and the
prospects of their successful reunification will perforce be weakened if
impediments are placed in the way of their having easy and regular access
to each other (see
Scozzari and Giunta,
cited above, § 174; and
Olsson
(No. 1),
cited above, § 81). However, when a considerable period of time
has passed since the child was originally taken into public care, the interest
of a child not to have his or her
de facto
family situation changed again may
override the interests of the parents to have their family reunited (see
K. and
T. v. Finland,
cited above, § 155).
209. As regards replacing a foster home arrangement with a more far-
reaching measure such as deprivation of parental responsibilities and
authorisation of adoption, with the consequence that the applicants’ legal
ties with the child are definitively severed, it is to be reiterated that “such
measures should only be applied in exceptional circumstances and could
only be justified if they were motivated by an overriding requirement
pertaining to the child’s best interests” (see, for example,
Johansen,
cited
above, § 78, and
Aune,
cited above, § 66). It is in the very nature of
adoption that no real prospects for rehabilitation or family reunification
exist and that it is instead in the child’s best interests that he or she be
placed permanently in a new family (see
R. and H. v. the United Kingdom,
no. 35348/06, § 88, 31 May 2011).
210. In determining whether the reasons for the impugned measures
were relevant and sufficient for the purpose of paragraph 2 of Article 8 of
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
68
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
the Convention, the Court will have regard to the fact that perceptions as to
the appropriateness of intervention by public authorities in the care of
children vary from one Contracting State to another, depending on such
factors as traditions relating to the role of the family and to State
intervention in family affairs and the availability of resources for public
measures in this particular area. However, consideration of what is in the
best interests of the child is in every case of crucial importance. Moreover,
it must be borne in mind that the national authorities have the benefit of
direct contact with all the persons concerned, often at the very stage when
care measures are being envisaged or immediately after their
implementation. It follows from these considerations that the Court’s task is
not to substitute itself for the domestic authorities in the exercise of their
responsibilities for the regulation of the care of children and the rights of
parents whose children have been taken into public care, but rather to
review under the Convention the decisions taken by those authorities in the
exercise of their power of appreciation (see, for example,
K. and T.
v. Finland,
cited above, § 154; and
Johansen,
cited above, § 64).
211. The margin of appreciation to be accorded to the competent
national authorities will vary in the light of the nature of the issues and the
seriousness of the interests at stake, such as, on the one hand, the
importance of protecting a child in a situation which is assessed as seriously
threatening his or her health or development and, on the other hand, the aim
to reunite the family as soon as circumstances permit. The Court thus
recognises that the authorities enjoy a wide margin of appreciation in
assessing the necessity of taking a child into care (see, for example,
K. and
T. v. Finland,
cited above, § 155; and
Johansen,
cited above, § 64).
However, this margin is not unfettered. For example, the Court has in
certain instances attached weight to whether the authorities, before taking a
child into public care, had first attempted to take less drastic measures, such
as supportive or preventive ones, and whether these had proved
unsuccessful (see, for example,
Olsson (no. 1),
cited above, §§ 72-74;
R.M.S. v. Spain,
no. 28775/12, § 86, 18 June 2013, § 86; and
Kutzner
v. Germany,
no. 46544/99, § 75, ECHR 2002-I). A stricter scrutiny is called
for in respect of any further limitations, such as restrictions placed by the
authorities on parental rights of access, and of any legal safeguards designed
to secure an effective protection of the right of parents and children to
respect for their family life. Such further limitations entail the danger that
the family relations between the parents and a young child are effectively
curtailed (see
K. and T. v. Finland,
cited above, ibid., and
Johansen,
cited
above, ibid.).
212. In cases relating to public-care measures, the Court will further
have regard to the authorities’ decision-making process, to determine
whether it has been conducted such as to secure that the views and interests
of the natural parents are made known to and duly taken into account by the
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
69
authorities and that they are able to exercise in due time any remedies
available to them (see, for instance,
W. v. the United Kingdom,
8 July 1987,
§ 63, Series A no. 121, and
Elsholz,
cited above, § 52). What has to be
determined is whether, having regard to the particular circumstances of the
case and notably the serious nature of the decisions to be taken, the parents
have been involved in the decision-making process, seen as a whole, to a
degree sufficient to provide them with the requisite protection of their
interests and have been able fully to present their case (see, for example,
W. v. the United Kingdom,
cited above, § 64;
T.P. and K.M. v. the United
Kingdom
[GC], no. 28945/95, § 72, ECHR 2001-V (extracts);
Neulinger
and Shuruk,
cited above, § 139; and
Y.C. v. the United Kingdom,
no. 4547/10, § 138, 13 March 2012). From the foregoing considerations it
follows that natural parents’ exercise of judicial remedies with a view to
obtaining family reunification with their child cannot as such be held
against them. In addition, in cases of this kind there is always the danger
that any procedural delay will result in the
de facto
determination of the
issue submitted to the court before it has held its hearing. Equally, effective
respect for family life requires that future relations between parent and child
be determined solely in the light of all relevant considerations and not by
the mere effluxion of time (see
W. v. the United Kingdom.,
cited above,
§ 65).
213. Whether the decision-making process sufficiently protected a
parent’s interests depends on the particular circumstances of each case (see,
for example,
Sommerfeld,
cited above, § 68). With a view to its examination
of the present instance, the Court observes that in the aforementioned case it
was called upon to examine the issue of ordering a psychological report on
the possibilities of establishing contact between the child and the applicant.
It observed that as a general rule it was for the national courts to assess the
evidence before them, including the means to ascertain the relevant facts
(see
Vidal v. Belgium,
22 April 1992, § 33, Series A no. 235-B). It would be
going too far to say that domestic courts are always required to involve a
psychological expert on the issue of awarding contact to a parent not having
custody, but this issue depends on the specific circumstances of each case,
having due regard to the age and maturity of the child concerned (see
Sommerfeld,
cited above, § 71).
(b) Application of those principles to the present case
214. It is common ground between the parties, and the Court finds it
unequivocally established, that the impugned decisions taken in the
proceedings instituted by the first applicant on 29 April 2011 (see
paragraph 81 above), starting with the Board’s decision of 8 December 2011
and ending with the Supreme Court Appeals Board’s decision of
15 October 2012, entailed an interference with the applicants’ right to
respect for their family life under the first paragraph of Article 8. It is
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
70
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
further undisputed that they were taken in accordance with the law, namely
the Child Welfare Act (see paragraph 122 above), and pursued legitimate
aims, namely the “protection of health or morals” and “rights and freedoms”
of X. The Court sees no reason to hold otherwise. The interference thus
fulfilled two of the three conditions of justification envisaged by the second
paragraph of Article 8. The dispute in the present case relates to the third
condition: whether the interference was “necessary in a democratic society”.
215. Bearing in mind the limitations on the scope of its examination as
described in paragraphs 147 to 148 above, the Court will centre its
examination on the City Court’s review as reflected in its judgment of
22 February 2012, which ultimately gained legal force on 15 October 2012
when the Supreme Court Appeals Board dismissed the first applicant’s
appeal (see paragraphs 98-113, 118 and 121 above).
216. At the outset the Court notes that the City Court’s bench was
composed of a professional judge, a lay person and a psychologist. It held a
three-day hearing that the first applicant attended together with her legal-aid
counsel and in which twenty-one witnesses, including experts, gave
testimony (see paragraph 98 above). In addition, the Court notes that the
City Court acted as an appeal instance and that proceedings similar to those
before that court had previously been conducted, and similarly extensive
reasons given, by the County Social Welfare Board, which had also had a
composition similar to that of the City Court (see paragraphs 89-95 above).
The City Court’s judgment was subject to review in leave-to-appeal
proceedings before the High Court (see paragraphs 114-18 above), which
were in turn examined by the Supreme Court Appeals Board (see
paragraphs 119-21 above).
217. In its judgment the City Court decided not to lift the care order for
X, to deprive the first applicant of her parental responsibilities for him and
to authorise his adoption by his foster parents, in accordance with
sections 4-21 and 4-20 of the Child Welfare Act respectively (see
paragraph 122 above). While observing that the City Court relied on several
grounds in order to justify its decisions, the Court notes that under the
aforementioned provisions a central condition for the imposition of the
impugned measures related to the natural parent’s ability to assume care.
Thus, pursuant to section 4-21, a precondition for revoking the care order
was the high probability that the parent would be able to provide the child
with proper care. Under section 4-20, consent to adoption could be given if
it had to be regarded as probable that the parent would be permanently
unable to provide the child with proper care.
218. The City Court assessed that issue primarily in the part of its
reasoning devoted to the applicant’s request to have the care order lifted,
which can be summarised as follows. Her situation had improved in some
areas (see paragraph 100 above). However, X was a vulnerable child who
had shown emotional reactions in connection with the contact sessions (see
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
71
paragraphs 101-02 above). The evidence adduced had clearly shown that the
first applicant’s fundamental limitations at the time of the High Court’s
judgment in the previous set of proceedings still persisted. She had not
improved her ability to handle contact situations; she had affirmed that she
would fight until the child was returned to her; and she had stated that she
did not consider that public exposure and repeated legal proceedings could
be harmful for the child in the long term (see paragraphs 103-04 above).
Moreover, the experts who had testified in court, other than K.M., had
advised against returning X to his mother (see paragraph 105 above). There
was no reason to consider in further detail any other arguments regarding
the first applicant’s ability to provide care, since returning X to her was in
any event not an option owing to the serious problems it would cause him to
be moved from the foster home (see paragraph 106 above).
219. In deciding on the child welfare services’ application for removal
of the first applicant’s parental responsibilities in respect of X and
authorisation of the latter’s adoption, the City Court endorsed the Board’s
reasoning regarding the alternative criteria in letter (a) of section 4-20 of the
Child Welfare Act, namely that it had to be regarded as probable that the
first applicant would be permanently unable to provide X with proper care
or that X had become so attached to his foster home and the environment
there that, on the basis of an overall assessment, removing him could cause
him serious problems (see paragraph 108 above). In so far as the question of
caring skills is concerned, the following findings of the Board are
noteworthy in this context. There was nothing to indicate that the first
applicant’s caring skills had improved since the High Court’s judgment of
22 April 2010. She had not realised that she had neglected X and was
unable to focus on the child and what was best for him. Whilst note had
been taken of the information that the first applicant had married and had
had a second child, this was not decisive in respect of her capacity to care
for X. He was a particularly vulnerable child and had experienced serious
and life-threatening neglect during the first three weeks of his life. The
Board had also taken account of the experience during the contact sessions.
Moreover, since X had lived in the foster home for three years and did not
know the first applicant, returning him to her would require a great capacity
to empathise with and understand him and the problems that he would
experience. Yet the first applicant and her family were completely devoid of
any such empathy and understanding (see paragraph 90 above).
220. The Court is fully conscious of the primordial interest of the child
in the decision-making process. However, the process leading to the
withdrawal of parental responsibilities and consent to adoption shows that
the domestic authorities did not attempt to perform a genuine balancing
exercise between the interests of the child and his biological family (see
paragraphs 207 and 208 above), but focused on the child’s interests instead
of trying to combine both sets of interests, and moreover did not seriously
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
72
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
contemplate any possibility of the child’s reunification with his biological
family. In this context, the Court, in particular, is not persuaded that the
competent domestic authorities duly considered the potential significance of
the fact that at the time when the first applicant applied to have the care
order lifted or, in the alternative, to be granted extended contact rights she
was going through substantial changes in her life: in the same summer and
autumn as the impugned proceedings commenced she married and had a
second child. In this regard, as the City Court’s decision was largely
premised on an assessment of the first applicant’s lack of capacity to
provide care, the factual basis on which it relied in making that assessment
appears to disclose several shortcomings in the decision-making process.
221. The Court notes that the decisions under consideration had been
taken in a context where there had only been very limited contact between
the first applicant and X. The Board, in its decision of 2 March 2009, and
the High Court, in its judgment of 22 April 2010 (overturning the City
Court’s judgment of 19 August 2009), had relied on the consideration that it
was most likely that the foster care arrangement would be a long-term one,
and that X would grow up in the foster home (see paragraphs 31, 43 and 75
above). The High Court stated that contact sessions could thus serve as a
means of maintaining contact between the mother and son, so that he would
be familiar with his roots. The purpose was not to establish a relationship
with a view to the child’s future return to the care of his biological mother
(ibid.). As regards the implementation of the contact arrangements, the
Court also notes that these had not been particularly conducive to letting the
first applicant freely bond with X, for example with regard to where the
sessions had been held and who had been present. Although the contact
sessions had often not worked well, it appears that little was done to try out
alternative arrangements for implementing contact. In short, the Court
considers that the sparse contact that had taken place between the applicants
since X was taken into foster care had provided limited evidence from
which to draw clear conclusions with respect to the first applicant’s caring
skills.
222. Furthermore, the Court regards it as significant that there were no
updated expert reports since those that had been ordered during the previous
proceedings between 2009 and 2010 relating to the taking into public care.
Those were the report by psychologist B.S. and family therapist E.W.A,
ordered by the child welfare services and concerning X’s reactions to the
contact sessions in the beginning of September 2009 (see paragraph 58
above), and the report by psychologist M.S., who had been appointed by the
High Court on 15 November 2009 (see paragraph 61 above). The former
dated back to 20 February 2010 and the latter to 3 March 2010 (see
paragraphs 62 and 63 above respectively). When the City Court delivered its
judgment on 22 February 2012, both reports were two years old. Indeed,
alongside other witnesses such as family members, psychologists B.S. and
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
73
M.S. also gave evidence during the hearing held by the City Court in 2012
(see paragraph 98 above). However, the two psychologists had not carried
out any examinations since those prior to their reports dating back to early
2010 and only one of the reports, the one by psychologist M.S., had been
based on observations of the interplay between the applicants, and then only
on two occasions (see paragraph 63 above).
223. The Court does not overlook the fact that the child welfare services
had sought information from the first applicant concerning her new family
that she apparently refused to provide (see paragraphs 85 and 115 above).
At the same time it notes that counsel for the first applicant had expressly
requested that a new expert assessment be made but that the High Court
dismissed the request (see paragraphs 114 and 118 above). Nor had the City
Court ordered a new expert examination
proprio motu
in the course of the
proceedings before it. While it would generally be for the domestic
authorities to decide whether expert reports were needed (see, for example,
Sommerfeld,
cited above, § 71), the Court considers that the lack of a fresh
expert examination substantially limited the factual assessment of the first
applicant’s new situation and her caring skills at the material time. In those
circumstances, contrary to what the City Court seems to suggest, it could
not reasonably be held against her that she had failed to appreciate that
repeated legal proceedings could be harmful for the child in the long run
(see paragraphs 104 and 218 above).
224. In addition, from the City Court’s reasoning it transpires that in
assessing the first applicant’s caring skills it had paid particular regard to
X’s special care needs, seen in the light of his vulnerability. However,
whereas X’s vulnerability had formed a central reason for the initial
decision to place him in foster care (see, for instance, paragraphs 31 and 42
above), the City Court’s judgment contained no information on how that
vulnerability could have continued despite the fact that he had lived in foster
care since the age of three weeks. It also contained barely any analysis of
the nature of his vulnerability, beyond a brief description by experts that X
was easily stressed and needed a lot of quiet, security and support, and
stating his resistance to and resignation toward having contact with the first
applicant, notably when faced with her emotional outbursts (see
paragraphs 101 to 102 above). In the view of the Court, having regard to the
seriousness of the interests at stake, it was incumbent on the competent
authorities to assess X’s vulnerability in more detail in the proceedings
under review.
225. Against this background, taking particular account of the limited
evidence that could be drawn from the contact sessions that had been
implemented (see paragraph 221 above), in conjunction with the failure –
notwithstanding the first applicant’s new family situation – to order a fresh
expert examination into her capacity to provide proper care and the central
importance of this factor in the City Court’s assessment (see
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
74
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
paragraphs 222-3 above) and also of the lack of reasoning with regard to
X’s continued vulnerability (see paragraph 224 above), the Court does not
consider that the decision-making process leading to the impugned decision
of 22 February 2012 was conducted so as to ensure that all views and
interests of the applicants were duly taken into account. It is thus not
satisfied that the said procedure was accompanied by safeguards that were
commensurate with the gravity of the interference and the seriousness of the
interests at stake.
226. In the light of the above factors, the Court concludes that there has
been a violation of Article 8 of the Convention in respect of both applicants.
II. APPLICATION OF ARTICLE 41 OF THE CONVENTION
227. Article 41 of the Convention provides:
“If the Court finds that there has been a violation of the Convention or the Protocols
thereto, and if the internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford just satisfaction to
the injured party.”
A. Damage
228. The applicants each claimed 25,000 euros (EUR) in respect of
non-pecuniary damage.
229. The Government asked the Court, in the event of a finding of a
violation, to afford just satisfaction within the limits of Article 41 of the
Convention.
230. The Court considers that awarding damages to the first applicant is
appropriate in this case, having regard to the anguish and distress that she
must have experienced as a result of the procedures relating to her claim to
have X returned and the child welfare services’ application to have her
parental responsibilities for X withdrawn and his adoption authorised. It
awards the first applicant EUR 25,000 under this head. In respect of X,
having regard to his age at the relevant time and to the fact that he did not
experience the procedures in question in the same way as the first applicant,
the Court finds that a finding of violation can be regarded as sufficient just
satisfaction.
B. Costs and expenses
231. The applicants also claimed EUR 50,000 for the costs and expenses
incurred before the domestic authorities and the Chamber and EUR 9,564
for those incurred before the Grand Chamber.
232. The Government asked the Court, in the event of a violation, to
afford just satisfaction within the limits of Article 41 of the Convention.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
75
233. According to the Court’s case-law, an applicant is entitled to the
reimbursement of costs and expenses only in so far as it has been shown
that these have been actually and necessarily incurred and are reasonable as
to quantum.
234. In the present case, regard being had to the documents in its
possession and the above criteria, the Court rejects the claim for costs and
expenses in the domestic proceedings and before the Chamber, since the
applicants have not shown that these expenses were actually incurred. As to
the costs and expenses before the Grand Chamber, the Court observes that
apart from travel expenses, the claim is submitted with reference to a
contingency (no-win no-fee) arrangement, according to which the first
applicant is obliged to pay counsel EUR 9,000 in the event of “success
before the European Court of Human Rights”. Agreements of this nature –
giving rise to obligations solely between lawyer and client – cannot bind the
Court, which must assess the level of costs and expenses to be awarded with
reference not only to whether the costs are actually incurred but also to
whether they have been reasonably incurred (see, for example,
Iatridis
v. Greece
(just satisfaction) [GC], no. 31107/96, § 55, ECHR 2000-XI).
Accordingly, the Court must as a basis for its assessment examine the other
information provided by the applicants in support of their claim. In
accordance with Rule 60 § 2 of the Rules of Court, itemised particulars of
all claims must be submitted, failing which the Court may reject the claim
in whole or in part (see,
inter alia, A, B and C v. Ireland
[GC],
no. 25579/05, § 281, ECHR 2010). In the instant case, the Court, taking into
account that the claim has not been contested, considers it reasonable to
award the sum of EUR 9,350 for the proceedings before the Grand
Chamber. In the circumstances, it is appropriate to award this compensation
to the first applicant only.
C. Default interest
235. The Court considers it appropriate that the default interest rate
should be based on the marginal lending rate of the European Central Bank,
to which should be added three percentage points.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
76
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
FOR THESE REASONS, THE COURT,
1.
Dismisses,
by fifteen votes to two, the Government’s preliminary
objection;
2.
Holds,
by thirteen votes to four, that there has been a violation of
Article 8 of the Convention in respect of both applicants;
3.
Holds,
by sixteen votes to one, that the finding of a violation constitutes
in itself sufficient just satisfaction for the non-pecuniary damage
sustained by the second applicant;
4.
Holds,
by thirteen votes to four,
(a) that the respondent State is to pay the first applicant, within three
months from the date on which the judgment becomes final in
accordance with Article 44 § 2 of the Convention, the following
amounts, to be converted into Norwegian kroner (NOK) at the rate
applicable at the date of settlement:
(i) EUR 25,000 (twenty-five thousand euros), plus any tax that may
be chargeable, in respect of non-pecuniary damage;
(ii) EUR 9,350 (nine thousand three hundred and fifty euros), plus
any tax that may be chargeable, in respect of costs and expenses;
(b) that from the expiry of the above-mentioned three months until
settlement simple interest shall be payable on the above amounts at a
rate equal to the marginal lending rate of the European Central Bank
during the default period plus three percentage points;
5.
Dismisses,
unanimously, the remainder of the first applicant’s claim for
just satisfaction.
Done in English and French, and delivered at a public hearing in the
Human Rights Building, Strasbourg, on 10 September 2019.
Søren Prebensen
Deputy to the Registrar
Linos-Alexandre Sicilianos
President
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT
77
In accordance with Article 45 § 2 of the Convention and Rule 74 § 2 of
the Rules of Court, the following separate opinions are annexed to this
judgment:
(a) concurring opinion of Judge Ranzoni, joined by Judges Yudkivska,
Kūris,
Harutyunyan, Paczolay and Chanturia;
(b) concurring opinion of Judge
Kūris;
(c) joint dissenting opinion of Judges Kjølbro,
Poláčková,
Koskelo and
Nordén;
(d) joint dissenting opinion of Judges Koskelo and Nordén.
L.A.S.
S.C.P.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
78 STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS
CONCURRING OPINION OF JUDGE RANZONI, JOINED
BY JUDGES YUDKIVSKA,
KŪRIS,
HARUTYUNYAN,
PACZOLAY AND CHANTURIA
I. Introduction
1. I have voted with the majority in finding a violation of Article 8 of the
Convention. However, I partly disagree with the reasoning which, to my
mind, does not sufficiently address the main issues which led to the case
being referred to the Grand Chamber. In this respect, the majority opted for
an excessively narrow approach, entailing a very limited “procedural”
violation.
2. The present case can be summarised as follows. On
25 September 2008 the first applicant gave birth to her son, the second
applicant. Subsequently, she stayed with him at a family centre. On
17 October 2008 the authorities decided to place the baby in a foster home
on an emergency basis, allowing the mother to visit her son for up to one
and a half hours per week. By decision of the County Social Welfare Board
of 2 March 2009 he was taken into ordinary foster care, and the duration of
the mother’s contact was set at two hours, six times per year. This decision
was revoked by the City Court, but the High Court, in a judgment of
22 April 2010, upheld the Board’s decision on compulsory care and reduced
the mother’s contact rights to four two-hour visits per year. The child
remained in foster care until the Board decided on 8 December 2011 to
remove the mother’s parental authority and to authorise the foster parents to
adopt him. Upon an appeal by the first applicant, the City Court on
22 February 2012 upheld that decision, which became final with the
Supreme Court Appeals Board’s decision of 15 October 2012.
3. Whereas the majority’s reasoning focused on the proceedings
surrounding the Board’s decision of 8 December 2011 and, in particular, the
City Court’s judgment of 22 February 2012, in my view the “real” issues to
be addressed related to the proceedings prior to these decisions and to the
specific legal situation in Norway.
II. Shortcomings in the period before December 2011
4. According to the Court’s case-law, a care order should be regarded as
a temporary measure and, in principle, be consistent with the ultimate aim
of reuniting the natural parents and the child (see paragraphs 207-208 of the
judgment). In the present case, however, this ultimate aim was absent from
the outset of the domestic proceedings. On 21 November 2008 – two
months after the child’s birth and one month after issuing the care order –
the Office for Children, Youth and Family Affairs stated that the boy would
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS 79
need “stable adults who can give him good care” (see paragraph 30). Seven
days later the Social Welfare Board, in the application for a care order,
assumed “that it would be a matter of a long-term placement and that X
would probably grow up in foster care” and that the applicant’s capacity as
a mother would be “limited” (see paragraph 31).
5. Even at this early stage the Board did not pursue the aim of reuniting
the child with his mother. In its decision of 2 March 2009 – four and a half
months after the care order – the Board again envisaged that the child would
grow up in the foster home. It emphasised that this would mean “that the
foster parents would become X’s psychological parents, and that the amount
of contact had to be determined in such a way as to ensure that the
attachment process [between the foster parents and the child], which was
already well under way, was not disrupted” (see paragraph 43). On
22 April 2010 – eighteen months after the care order – the majority of the
High Court confirmed that the purpose of the contact sessions was not to
establish a relationship with a view to the child’s future return to the care of
his biological mother (see paragraph 75).
6. Furthermore, the authorities in no way facilitated the development of
a good relationship between the mother and her son. On the contrary, the
contact sessions were extremely limited – two hours, respectively four and
six times a year – and had to take place under supervision and in the
presence of the foster mother, sometimes even in the foster home. Under
such circumstances these sessions were obviously unable to create a positive
atmosphere and to facilitate any rapprochement between mother and child.
The authorities’ argument that the child’s reactions would decrease and the
degree of contact could be improved if the sessions became less frequent
(see paragraph 75) cannot be considered as anything other than cynical.
7. The domestic authorities never considered the foster care of the child
as a temporary measure with the ultimate aim of reuniting the mother and
her child, and they did not seriously engage in supporting the mother with a
view to improving her capacity as a mother. In this respect, they disregarded
the Court’s case-law and their respective obligations.
8. The authorities’ attitude concurs with the domestic law, setting a very
low threshold for taking a child into public care, but an extremely high
threshold for discontinuing this public care (see, in particular, section 4-21
of the Child Welfare Act, referred to in paragraph 122). In order for the
foster care order to be revoked, the parents have to show that it is “highly
probable” that they would be able to provide the child with proper care.
Such a requirement is problematic in the light of the Court’s case-law and
the State’s duty to take measures in order to facilitate family reunification as
soon as reasonably feasible (see paragraph 208). The Child Welfare Act also
seems to grant the authorities unfettered discretion. Moreover, even if in a
specific case the parents succeeded in this regard, their attempts would be
futile if “the child has become so attached to persons and the environment
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
80 STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS
where he or she is living that ... removing the child may lead to serious
problems for him or her” (see, again, section 4-21 of the Act). In other
words, the simple passage of time makes it most unlikely that a care order
will ever be revoked.
III. The majority’s approach and my own view of the case
9. The focus of the majority’s reasoning lay in the assessment of the
proceedings of 2011-12, entailing the withdrawal of the first applicant’s
parental responsibilities for her son and the consent to his adoption. More
precisely, the majority centred their examination on the City Court’s review
as reflected in its decision of 22 February 2012 (see paragraph 215).
However, the judgment does not as such deal with the shortcomings in the
period from the issuing of the care order in October 2008 until the Board’s
decision of November 2011. These flaws are briefly mentioned in
paragraphs 220 and 221, but solely in order to explain the shortcomings that
occurred in the proceedings before the City Court in 2012, particularly the
fact that the sparse contact which occurred between the applicants had
provided only limited evidence from which to draw clear conclusions with
regard to the mother’s caring skills. This aspect, together with the lack of
updated expert reports, led the majority to conclude that the decision-
making process leading to the City Court’s decision of 22 February 2012
was flawed and in “procedural” violation of Article 8 of the Convention.
10. I am of the opinion that the finding of a violation of Article 8 is not
easily reconcilable with such a narrow approach, and I would have preferred
to assess the case more broadly and to look at the “full picture”.
11. The judgment only examines the decision-making process before the
City Court, which on 22 February 2012 upheld the Board’s decision to
withdraw the applicant’s parental responsibilities and consent to adoption.
However, although some shortcomings in this decision-making process
before the City Court may have occurred, it should also be recognised that
at that point – by which time the child had already lived for three years and
four months with the foster parents – the national court had to some extent
its hands tied, on account of the previous events and proceedings as well as
the simple passage of time. It was confronted with a kind of
fait accomplis.
At that stage the balancing exercise between the interests of the child and
those of his biological family would almost inevitably have led to the result
of the child remaining with his foster family. As confirmed by the experts
and accepted by the court, the child had developed such an attachment to his
foster parents, his foster brother and the general foster home environment
that it would entail serious problems if he had to move, since his primary
security and sense of belonging were in the foster home and he perceived
the foster parents as his psychological parents (see, in particular,
paragraph 106 of the judgment).
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS 81
12. The Court should not disregard the reality of life, and it should not
engage in a formalistic assessment of the City Court’s decision of
22 February 2012 and overemphasise, in particular, the lack of updated
expert reports. It seems more than questionable whether any new report on
the mother’s abilities could at that point in time have overruled the child’s
best interests in staying with the foster parents. The main shortcomings, for
which the authorities were responsible, did not occur in the proceedings of
2011-12, but rather had occurred at the earlier stages.
13. The judgment does not directly address these main shortcomings,
due to the lack of jurisdiction (see paragraph 147). While, strictly speaking,
it is correct that the Court does not have jurisdiction to review as such the
compatibility of the decisions that predated or were reviewed by the High
Court’s judgment of 22 April 2010 with Article 8 of the Convention, this
does not exclude the possibility that the previous flaws can, nevertheless, be
addressed directly.
14. The majority (referring to
Jovanovic v. Sweden,
no. 10592/12, § 73,
22 October 2015, and
Mohamed Hasan v. Norway,
no. 27496/15, § 121,
26 April 2018) conceded in paragraph 148 that, in its review of the
proceedings relating to the decisions taken in 2011-12, the Court was
required to put these proceedings and decisions in context, which inevitably
meant that it had to some degree to have regard to the former proceedings
and decisions. While I accept that statement as such, I disagree with the
majority’s narrow understanding of the “related” proceedings, as well as
with their restricted interpretation of the “degree” of regard.
15. The judgment examines only the decision-making process directly
surrounding the City Court’s decision of 22 February 2012. To my mind,
the Court should have assessed the entire inter-connected process which
ultimately led to the impugned decision. This “process” should, particularly
in a case such as the instant one, be understood in a broader context. It
concerns not only the final proceedings before the courts, but extends to the
previous proceedings before the administrative authorities, which were
intrinsically linked to the later proceedings resulting in the impugned
decision. Therefore, “related proceedings” should include all relevant
actions, omissions and decisions by the authorities which paved the way for
the final court decisions, built their inseparable factual and/or legal basis
and predetermined their outcome to a large extent.
16. In this respect, the Court has stated in previous cases that the
necessity of the interference needs to be assessed in the light of the case as a
whole (see, for example,
Paradiso and Campanelli
[GC], no. 25358/12,
§ 179, 24 January 2017). The Court cannot confine itself to considering the
impugned decisions in isolation (see
Olsson v. Sweden (no. 1),
judgment of
24 March 1988, Series A no 130, § 68). The decisions relating to the
withdrawal of the first applicant’s parental responsibilities and the
authorisation of the adoption have thus to be placed in context, which means
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
82 STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS
in my understanding to be put in direct context with the preceding
proceedings and the respective facts. It seems to me that the term “case as a
whole” should, at least in the present circumstances, be understood in this
broader sense, that is, not limited to the final court proceedings, but
extended to the full process surrounding a given case and the actual
consequences of the decisions taken within that process.
17. Such an approach finds some support in the Court’s case-law.
Therefore, let us examine to what degree the Court had regard in other cases
to the “related proceedings”.
18. In
Gnahoré v. France
(no. 40031/98, ECHR 2000-IX) the
application was lodged in 1997 and concerned,
inter alia,
a father’s
complaint against a decision taken in 1996 dismissing his request to have a
care order lifted. However, the Court’s assessment was not restricted to
these proceedings, but also explicitly included the original care order of
1992, the subsequent measures and the several renewals of the care order
(ibid., §§ 56-58).
19. In
K. and T. v. Finland
([GC], no. 25702/94, ECHR 2001-VII) two
children were taken into emergency care in June 1993 and one month later
were placed in “normal” public care. Whereas the latter decisions were
upheld in court proceedings, the former decisions were not appealed against.
The Court accepted that the ratification of the emergency care orders had
“in effect” been confirmed by the normal care orders and had dispensed the
applicants from filing a separate appeal (ibid., § 145). It therefore assessed
also the emergency care orders, although the application had been lodged
with the Court more than one year after these orders had been issued, and
although the Court found that there existed substantive and procedural
differences between the two sets of proceedings and that the respective
decisions were of different kind.
20. In
Zhou v. Italy
(no. 33773/11, 21 January 2014) the applicant
complained about the adoption of her child, decided by court decisions in
2010. However, the Court considered that the decisive point consisted in
establishing whether the domestic authorities, before extinguishing the legal
relationship between mother and child, had taken all necessary and adequate
measures that could reasonably be required in order for the child to live a
normal family life within his own family (ibid., § 49). It therefore assessed
all of the authorities’ previous decisions relating to the placement of the
child in a foster family and the mother’s contact rights.
21. In
Jovanovic
(cited above) the Court first declared inadmissible the
complaints concerning the decision to take the child into public care.
However, in its assessment of the complaints concerning the subsequent
decision not to terminate the public care, the Court nevertheless examined in
some detail the proceedings which had resulted in the first care order and
found that the national authorities’ decision to place the child in compulsory
public care was “clearly justified” (ibid., § 78). Therefore, the Court did not
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS 83
limit itself to placing the later decisions in the simple context of these
preceding proceedings, but took an explicit stand on the justification of the
previous decisions, even though it had declared the respective complaints
inadmissible.
22. Finally, in the recent case of
Mohamed Hasan
(cited above), the
Court began by limiting its examination to the proceedings concerning the
removal of parental responsibility and adoption, declaring the earlier
proceedings on placement in care to be relevant only in so far as it was
necessary for the Court to have regard when carrying out its examination of
the later proceedings. However, in a kind of
obiter dictum
the Court stated
that there were no grounds to assume that the procedural issues in the
previous care proceedings had consequences for the later adoption
proceedings “or [for] the case overall in such a manner that they require
further examination by the Court when assessing the applicant’s complaints
against the removal of parental authority and adoption” (ibid., § 151).
23. In contrast, these requirements are fulfilled in the present case. The
preceding care proceedings between 2008 and 2011 actually had decisive
consequences for the decisions taken in the subsequent 2011-12 proceedings
and thus did require such further examination by the Court when assessing
the applicants’ complaints against the removal of parental responsibility and
the adoption.
24. In such a situation the Court is compelled to scrutinise, as set out,
inter alia,
in the above-cited
Zhou
case, whether the domestic authorities,
before extinguishing the legal relationship between parent and child, had
taken all necessary and adequate measures that could reasonably be required
in order for the child to live a normal family life within his own family. In
so doing, it needs to take into account all previous proceedings that were
intrinsically linked to this final decision, irrespective of whether or not the
previous decisions were officially taken within the same formal framework
of adoption proceedings or in separate proceedings preceding the adoption
proceedings.
25. As already mentioned above, the authorities in the present case
failed from the outset to pursue the aim of reuniting the child with his
mother, but rather immediately envisaged that he would grow up in the
foster home. This underlying assumption runs like a thread through all
stages of the proceedings, starting with the care order. The City Court’s
decision of 22 February 2012 – taken when the child had already lived with
the foster parents for three years and four months – seems to have been
merely the “automatic” and “unavoidable” consequence of all the previous
events and decisions. In other words, the shortcomings from October 2008
onwards led to the
de facto
determination in 2011-12 that the relationship
between the applicants had broken down.
26. This aspect also formed an essential element of the dissenting
opinion to the Chamber judgment. The minority underlined that the
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
84 STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS
decisions to place the child in care “fed inexorably into the decisions
leading to adoption, created the passage of time so detrimental to the
reunification of a family unit, influenced the assessment over time of the
child’s best interests and, crucially, placed the first applicant in a position
which was inevitably in conflict with that of the authorities which had
ordered and maintained the placement and with the foster parents, whose
interest lay in promoting the relationship with the child with a view
ultimately to adopting him.” While not calling into question the decisions of
the domestic authorities regarding placement, the minority held that it was
“not possible to ignore the sequence of events which preceded and led to the
adoption” (see paragraph 18 of the separate opinion). I fully agree with
these considerations.
27. Furthermore, it must be emphasised that assessing the “process” at
national level and the reasons given by the domestic authorities does not
mean, as the Chamber majority did and, to an extent, the Grand Chamber
majority have also done, exclusively focussing on the procedural steps
taken. Procedural requirements have no end in themselves, but they rather
provide a means for protecting an individual against arbitrary action by
public authorities. Therefore, one must look beyond and behind the
formalities of a procedure. The authorities’ attitudes and objectives have
likewise to be examined. Procedural assessment cannot be reduced
exclusively to an assessment of the form taken by the final decisions. If at
national level, as in the present case, the authorities performed only a
“formalistic” assessment from the outset, without a real and substantive
engagement in taking account of all interests involved and without
balancing these interests in the light of the Court’s case-law on Article 8 of
the Convention, the proceedings seen “as a whole”, including the relevant
previous decisions and actions, were not conducted in a satisfactory manner
and were not accompanied by safeguards commensurate with the gravity of
the interferences and the seriousness of the interests at stake.
IV. Conclusion
28. I would very much have hesitated to vote in favour of finding a
violation of Article 8 of the Convention had I been required to follow the
majority’s approach and formally to assess only the review proceedings
leading to the City Court’s decision of 22 February 2012 – at a time when
the child had already lived with the foster parents for three years and four
months. However, by examining the case as brought before the Court in a
broader manner and addressing the “real” issues related to the proceedings
prior to the said decision, which were the actual source of the problem, I had
no difficulties in joining the majority with regard to the outcome of this
application and in finding that there has been a violation of Article 8 in
respect of both applicants.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS 85
CONCURRING OPINION OF JUDGE
KŪRIS
1. I (together with some other colleagues) have joined the Concurring
opinion of Judge Ranzoni. Here I add only a few remarks.
2. It has been observed by many that case-law in general (not only that
of the Strasbourg Court) has become increasingly “analytical” in the
disruptive sense of the word, in that the facts which are complained of by
litigants and, accordingly, the application of law to these facts tend to be
severed into small parts, which are then dealt with separately. In a recent
Grand Chamber case (with a different subject matter) my two colleagues
and I expressed our disagreement with the majority’s decision to split,
artificially and very formalistically, the period under consideration into two
parts and to assess only the later part of it as a separate period,
notwithstanding the fact that whatever took place during that latter “period”
had its roots in the preceding one (I refer to the separate opinion of judges
Yudkivska,
Vehabović
and myself in
Radomilja and Others v. Croatia,
[GC], nos. 37685/10 and 22768/12, 20 March 2018). In the present case a
similar structural problem has been created.
3. From whichever angle we consider it, reality is a whole. This is a
matter of fact – and of principle. While it has been admitted in the present
judgment that “in its review of the proceedings relating to the County Social
Welfare Board’s decision of 8 December 2011 and the decisions taken on
appeal against that decision, notably the City Court’s judgment of
22 February 2012, the Court will have to put those proceedings and
decisions in context, which inevitably means that
it must to some degree
have regard
to the former proceedings and decisions” (see paragraph 148;
emphasis added), it is unclear what that “degree” is and what is meant by
“having regard”.
Courts must not leave ambiguities in their judgments. Here, an ambiguity
has been deliberately created.
4. I surmise that the ambiguity in question has something to do with the
formula that has been repeated and made use of in so many cases, to the
effect that “the content and scope of the ‘case’ referred to the Grand
Chamber are delimited by the Chamber’s decision on admissibility” (see
paragraph 144 of the present judgment). While in many instances the
concurrence of the Chamber’s and the Grand Chamber’s views on the scope
– temporal or material – of a given case does not raise problems, this is not
always so (on this point, I refer to my separate opinion in
Lupeni Greek
Catholic Parish and Others v. Romania,
[GC], no. 76943/11,
29 November 2016). Such “pruning” of the applicants’ complaint is overly
mechanical. It is undertaken without the Grand Chamber having itself
considered the matter. What is more, the Chamber judgment whereby part
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
86 STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS
of an applicant’s complaint is found inadmissible never becomes final.
Thus, no legal basis for the “pruning” ever in fact comes into existence.
Although the Court’s determination to “have regard [to some unspecified
degree] to the former proceedings and decisions” (which, at least formally,
are
not
under examination from the perspective of
their
compliance with
Article 8 of the Convention) has helped to bypass the rigidity of the limits
imposed on the Grand Chamber by the Chamber (through its never-finalised
judgment), would it not be rational and fair, at some point in time, to look
into whether these limits themselves are justified? For until this matter is
properly addressed and reviewed, the Grand Chamber will constantly find
itself obliged to invent ingenuous formulas in order to circumvent the
obstacle which it has itself erected. What is at stake in such cases is the
comprehensiveness of the Court’s examination of the case.
Perhaps it is a fortunate coincidence that in the present case an
acceptable outcome (a finding of a violation of Article 8) has been reached,
despite the fact that a process which ought to have been examined as a
whole was divided into two parts: the one formally under consideration, and
the other only being “had regard” to.
5. Had the process in question been examined as a whole (that is, the
initial period not merely been given “regard” to), it would have been even
more obvious that the fundamental problem dealt with in this case lies not
only and not so much in the concrete circumstances of the applicant’s case,
but rather, to put it very mildly, in certain specificities of the Norwegian
policy which underlies the impugned decisions and the process as a whole.
It is hardly a coincidence that so many third-party interveners have
joined the present case. They include those States whose authorities have
had to deal with the consequences for their under-age citizens of the
decisions taken by Norway’s
Barnevernet.
Sapienti sat.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS 87
JOINT DISSENTING OPINION OF JUDGES KJØLBRO,
POLÁČKOVÁ,
KOSKELO AND NORDÉN ON THE MERITS
OF THE CASE
1. We have regrettably been unable to agree with the majority in its
finding that there has been a violation of Article 8 in the present case.
2. Amongst ourselves we have taken different positions on the
admissibility of the application in so far as the first applicant’s right to
pursue the complaint on behalf of the second applicant is concerned. As
regards the merits of the case as declared admissible by the majority,
however, our views are shared.
3. Essentially, we concur with the position taken by the majority in the
Chamber, the judgment of which we find both well-considered and
well-reasoned, and consonant with the proper role of this Court (see
paragraphs 111-30 of the Chamber judgment).
4. In the following considerations, however, we would like to make
some further observations arising from the subject matter of the present case
and the approach taken by the majority.
Some remarks on the Court’s general principles
5. We note at the outset that the present case concerns issues in relation
to which the general principles developed in the Court’s case-law have a
rather long history, marked in part by changes in the societal and legal
environment which informs the Court’s approach to the rights of persons as
individuals, family members and children. The complexity of the issues, the
dynamics of the underlying factual and legal developments and the diversity
of the values and contextual conditions prevailing in these matters have all
contributed to a situation where, at present, the general principles as set out
by the Court are riddled not only with some inevitable ambiguities but also
with some undeniable tensions and outright contradictions, “internally” as
well as in relation to the relevant specialised legal instruments, particularly
the International Convention on the Rights of the Child (CRC).
6. One notable point of such tensions and contradictions concerns the
question of how to reconcile the “sanctity” of the biological family with the
best interests of the child – the latter as enshrined in the CRC, as well as in
many subsequent constitutional provisions at national levels and in the EU
Charter of Fundamental Rights. There is indeed no doubt that the removal
of a child from his or her natural parents cannot be justified by a finding that
such a measure would enable the child to be placed in a more beneficial
environment for his or her upbringing. The principle according to which the
removal of a child from the care of his or her natural parent(s) is subject to a
test of necessity in terms of the child’s best interests and is available only as
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
88 STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS
a measure of last resort is uncontroversial. The same is true for the position
that the domestic authorities must be allowed a wide margin of appreciation
in determining whether the best interests of the child do require that he or
she should be taken into public care. The main point of difficulty and
tension arises in situations where long-term measures come under
consideration.
7. In the general principles as set out in the Chamber judgment, it was
reiterated as “the guiding principle” that a care order should be regarded as
a temporary measure, to be discontinued as soon as circumstances permit,
and that any measures implementing temporary care should be consistent
with the ultimate aim of reuniting the natural parents and the child. The
positive duty to take measures to facilitate family reunification as soon as
reasonably feasible will begin to weigh on the competent authorities with
progressively increasing force as from the commencement of the period of
care, subject always to its being balanced against the duty to consider the
best interests of the child (see paragraph 105 of the Chamber judgment).
Similarly, according to the present judgment, “regard for family unity and
reunification... are inherent considerations in the right to respect for family
life under Article 8” and, “in the case of an imposition of public care
restricting family life, a positive duty lies on the authorities to take measures
to facilitate family reunification as soon as reasonably feasible” (see
paragraph 205).
8. The dilemma is well illustrated by the above rendition of the position
in the Chamber judgment. Under this approach, reuniting the natural
parent(s) and the child is the “inherent” and “ultimate” aim and the “guiding
principle” to be followed. This guiding principle is “subject to” the proviso
that the “ultimate aim” (of reuniting the biological family) must be
“balanced against” the duty to “consider” the best interests of the child. This
gives the impression that the “ultimate aim” of reuniting the biological
family might override the best interests of the child. Under the CRC, and
similar constitutional or other provisions in many domestic legal orders,
however, the position has evolved to one where the best interests of the
child are recognized as a primary, or paramount, consideration – based on
children’s particular need for protection as dependent and vulnerable human
beings. This in turn implies that the best interests of the child may, where
the circumstances so demand, override the aim of reuniting the child with
the biological parent(s).
9. The background of these two approaches can no doubt be traced back
to the history and context of each legal instrument. The ECHR is rooted in
the protection, and balancing, of the rights of everyone within a State’s
jurisdiction, including those who have formed a family, whereas the CRC is
focused on strengthening and protecting children as holders of distinct
individual rights. The tension referred to above should be neither
over-emphasised nor ignored. It is always the case that efforts must be made
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS 89
to reconcile the rights of each of the individuals concerned. There are,
however, inevitable limits to the possibilities available for such
reconciliation. Consequently, it may ultimately be necessary to decide
which consideration takes precedence. In this sense, it does make a
difference whether the determinative precept is that reuniting the biological
family can take precedence over the best interests of the child, or whether
the determinative precept is that the best interests of the child may take
precedence even where this entails renouncing the child’s reunification with
his or her biological parent(s).
10. It appears undeniable that this remains a point of principle on which
the Court is struggling. As a result, it has difficulty formulating general
principles with all the desirable clarity and coherence.
11. Another manifestation of the tension referred to above is the fact that
on the one hand, the Court has – quite rightly – been concerned about the
impact of time on the prospects of successful family reunification. Thus, it
has held that the positive obligation to take measures toward family
reunification as soon as reasonably feasible will weigh on the authorities
with progressively increasing force as from the commencement of the
period of care, subject always to its being balanced against the duty to
consider the best interests of the child (see § 209 of the present judgment).
On the other hand, the Court has also accepted that the impact of time may
weigh against such reunification. Thus, it has held that when a considerable
period of time has passed since the child was originally taken into public
care, the interest of a child not to have his or her
de facto
family situation
changed again may override the interests of the parents to have their family
reunited (see
K. and T. v. Finland
[GC], no. 25702/94, § 155, ECHR 2001
VII). In this context, the Court has thus made it clear that the best interests
of the child may ultimately take precedence over the “ultimate aim” of
reunification.
12. Yet another manifestation of the tensions mentioned above is the fact
that the Court has held that it is “in principle in a child’s interests to
preserve family ties, save where weighty reasons exist to justify severing
those ties” (see paragraph 157 of the present judgment). However,
especially in situations where it has been necessary to adopt care measures
in respect of an infant and to maintain placement with a foster family for a
long period, the child’s
de facto
family life and family ties may be almost
exclusively with the foster family rather than the biological parent(s). In this
sense, too, the ultimate question may be which perspective, namely that of
the child or that of the biological parent(s), and (accordingly) which family
life, should take precedence.
13. These tensions in the general principles are bound to be a source of
some real difficulties for the domestic authorities in several Contracting
States, not least those where constitutional provisions entail that the best
interests of the child be regarded as a pivotal consideration.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
90 STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS
The majority’s approach
14. In the present case, the position taken by the majority is presented as
being concerned with the decision-making process at the domestic level.
The key paragraph (§ 220) reveals, however, that the actual underlying
problem as perceived by the majority is a substantive one, namely that the
domestic authorities “focused on the interests of the child” and did not
“seriously contemplate” the child’s reunification with his biological family.
This key passage recaptures and reveals the tension discussed above, and
reflects the view taken by the present majority on the question of principles.
15. We find it problematic that the Court should proceed in this manner,
effectively substituting its own preferences for the assessment made by the
domestic authorities, despite the fact that the latter have carried out a
thorough examination of the case in proceedings involving courts composed
of both judicial and other professionals with expertise in the field, and on
the basis of extensive evidence. The problem is not only that the Court is
extremely ill-placed to take on a “fourth-instance” role in these kinds of
situations. The more profound problem is that by giving priority to its own
preferences as to how the competing interests should be weighted and
balanced, the Court in effect curtails the margin of appreciation that it is
important to preserve, especially in situations where the domestic authorities
must consider individual rights and interests that may well be contradictory
and where views may differ as to how the relevant values, principles and
competing considerations should best be reconciled in the given
circumstances. This is all the more so in a context such as the present one,
where the domestic authorities are under a duty to fulfil positive obligations
toward a vulnerable child.
16. In the present case, it clearly appears that the manner in which the
majority have identified “procedural shortcomings” in fact arises from the
substantive view taken, as a result of which the domestic authorities are
faulted for “focusing on the interests on the child” instead of his
reunification with the biological family. The majority thus consider that
they are in a position to conclude that the “lack of a fresh expert
examination substantially limited the factual assessment” (see
paragraph 223 of the present judgment) and that any evidence that could be
drawn from the contact sessions was “limited” (see paragraph 225).
17. Moreover, the majority even question the domestic court’s findings
concerning the (particular) vulnerability of X (the child). On this point, we
refer to paragraph 224 of the judgment, where the majority imply doubts as
to “how the vulnerability could have continued despite the fact that the child
had lived in foster care since the age of three weeks”, which is to be
contrasted with paragraph 90, citing the Social Welfare Board’s conclusion
in this regard concerning the “serious and life-threatening neglect suffered
by the child during the three first weeks of his life”). In this matter, our
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS 91
reservations go beyond the problem of the Court adopting a “fourth-
instance” mode. Members of the Court cannot be expected to be familiar
with child psychology in general, or with research concerning the long-term
effects of early neglect of an infant in particular. Furthermore, we find it
highly problematic that the Court should question the domestic findings on
the particular vulnerability of the individual child – which were reached by
instances having taken evidence on this matter and possessing the
professional expertise which this Court is clearly lacking – without having
raised this particular question in the course of the proceedings before the
Court, and thus without providing the parties with the opportunity to shed
light on the “nature of the vulnerability” of X (the child), which the Court is
apparently unable to comprehend or attach much credence to. The Court
should ensure that issues identified as being of particular significance are
subjected to adversarial debate.
18. In sum, this is a case where it is hard to avoid the conclusion that the
majority dislike the outcome of the case at the domestic level and have
sought to address the substantive objections or misgivings under the guise
of procedural shortcomings. Yet the underlying value judgments and
preferences deserve to be ventilated with greater transparency.
Our position
19. First of all, and limiting our attention now to the specific context of
the impugned decisions (refusal to discontinue the care order, deprivation of
parental rights, permission for the foster parents to adopt the child), we
subscribe to the Court’s case-law to the effect that measures which totally
deprive a parent of his or her family life with his or her child and which thus
abandon the aim of reuniting them should “only be applied in exceptional
circumstances and could only be justified if they were motivated by an
overriding requirement pertaining to the child’s best interests” (see, for
instance,
Jansen v. Norway,
no. 2822/16, 6 September 2918, § 93, and
Aune
v. Norway,
no. 52502/07, § 66, 28 October 2010).
20. In our view, there is no basis for the Court to conclude that the
impugned decisions failed to comply with the above requirements, or to
hold that there were any significant deficiencies in the domestic
decision-making process.
21. Although the Court is concerned only with the most recent set of
decisions, taken in 2012, it should not be overlooked that the case has a long
history, starting with support measures put in place even before X (the
child) was born, followed by assiduous support measures after his birth,
with a view to assisting the mother in learning to take responsibility and
care for her baby. Nor can it be overlooked that the care measures were
triggered because the assistance provided, although intensive, proved to be
unsuccessful. Instead, extremely serious circumstances arose which
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
92 STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS
rendered the care measures necessary for the protection of the child’s life
and health. The facts of the case as recounted in the present judgment
provide plenty of insight into the challenges faced by the domestic
authorities. In particular, it is to be noted that although the first applicant did
not contest the High Court’s care order of 2010, she appears not to have
realised why any of the imposed measures had been deemed necessary, and
continued to perceive the authorities’ actions as a “conspiracy” against her
(see paragraphs 77, 90 and 101 of the present judgment). Furthermore, it
appears that the contact sessions were also affected by these difficulties, in
that the first applicant’s antagonism toward the welfare authorities and
foster mother tended to prevail over her attention to the child (see
paragraphs 90, 101-03).
22. As regards the particular point that no fresh expert report was
requested on the alleged recent improvements in the mother’s situation and
caring skills (see paragraph 223 of the present judgment), we do not
consider that the facts of the case justify departing from the usual approach
under which it is for the national courts to assess the evidence before them,
including the means to ascertain the relevant facts (see, in particular,
Sommerfeld v. Germany
[GC], no. 31871/96, § 71, ECHR 2003-VIII
(extracts)). We find it rather far-fetched to criticise the City Court, as the
majority do, for not having commissioned a new expert examination. The
domestic court was informed of the positive developments in the mother’s
situation, and it was not in dispute that, together with her husband and
assisted by a social worker, she was capable of taking care of her daughter.
However, given the concurrent findings by the County Board and the City
Court regarding the mother’s striking lack of empathy and understanding
with regard to X and the challenges entailed for the latter if he were to be
returned to her care (see paragraphs 90 and 101 of the present judgment),
together with his strong social and psychological attachment to his foster
parents, we are unable to share the conclusion that the lack of a new expert
examination could, in the circumstances of the present case, be considered a
significant shortcoming in the domestic decision-making process.
23. In view of the facts of the case as recorded in the present judgment,
it is clear that the domestic authorities were faced with a situation where
serious issues were at stake in terms of the child and his best interests. It
would be wrong, from the perspective of this Court, to underestimate the
complexity and difficulty arising from such circumstances. Against this
background, the domestic authorities should not, in our view, be criticised
for having “focused on the best interests of the child”. We are unable to
perceive a sufficient basis for this Court to conclude that, in the particular
circumstances of the case, their efforts were misguided or are to be regarded
as an unjustified failure to reunify the child with his biological family
(mother). Whilst it is true that the impugned measures were based on an
assessment of what was required to secure the best interests of the child, we
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS 93
can accept that in the present case, in the light of the facts of the case and
the thorough examination given to them in the domestic proceedings, there
were exceptional circumstances which justified the drastic measures taken,
for reasons pertaining to the overriding requirement to protect the child’s
best interests (see point 19 above).
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
94 STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS
JOINT DISSENTING OPINION OF JUDGES KOSKELO AND
NORDÉN ON THE QUESTION OF THE FIRST
APPLICANT’S RIGHT TO REPRESENT THE SECOND
APPLICANT
1. We have voted against point 1 of the operative part of the present
judgment, whereby the majority dismiss the Government’s preliminary
objection concerning the first applicant’s (i.e. the mother’s) capacity to act
before the Court also on behalf of the second applicant (i.e. the child). We
consider that there is, in the circumstances of the present case, a conflict of
interests between the mother and the child which is of such a nature as to
preclude the mother from representing her child in the proceedings before
the Court. In this respect, the present case exemplifies issues which, in our
view, require changes to be made in the practice followed by the Court to
date.
General remarks
2. As holders of rights under the Convention, children give rise to
particular challenges in terms of the procedural safeguarding of those rights,
in that, as minors, they are unable to act on their own as applicants before
the Court. It has been acknowledged in the case-law that the position of
children under Article 34 of the Convention calls for careful consideration,
since children must generally rely on other individuals to present their
claims and represent their interests, and may not be of an age or capacity to
authorise any steps to be taken on their behalf in any real sense (see
A.K.
and L. v. Croatia,
no. 37956/11, § 47, 8 January 2013, and
P., C. and S.
v. the United Kingdom
(dec.), no. 56547/00, 11 November 2001). The Court
has found it necessary to avoid a restrictive and purely technical approach in
this area; in particular, consideration must be given to the links between the
child in question and his or her “representatives”, to the subject-matter and
the purpose of the application and to the possibility of a conflict of interests
(see S.P.,
D.P. and A.T. v. the United Kingdom,
no. 23715/94, Commission
decision of 20 May 1996, unreported;
Giusto, Bornacin and V. v. Italy
(dec.), no. 38972/06, ECHR 2007-V; and
Moretti and Benedetti v. Italy
(no. 16318/07, § 32, 27 April 2010). One example of a case where the
situation of minors was considered to justify granting
locus standi
to a
relative who had lodged an application only on behalf of the minors and not
on her own behalf is that of
N.TS. and Others v. Georgia,
no. 71776/12,
§§ 55-59, 2 February 2016).
3. In situations involving public care measures, the Court’s concern has
been the danger that the child’s interest may not be brought to the Court’s
attention and that the child will therefore be deprived of effective protection
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS 95
of his or her rights under the Convention. In the event of a conflict between
a natural parent and the State over a minor’s interests with regard to the
question of deprivation of custody, the State as holder of custodial rights
cannot be deemed to ensure the child’s Convention rights, which is why the
natural parent has been recognised as having
locus standi
on behalf of his or
her child before the Court, even though the parent may no longer be vested
with parental rights as a matter of domestic law (see
Lambert and Others
v. France
([GC], no. 46043/14, § 94, ECHR 2015;
Scozzari and Giunta
v. Italy
[GC], nos. 39221/98 and 41963/98, § 138, ECHR 2000 VIII; and
Sahin v. Germany
(dec.), no. 30943/96, 12 December 2000).
4. While this approach is understandable and justifiable in the light of
the underlying concern relating to minors’ access to the Court, it
nevertheless gives rise to problems in situations where the natural parent
who wishes to act on behalf of the child is himself or herself involved in the
facts of the case in such a way that the parent’s and the child’s interests are
not aligned but are instead in conflict.
5. This brings us to the crux of the issue. The need to ensure effective
protection of the rights of minors under the Convention entails two key
requirements: firstly, it must be possible to bring before the Court
complaints alleging the violation of a child’s Convention rights; secondly,
the child’s interests must be properly represented in proceedings brought on
behalf of a child. Focusing on the first aspect is not sufficient for the
effective protection of the rights of children. The second aspect becomes
acute precisely in situations where the circumstances of the case indicate
that there may be a conflict between the interests of the person acting on
behalf of the child, be this a natural parent or anyone else, and the child
himself/herself.
6. The need to distinguish between the positions of the parent and the
child, particularly in situations involving measures taken by the domestic
child-welfare authorities, is accentuated by the fact that their perspectives
may differ. From the perspective of the parent any measures taken – notably
where they are imposed against his or her will – constitute interference in
family life between the parent and the child, whereas from the perspective
of the child such measures represent fulfilment of the positive obligations
incumbent on the State authorities
vis-à-vis
the child in order to protect the
his or her rights and vital interests, while simultaneously entailing an
interference in the child’s existing family life. The very context and its
complex nature thus indicate that the two perspectives, that of the parent
and that of the child, may not be aligned on the question of the necessity
and justification of the impugned measures.
7. Ensuring the proper representation of the child in proceedings before
the Court is all the more important when, as is often the case, the issues to
be resolved depend on an assessment of whether the best interests of the
child have been adequately safeguarded at the domestic level. The concept
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
96 STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS
of the child’s best interests is a broad, multifaceted and complex one. It
comprises various elements which, in the specific circumstances of a given
case, may be in a relationship of tension or conflict with each other. The
perception of where a child’s best interests lie in specific situations may
depend on the perspective taken, especially for those personally involved,
and become intertwined with the individual’s own interests. When a serious
conflict has arisen between a natural parent and the State’s child-welfare
authorities over the child’s interests, the reality is that neither those
authorities nor the parent whose acts or omissions are at issue can be
regarded as detached from that conflict. If the child’s rights and best
interests are to be taken seriously, the child needs independent
representation by a person who is not involved in the underlying conflict
and is capable of taking the child’s perspective in the matter.
8. The International Convention on the Rights of the Child, adopted
already three decades ago and in force for nearly as long, established the
position of a child as a subject of distinct individual rights. As stated in its
Preamble “the child, by reason of his physical and mental immaturity, needs
special safeguards and care, including appropriate legal protection” (citing
the Declaration of the Rights of the Child, adopted by the UN General
Assembly on 20 November 1959). Accordingly, the key standard of the
child’s best interests has an important procedural component, also set out in
the General comment No. 14 (2013) on the right of the child to have his or
her best interests taken as a primary consideration. In this document, the UN
Committee on the Rights of the Child states,
inter alia:
“The child will need
appropriate legal representation when his or her best interests are to be
formally assessed and determined by courts and equivalent bodies. In
particular, in cases where a child is referred to an administrative or judicial
procedure involving the determination of his or her best interests, he or she
should be provided with a legal representative, in addition to a guardian or
representative of his or her views, when there is a potential conflict between
the parties in the decision.”
9. In this Court, the need for a child to be separately and independently
represented in situations of a conflict of interest between the child and the
parent purporting to act on both his or her own and the child’s behalf has so
far not been given the attention it requires. The case of
X, Y and Z v. the
United Kingdom
(no. 21830/93, 22 April 1997,
Reports of Judgments and
Decisions
1997-II) appears to have been the first occasion where, in a
context different from the present one, Judge Pettiti in his concurring
opinion referred to the conflict of interests between parents and children and
observed that in similar situations arising in the future, “it would no doubt
be desirable for [the Commission and] the Court to suggest to the parties
that a lawyer be instructed specifically to represent the interests of the child
alone”. This suggestion, however, has remained without impact on the
Court’s practices.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS 97
10. It appears clear to us that changes are required in this respect, but
also that the present legal framework governing proceedings before the
Court is not adequate to meet the needs of ensuring that children are able to
have both access to and appropriate, non-conflicted representation in
proceedings before the Court. In this context, it seems necessary to make a
distinction between the admissibility of an application lodged on behalf of a
child by a natural parent (or other person) and the right to represent the child
for the purposes of submissions relating to the merits of alleged violations
of that child’s rights under the Convention.
11. This issue merits consideration by the Court and the Contracting
Parties in order to develop adequate solutions and practices, taking into
account also the need to comply with the constraints set out in Article 35(1)
of the Convention (see, in this respect, the recent joint concurring opinion
by Judges Koskelo, Eicke and Ilievski in the case of
A and B v. Croatia,
no. 7144/15, 20 June 2019).
Assessment in the present case
12. Turning to the present case, the majority “discern no such conflict of
interest in the present case as would require it to dismiss the [mother’s]
application on behalf of the [child]” (see paragraph 159 of the judgment).
We are unable to agree with this assessment, which furthermore is devoid of
any explanation or reasoning.
13. On the contrary, the existence of a conflict of interests is in our view
obvious in the light of the facts of the case. When assessing this particular
issue – and notwithstanding the position taken on the scope of the Court’s
examination on the merits (with which we are in agreement), namely that
the latter must be limited to the proceedings which resulted in the domestic
judgment by the City Court on 22 February 2012, which subsequently
became final – it is also pertinent to take into account the background to the
measures taken by the child-welfare authorities in respect of the second
applicant. The facts of the case as established by the domestic courts show
that during her first pregnancy the first applicant was identified as requiring
assistance and support once the child would be born. Having given birth,
she was accommodated in a specialised facility with a view to receiving
such assistance and support, foreseen as lasting for three months. Even in
the early days of this stay, the professionals in charge of the facility grew
increasingly concerned about the mother’s ability to care for the infant and
satisfy his basic needs, including feeding and hygiene. The situation was
serious, as baby was suffering from dramatic weight loss. The staff were
forced to introduce round-the-clock monitoring in order to safeguard him,
including measures to wake the mother up at night-time to ensure she would
feed her newborn (see paragraph 20 of the present judgment). However, less
than three weeks into a stay scheduled to last three months, the mother
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
98 STRAND LOBBEN AND OTHERS v. NORWAY JUDGMENT – SEPARATE OPINIONS
announced her intention to leave the facility with the baby, which is when
and why the initial emergency care measure was imposed (ibid.).
14. Thus, the facts from which the present case originate lie in a
situation where the assistance and support given to the mother had to be
replaced by emergency care measures, because the mother’s behaviour and
her intention to abandon the support and assistance put in place gave rise to
a real risk of life-threatening maltreatment of the newborn child. Yet the
facts as they transpire from the case file also show that the mother was
unable to understand, even at the time of the impugned proceedings before
the City Court, why the measures had been taken, and was unaware that
there had been any neglect of the baby on her part (see paragraphs 101 and
220 of the present judgment). Instead, she perceived the imposed measures
as being based on lies (as per her complaint to the County Governor; see
paragraph 77 of the judgment) and characterised them as a conspiracy
against herself (statement to the County Social Welfare Board in 2011; see
paragraph 90 of the judgment).
15. If such circumstances do not make for a conflict sufficing to
preclude the mother from acting before the Court to represent not only her
own position but also the interests of her child, it is difficult to see what
would. The interests at stake cannot be assimilated with each other; there is
a stark tension between them. Neither the fact that the issue raised before
the Court concerns a domestic decision to sever the legal ties between the
mother and the child, nor the Court’s case-law according to which it is in
principle in a child’s interests to preserve family ties, nor the fact that the
domestic proceedings were conducted while the mother was vested with
parental rights over the child (see paragraphs 156-57) are capable of
overriding the existence of a conflict of interests arising from the specific
circumstances of the case. In our opinion, such a conflict cannot be
disregarded when determining whether the parent may act on behalf of the
child throughout the proceedings before this Court.
Conclusion
16. In our opinion, the facts show the existence of a clear and serious
conflict of interests. Under such circumstances, the first applicant should not
have been allowed to represent her child before this Court.
17. It is high time for the Court to reconsider its approach and practices
regarding the issue of permitting a natural parent to act on behalf of his or
her child even where the circumstances of the case indicate an actual or
potential conflict of interests between them. If the Court is genuinely to
embrace, in line with the Convention on the Rights of the Child, the idea of
children as subjects of distinct individual rights and the need to regard the
best interests of the child as a primary consideration, it appears necessary to
make changes also in the procedural practices.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0197.png
Korea Klubben
Næstformand Sanne Mogensen
[email protected]
6. november 2019
Ankestyrelsen
7998 Statsservice
Vedrørende høring angående undersøgelsen af mulighederne for et nyt
adoptionssystem og evalueringen af adoptionsreformen fra 2016.
Vi ønsker at bidrage med information til denne høring, da vi mener, et vigtigt tema er
negligeret i det oprindelige skema.
Vi fremstiller undren over den manglende repræsentation af de voksne adopterede. På
nuværende tidspunkt tilhører vi en kategori afhængig af adoptivfamilierne. Det er blot
en understregning af den infantilisering, vi som oftest oplever i systemet.
Den nye PAS-ordning for voksne adopterede burde derfor stå isoleret og ikke som en
underkategori, der udspringer fra støtte til adoptivforældrene.
Den omtalte PAS-ordnings permanentgørelse er imødekommende over for de voksne
adopteredes udfordringer. Vi har erfaret markant gavn af ordningen og ønsker derfor,
at denne fortsætter.
Ydermere vil vi gøre opmærksom på den manglende hjælp til de børn og unge
voksne, der nu befinder sig i Danmark.
Vi foreslår, at man afsætter midler til et støtteprogram, hvor voksne adopterede støtter
og videreformidler viden om adoption til unge adopterede. Dette program skulle være
et mentorprogram.
Da vi er en forening, hvor adopterede drager nytte af indbyrdes erfaringer, ved vi,
hvor gavnligt dialog med ligesindede er.
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Hos Korea Klubbens søsterforening har man stor succes med mentorprogrammet.
Also-Known-As. Inc i New York hjælper unge adopterede på områder, hvor PAS-
ordningen alene viser sig utilstrækkelig.
Vi håber, dette vil tilgås med stor alvor og værdsætter muligheden for at bidrage til
denne høring.
Venlig hilsen
Sanne Mogensen
Næstformand, Korea Klubben
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0199.png
Karin Rønnow Søndergaard
Ankestyrelsen
7998 Statsservice
København/Aalborg 1. november 2019
Ankestyrelsen - Høring angående undersøgelsen af mulighederne
for et nyt adoptionssystem og evalueringen af adoptionsreformen
fra 2016
Ӂbenhed
i Adoption (ÅIA) har følgende svar og kommentarer til
Ankestyrelsens høring angående undersøgelsen af mulighederne for et nyt
adoptionssystem og evalueringen af adoptionsreformen fra 2016.
ÅIA arbejder for adopteredes rettigheder iht. FN’s Børnekonvention.
ÅIA vil gerne gøre opmærksom på, at adopteredes organisationers
høringssvar til
helhedsanalysen (Socialministeriet, 28. juni
2013)
desværre ikke blev taget i betragtning ved adoptionsreformen fra
2016.
Vi anmoder om følgende bliver taget i betragtning, før der bliver taget
flere tiltag til nye adoptionssystemer:
FN’s
Børnekonvention implementeres fuldt ud i Ankestyrelsens arbejde
med børn og familier.
Haagerkonventionen
er i modstrid med FN’s
Børnekonvention, herunder
artikel 7, 8, 20 og 21 litra b (subsidaritetsprincippet). Dertil legitimerer
Haagerkonventionen ikke finansiering til adoptionsbureauer.
Adoptionsbureauerne er private virksomheder.
Der findes fortsat ingen uafhængig hjælp til adopterede, som søger
oprindelig familie, genoprettelse af identitet og bevarelse af kontakt til
oprindelig familie. DIA, Datatilsynet og Ankestyrelsen kan ikke hjælpe
med genoprettelse af identitet.
1
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Tidligere adoptionsskandaler bør stadig afdækkes og undersøges
tilbundsgående, så disse kan forsøges undgået i fremtiden, og ofrene for
disse kan få både undskyldning og kompensation, og de ansvarlige drages
til ansvar. Dette fordrer en åbning og systematisk dybdegående
gennemgang af alle adoptionssager til Danmark.
Der er utallige gange verden over, igennem tiden, forsøgt at evaluere og
forbedre adoptionssystemet. Dette har ikke medført, at handlen med børn
er blevet fjernet fra adoptionssystemet, eller at børn og familiers
rettigheder er blevet respekteret. Det har ikke modvirket adopteredes
traumer over mistet identitet, racistiske overgreb, mord eller selvmord.
Myndighedernes økonomiske, administrative og politiske støtte til
adoptionsbureauerne, gør myndighederne og ministrene medansvarlige
for overgreb, børnehandel, skandaler og krænkelser
af FN’s
Børnekonvention.
Luk Danish International Adoption (DIA), før der påbegyndes og
gennemføres yderligere adoptioner.
Åben alle gennemførte adoptioner op, både internationalt og nationalt, og
påbegynd en systematisk gennemgang af dem alle.
Undersøg om adopterede special needs børn, både internationalt og
nationalt adopterede, i Danmark har fået den støtte de har krav på i
kommunerne og regionerne.
Opret et finansieret uvildigt organ af adopterede der kan varetage
adopteredes rettigheder for høringsret, genoprettelse og opretholdelse af
identitet, familiesøgning og kontakt, også til søskende, herunder DNA-
tests og tilbagerejser, sprogkurser, uvildig gratis eller tilskudsberettiget
psykolog/adoptionhealing bistand hele livet, kompensation mv.
Opret en fond med midler - bestyret af det uvildige organ - til at støtte
adopterede i familiesøgning, DNA-tests, tilbagerejser, kontakt,
sprogkurser mv.
Opret en kommission med deltagelse af det uvildige organ af adopterede
der kan se på hvorledes de lande, der er adopteret fra, og fortsat
adopteres fra, bedst kan støttes til at opbygge egne bæredygtige
socioøkonomiske understøttende systemer til udsatte børn og
kvinder/familier.
Dertil bør Danmark tage initiativ til oprettelse af en international fond der
arbejder for at støtte disse lande i at opbygge bæredygtige alternativer til
international adoption f.eks. ud fra Guardianship og børneby principperne
og støtter lokale udsatte familier med behov for socioøkonomisk hjælp
2
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
eller/og specialpædagogisk støtte, præcis som den hjælp f.eks. enlige
forsørgere i blandt andet Danmark får, tilpasset de enkelte landes
prissætning og i respekt for deres egne ønsker.
Desuden bør der oprettes
et center for åbenhed i adoption/åben adoption
med levede erfaringer og uvildige ansatte der kan vejlede og bistå i
søgning og kontakt i samråd med det uvildige organ, hvor adoptanter,
adopterede og oprindelige familier, herunder søskende, kan få uvildig
hjælp.
Opret et nationalt special register under Justitsministeriet til
kvinder/forældre der siden 1955 og til igangværende sager i dag med og
uden tvang bortadopterer deres børn til undersøgelse af de oprindelige
familiers forhold, hvor mange børn det handler om og hvorfor
kvinderne/forældrene bortadopterede. Vær opmærksom på skyggetal fra
uregistrerede og illegale sager. Lav en undersøgelse om overgreb i
adoptionerne baseret på telefon/interviews som udmøntes
anonymt/navngivent i en offentlig rapport. Brug erfaringerne
internationalt, da det er samme mønster i landene der adopteres fra.
Adopterede børn sikres samme ret i samme alder (førskole) til at blive
hørt til ønsker om kontakt med oprindelige forældre som børn i
skilsmisse, samværs- og bopælssager. Adopterede børn sikres retten til at
vide, at de altid må høres uafhængigt af deres adoptivforældre. Der kan
f.eks. oprettes en uvildig åben anonym børnetelefon for adopterede via
det uvildige organ eller/og centeret for åbenhed i adoption/åben adoption.
Iværksættelse og uvildig økonomisk støtte til selvstændige initiativer fra
særligt adopterede til vidensopsamling på området.
Guardianship- og uvildig adoptionsforskning samt forskning i totale
familiebrud og adoption trafficking sættes på finansloven.
Det uvildige organ, kommissionen og centret for åbenhed i adoption/åben
adoption skal sammen med Ankestyrelsen være VISO-leverandør.”
Ankestyrelsen har fået til opgave at undersøge, hvordan der kan
skabes en økonomisk bæredygtig struktur for den internationale
adoptionsformidling i Danmark.
”Som
svar på Ankestyrelsens opgave til at undersøge, hvordan der kan
skabes en økonomisk bæredygtig struktur for den internationale
adoptionsformidling i Danmark, gør ÅIA opmærksom på, at økonomisk
3
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
bæredygtighed og international adoptionsformidling ikke kan forenes, da
økonomisk bæredygtighed i hjælpearbejde med børns bedste altid vil
indebære, at børn hjælpes i egen familie, placeres i slægtspleje/adoption,
pleje, institution, børneby eller adoption i eget fødeland, hvor langt flere
børn og deres familier kan hjælpes socioøkonomisk bæredygtigt end de få
børn der adopteres internationalt for flere penge, og måske har så særlige
behov, at de ikke kan hjælpes medicinsk eller specialpædagogisk i egne
fødelande, men heller ikke får rette støtte i Danmark.
Disse reelle special needs børn med betydelige og varige fysiske og
psykiske funktonsnedsættelser kan Danmark ikke tage vare på, da de
danske kommuner ikke har hverken specialiseret ekspertise eller
økonomisk råderum til at hjælpe som Serviceloven ellers skal. Dette
gælder også allerede adopterede børn og unge med betydelige og varige
psykiske og fysiske funktionsnedsættelser i nationale adoptioner og
tvangsbortadoptioner, der ikke støttes som de skal i kommunerne trods
Serviceloven foreskriver, at de skal. Dette bør undersøges nærmere i alle
gennemførte nationale adoptioner, før der tages stilling til om special
needs børn overhovedet kan rummes i Danmark. Ellers er det en stort set
umulig opgave for de danske adoptivfamilier.
Selvsagt kan der ikke findes en bæredygtig økonomisk model for
international adoptionsformidling, da denne netop modvirker oprettelse
og opretholdelse af bæredygtige beskyttende socioøkonomiske modeller i
landene der adopteres fra. Erfaringen er, at pengestrømmene i
international adoption skaber så stærke økonomiske incitamenter, at
handel med børn finder sted på en måde, så selv de bedste intentioner og
tilsyn ikke har mulighed for at udelukke dem. Det er et kæmpe problem,
at adoptionsindustrien forhindrer lande i at oprette sociale offentlige og
private systemer som Danmark selv gennem tiden har udviklet.
Såfremt myndighederne overtager adoptionsformidlingen, bliver
myndighederne direkte ansvarlige for børnehandel og eventuel øvrig
kriminalitet i den sammenhæng, som ex. kidnapning, afpresning,
udbytning, overgreb, dokumentfalskneri, overtrædelse af børn og
familiers menneskerettigheder, fejl i rapporter, forfalskning af persondata
mv.
ÅIA anbefaler, at det eneste danske adoptionsbureau Danish International
Adoption (DIA) lukkes, så den lempelige pengepolitik stoppes, da
Haagerkonventionen ikke legitimerer finansiering af adoptionsbureauer og
det tydeligt har vist sig, at de massive økonomiske vanskeligheder ikke
kan afhjælpes varigt af endnu en tilførsel af midler fra staten som i 2018,
og det dermed ikke har haft nogen egentlig effekt at fusionere AC
Børnehjælp og Dan Adopt i 2014.
“NYT FRA SATSPULJEN
(1.november 2018)
I dag har DIA modtaget en orientering om, at der gennem de næste år tilføres yderligere midler til
adoption fra satspuljen.
Dette fremgår af aftaleteksten på Børne- og Socialministeriets hjemmeside:
4
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
"Der er sket en række væsentlige ændringer i formidlingsbilledet for international adoption siden
indgåelsen af den politiske aftale fra 2014 om et nyt adoptionssystem i Danmark. Disse ændringer
har skabt et væsentligt ændret økonomisk grundlag for international adoption. Aftalepartierne er
derfor enige om, at der afsættes midler til at understøtte den nuværende struktur for international
adoptionsformidling og til at undersøge, hvordan der kan skabes en bæredygtig struktur for
formidlingsopgaven. Der afsættes i alt 3,1 mio. kr. i perioden 2019-2020."
Direktør Jeanette Larsen:
”Vi synes, at det er positivt at de udfordringer vi har peget på, er blevet imødekommet og at der
bliver tilført midler til vores arbejde i de næste år. Nu afventer vi en nærmere tilbagemelding om,
hvordan midlerne vil blive udmøntet, og når vi ved mere om det vil vi kunne orientere vores
familier yderligere.”
Formidlingsbilledet er ændret fordi international adoption lukker ned i de
forskellige lande, fordi landene forsøger at opbygge egne bæredygtige
socioøkonomiske systemer til at hjælpe børnene i egne fødelande, så de
kan forblive i deres egne familier, deres eget land, med deres eget sprog,
egen kultur og egen religion. Dette bør Danmark støtte, da det er det
mest skånsomme for børnene og langt flere børn kan hjælpes.
DIA er tydeligvis under fortsat massivt økonomisk pres, præcis som Dan
Adopt og AC Børnehjælp var, hvorfor høringen finder sted. Det har intet
at gøre med et nyt og bedre adoptionssystem. Årsrapporten fra 2018
viser, at DIA har udsigt til minus i 2020, måske allerede i 2019, og næppe
kan overleve trods yderligere statstilskud fra 2021.
ÅIA kan ikke anbefale nogle adoptionsansøgere at stille sig på venteliste
hos DIA. Der er ikke argumentation for flere ansøgere med færre børn til
international adoption. Der er kun gennemført 64 adoptioner i 2018 og
formentlig færre endnu i 2019. DIA er ikke garanteret overlevelse med
negative tal udover 2020. DIA sælger ud af deres akter og obligationer.
Hvorfor har de overhovedet investeret i disse? En non-profit organisation?
Forretningen er ikke bæredygtig og selvom statsstøtte måske vil give DIA
5 år mere på markedet, overlever DIA næppe. Derfor er det ikke
bæredygtigt økonomisk at investere mere i DIA. Skal international
adoption fortsætte, skal det nødvendigvis overgå til staten - ellers
stoppes helt.
Det ses over hele verden at adoptionsbureauer lukker grundet mangel på
børn til adoption. Information spredes hurtigt via internettet og skaber
bevidsthed som modvirker det globale nords udnyttelse af det globale
syd. Vi har set adoptionsindustrien flytte sig fra kontinent til kontinent,
land til land for at finde nye steder, hvor adoption ikke har været kendt.
En epoke er formentlig omsider ved at være slut.
Dog er den Europæiske Union særligt gennem de sidste 10 år blevet
manipuleret af adoptions lobbyister og økonomiske investorer, hvilket har
påvirket måden der ses på adoption og børns rettigheder. Den
Europæiske Union har ikke kompetencer til legalisering af
familielovgivning, det har de enkelte medlemslande suverænt selv. I 1997
bestemte Europarådet, at FN’s børnekonvention er EU lov. Haager
konventionen derimod er en privat lov som oprindeligt var ment til at
5
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
modvirke handel med børn, men i praksis i f.eks. Rumænien skabte netop
et marked i børn, hvor der øverst i isbjerget lå adoption og under
overfladen korruption, magtmisbrug og udnyttelse af børn i pædofile
undergrundsmiljøer. Både den Europæiske Union og Europarådet
krævede, at Rumænien skulle overholde FN’s Børnekonvention, særligt
artikel 21b der handler om at begrænse international adoption ved
udelukkende at bruge den som en allersidste udvej efter at alle andre
lokale muligheder som plejefamilie, institution eller lokal adoption er
forsøgt afprøvet (subsidiaritetsprincippet).
USA, Israel, Frankrig, Spanien, Sverige, Danmark, Norge mv. valgte dog
at fortolke børns rettigheder/barnets bedste på anden vis. På den ene
side respekterer disse lande (med undtagelse af USA)
endnu
artikel
21b for deres egne børn, mens de benytter Haagerkonventionen i de
lande de adopterer fra. Haagerkonventionen er tydeligvis i konflikt med
artikel 21b, da den ikke ser plejefamilie eller anbringelse i institution som
barnets bedste, kun som en kortere midlertidig transit, hvor
hjemsendelse til familien, lokal eller international adoption er det eneste
rigtige. De to første muligheder er underlagt strenge tidsbegrænsninger
for gennemførelse, hvilket nærmest automatisk fører til international
adoption.
ÅIA ser med meget stor bekymring på om de stærke økonomiske
incitamenter, der udnytter barnløses drømme om adoption, lykkedes med
at fjerne FN’s Børnekonvention som EU lov, så den reduceres til
anvisninger, hvor Haagerkonventionen promoveres stærkt, hvilket nu ses
i f.eks. Bulgarien, hvor det lykkes med at ødelægge de gode initiativer der
er taget lokalt, så international adoption igen kan dyrke rovdrift på
udsatte børn og familier. UNICEF og EU kommissionen samarbejder om
dette. EU er hovedsponsor af UNICEF.
EU medlemslande og tiltrædelseslande som Portugal, Bulgarien, Letland,
Polen, Serbien og Montenegro mv. bliver kørt i stilling til adoptions
afgiverlande. Det lykkes ikke at lave Den Europæiske Adoptionspolitik i
årene 2006-2009, men nu prøves der igen under navnet Cross-border
adoptions med alvorlige konsekvenser for udsatte familier der kunne
hjælpes lokalt. Det er imod europæiske værdier og dansk lovgivning der
kræver, at udsatte familier hjælpes til at beholde deres børn eller at
børnene anbringes midlertidigt til de igen kan komme hjem. ÅIA ser
derfor med stor bekymring på, at også Danmark gennemfører
sandsynliggjorte tvangsadoptioner ud fra kritisable metoder. Lige nu
foregår det lokalt. Vil det indgå i det europæiske Cross-border
adoptionsprogram om nogen år? ÅIA henviser til Romania For Export
Only, The Untold
Story Of The Romanian ‘Orphans’
af Roelie Post, Against
Child Trafficking (ACT) for forståelse af disse mekanismer.
Ankestyrelsens egen
forskning i åben adoption viser tydeligt, at FN’s
Børnekonvention bør være “best practice” i adoption.”Åbenhed i adoption
6
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0205.png
og betydningen heraf” sat i udbud og bestilt af Ankestyrelsen og
udarbejdet af Inger Glavind Bo & Hanne Warming, Aalborg Universitet
2017
file:///C:/Users/ibenh/Downloads/%C3%85benhed%20i%20adoption.pdf
Åbenhed i adoptions (ÅIA) feedback på rapporten kan læses her:
https://www.facebook.com/groups/aabenhediadoption/permalink/910095212529853/
Ankestyrelsen taler om at sikre kommende og nuværende
adoptionsansøgere tryghed og sikkerhed i formidlingen. Adoption handler
ikke om at finde børn til barnløse, men om at finde forældre til
forældreløse. Mange børn har mindst en levende forælder eller mulighed
for at blive i egen slægt eller i pleje i eget land med rette økonomiske
støtte. Forældreløse eller børn der ikke kan bo hjemme har mulighed for
plejeanbringelse i andre familier, Guardianship, børneby eller institution,
såfremt disse systemer styrkes lokalt bæredygtigt økonomisk uden
stærke økonomiske incitamenter fra udenlandske adoptionsbureauer og
barnløse.
Bæredygtighed og fair trade er begreber der omhandler f.eks. økologiske
bananer produceret under ordentlige forhold for mennesker og natur.
Essensen i bæredygtighed er kort og godt en levemåde og produktion
som ikke har konsekvenser for kommende generationer. International
adoption har intet med bæredygtighed at gøre. De økonomisk sårbare
familier taber og de rige familier vinder på den globale ulighed. Adoption
har derfor massive konsekvenser for kommende generationer lokalt. Og
de mange økonomiske tilskud til DIA er selvsagt ikke bæredygtigt
økonomisk heller. Økonomisk bæredygtighed i international adoption er
ikke eksisterende, men er et opfundet buzz-ord for at fastholde
international adoption i en tid der er løbet fra international adoption.
International adoption er i krise, fordi tiden er løbet fra international
adoption. Bag de oprindelige gode intentioner ligger udnyttelse og brud
på FN’s Børnekonvention.
I stedet for at genopbygge et korthus, der hele
tiden vælter, bør der i stedet for endnu
”et
nyt adoptionssystem” og
udnyttelse af f.eks. sårbare tiltrædelseslande i EU, arbejdes for forandring
og håndgribelige resultater i et globalt samfund med social og økonomisk
lighed og lokal bæredygtighed, hvilket forudsætter en grundlæggende
ændring i måden
”barnets
bedste” tænkes og økonomiske strømninger
prioriteres.”
FNs Børnekonvention, gældende dansk lov.
“I henhold til kgl. resolution af 5. juli 1991, og efter at Folketinget den 31. maj 1991 har meddelt sit
samtykke dertil, har Danmark ratificeret en på De Forenede Nationers generalforsamling den 20.
november
1989 vedtagen konvention om Barnets Rettigheder.”
“Artikel 7
1. Barnet skal registreres umiddelbart efter fødslen og skal fra fødslen have ret til et navn, ret til at opnå
7
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0206.png
et statsborgerskab og, så vidt muligt, ret til at kende og blive passet af sine forældre.
2. Deltagerstaterne skal sikre gennemførelsen af disse rettigheder i overensstemmelse med deres
nationale lovgivning og deres forpligtelser ifølge de relevante internationale instrumenter på dette
område, især hvis barnet ellers ville blive statsløs.
Artikel 8
1. Deltagerstaterne påtager sig at respektere barnets ret til at bevare sin identitet, herunder
statsborgerskab, navn og familieforhold, som anerkendt af loven og uden ulovlig indblanding.”
https://www.retsinformation.dk/forms/r0710.aspx?id=60837
Ankestyrelsen har fået til opgave at evaluere adoptionsreformen
af 2016
adoptivfamiliens forhold. Herunder elementer der er
velfungerende og elementer der kalder på justeringer.
ӁIA
mener ikke, at der er grundlag for at tale om at styrke de i forvejen
privilegerede adoptivfamilier yderligere før adopteredes
samt deres
oprindelige familiers - rettigheder styrkes, herunder implementering af
FN’s Børnekonvention, åbning og undersøgelse samt støtte og
kompensation af alle allerede gennemførte adoptioner, oprettelse af
uvildigt organ, fond og kommission samt center og nationalt special
register til undersøgelse af oprindelige familiers forhold.
Udvælgelse af eventuelle kommende adoptanter bør ske ud fra en
overholdelse af FN’s Børnekonvention og en tilstræbelse af så vidt muligt
at barnet mest skånsomt matches med de bedst egnede uanset nummer
på venteliste, så der tages hensyn til barnets behov for ret til egen
identitet, egen race dvs. racial spejling i match, sprog, kultur, religion
mv., hvorfor ansøgere med oprindelse eller tilhørsforhold til barnets
fødeland eller fast bopæl i barnets fødeland sammen med børnefaglige
erfaringer, herunder erfaringer med forældresamarbejde, foretrækkes.
Alle ansøgere skal tidligt i forløbet igennem psykologisk undersøgelse med
hovedfokus på barnløshed, børnefaglig egnethed, samarbejde med
oprindelig familie og racisme. Godkendelse skal indebære foretræde for
det uvildige organ bestående af adopterede. Dette gælder internationale
såvel som nationale adoptioner.
Ankestyrelsens PAS-rådgivning er ikke uvildig og skal enten erstattes af
eller have supervision og deltagelse af det uvildige organ bestående af
adopterede. Ansøgere og adoptanter skal helt obligatorisk deltage i
rådgivning før, under og efter adoptionen i hele barndommen, præcis som
plejefamilier (tilsyn).
8
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Adoptantorganisationer, herunder landeforeninger, og adoptionsbureauer
bør ikke være en del af dette, da disse ikke er hverken uvildige eller
besidder de nødvendige børnefaglige kvalifikationer.
Adopterede skal frit kunne vælge gratis eller tilskudsberettiget uvildig
psykologbistand/adoptionhealing på lige fod med PAS-rådgivningen.
Al erfaring med PAS-rådgivning viser, at den ingen brugbar viden har om
racisme, familiesøgning og åbne adoptioner i praksis.
Der skal oprettes et center for åbenhed i adoption med levede erfaringer
og uvildige ansatte der kan vejlede og bistå i søgning og kontakt, hvor
adoptanter, adopterede og oprindelige familier, herunder søskende kan få
uvildig hjælp. Adoptanter forpligtes til at gennemgå kurser i dette regi
som en del af godkendelsen og forpligtelsen før og efter adoption. Al
eksisterende viden sættes i spil og er tilgængelig på en måde, så den kan
bringes i anvendelse hos de fagprofessionelle som møder adopterede og
familierne omkring dem.
Alle adopterede fra børn til voksne har ret til at kende deres identitet,
familie og historie hvor muligt. Alle adopterede fra børn til voksne har ret
til at kende og rejse til deres fødelande og mulige familie og bevare en
åben kontakt. Dette må aldrig være op til adoptanterne. Adopterede børn
sikres samme ret i samme alder til at blive hørt til ønsker om kontakt som
børn i skilsmisse, samværs- og bopælssager.
Alle oprindelige familier skal sikres retten til at kende deres børn med
undtagelse af de ganske få sager, hvor dette er til direkte fare for barnets
sikkerhed. Økonomisk bistand, juridisk bistand, psykologbistand mv
sættes ind for at sikre de oprindelige familier dette.
Alle gennemførte adoptioner åbnes op.
Åbne adoptioner er ikke en ny metode til at gennemføre nye adoptioner.
Børn i transit skal have undersøgt alle muligheder for at blive hos eller
genforenes med forældre og slægt eller alternative anbringelsesformer i
eget fødeland, og hvor der er kendt familie og slægt gennemføres
adoptioner ikke. Barnet støttes i guardianship til at bevare en kontakt
med familie og slægt i eget fødeland f.eks. i børneby-lignende koncepter,
hvor familiekontakt kan ske. Alternativt kan adoptanter tage permanent
ophold i børnenes fødelande.
9
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Nationale og internationale tvangsbortadoptioner er ikke en acceptabel
metode til at skaffe udsatte børn til barnløse, det er en økonomisk model
der tilgodeser kommunernes økonomi. Gennem historien har
tvangsadoption og tvangsforflytning af børn fra oprindelig slægt og kultur
vist sig at være et uholdbart socialt eksperiment som mange nationer nu
undskylder for. Historien har ligeledes vist, at disse børn har lidt massiv
skade af indgrebene, den tabte identitet og tabte slægt og kultur. Hvorfor
gentager Danmark historien?
Opret et nationalt special register under Justitsministeriet til
kvinder/forældre der siden 1955 og til igangværende sager i dag med og
uden tvang bortadopterer deres børn til undersøgelse af de oprindelige
familiers forhold, hvor mange børn det handler om og hvorfor
kvinderne/forældrene bortadopterede. Vær opmærksom på skyggetal fra
uregistrerede og illegale sager. Lav en undersøgelse om overgreb i
adoptionerne baseret på telefon/interviews som udmøntes
anonymt/navngivent i en offentlig rapport. Brug erfaringerne
internationalt, da det er samme mønster i landene der adopteres fra.
Styrkelse af guardianship fremfor totalt familiebrud ved adoption bør
være vejen frem, så juridiske bånd til søskende og udvidet familie ikke
brydes, selvom båndene til forældre måske brydes. Guardianship og
forældremyndighed er to sider af samme sag. Hvis et barns forældre ikke
er egnede til forældremyndighed, vil en kvalificeret værge få
forældremyndigheden over barnet, men forældrene stadig være forældre.
Er forældrene ikke egnede til at have barnet boende, kan barnet
anbringes hos slægt, værge, plejefamilie, søskendehus, børneby,
institution. Forældre eller/og slægt kan bevare en kontakt, hvor stor eller
lille den måske er. Børnene bevarer en ret til identitet og ret til at kende
til egen historie
også selvom der ikke længere er samvær. Kun i få
særlige situationer, hvor barnet er i direkte fare bør ophør af kontakt
finde sted. Barnets kendskab til historien bevares uanset.
Iværksættelse og uvildig økonomisk støtte til selvstændige initiativer fra
særligt adopterede til vidensopsamling på området.
Uvildig guardianship- og adoptionsforskning samt forskning i totale
familiebrud og adoption trafficking sættes på finansloven.
Det uvildige organ, kommissionen og centret for åbenhed i adoption skal
sammen med Ankestyrelsen være VISO-leverandør.
ÅIA imødeser yderligere brugerinddragelse, særligt blandt adopteredes
organisationer, og medvirker naturligvis meget gerne i videre dialog og
10
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0209.png
samarbejde om de massive udfordringer adopterede og udsatte familier
der udnyttes til adoption står med.
Jin Vilsgaard
[email protected]
, adopteret, & Iben Krarup Brown
Høgsberg
[email protected]
, adoptant, Åbenhed i adoption,
København/Aalborg november 2019.
11
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0210.png
Bilag 5
E ploring
Potential Solutions to Improve the Danish Intercountry Adoption system for Children, January
Jul
9 ISS, juli
9
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0211.png
EXPLORING POTENTIAL SOLUTIONS TO IMPROVE THE
DANISH INTERCOUNTRY ADOPTION SYSTEM FOR CHILDREN
January – July 2019
1
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0212.png
Prefatory note
This independent assessment was commissioned by the Division of Family Affairs, the
Central Adoption Authority of Denmark (CA), which is part of the National Social Appeals
Board, under the Ministry of Social Affairs and the Interior. It was carried out by Mia
Dambach (Director, International Reference Centre for the Rights of Children Deprived of
their Family and Coordinator of the Advocacy and Policy Development Unit) and Cécile
Jeannin, (Coordinator, Research and Publication Unit) based at the General Secretariat of
International Social Service
1
, Geneva (ISS/IRC). A special thanks to Amanda Lowndes for her
background research in preparing this report, as well as to Christina Baglietto and Lisa
Robinson for their precious feedback and editing.
As this assessment was carried out by an independent team and consequently, any opinions
and/or recommendations in the present report do not necessarily reflect the policies and
views of actors in Denmark. Any recommendation seeks to be grounded in the framework of
international standards, notably the 1993 Hague Convention.
The report is part of a broader study of the future structure for intercountry adoption
mediation, which examines the role of different service providers in the adoption procedure
in Denmark and explores alternatives to the current structure. Such service providers include
the CA, competent authorities and bodies (including accredited adoption bodies) and other
actors. One reason for the initiation of this broader study has been the decrease in the
number of PAPs application and/or approvals since 2014, which has directly impacted upon
the operations of Danish International Adoption (DIA), the sole accredited adoption body
(AAB) in Denmark.
2
In November 2018, resources were granted to initiate a study to explore the feasibility of a
new and sustainable economic structure for international adoption mediation in Denmark.
The objectives of the study are to identify alternatives to the current structure, including the
degree of State involvement required by any proposed alternative. Likewise, consideration is
given to improving the status quo as a way forward.
The report will therefore serve as a basis for political decisions about the structure for
mediation in intercountry adoption. The study is undertaken by the National Social Appeals
Board. A steering group has been appointed by the Ministry of Social Affairs and the Interior
to approve the direction and framework of the study. This report by ISS/IRC has been
included in the study at the request of the Division of Family Affairs, and provides its
international expertise by way of assessing the current system and providing an analysis of
the envisaged solutions in terms of advantages and disadvantages.
1
ISS is an international non-governmental organisation that has consultative status with the United Nations Economic and
Social Council (ECOSOC), as well as with UNICEF and other intergovernmental bodies. For more information, see
https://www.iss-ssi.org/index.php/en/.
2
DIA communication on 1 May clarifies that “according to the statistical data it is not the number of adoption applications
that has declined since 2014, but the number of applicants that are actually approved. There has only been a small decline
in the number of new applicants since 2014, from 169 in 2014 to 147 in 2017, whilst in the same period there has been a
significant decline in the number of applicants that gets an approval, from 119 in 2014 to 57 in 2017.”
2
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
The report aims to:
Analyse the current system and the role and competences of each actor involved
Discuss the advantages and disadvantages of at least three possible solutions
Examine solutions with a view of maintaining the ethical Danish intercountry
adoption system in any future developments
To this end, in addition to reviewing pertinent documentation, the authors of the
assessment undertook remote interviews with the Danish CA, DIA and State Administration
bodies, including the Secretariat of the Joint Council in January and February 2019. A pre-
mission report was shared with the Danish CA to help frame the assessment. An in-country
visit to Denmark occurred on 11 and 12 March 2019, where relevant actors, notably
governmental officials and DIA, were met with. A first draft version of the report was
reviewed by the Danish CA, the National Board of Adoption, the Agency of Family Law and
DIA with helpful suggestions to improve the accuracy of our findings and clarify our
understanding of the current system. A revised version was then submitted to the Danish CA
for any final comments.
We would like to express sincere thanks to all the actors (see Annex 1) that provided
valuable input throughout the drafting of this report, remotely and in person. A special note
of thanks to Thomas Colerick, Karina Haahr-Pedersen, Sidsel Lund Nielsen and Karin Rønnow
Søndergaard for giving us the privileged opportunity to be part of the Danish reforms and
their endless hours of assistance in understanding the issues at stake.
We hope that this report will build on the momentum of multiple initiatives and political will
for ensuring intercountry adoptions are truly in the child’s best interests.
Mia Dambach and Cécile Jeannin
July 2019, Geneva
3
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0214.png
Contents
Abbreviations............................................................................................................................... 6
Introduction ................................................................................................................................. 7
Global trends in Intercountry Adoption ..................................................................................... 7
Statistics collected by ISS/IRC between 2002 and 2017 (receiving countries in order of
adoptions)........................................................................................................................................ 7
Statistics collected by ISS/IRC between 2010 and 2017 (countries of origin) ................................. 9
Historical Legal and Policy Developments ................................................................................ 11
Historical Practical Developments by way of statistics ............................................................. 12
Section 1: Current adoption system ............................................................................................ 14
1.1 Legal framework and policies ............................................................................................ 14
1.2 Government actors ........................................................................................................... 15
1.2.1 The Minister of Social Affairs and the Interior ..................................................................... 15
1.2.2 Division of Family Affairs, National Social Appeals Board, Danish Central Adoption
Authority........................................................................................................................................ 15
1.2.3 National Board of Adoption ................................................................................................. 15
1.2.4 Agency of Family Law (previously named Regional State Administration’s) and Joint Council
....................................................................................................................................................... 17
1.3 Adoption accredited body ..................................................................................................... 18
1.3.1 Legal and ethical framework ................................................................................................ 19
1.3.2 Supervision ........................................................................................................................... 20
1.3.3 Supervision and education ................................................................................................... 20
1.3.4 Supervision of general activities........................................................................................... 20
1.3.5 Supervision of general economic activities .......................................................................... 22
1.3.5b Supervision of economic activities related to development aid and contributions .......... 24
1.4 Other actors ...................................................................................................................... 26
Section 2: Procedural framework ................................................................................................ 26
2.1 Domestic adoption ............................................................................................................ 26
2.1a Domestic adoption with the consent of biological family ..................................................... 26
2.1b Domestic adoption without the consent of biological family ............................................... 27
2.2 Intercountry adoption ....................................................................................................... 27
2.2.1 Cooperation with COs .......................................................................................................... 27
2.2.2 Preparation of the PAPs – first opportunity ......................................................................... 29
2.2.3 Approval of the PAPs ............................................................................................................ 29
2.2.4 Completion of the adoption procedure in the CO ............................................................... 32
2.2.5 Matching and probationary period ...................................................................................... 32
4
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2.2.6 Adoption decisions and storage of orders ........................................................................... 33
2.2.7 Post Adoption Services (PAS) ............................................................................................... 34
2.2.8 Fees....................................................................................................................................... 36
2.2.9 Sanction ................................................................................................................................ 36
2.2.10 Illicit practices ..................................................................................................................... 37
2.2.11 Adoption breakdowns ........................................................................................................ 38
Section 3: Possible future ICA system .......................................................................................... 40
3.1 Model 1: AAB with funding from the State, but with an economy still primarily based on fees
paid by PAPs........................................................................................................................... 42
3.1.1 Brief description ................................................................................................................... 42
3.1.2 Benefits ................................................................................................................................. 42
3.1.3 Drawbacks ............................................................................................................................ 43
3.1.4 Impact on CA’s current activities (supervision AAB, cooperation with CA and economic
relationship) .................................................................................................................................. 44
3.1.5 Transitional considerations should model 1 be chosen ....................................................... 44
3.2 Model 2: A model where the AAB and the State enters a Service Agreement and the AAB is
primarily State funded ............................................................................................................ 45
3.2.1 Brief description ................................................................................................................... 45
3.2.2 Benefits ................................................................................................................................. 46
3.2.3 Drawbacks ............................................................................................................................ 47
3.2.4 Impact on CA’s current activities (supervision AAB, cooperation with CA and economic
relationship) .................................................................................................................................. 48
3.2.5 Transitional considerations should model 2 be chosen ....................................................... 49
3.3 Model 3: A model where the AAB and the State enters a Service Agreement and the AAB is
wholly State funded................................................................................................................ 50
3.3.1 Brief description ................................................................................................................... 50
3.3.2 Benefits ................................................................................................................................. 50
3.3.3 Drawbacks ............................................................................................................................ 51
3.4.4 Impact on CA’s current activities (supervision AAB, cooperation with CA and economic
relationship) .................................................................................................................................. 53
3.4.5 Transitional considerations should model 3 be chosen ....................................................... 53
Annexes ..................................................................................................................................... 55
1.
List of Danish adoption actors interviewed....................................................................... 55
5
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0216.png
Abbreviations
AAB
AFL
CA
DIA
GGP1
Adoption Accredited Bodies
Agency of Family Law
Central Adoption Authority
Danish International Adoption
The Implementation and Operation of the
1993 Intercountry Adoption Convention:
Guide to Good Practice No 1
Accreditation and Adoption Accredited
Bodies: General Principles and Guide to
Good Practice No 2
Intercountry adoption
International Social Service/International
Reference Centre for children deprived of
their families
National Board of Adoption
Prospective Adoptive Parents
Post adoptive service
Special commission on the practical
operation of the 1993 Hague Intercountry
Adoption Convention
Convention of 29 May 1993 on Protection of
Children and Co-operation in Respect of
Intercountry Adoption
Convention of 19 October 1996 on
Jurisdiction, Applicable Law, Recognition,
Enforcement and Co-operation in Respect
of Parental Responsibility and Measures for
the Protection of Children
GGP2
ICA
ISS/IRC
NBA
PAPs
PAS
Special Commission
The 1993 Hague Convention
The 1996 Hague Convention
6
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0217.png
Introduction
Global trends in Intercountry Adoption
A brief look at intercountry adoption (ICA) trends is necessary to contextualize the broader
study undertaken in Denmark. In terms of historical ICAs considerations
3
, the overall
numbers of adoptions by receiving countries began an upward curve from 1980 until 2004 -
the peak year with more than 42,000 ICAs for the top 12 receiving countries alone. In 2005
however a gradual decrease began and is still ongoing today, although less steep in the last
few years. According to Peter Selman
4
between 2004 and 2009, a fall of 35% of the number
of ICAs was registered (see statistics collected by ISS/IRC below).
The reasons behind and the long term consequences of this steady decrease are numerous.
For instance, changes occurred in many countries of origins linked to the ratification of the
1993 Hague Convention on Protection of Children and Co-operation in Respect of
Intercountry Adoption (1993 Hague Convention) and ensuing development of improved
systems. Likewise in countries of origin, social changes played an important role such as the
development of the middle class, increasing domestic adoption rates, legalisation of
abortion in certain countries, and evolving attitudes towards certain groups (single mothers,
ethnic minority groups, etc.). As a result the profile of the children declared adoptable for
ICA has evolved. ICA today mainly concerns older children, siblings, and children with health
problems including disabilities. Simultaneously, supplementary criteria are required for PAPs
by the countries of origin
5
.
Statistics collected by ISS/IRC between 2002 and 2017 (receiving countries in order
of adoptions)
6
Receiving
countries
USA
Italy
France
Spain
Germany
2002
20 099
2 225
3 551
3 625
1 919
2003
2004
2005
2006
2007
2008
17 433
3 977
3 271
3 156
1 251
2009
12 753
3 964
3 017
3 006
1025
21 616 22 884
2 772
3 995
3 951
1 720
3 402
4 079
5 541
1 632
22 728 20 679 19 613
2 874
4 136
5 423
1 453
3 188
3 977
4 472
1 388
3 420
3 162
3 648
1 432
For more detailed information on this issue
Historical considerations: irregularities in intercountry adoption by Hervé
Boéchat
in Baglietto C, Cantwell N, Dambach M (Eds.) (2016).
Responding to illegal adoptions: A professional handbook.
Geneva, Switzerland: International Social Service
4
See
Twenty years of the Hague Convention: a Statistical Review
by Peter Selman, available in English at:
https://www.hcch.net/en/instruments/conventions/publications1/?dtid=32&cid=69
5
See ISS/IRC monthly review n°226 of November 2017.
6
Sources:
CIC (Canada), Department of Family Affairs (Denmark), Service de l’Adoption Internationale (France),
Commissione per le Adozioni Internazionali (Italy), Dutch Ministry of Justice (The Netherlands), Bufdir (Norway), Ministerio
de Trabajo y Asuntos Sociales (Spain), Swedish National Board of Intercountry Adoptions, MIA (Sweden), Autorité centrale
fédérale en matière d’adoption internationale (Switzerland), Statistisches Bundesamt (Germany), US Department of State
(USA).
1) From 1st October 2008 to 30 September 2009.
3
7
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0218.png
Canada
Sweden
Netherlands
Denmark
Switzerland
Australia
Norway
Total
Receiving
countries
1 926
1 107
1 130
609
558
561
747
36 938
2 180
1 046
1 154
522
722
472
714
1 955
1 109
1 307
527
658
502
706
1 871
1 083
1 185
586
452
585
582
1 535
879
816
448
455
576
448
1 712
800
782
429
394
568
426
1 208
793
767
395
497
440
304
32 834
605
912
682
497
444
441
344
27691
39 670 43 142
41 921 38 285 35 818
2010
2011
2012
2013
7 094
2014
6441
2015
5648
2016
5372
2017
4714
United States 11 058
of America
Italy
France
Canada
Spain
Sweden
Netherlands
Belgium
Norway
Germany
Denmark
Switzerland
Australia
Total
419
301
222
27 552
4 130
3 504
2 006
2 891
551
705
n/a
353
1 412
9 319
4 022
1 995
1 785
2 560
538
528
360
297
934
(579)
338
367
215
8 668
3 106
1 569
1 367
1 669
466
488
265
231
801
(420)
219
314
149
2 825
1 343
1 242
1 188
341
401
219
154
661
(272)
176
280
129
2206
1 069
905
824
345
354
144
142
209
2216
815
895
799
336
304
136
132
308
1872
953
790
567
257
214
121
126
213
1439
685
621
531
240
210
133
127
81
124
226
114
97
197
83
84
101
82
10 752
79
69
69
8 998
23 258 19 312
16 053 13 103 11 966
8
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0219.png
Statistics collected by ISS/IRC between 2010 and 2017 (countries of origin)
7
Countries of origin
1. China
2. Colombia
3. India
4. Ethiopia
5. Haiti
6. South Korea
7. Vietnam
8. Russia
9. Philippines
10. Bulgaria
11. Ukraine
12. Hungary
13. Thailand
14. Nigeria
15. Poland
16. Taiwan
17. South Africa
18. Brazil
19. USA
20. Latvia
21. Uganda
22. DRC
23. Liberia
24. Ghana
2010
4 672
1 549
473
3 977
1 361
991
n/a
3 158
413
230
1 091
n/a
124
n/a
n/a
310
71
373
n/a
120
n/a
166
n/a
n/a
107
19
172
43
188
73
128
44
93
15
32
7
2011
4 098
1 522
688
3 144
142
920
620
3 017
472
259
1 054
154
258
218
304
311
120
359
97
116
219
339
2012
3 998
901
362
2 648
262
797
216
2 442
374
350
713
145
251
238
236
291
81
337
178
59
246
499
2013
3 316
562
298
1 933
460
206
293
1 703
525
421
674
104
272
225
332
188
147
246
167
131
289
580
2014
2734
355
242
975
551
494
285
381
405
323
560
77
207
175
106
147
176
31
155
96
203
240
2015
2817
359
233
543
236
406
287
210
354
262
339
84
172
163
107
172
172
32
160
189
208
229
2016
2475
314
323
235
324
362
248
151
313
324
339
88
250
139
148
150
103
29
147
89
191
627
2017
2189
542
518
466
398
396
356
319
304
289
270
233
218
206
191
157
130
127
89
84
60
54
22
22
14
25. Central African 12
13
Republic
In the context of a decrease in ICA, and generally limited opportunities for domestic
adoptions in receiving countries, adoption applications by prospective adoptive parents
7
Sources: Central Authorities in intercountry adoption and other governmental entities; for further information, please
contact the ISS/IRC.
9
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0220.png
(PAPs) in receiving countries remain significantly higher than the number of children
declared adoptable.
Yet, at the same time, there is a growing awareness by PAPs of the changing ICA landscape
through awareness raising by authorities as well as the media. There is a better
understanding that adoption is a child protection measure providing a family for a child and
that there is no right to a child. For example, it is now clearer that the profile of children
needing adoption are not small babies in good health, and that fewer children are being
declared adoptable. Additionally, it seems that media attention to illicit practices linked
primarily to the earlier years of ICAs
8
– as many of these adoptees are now adults - has
likewise contributed to the reluctance of PAPs to initiate proceedings. This reluctance has
also been influenced by the growing attention surrounding adoption breakdowns
9
again by
the media, and also within the wider community.
However the reality remains that many people are still seeking to parent children.
Consequently in the context explaining the decrease in ICA and growing waiting times, it is
recognised that PAPs may turn to other forms of parenting. This has led to, for example, the
growth in assisted reproductive procedures including surrogacy. The 2019 COE report
Anonymous donation of sperm and oocytes: balancing the rights of parents, donors and
children estimates approximately 8 million children have been born to date through ART
medical procedures.
10
As a consequence, receiving countries therefore are facing challenges – a primary question
being rethinking the role of adoption accredited bodies (AABs). AABs must adapt – not only
to these decreases, but also to the changing profiles of internationally adopted children, and
to the supplementary criteria required for PAPs. Given this changing landscape, arguably the
expertise of AABs’ is increasingly more desired. AABs operating well with the framework of
the 1993 Hague Convention offer quality and specialised services.
11
Yet the changing landscape means that their financial sustainability is at risk – calling into
question, their continued ability to offer services. This precarious situation is essentially due
to the decrease in adoption cases as adoption fees are, for many of them, the main source of
income. This situation is compounded by the lack of public understanding and support of
their work – all of which is made even more challenging due to the financial crisis that
occurred in 2014 and politics of austerity.
12
Baglietto C, Cantwell N, Dambach M (Eds.) (2016).
Responding to illegal adoptions: A professional handbook.
Geneva:
Switzerland. International Social Service
9
Jeannin, C. (Ed.) (2018).
Towards a greater capacity: Learning from intercountry adoption breakdowns.
Geneva:
Switzerland. International Social Service
10
http://website-pace.net/documents/19855/5665827/20190128-DonationRights-EN.pdf/1ea3d70f-4da0-440b-a243-
9f28c0670bd6
11
More and more AABs provide specialized services. For instance : AAB Emmanuel Adoption en Communauté française de
Belgique, Médecins du Monde in France, Nuevo Futuro in Espagne, Aiuti all’infanzia in Italie, etc. The Indian CA has
published a guide dedicated to AABs entitled
Special Children for Special Parents: A Guide for Adoption Agencies
giving
several guidelines for preparing PAPs adopting a special needs child. Likewise, Sweden has developed a guide entitled
Special parents for special children
(both guides available in English at ISS/IRC).
12
ISS/IRC comparative analysis (2015).
The financing of Adoption Accredited Bodies and challenges faced: searching for
promising practices.
8
10
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0221.png
The current reflections regarding the system in Denmark fall within this context: the aim to
find a sustainable structure for its ICA system, whilst maintaining its ethical commitment
to deliver high quality services to children and families. Whilst the Danish adoption system
is evolving to meet the needs of children and families, there is today an urgent need to
address the dilemma of sustainability that its AAB is currently facing.
Historical Legal and Policy Developments
Briefly “until the end of Second World War, adoption in Denmark was domestic and could be
either simple or full. Improvements in the social integration and living conditions for single
mothers in the 1950’s allowed the number of national adoptions to decrease progressively,
from 1’200 in 1949 to 400 in 1959
13
. The legalisation of abortion in 1972 amplified this
decrease. At this time, there was no State adoption procedure: adoptions were organised by
a private organisation traditionally in charge of domestic adoption. The first State procedure
was created in 1976, which grounded the foundations of the actual adoption system that
allows only full adoptions. In 1999, the adoption of a stepchild was opened to homosexuals
living in a registered partnership. In 2009, these couples were authorised to adopt nationally
and internationally”
14
.
In recent years, Denmark has made substantial improvements to its adoption regulations by
way of the 2014 political agreement, which introduced a new adoption system more in line
with international standards. The agreement recognized the impact of developments in ICA
on the Danish system (see above). Proposals were made through this political agreement to
overcome the identified challenges.
Over the years a number of improvements have been made in terms of PAPs assessment,
preparation and post adoption support. As of January 2000, all PAPs must attend a pre-
adoption course, and as of January 2016, they receive individual counselling before and after
adopting the child to ensure the best possible beginning in the new family
15
. Such a pre-
requisite is an important factor in ensuring that the adoptive family is prepared for unique
adoption experiences as well as favours the reinforcement of the filiation ties to be built.
Specific improvements were also made with respect to accredited adoption bodies (AAB).
This included the combination of the two previous AAB; and increased attention give to the
competency, agency supervision and financial transparency of adoption services. Changes
that were implemented as of 1 January 2016 (see 1.3). To further support these
amendments, the Danish government stated in the 2014 agreement (as referenced above)
that specific allocations of government funds (DKK 14.4 million in 2015; DKK 13.2 million in
2016; DKK 11.5 million in 2017; and thereafter DKK 8.5 million annually from 2018 onwards)
would be used to supervise adoption services.
14
See “Ready for adoption”, p.41.
Extracts of ISS/IRC (2014).
Approval and Preparation of Prospective Adoptive Parents, Post Adoption Service and openness
in adoptions.
15
See contribution of Ina Dulanjani Dygaard and the Danish National Social Appeals Boards on “Mandatory, continuous and
accessible pre-adoption and post-adoption support in Denmark: strengthening the skills of adoptees, adopters, and the
social environment of the adoptive families” in Jeannin, C. (Ed.) (2018).
Towards a greater capacity: Learning from
intercountry adoption breakdowns.
Geneva: Switzerland. International Social Service (pages 141-143).
13
11
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0222.png
Following the 2014 political agreement, within the annual State budget for adoption the DKK
8,5 million amount is allocated as follows
16
:
• 5.2 million DKK to Danish CA for the approval of matching proposals and increased supervision of the AAB;
• 1.3 million DKK (above regular funding) to providing Post Adoption Services (PAS) and counselling for the
PAPs shortly before and after the child has arrived in the family (Phase 4); and
• 2.0 million DKK to the AAB (N.B. In 2015 the AAB received an additional 9 million DKK. This amount was to
cover the deficit generated by one the former AABs, which had merged with the other AAB, to create the
current AAB. It also covered all other expenses related to the merger and establishing the new AAB).
Historical Practical Developments by way of statistics
Since 1970, more than 15,000 children have been adopted by Danish parents through ICA
17
,
with significantly less children adopted domestically. The following table provides the
available statistics for the last nine years in terms of domestic adoption and ICA
18
:
Year
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
Domestic Adoptions
11
19
15
14
22
14
6
9
21
9
Intercountry Adoptions
497
419
338
219
176
124
97
84
79
64
Intercountry adoptions:
Since 2014 the ICA scene has changed significantly. The number of ICAs has fallen from 124
adoptions in 2014, to 64 adoptions in 2018. This represents a 47% drop in ICAs over four
years. This change can to some extent be explained by the fact that the waiting time
between approval and the child’s arrival has tended to increase, particularly with regard to
applicants approved in the period between 2012-2014. However for new applicants after
this period, DIA has explained that the waiting time has decreased markedly due to the
decline in the number of new ICA applicants that are approved. DIA notes for example that
the estimated waiting time for adoption from South Korea has in recent years fallen from
approx. five years to under one year. From South Africa, the waiting time has fallen from
between three and five years down to between two and three years, and from Taiwan the
wait has fallen from approximately five years to less than half a year.
19
Danish CA communication to ISS/IRC –1 March 2019
See: http://www.statsforvaltningen.dk/site.aspx?p=6406.
18
Danish CA communication to ISS/IRC – 15 February 2019
19
Information received from DIA 1 May 2019
17
16
12
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0223.png
Moreover children are arriving at an older age, than in previous years. According to statistics
provided by the National Board of Adoption (NBA) between 2011 and 2013, the adoptions of
children aged less than one year have decreased from 31% to 19%, while adoptions of
children aged 2 years old have increased from 15% to 25%.
Likewise the number of new families approved to adopt internationally has fallen from 85
families in 2014 to 48 families in 2018.
20
DIA notes that this drop in numbers has meant that
DIA now lacks enough families on almost of all its waiting lists. DIA is of the view that the
reason for this trend is due to increasing fees creating obstacles even for the most well-off
families, as well as the negative image linked to adoptions in the media. In addition PAPs are
becoming more realistic about their capacities to adopt the children who are now in need of
ICA – as reflected by the general frame of adoption (see section 2.2.3 and further discussions
below).
Further research might be helpful to explore the reasons behind such trends, given
that it seems for example, that the Danish CA is of the view that fees have not increased
significantly since 2015.
21
Whilst there are no global statistics on the number of PAPs, certain receiving countries do
publish national statistics. For example in France, the number of PAPs approved as of 31
December 2016 was 14,070, which was 13% less than in the same period in 2015
22
. In Spain
the number of PAPs has continued to decrease significantly over recent years
23
.
It is not clear what the trend is in Nordic countries. The Danish CA notes that
“official
statistics” from the Nordic countries might be helpful for comparative purposes as
alternative information seems to indicate that in Norway the number of approved PAPs
has declined almost to the same degree as in Denmark.
24
Whereas DIA believe that in
countries such as Norway and Sweden, statistics indicate that the situation has remained
quite stable.
25
Furthermore there is a general tendency for Danish PAPs to be older than previous years.
Their average age in 2013 was 36 and 38 years old.
26
In other countries such as Australia
27
and France
28
the average age is over 40 years old.
Domestic adoptions
The number of domestic adoptions varies a great deal from year to year, however since 2005
the number has not exceeded 25. For example there were 21 adoptions in 2017 and 9 in
2018.
Extracts of Terms of reference for a study of the future structure for international adoption mediation, January 2019.
Information received from Danish CA, 1 May 2019.
22
https://www.onpe.gouv.fr/system/files/publication/synthese_enquete_pupilles_31dec2016_2018.pdf
23
Boletín de datos estadísticos de medidas de protección. Boletín numero 20. Datos 2017.
24
Information received from Danish CA, 1 May 2019.
25
Meeting held in its Birkerød office, 11 March 2019.
26
https://ast.dk/naevn/adoptionsnaevnet/udgivelser-fra-adoptionsnaevnet/arsberetninger-og-statistik
27
https://www.aihw.gov.au/reports/adoptions/adoptions-australia-2016-17/contents/table-of-content
28
https://www.diplomatie.gouv.fr/IMG/pdf/final.12.02.19_cle845e9a-1.pdf
21
20
13
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0224.png
Section 1: Current adoption system
1.1 Legal framework and policies
Denmark ratified the Convention on the Rights of the Child on 19 July 1991. Subsequently,
Denmark acceded to the Hague Convention 1993 (which entered into force on 1 November
1997); the 1996 Hague Convention (which entered into force on 1 November 2011); and the
European Convention on the Adoption of Children of 1967 revised in 2008.
At domestic level, the following framework is operating: The Danish Adoption Consolidation
Act of 2004 amended in 2015; The Executive Order on Adoption n°1863 of 23 December
2015; Executive Order on Approval of Adopters (2009) and Terms of accreditation for DIA
(1
st
January 2016-31
st
December 2020). The Danish CA notes that Denmark does not have a
national action plan related to children
29
as there is no tradition for developing such plans.
Instead, policies are reflected and implemented in legislation. Child protection in Denmark is
addressed across a number of different pieces of legislation, such as the Social Services Act,
the Adoption Act and the Act of Parental Responsibility.
As the ISS/IRC mandate is to focus on the potential roles of four adoption actors in the three
models identified by the Danish CA (see 1.2 and 1.3) – noting others exist - discussion is
limited to these actors. The specific roles they take part in different parts of the adoption
procedure are explored in section 2. A brief overview of actors and their involvement in
adoption procedures is summarised provided below.
Actors involved
(sections 1.2 - 1.3)
National Social Appeals Board
Danish CA
DIA
Danish CA, NBA and AFL
Danish CA and DIA
Danish CA and DIA – with NBA if
outside of general frame
AFL and DIA with Danish CA for
appeals
Danish CA, AFL and DIA
Danish CA and DIA
Ad hoc involvement of all four
Ad hoc involvement of all four
Adoption procedure
(section 2)
Overall supervision of adoptions – national and ICA (1.2.2)
Mandated to supervise ICA under 1993 HC (2.2.1) including
activities of accredited adoption body (1.3)
Preparation of PAPs – first opportunity (2.2.2)
Approval of PAPs through four phases of adoption including
appeals (2.2.3)
Completion of adoption procedure in CO (2.2.4)
Matching and probationary period (2.2.5)
Adoption decision and storage (2.2.6)
Post adoption service (2.2.7)
Fees and sanctions (2.2.8 and 2.2.9)
Illicit practices (2.2.10)
Adoption breakdowns (2.2.11)
29
Danish CA communication to ISS/IRC –1 March 2019
14
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0225.png
1.2 Government actors
1.2.1 The Minister of Social Affairs and the Interior
The Minister of Social Affairs and the Interior (The Minister) appoints the Central Adoption
Authority in accordance with the 1993 Hague Convention, and is formally responsible for
accrediting the AAB and grants authorisation to the AAB to cooperate in the States of Origin.
The Minister is responsible for laying down the rules.
1.2.2 Division of Family Affairs, National Social Appeals Board, Danish Central
Adoption Authority
The Division is part of the National Social Appeals Board under the auspices of the Ministry
of Social Affairs and the Interior. It is the principle authority in the field of adoption in
Denmark, appointed as the CA in regard with the 1993 Hague Convention.
The CA provides the mandatory Preparation Course for PAPs (phase 2 – see 2.2.3) and
provides the relevant information for the Minister to grant authorisation to the Danish
accredited body DIA. This accreditation and supervision role takes up a significant amount of
time given the new procedures in place (see 1.3.2 and followings)
30
. The CA likewise
provides PAS counselling as well as the mandatory counselling shortly before and after the
child arrives in the family (phase 4 – see 2.2.3).
31
The CA likewise plays a role in the matching process (see 2.2.4).
The CA supervises and provide guidance to the AAB regarding financial, organisational and
professional matters in Denmark and in the countries of origin (see 1.3).
1.2.3 National Board of Adoption
The NBA was set up in 1976 in order to,
inter alia,
supervise the cases handled by the Joint
Council and act as a board of appeal. Appeals can relate to a decision of the Joint Council
regarding the approval of PAPs (see 2.2.3) or the ICA matching decisions (see 2.2.5). It should
be noted that the matching decisions of the CA cannot be appealed, as both the CA and NBA
are involved in this process.
The NBA consists of approximately 10 members with different professional backgrounds,
one of them being the Head of the Division of Family Affairs. The chairman is a Judge, and
multiple medical professionals assist with various duties. Further, the NBA controls whether
the AFL acts in accordance with the rules, when approving the PAPs.
The NBA’s duties include:
Supervising the work of the Joint Council and their secretariats,
Observing the national and international development in adoption matters,
30
31
See Terms of accreditation for DIA (1st January 2016-31st December 2020)
Danish CA communication to ISS/IRC – 15 February 2019. See also contribution of Ina Dulanjani Dygaard and the Danish
National Social Appeals Boards on “Mandatory, continuous and accessible pre-adoption and post-adoption support in
Denmark: strengthening the skills of adoptees, adopters, and the social environment of the adoptive families” in Jeannin, C.
(Ed.) (2018).
Towards a greater capacity: Learning from intercountry adoption breakdowns.
Geneva: Switzerland.
International Social Service (pages 141-143).
15
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0226.png
Collecting information concerning adoption,
Identifying paediatricians who can advise PAPs on health issues,
Conducting information awareness activities, and
Assisting the CA in the assessment of the adoption case prior to the issuance of the art.
17c-declaration.
The NBA deals with all domestic adoption cases (see 2.1). In such cases, it is funded on a case
by case basis, making it cost effective for the State. The NBA undertakes the matching by
examining the entire list of national PAPs, which has the advantage for the child that the
most adequate family is selected as opposed to being matched to the next family on the list,
as occurs in ICA cases (see 2.1).
In terms of ICAs, as of 1 January 2016 the NBA does not supervise the AAB – all
responsibilities in regard to the supervision of the AAB are under the CA (see 1.2.2 and
1.3.2). However in terms of supervision, the NBA can hear appeals of cases where the Joint
Council does not approve a PAP application. As part of this work, the NBA has undertaken a
broader analysis of all appeals, analysing the extent of successful appeals and the reasons for
such (see 1.2.4). For example, when there have been improvements in treatment of medical
conditions as deemed by the medical professionals working within their team, there is more
openness to approve a PAP with certain cancers. Moreover there are more opportunities for
the NBA to observe improvements in PAP applications, as the PAPs will have six months to
improve conditions for which their application was refused before being heard by the NBA.
In terms of supervision of the AAB, the Danish CA will consult with the NBA in matters
regarding the children’s health and psychosocial condition (see 2.2.5)
32
.
The Board likewise assists with adoption breakdowns, attempting to find a new family for
the child among its domestic PAP waiting list (see 2.1). In practice, this is undertaken on a
case by case basis.
ISS/IRC commends the quality of the independent matching committee, with its multi-
disciplinary approach, which seems to be extremely cost effective
33
considering the high
quality services delivered. ISS/IRC encourages the NBA's practice of using its website to
publish information regarding improving the adoption process and on disseminating appeal
decisions.
ISS/IRC recommends wider dissemination of its decisions and practices through
regular joint training with all Danish Adoption Actors, perhaps annually, which could help
further improve the Danish adoption system.
Lastly, the key role the NBA plays in
responding to adoption breakdowns should be clearly identified in any future model.
32
33
Danish CA communication to ISS/IRC – 15 February 2019
Meeting with the chairman and the Secretary of the NBA, 12 March 2019
16
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0227.png
1.2.4 Agency of Family Law (previously named Regional State Administration’s) and
Joint Council
The Regional State Administration - called the Agency of Family Law (AFL) since
1 April 2019
-
is the local authority in the field of adoption. The new name follows structural changes made
regarding processing cases, mainly under the Parental Responsibility Act. Before July 2012,
there were 5 AFL based in the different regions of Denmark. The AFL is now based in
Ringkøbing and has ten social workers dealing with adoption, five based in Copenhagen and
five covering other parts of Denmark.
In matters of adoption, the AFL performs tasks such as:
- Gathering information needed from PAPs to apply and gain approval,
- Preparing follow-up reports, and
- Providing families with guidance in the context of Post-adoptive Services.
- Recognizing the adoption carried out abroad
- Issuing the adoption decision when the adoption is carried out in Denmark
The AFL collaborates with the Joint Council, originally set up by the Ministry of Justice,
regarding the approval process for PAPs. The Joint Council is composed of a social worker,
lawyer and physician, one being an employee of the AFL. The lawyer is the chairman of the
Joint Council. The AFL is the secretariat of the Joint Council.
The Joint Council has decision-making power regarding phases 1 and 3 of the Approval
process (see 2.2.3). They have the authority to refuse or to accept the extension of a PAP’s
approval. The Joint Council is the competent authority for decision-making regarding the
approval of PAPs. The AFL prepares the case/home report for the Joint Council.
The Joint Council approves the matching proposals and issues the article 17 c agreement, if
the specific needs of a child are not compatible with the PAP’s general frame of approval,
and the PAPs wish to apply for an expanded frame of approval for the child on question. The
Joint Council decides whether or not the PAPs have the required resources to adopt the
proposed child.
The ISS/IRC commends the work of the AFL and its social workers, in preparing extensive
PAPs reports. The quality of their work can be seen in the limited number of successful of
appeals to the NBA, which for the most part, succeeded only to due to changes that
occurred since the time of approval (i.e. in the family situation or medical field).
The ISS/IRC is, however, concerned by the long waiting lists to access AFL services, which
we were told is about six months and the continual reduction in State support. To this end,
if there is a political decision to support adoptions – both domestic and intercountry –
more broadly, further State resources should be invested into AFL so that they are able to
absorb the demand.
17
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0228.png
1.3 Adoption accredited body
DIA is currently the only body in Denmark accredited by the Danish Ministry of Social Affairs
and the Interior to act as an intermediary accredited body for ICAs in accordance with the
1993 Hague Convention.
34
For ICA, all PAPs must pass through an AAB – DIA – for the
adoption to be approved in Denmark, with the exception of intra-familial adoptions.
Therefore to our knowledge, there are no private and independent adoptions, which is to
be commended as compliant with international standards. It should be noted that it is not
compulsory to have an AAB, a condition that the CA has capacity to ensure that the 1993
Hague Convention and all other relevant standards have been complied with).
According to the GGP1 “The decision whether to allow accredited bodies or approved (non-
accredited) persons to perform child protection or adoption functions in their State is a policy
matter for each individual State. (…) The role and functions of Central Authorities in relation
to individual adoptions are addressed in Chapter 7 (of GGP1). If a State of origin prefers to
conduct adoptions only through the Central Authority of a receiving State, the State of origin
must be satisfied that the Central Authority has the powers and resources to perform all the
necessary functions for the adoption procedure.” Further, the GGP2 specifies that “The
Convention permits the Contracting States to call upon accredited bodies to perform some of
the functions of Central Authorities, but does not require any State to appoint accredited
bodies or use them. However, some receiving States and States of origin do require by law
the use of accredited bodies to mediate intercountry adoptions.”
ISS/IRC recalls that according to arts. 9 and 22 of the 1993 Hague Convention, a CA may
delegate its obligations and responsibilities of general nature to AABs. Minimum standards
regarding AAB’s activities, set out by the 1993 Hague Convention and further developed
by the Guide to Good Practice n° 2
35
and the Explanatory Report on The 1993 Hague
Convention
36
, are:
Principle of professionalism and ethics in adoption
Principle of non-profit objectives
Principle of preventing improper financial gain
Principle of demonstrating and evaluating competence using criteria for
accreditation and authorisation
Principle of accountability of accredited bodies
Principle of using representatives with an ethical approach
Principle of adequate powers and resources for authorities
The 1993 Hague Convention does not specify on how and by whom these delegated
functions shall be financed. Each CA decides on the specific cooperation with its AAB’s,
reason why there exists a wide range of different systems.
As stated in the ISS/IRC
Manifesto
37
, “(…) specific regulations must be in place and set clear criteria regarding the
nature of the organisation, its mission and objectives, how it operates and its financial
transparency, in addition to its regular supervision by an independent authority.”
The National Social Appeals Board. Division of Family Affairs.
An introduction to the Danish legislation in the field of
intercountry adoption.
Available in English upon request.
35
Hague Conference on Private International Law (2012).
Accreditation and Adoption Accredited Bodies: Guide to good
practice Guide No. 2.
Available at: https://assets.hcch.net/upload/adoguide2en.pdf.
36
Available at: https://assets.hcch.net/upload/expl33e.pdf
37
Available at: https://www.iss-ssi.org/images/Publications_ISS/ENG/ISS_Manifesto_ANG.pdf.
34
18
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0229.png
According to ISS/IRC, it is crucial to remember that AABs are fulfilling delegated public
functions according to the standards set out in international standards and must therefore
receive the adequate public support, including financial assistance and follow up support
at all levels (ethical, professional and practical).
1.3.1 Legal and ethical framework
DIA established in 1964, is governed by a Board with operational responsibility for the
organisation. The DIA is statutorily required to have a manager; be staffed by persons who
have an educational background, or professional profile/expertise that relates to children;
have at least one employee with a master’s degree in Law; and at least one employee with
education and experience in business and accountancy.
38
In accordance with international standards (see 1.3.4a)
39
, DIA is obliged to protect and give
priority to the best interests of the child. The organisation is required to work in an ethically
and professionally responsible basis, and without seeking financial gain; and to ensure that
ICAs are only carried out when it is possible to complete the adoption in a legal, ethical and
professionally responsible way
40
.
The support the DIA provides includes establishing a connection between PAPs residing in
Denmark and children from other countries with a view to adoption (instruction support)
(see 2.2.4); facilitating the completion of the adoption procedure (completion support) (see
2.2.5); and PAS for families after the child has been taken home (see 2.2.7).
DIA’s adoption assistance activities are governed by, and must be in accordance with:
International Standards; the adoption legislation in the countries with which DIA cooperates;
and the Danish legislation on adoption (see 1.1). This latter includes the Terms of
accreditation as agreed between the Danish Ministry of Social Affairs and the Interior and
DIA for the period 1
st
January 2016- 31
st
December 2020 (as described in more detail below).
The DIA holds extensive knowledge of both relevant legislation and founding principles in
the area of adoption in Denmark, and the States that the DIA works with.
41
This knowledge
has been gained due to the lengthy working relationships with the same 12 countries of
origin, gaining in depth knowledge of the country in some cases over 50 years. As the newest
country of origin is at least ten years old, relationships and trust have been maturely
developed between DIA staff and the country of origin. Over the last ten years, the DIA has
not initiated new agreements with any countries of origin.
Any future model should give
significant consideration to this wealth of knowledge and how to preserve it.
Chapter 2, 2.5 Terms for Accreditation applicable for DIA, Valid from 1 January 2016 to 31 December 2020
The 1993 Hague Convention, arts.9 and 11; GGP2.
40
Chapter 2, 2.3 Terms for Accreditation applicable for DIA, Valid from 1 January 2016 to 31 December 2020
41
Chapter 2, 2.6 Terms for Accreditation applicable for DIA, Valid from 1 January 2016 to 31 December 2020
39
38
19
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0230.png
1.3.2 Supervision
The Danish CA is responsible for supervising and monitoring the fulfilment of the terms and
conditions required for DIA’s accreditation with regard to both its activities in Denmark and
abroad. This includes general oversight of DIA’s administrative and economic activities:
Substantial organisational changes, such as changes in employees and partners in the
country of origin
42
;
Ensuring continuing professional education for DIA employees in Denmark and abroad
on regulations and principles in the area of adoption (in Denmark and abroad)
43
;
General supervision, including of cooperation programs with countries of origin;
reviewing all matching cases and ad hoc hearings when new information becomes
available; and
Review of Organisation’s economic schedule as well as ongoing reporting including
payments for development aid (contributions and donations)
44
.
1.3.3 Supervision and education
The CA is responsible for providing
educational training
to the DIA (see 1.3.2). As part of this
responsibility, since 2016 ad hoc training regarding handling of matching cases, the
conclusions from the Financial Aspects Working Group and PAS has been provided. However
it seems that centralised (regular) training appears not to have occurred. This has the
associated consequence that there are few opportunities to open dialogue between the
different adoption actors, resulting in a feeling of working in silos
In order to improve internal collaboration, ISS/IRC recommends that efforts be made to
organise centralised training and information sharing for all Danish adoption actors, at
least annually. Such training could involve external trainers with experience in alternative
care, and adoption actors. Information sharing should involve measures that allow
representatives of each Danish adoption actor to share their expertise and exchange
information on their daily working practice.
1.3.4 Supervision of general activities
DIA’s general activities are subject to the general supervision and approval of the CA, and
they cannot act outside that approval. For example, the DIA may only mediate an ICA from
country partners where DIA has the Danish CA’s approval for that cooperation. The approval
is given for a defined period of time (two years).
The 2016 changes notably, resulted in improvements in the Danish CA’s monitoring of DIA.
In practice this can mean that the Danish CA may send multiple questions to DIA about
cooperation programs, ad hoc hearings and individual cases. For example, they are now
more insistent when crucial documents or information is missing (e.g. principle of
subsidiarity and background information related to siblings) or when new information
Chapter 2, 2.5 Terms for Accreditation applicable for DIA, Valid from 1 January 2016 to 31 December 2020
Chapter 2, 2.6 Terms for Accreditation applicable for DIA, Valid from 1 January 2016 to 31 December 2020
44
Chapter 4, 4.1 Terms for Accreditation applicable for DIA, Valid from 1 January 2016 to 31 December 2020
43
42
20
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0231.png
becomes available necessitating an ad hoc hearing (e.g. refunds that biological mothers may
receive according to South African laws and clarification about DIA’s practice in this regard).
The Danish CA has the primary obligation to ensure that adoptions are Hague Compliant,
and it has the final responsibility for understanding and approving of how countries of origin
operate. In providing supervision, and meeting this obligation, the fact that DIA has
longstanding relationships with countries of origin, whilst having many benefits, poses
challenges for the Danish CA (see 1.3.1).
For example, DIA has been working with authorities in Burkina Faso with a representative in
the country for 22 years, since 1997. Whilst this arrangement has resulted in a good level of
trust between DIA and the Burkinabe CA facilitating the adoption process, it can also have a
downside when potential questions arise due to changes in practices. In this regard, the CA
has noted a certain level of reluctance on DIA’s behalf to examine their practices in Burkina
Faso, as it may jeopardise the existing relationship with the Burkinabe CA.
From the perspective of DIA, some of this perceived reluctance surrounding matters of
longstanding cooperation can be explained. Whilst most requests are ‘legitimate’ especially
with respect to cases, other responses are part of the existing knowledge of different
practices gained from working in the country; and thus in their view do not require requests
for extra information from the CO. For example, culturally it is acceptable in South Korea to
have the name of the child written in different formats, accordingly questions regarding this
practice do not necessarily need further explanations. Additionally, such requests are seen
as a burden for DIA absorbing their limited resources.
ISS/IRC recommends that for questions that may typically arise about cultural practices of
the 12 countries that they work with, that the DIA prepare a standard brief of questions
and answers. Such a brief can act as a gatekeeping mechanism so that only essential
questions are directed to DIA. Such harmonisation should likewise be part of any future
model that is to be considered.
For ‘legitimate’ requests, DIA explained that they are willing to ask further questions, but are
sometimes challenged by the short timeframes given in which to respond. Further, DIA often
felt uncomfortable sending a list of questions to the CAs of countries of origin, without
context or explanation behind why the questions were being asked – despite having worked
in these countries for long periods without any issues arising. Regarding questions related to
cooperation, it was explained that the CAs in countries of origin did not necessarily have the
mandate for certain aspects of the child protection system and therefore lacked the
competency to provide information. Accordingly, when DIA insists on asking the same
questions repetitively, it can jeopardise their longstanding relationship with CAs of countries
of origin - who feel it is like an interrogation in court proceedings, as opposed to an open
discussion to understand their system. In such situations, it seems that there may be a lack
of appreciation by some CAs of countries of origin regarding their obligations under the 1993
Hague Convention. It is important to note that such obligations are primarily the
responsibility of State actors, and arguably should be part of their cooperation agreements.
21
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0232.png
Even in cases where a country of origin has not ratified the 1993 Hague Convention, the
responsibility falls upon the Receiving country to ensure full compliance
45
.
In other cases, DIA explained their preference of having the opportunity to obtain answers
to the questions during their next visit to the country, where it would be easier have a direct
dialogue with the authorities.
ISS/IRC recommends for questions by the Danish CA related to the general child protection
framework, that they rely on information from existing reliable sources such as the HCCH
country profiles, UNICEF country reports, ISS/IRC country situations and reports to the
various UN treaty bodies such as the UN Committee on the Rights of the Child. If additional
information is required, then ISS through its network can be mandated to furnish this
information.
ISS/IRC recommends that for questions by the Danish CA related to individual cases, that
DIA be equipped to provide the necessary responses in collaboration with the authorities
in the countries of origin. In cases, where the latter do not have existing capacity to furnish
such information (e.g. social worker system does not exist, lack of understanding of
principle of subsidiarity), ISS/IRC recommends that the Danish CA work with other
receiving countries to provide technical assistance to build the capacity of local actors.
Such assistance should ideally be provided by a neutral organisation with experience in
alternative care and/or adoption such as the HCCH the intercountry adoption technical
assistance programme (ICATAP), ISS and UNICEF.
1.3.5 Supervision of general economic activities
ISS/IRC recalls that the 1993 Hague Convention contains specific provisions on financial
aspects of ICA, such as framework, control and monitoring. Fees and costs related to the
work of AAB’s is, in principle, regulated by countries: they shall not charge unreasonably
high fees in relation to their rendered services, and are obliged to ensure the transparency
of costs to avoid “improper financial or other gain”. In the current complex environment -
where AABs must adapt to the notable decrease in ICA, the profiles of children are
evolving, supplementary criteria for PAPs is required by countries of origin, and there is an
increased demand for specialised services by CAs, PAPs, adoptive families or local partners
in the country of origin - the issue of how AAB’s are financed and supported is of extreme
importance
46
.
As part of their annual accounts
47
, DIA is required provide an information note outlining the
spread of their expenses regarding specific countries. This is written in according to the
following subgroups:
45
46
See Conclusions and recommendations n°1 and 36 of the Special Commission of 2010.
The 1993 Hague Convention, arts.8 and 32; See Factsheet n°2 on Financial Aspects of ICA for the 2015 Special
Commission meeting, http://www.hcch.net/upload/wop/factsheet_finasp_en.pdf.
47
Chapter 4, 4.1.2 Terms for Accreditation applicable for DIA, Valid from 1 January 2016 to 31 December 2020
22
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0233.png
Case specific costs
in Denmark which are given for each of the following items:
Translation, legalisation, postage, paediatrician fees, travel Insurance and follow-up.
Case specific costs abroad
which are for each of the following items: tests, medical
examinations, care and board for child, legal support, translation, visa(s) and passport(s).
General costs abroad
which are given for each of the following items (and which are not
connected to the individual child): fixed ongoing costs/running costs with individual
institutions, wages for the organisation’s staff in the relevant State(s) (calculated per
employee/function) and the organisation’s general administration costs in that State.
Travel activities
which are given for each of the following items: trips to (and in) the
relevant State, trips from the relevant State, outreach and consolidation work in the
relevant State.
Donations and supportive work that is given for each of the following:
support for aid
projects, support/donations to individual institutions from the DIA and further donations
negotiated for private individuals after the child has been taken home.
In addition to this annual report, DIA must produce quarterly and half-year reports.
48
The
Danish CA has appointed an external auditor for ongoing review of the DIA’s finance and
accounting for use in supervision. DIA supply accountancy staff and managers every half year
at the agreed times in relation to the external financial auditing.
49
DIA has explained that this reporting is onerous and easily consumes the entire 2.million DKK
that is received for this purpose (see introduction).
50
At the same time, the supervision of
financial accounts is part of the obligation of the CA under 1993 Hague Convention, who in
turn receive 5.2 million DKK for this task. Given this international obligation, the CA has
chosen to employ an external auditor to fulfil this function, which likewise has cost
implications.
There is a challenge of identifying the right balance in supervision of financial and
administrative activities of the AAB, as required by international standards, yet at the
same time ensuring that the AAB is not over burdened by such requirements. When such
obligations are too burdensome, there is less time for DIA to invest in its work with PAPs
and children. However, this must be balanced with the fact that such supervision is
essential in preventing illicit adoption practices and possible breakdowns. Finding this
balance is essential in determining the feasibility of any model proposed in this report (see
section 3). ISS/IRC recommends that the Danish authorities consider using the HCCH model
form
51
for reporting of financial accounts to streamline the reporting. Moreover, the
Danish CA should be in a position to not only assess the transparency and reasonableness
of costs, but also whether they are ethical. The first step would necessitate a change in the
law, repealing the necessity to link technical aid to the adoption process (see 1.3.5b).
Chapter 4, 4.1 Terms for Accreditation applicable for DIA, Valid from 1 January 2016 to 31 December 2020
Chapter 4, 4.1 Terms for Accreditation applicable for DIA, Valid from 1 January 2016 to 31 December 2020
50
Internal communication with DIA, 4 March 2019
51
Available at https://www.hcch.net/en/instruments/conventions/specialised-sections/intercountry-adoption.
49
48
23
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0234.png
1.3.5b Supervision of economic activities related to development aid and
contributions
Fees that are paid by PAPs may only be used to cover costs that are directly related to the
running of the organisation’s adoption business in Denmark and abroad, including expenses
for children’s aid work that is connected to adoption. Travelling and accommodation costs in
the country of origin are excluded. DIA approximates that adoption fees are approximately
215 000 DKK for each PAP. Once the adoption is finalised, adoptive families may apply for a
subsidy of 55 000 DKK from the Danish authorities.
Fees paid, directly or indirectly, may be used for project work or other work in the nature of
humanitarian aid work with a connection to adoption assistance.
52
In addition, contributions
from PAPs are seemingly permitted only after the adoption is finalised, without a maximum
threshold. Such contributions must be centralised by DIA and cannot be paid directly to
actors in the country of origin. It is noted that due to the lack of a legislative mandate,
supervision of contributions by PAPs by the Danish CA is only through a post adoption (and
non-compulsory) survey (see 2.2.7). In practice the Danish CA is involved when DIA has
doubts regarding the legitimacy of the contribution. Based on a survey regarding payments
and gifts in Madagascar, Ethiopia and Vietnam, the Danish CA has also proactively taken a
role. In the latter cases the Danish CA has asked DIA about the payments and how they guide
the PAPs about good practice in this regard.
53
Since 2016, DIA notes that there has not been any proofs of connection with the number of
adoptions and the provision of adoption-related relief work. It is DIA's view that there is
great transparency in the support provided by them to improve children's living conditions
and the subsidiarity principle.
54
Accordingly, DIA expressed their desire to preserve the
possibility that the organization can continue to provide adoption-related support. DIA notes
that if a separation between humanitarian aid and adoption work is desired, it could be
countered by less intrusive restriction, for example that DIA can only provide humanitarian
work not related to adoption in those countries where DIA does not actively have a
cooperation regarding adoption.
55
As to this suggestion, ISS/IRC notes that there could be a
risk for such humanitarian aid to be part of a scoping mission for future countries of origin to
work and build relationship.
It should be noted that any development aid of more than 50 000 DKK needs to be approved
by the Danish CA. DIA indicated that some of their development aid expenditure has
included developing a manual for adoptions in Burkina Faso, direct support to residential
care institutions, and education programs for parents in South Africa.
ISS/IRC recalls that international standards
56
place extensive safeguards on contributions -
as they entail risks and may undermine the integrity of a safe adoption procedure
57
.
Article 30(b) Adoption (Consolidation) Act 2015
Information received from Danish CA, 1 May 2019.
54
Information received from DIA, 1 May 2019.
55
Information received from DIA, 1 May 2019.
56
Special Commissions of 2010 (recommendation n°14), 2005 (Report and conclusions, n°125) and 2000 (recommendation
N°10); GGP2, Chapter 9.
53
52
24
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0235.png
Contributions may have the effect of ICA being prioritised over national solutions and
therefore, may result in insufficient support being provided to the birth family and an
absence of, or deficient, investigations undertaken into the adoptability of the child and / or
the availability of a domestic alternative care solutions (i.e., the subsidiarity principle may
not be respected).
Contributions may likewise create a dependency on the part of States of origin on the funds
provided through these sources and raise expectations that they will continue to receive
them. States wanting to ensure a steady flow of external funds to support child protection
efforts may feel obliged to ensure that children are supplied for intercountry adoption.
Contributions can also create competition between receiving States and AABs, whereby
whoever provides the greatest amount receives the greater number of children.
Furthermore, in UNICEF’s view,
58
these types of funds should not be the way in which support
is provided from other countries for the development of child protection services and
alternative care services in States of origin. When contributions to such funds are mandatory
in order for intercountry adoptions to be carried out, the contributor may have little or no
influence over the kind of projects financed and, in particular, may have no information
concerning whether or not the projects conform to internationally approved policy guidelines
in this sphere. Consequently, contributions of this nature cannot automatically be considered
as a desirable form of 'development aid'.
To this end, ISS/IRC strongly recommends that contributions should be avoided, in line
with international standards. If, despite these standards, a political decision is made to
allow contributions, then these should be closely tracked and supervised by the Danish CA.
There must be transparency in the contributions of all actors, including DIA and PAPs.
Inspiration may be gleaned from the Flemish CA who have a system in place for
monitoring PAPs contributions.
It is further recommended, and considered vital, that the Danish legislation be modified to
ensure that any development aid is not linked to adoption. Additionally, in the spirit of
cooperation promoted by the 1993 Hague Convention, if Danish authorities are
considering delivering development aid then initiatives should be promoted that do not
create any incentive to undertake adoptions. For example, Danish authorities could
consider centralising funds in an independent body working in the country of origin, such
as AUSAID, DANIDA, NORAD and SIDA, or a reputable local NGO working on the child
protection system without any links to adoption.
If however a political decision is made to insist on a link to adoption, then it should not be
a private arrangement but rather between Central Authorities. For example it could be in
the form of technical assistance from Danish Authorities to the Authorities in the countries
of origin, including through impartial organisations such as HCCH, ISS and UNICEF.
57
Capacity development plan for family support, foster care and adoption in Cambodia 2018-2023". Available at:
https://www.iss-ssi.org/images/Publications_ISS/ENG/Capacity_Development_FamilySupport_Cambodia.pdf.
58
Note on Financial Aspects of Intercountry Adoption, HCCH, 2014, para. 134.
25
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0236.png
1.4 Other actors
Whilst ISS/IRC acknowledges that there are many other important actors working on
adoption in Denmark, such as adoption associations, professionals, etc. at this stage of this
study (see preface), exploring the views of these actors was outside of the mandate. The
team were informed that the views of such actors would be included at a later stage.
Section 2: Procedural framework
2.1 Domestic adoption
59
As the Danish law clearly defines that the resolution of any matter involving a child is to be
determined in the child’s best interests, the Executive Order on Adoption of 2015 merely
delineates the specific procedures necessary for an ethical and legal adoption to occur. The
NBA conducts a thorough assessment to ensure that the child is adoptable domestically. A
discussion about ICA is not included, as the NBA always find a domestic family for adoption.
The CA notes
60
that domestic adoptions that do not involve relative and stepchild adoptions,
are processed by the AFL and the NBA. The process varies if the adoption is carried out with
or without the consent of the biological mother or father. All the costs are absorbed by the
State and national PAPs are not expected to fund any part of process, which is a quite
different approach to the fees that are paid by ICA PAPs (see 2.2.8). National PAPs have
access to preparation and PAS offered by the Danish CA (phases 2 and 4 of the approval
procedure, see 2.2.3) in the same way as ICA PAPs.
In practice, the numbers of domestic adoptions (see introduction) are rather limited, with
the number of PAPs exceeding the limited numbers of adoptable children. It seems that
waiting times are quite lengthy, no doubt due to the fact that the process is free of charge
and limited numbers of adoptable children.
2.1a Domestic adoption with the consent of biological family
For PAPs who wish to adopt domestically in Denmark they must follow the same approval
process as PAPs, who wish to adopt from another country. After the pre-adoption
counselling course (the 2nd Phase in the approval process, see 2.2.3) they must register
either with DIA or inform the NBA of their wish to adopt domestically before they can
proceed to the 3rd Phase (see 2.2.3). The PAPs cannot be registered for both ICA and
domestic adoption, although they can freely switch between lists. When the PAPs are
approved, they are added to the waiting list for domestic adoption, administered by the
NBA.
When a biological parent decides to give his or her child away for adoption, it is the AFL who
are responsible for counselling the biological parents about the legal effect of an adoption,
to ensure that the biological parents are capable to fully comprehend the total sum of the
consequences of a consent to adoption, and to inform and guide the biological parents
about the alternatives to adoption. If the biological parents uphold their decision, they give a
59
60
Danish CA communication to ISS/IRC – 15 February 2019
Danish CA communication to ISS/IRC –1 March 2019
26
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0237.png
written consent to adoption to the State Administration. A consent can be given at its
earliest three months after the child is born.
After the consent, the child’s file is forwarded from the AFL to the NBA, who is responsible
for the matching of the child. The NBA selects the most suitable PAPs from the waiting list
(based on the needs of the child and with attention to other factors – for example,
geography and the biological parents’ wishes). The names of the selected PAPs are
forwarded to the AFL, who then presents the matching proposal to the selected PAPs.
2.1b Domestic adoption without the consent of biological family
Whilst most domestic adoptions in Denmark are processed with consent of the biological
parents, there are a few cases where this is not the case. For example, in some instances
children may be left in public places. In these cases, the child is first under protection of
Social Services in the municipality, until the police investigation finishes. There are also some
cases where the child's parents are known and do not consent to an adoption, however an
adoption is pursued in any event. These cases are initiated by Social Services and the
Municipality.
2.2 Intercountry adoption
2.2.1 Cooperation with COs
The Danish CA decides which countries of origin it will cooperate with through the
Minister.
61
Formally, the Minister decides which countries the AAB is authorised to
cooperate with, whilst the Danish CA can decide which concrete organisations in the specific
country the AAB is allowed to cooperate with.
Currently the Minister makes decisions based on the general criteria for the AAB’s
cooperation defined in the Terms of Accreditation, chapter 5.
62
As from 1 January 2016, DIA
has not applied for authorisation to cooperate in new States of origin or with new
organisations, but the Danish CA has re-authorized the AAB to cooperate with all their
existing partners. Every cooperation agreement is re-authorised every second year provided
that the cooperation complies with Danish regulations and policy, the rules abroad and the
principles in the 1993 Hague Convention.
A notable improvement on the pre-2016 system is a requirement for the Danish CA to
undertake regular follow up after having authorized the AABs to cooperate with specific
countries of origin or foreign organisations. Previously, such follow up only occurred if the
Danish CA received information from, for example, the AABs, adoptive parents, the medias,
other receiving states or international organisations (i.e. ISS/IRC) that implied irregularities
or misconduct, and then the specific cooperation would be reassessed.
61
62
Danish CA communication to ISS/IRC – 15 February 2019
Danish CA communication to ISS/IRC – 15 February 2019
27
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0238.png
With the 2016 changes to the system, the Danish CA undertook its first round of re-
authorisations in 2016 and 2017. The Danish CA approached each cooperation as a “new”
country of origin/organisation, with the purpose of independently evaluating to what extent
the legislation and the adoption system in the countries of origin were compliant with
international standards. The second round of re-authorisation began in 2018, where the
main focus is how the principle of subsidiarity is implemented - not only in the rules and
regulations in the specific country of origin, but also in practice - and how this can be
documented and properly ensured in specific adoption cases. Additionally, the Danish CA
focus on how the country of origin handles adoption of siblings (is it a priority to adopt the
children into the same adoptive family, or are other considerations taken into account); rules
and procedures for ICA of children where the biological parents are not citizens in the
country of origin; possibilities for a search of origins for the adoptees; and preparation of the
children and the PAPs before they meet.
ISS/IRC commends the Danish CA in its efforts in this regard, as it now more aligned with
their responsibilities as CA under the 1993 Hague Convention. The Danish CA itself
acknowledges the benefits that this procedure has brought, as it has generated greater
knowledge both within the AAB and the Danish CA. For example, it helped the Danish CA
better understand their responsibility to ask DIA to gather additional information in
concrete matching cases in order to ensure the principle of subsidiarity is followed (see
1.3.2 and 2.2.4). Nonetheless, whilst this treatment of countries of origin as “new”
partners was clearly advantageous, it also had the disadvantage of giving the impression of
a lack of trust despite having worked in these countries for over a decade
63
(see 1.3.1 and
1.3.2). However, ISS/IRC believes it was a necessary readjustment in order for the Danish
CA to fully comply with the responsibilities of a CA of a receiving country. This situation
could be further improved with more regular joint Danish CA/DIA in country visits.
ISS/IRC sees the fruit of the new accreditation system, in the decisions made by the Danish
CA and DIA regarding which countries to cooperate with.
For example, the Danish CA has
withdrawn the authorisation to cooperate with Ethiopia following conclusions that the
protective measures that had been established for the AABs were insufficient to ensure that
the principles in the 1993 Hague convention were respected. Moreover, DIA made a decision
to withdraw from Vietnam in November 2017 after the Danish CA raised concerns in
December 2016.
Donations and contributions
The CA must approve any donations in countries of origin which exceed 6 500 euros (see
1.3.5).
64
Development aid
63
64
Meeting held in its Birkerød office, the 11 March 2019.
Danish CA communication to ISS/IRC – 21 January 2019
28
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0239.png
The Danish Adoption Act states that DIA may only perform cooperation projects related to
adoption assistance activities, and accredited bodies are not statutorily authorized to
perform development aid (see 1.3.5).
2.2.2 Preparation of the PAPs – first opportunity
DIA offers general awareness raising sessions to any interested PAPs prior to the lodgement
of an official application (see section 2.2.3). This service is funded by PAPs fees. This can be
compared with the practice in other receiving countries. For example, in Switzerland this
general awareness raising is provided by the CA and PAPs do not have to pay a fee; whilst in
Australia, this activity is provided by the CA but is paid by the PAPs.
Whilst this course is not
compulsory in Denmark, ISS/IRC believes that it is extremely important for an introduction
to adoptions and dispelling any existing myths.
2.2.3 Approval of the PAPs
An application for adoption or for approval must be filed with the AFL and comply with the
requisite legal requirements
65
. An adoption order may only be granted to an individual who
has attained the age of 25. Residents of Denmark may adopt only under the provisions of the
Danish Adoption Consolidation Act. Residents of a foreign country may only adopt, if the PAP
and his or her spouse/partner is a Danish national and adoption is not possible in the PAP’s
country of residence, as well as if a Danish adoption order is valid in the country of
residence.
An application approval in a non-relative adoption cannot be filed until a minimum of six
months have passed since the most recent addition to the family. Before approval is
granted, Danish authorities perform a thorough investigation of all PAPs, which is divided
into four phases.
- The first phase investigates whether the PAP fulfils the
general conditions for approval
as a
PAP including: the age difference between the PAP and child does not exceed 42 years; PAP
seeking to adopt a child jointly must have lived together for at least 2.5 years; the physical
and psychological conditions of the PAP must be in accordance with the best interests of the
child; the PAP’s home must be adequate to raise a child; the PAP must show proper financial
conditions; and the PAP cannot have a criminal record
66
. AFL social workers undertake this
investigation (see 1.2.4).
The ISS/IRC commends the independent nature of AFL’s work in this field, as there is no
risk that approvals are linked to adoption fees, but rather are based on an objective
assessment of PAPs qualifications.
65
66
Executive order of adoption, Part 5.
Executive Order on Adoption, Arts. 20, 21, 22.
29
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0240.png
- The second phase covers a
pre-adoption counselling course
which is mandatory to all PAPs
who have not previously adopted a child. The course is provided by the Danish CA
67
, in
addition to the awareness raising activities initially provided by DIA (see 2.2.3).
- The third phase consists of one or more interviews with the AFL, whereby authorities
investigate whether the PAP possess the
sufficient individual resources
necessary to adopt a
child, followed by a home study report that is conducted and submitted to the Joint Council -
who then make the final decision on whether or not to approve the PAP(s)
68
. A PAP who is
married, or has a cohabitating partner, may only be approved as an adopter if his or her
spouse/partner is also approved.
69
Approval is valid for four years.
70
The ISS/IRC commends the independent nature of AFL’s work in phase three, as there is
little risk that approvals are linked to adoption fees but to an assessment of PAPs
individual qualifications. There may be a minimal risk if annual State funding is based on
numbers of approvals, instead of needs of social workers to carry out their responsibilities,
often dealing with complex issues.
General frame of approval
The Danish CA recognizes the importance of selecting PAPs who are the most suitable to fit
the needs of the child. The Government Agreement of 2014 proposed a reform of the
approval system, whereby the approval framework becomes just one approval and will
include older children and children with special needs.
71
As of January 2016, a PAP may be approved to adopt a child within the age frame of 0-48
months who has common physical and mental development potential, with the possibility
for limited use of support. There is a discretion to expand a given approval frame to include
an actual child not within the PAP’s existing approval frame.
72
As an example of children considered within the new frame of approval – based on an
individual assessment – approval can be given to adopt a well-treated HIV positive child, as
well as pre-mature child, if there is a common development potential, possibly with a limited
use of support at the time of the assessment
73
. The purpose of changing the frame approval
has been to adapt the frame to accommodate the children who are in need of ICA today.
According to DIA, this general approval criteria may reduce the flexibility of PAPs in exploring
their own resources and limits
74
. Indeed PAPs may feel obliged to accept the general
See
Information on the mandatory pre-adoption preparation course and the post adoption services provided in Denmark
p.2;
see also
The Adoption Consolidation Act, Art. 25(c).
68
An
Introduction to the Danish legislation in the field of intercountry adoption.
Available in English upon request;
see also
Executive Order on Adoption, Art. 17.
69
Executive Order on Adoption, Art. 19.
70
Executive Order on Adoption, Art. 24.
71
Agreement on a new adoption system in Denmark, pg. 6 (2014).
72
An Introduction to the Danish legislation in the field of intercountry adoption, available in English upon request.
73
An Introduction to the Danish legislation in the field of intercountry adoption, available in English upon request.
74
Meeting held in its Birkerød office, the 11 March 2019.
67
30
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0241.png
approval requirements in order to be able to adopt, which is not necessarily based on an
“objective and honest” assessment of their own capacities. Such situation can increase the
risk of breakdowns.
Despite such a risk, ISS/IRC believes that on balance it may be reasonable to set such
general approval conditions with these “special needs”, if the reality is that it is only such
profiles are available for ICA in Denmark at the moment. ISS/IRC recommends in any case
an individual assessment of the PAPs capacities, with the possibility of having exceptions
to the general conditions where there are justifiable reasons.
The results of the investigation in phases 1 to 3 are presented to the Joint Council who
decides whether or not the PAPs may proceed to final approval as a PAP. Approved PAPs
must be registered with an agency that has been authorized by the Minister of Social Affairs
and the Interior - Danish International Adoption (DIA) being the only one - to adopt a child
that is not residing in Denmark (see 1.3.1). The decision made by the Joint Council can be
appealed to the NBA. The number of appeals received by the NBA is decreasing over the
years (around 20 in 2018 vs 40 four years ago)
75
. According to the statistics provided by the
Danish CA, in 2018, 16 appeals were lodged at the NBA: 10 were rejected, 3 were taken into
consideration and further information was requested for one of them.
Once approved the PAPs are registered in the waiting list for domestic adoption or ICA,
according to their choice. They can easily move from a list to another but PAPs cannot be
registered in two lists at the same time. Currently, 59 PAPs are on the waiting list for
domestic adoption and 200 are on the waiting list for ICA. From these 200 families, 37
families are in the approval process, awaiting a decision regarding approval. ICA PAPs cannot
be on more than one waiting list (i.e. for multiple countries of origin).
-The fourth phase of the approval procedure requires that all adoptive parents receive
preparation and counselling immediately before and after the child is transferred to the
custody of the adoptive parents.
76
They must receive three hours of counselling twice; the
first three hours must be completed between the adoptive parents’ acceptance of the
proposed match and bringing the child home. The final three hours must be completed
within three months after the child has been brought to live with the adoptive parents.
77
The
preparation and counselling are provided by the Danish CA and are mainly state funded with
phase 4 entirely free of charge. PAPs only have to pay DKK 2,500 for the participation to the
pre-adoption counselling course (see 2.2.3).
Meeting with the Chairman and the Secretary of the NBA, 12 March 2019
An Introduction to the Danish legislation in the field of intercountry adoption, available in English upon request;
see also
The Adoption Consolidation Act, Art. 25(d).
77
See
Information on the mandatory pre-adoption preparation course and the post adoption services provided in Denmark,
pg. 5.
76
75
31
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0242.png
2.2.4 Completion of the adoption procedure in the CO
Once phase 3 has been completed (see 2.2.3), DIA supports the PAPs to identify a country in
which they would like to adopt from. DIA prepares the family for the adoption, a
requirement under article 5b, of the 1993 Hague Convention.
The preparation consists of informing PAPs about the rules and regulations of the country of
origin and as well as the adoption procedure. DIA also helps facilitates their adoption
application including translation and legalisations, etc. While waiting for assignment of a
child, DIA keeps the PAPs informed about the country they have registered for and provides
updates of documents according to the regulations of the country concerned.
DIA keeps close contact with its cooperating partners during the waiting time and, when a
child is assigned, the file of the child is assessed by one of DIA‘s paediatricians. After the
approval matching procedure (see 2.2.4), DIA will notify is cooperating partner of the
decision of the Joint Council or the CA in case the child is within the PAPs general frame of
approval.
DIA will then prepare the necessary documentation related to the acceptance/refusal. DIA
offers advice, guidance, travelling advice, formalisation of legal decision related to the case
as well as follow-up after coming home from the child’s country of origin. DIA is also
responsible for the submission of the mandatory follow-up reports prepared by the AFL
(see2.2.7). DIA makes sure that the report is translated and sent to the country of origin in
accordance with the rules there.
78
PAPs pay fees for this preparation, which complements the previous preparation (see 2.2.3
and 2.2.4), as it is not covered by any State funding.
2.2.5 Matching and probationary period
For each country that DIA cooperates with, the Danish CA maintains a list of documents and
information which must be available in the case file. When DIA receives a matching proposal
from the country of origin, DIA shall forward all the required documents and information to
the Danish CA or the Joint Council. If the child is within the general frame of approval, DIA
forwards the documents to the Danish CA. If not DIA or DIA is in doubt, DIA forwards the
documents to the Joint Council.
The Danish CA is primarily responsible for verifying that all the legal requirements of the
general approval frame for the child has been complied with, as well as those under the
relevant legislation and procedures in the country of origin, and that the basic principles of
the 1993 Hague Convention have been respected. The Danish CA will forward all the
documents and information to the CA, who consults with the NBA for verifying that the
health and social conditions of the child likewise meet the general frame of approval.
78
Report provided by DIA at the meeting held in its Birkerød office, the 11 March 2019.
32
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0243.png
In cases where either the Danish CA or NBA decide that the general frame of approval has
not been complied with, the case is sent to the Joint Council for an extension of the general
approval to assess if requested by the PAP.
At this important stage, when further clarification is required about the child’s background,
the Danish CA rightly has the responsibility to ensure additional information is provided. The
Danish CA relies upon the direct working relationship DIA has with the countries of origin,
and accordingly delegates and shares this responsibility with its only AAB.
Social workers within the DIA highlighted that this shared obligation is a clear
improvement to the pre-2016 system as it has encouraged more information gathering
about the child’s background
79
. ISS/IRC can only encourage the comprehensive collection
of this necessary information, which is vital for issues such as proper matching, prevention
of illicit adoptions and breakdowns, as well as facilitating access to origins (see 1.3.4a).
Whilst in practice, it may be challenging to collect such information, and create delays in
the processing of adoptions which may also be to the child’s detriment, the immense value
of such information cannot justify the fast tracking of cases
80
. Such checks and balances
are required by the 1993 Hague Convention and the proper respect of the principle of
subsidiarity.
81
This improvement is also essential for supporting an informed decision by
the PAPs.
Following this assessment, and only once the file is complete, should the general frame of
approval be met and the PAPs accept the matching proposal, the Danish CA will issue the
Article 17 (c) agreement. Where an extension for approval is sought, the State
Administration/Joint Council approves this extension. Where a trial period is stipulated for
the adoption, the adoption order will not take effect until such trial period has ended.
In cases where the PAPs would like to appeal the Joint Councils decision, they may refer the
case to the NBA (see 1.2.3).
2.2.6 Adoption decisions and storage of orders
When a child is from abroad, based on the original decision in the CO, the adoption order
takes effect when the child arrives in Denmark. An adoption establishes the same legal
relationship between the adopter and adoptee as exists between biological parents and
their child. The child shall have a right to the property of the adopter and that of his or her
family, as if the adopted child were the adopter’s biological child. An adoption may under
specific circumstances be revoked by the Danish CA if the adopter and the adopted child so
agree
82
.
Meeting held in its Birkerød office, the 11 March 2019.
ISS/IRC monthly review n°199 of February 2016.
81
GGP1, chapter 2, section 2.1.1; ISS/IRC Manifesto for ethical intercountry adoptions available at https://www.iss-
ssi.org/images/Publications_ISS/ENG/ISS_Manifesto_ANG.pdf.
82
The Adoption (Consolidation) Act, arts.16-24.
80
79
33
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0244.png
In practice, the great majority of records of the entire adoption case with all files related to
the child and PAPs from the 1960s onwards are held at the DIA. All adoptions from this
period until the 2000s - approximately 20,000 in total - were carried out by the two former
AABs. The CA and the National Archives hold approximately 2000 cases from Terre des
Hommes who functioned as an AAB from 1970 until 2000. The CA indicates that they rarely
receive any requests from adoptees adopted via Terre des Hommes.
83
According to DIA, the task of archiving the 20,000 files has cost implications in terms of
physical storage and delivering of copies of files when required by adoptees. This involves
staff retrieving the file and making the necessary copies, all of which at this stage is covered
by the general adoption fees received.
ISS/IRC recommends Danish authorities considering either funding DIA for its current
practices and/or explore the possibility of having digital archives. Such an initiative would
include an initial investment to digitalise the cases, but in the long run would save storage
costs and costs related to staff having to physically undertake the copying work. It would
still however be necessary to keep copies of such documents (e.g. photos) which could be
precious in their original format to adoptees and their families.
2.2.7 Post Adoption Services (PAS)
The Danish social welfare system secures free treatment and assistance, both medically and
economically, for every citizen
84
. Accordingly, and unsurprisingly, the Danish authorities
currently finance most PAS offered by the State adoption actors.
Follow-up reports
The AFL offers guidance and home visits to the adopters after the child has arrived in the
family, and assists in the preparation of statements and follow up reports when it is
requested to do so by authorities in Denmark or abroad.
85
The drafting of such reports are
covered by the AFL.
In addition to the follow up reports which are required by some countries of origin, the
Danish CA collects information about the adoption proceedings through surveying the
adopter once the adoption has been finalised, and where the adoption has been provided by
an adoption agency.
86
This information is not centralised in a report per se.
87
ISS/IRC recommends the systematic execution of such surveys be further used as one
means of complying with CA supervision responsibilities under the 1993 Hague
Convention. (see 1.2.5b).
Danish CA communication to ISS/IRC – 15 February 2019
Report provided by DIA at the meeting held in its Birkerød office, the 11 March 2019.
85
Executive Order on Adoption, Arts. 42, 43, 77.
86
The Adoption Consolidation Act, Art. 31(g).
87
Danish CA communication to ISS/IRC – 15 February 2019
84
83
34
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0245.png
Post adoption support
All adoptive families may receive further counselling and support through PAS as required by
international standards
88
. These are provided by the Danish CA
89
, and undertaken by several
psychologists across Denmark, who are mandated by the Danish CA.
90
Counselling is
available to the family until the child turns 18 years of age, and is mainly state financed. Each
family may receive up to twenty hours of counselling
91
. As part of Danish PAS, the Danish CA
also offers “Children’s groups” for older adopted children, free training for professionals who
are in contact with adopted children (i.e. teachers, day care workers, etc.), and an
established scheme for counselling of adoptees who have reached adulthood
92
.
In addition to PAS services provided by the Danish CA, DIA likewise invests in counselling and
support to adopters and adoptees from the time of the finalisation of the adoption. The PAS
actually commences prior to the adoption and continues after it, through the counselling of
families who have just commenced their life with the new child. With the reporting to the
country of origin – it also extends to counselling young or adult adoptees, who are planning
search of origins activities, to/in their country of origin or have other inquiries or doubts
about their background
93
. Such services are covered by adoption fees and not funded
separately by the State. In 2018, DIA received 458 requests from 367 families/adoptees, with
great majority dealing with contact with birth families and travelling to the country of
origin.
94
DIA notes that the demand for PAS has been increasing.
Search of Origins
As part of Danish PAS, and the 2014 governmental agreement on adoption reform, there is a
recognition of international principles pertaining to the importance of a child’s right to his or
her identity. This includes an acknowledgement of the importance of the adoptee’s ability to
search for his or her origins if he or she so chooses, and the accessibility of such information.
The governmental agreement states that in regards to choosing other countries to
collaborate with in the context of ICA, the Danish CA shall ensure that the child has the
ability to access information about his or her adoption proceedings in the country of origin.
In practice, the Danish CA provides psychological support (as previously discussed). DIA
complements this, for example, through its work in countries of origin, collection of
documents and by providing support for contact. This work is currently covered by general
adoption fees received by DIA.
The 1993 Hague Convention, art.9c
An Introduction to the Danish legislation in the field of intercountry adoption, available in English upon request.
90
See contribution of Ina Dulanjani Dygaard and the Danish National Social Appeals Boards on “Mandatory, continuous and
accessible pre-adoption and post-adoption support in Denmark: strengthening the skills of adoptees, adopters, and the
social environment of the adoptive families” in Jeannin, C. (Ed.) (2018).
Towards a greater capacity: Learning from
intercountry adoption breakdowns.
Geneva: Switzerland. International Social Service (pages 141-143).
91
See
Information on the mandatory pre-adoption preparation course and the post adoption services provided in Denmark,
pg. 6.
92
Supra 7 (for more detailed information on PAS).
93
Report provided by DIA at the meeting held in its Birkerød office, the 11 March 2019.
94
Report provided by DIA at the meeting held in its Birkerød office, the 11 March 2019.
89
88
35
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0246.png
The ISS/IRC is aware that adoption associations also provide work in this area – although the
extent of their involvement was beyond the mandate of this report.
Whilst DIA has the possibility to charge additional expenses for its work, further increasing
the current fees could create barriers to accessing this fundamental right to identity. In the
context of the Danish spirit of free medical and social support, ISS/IRC recommends that
all PAS be financed by the State, in particular services related to search for origins. In
addition, as part of the PAS, it is important to note the growing role that illicit adoptions
and adoption breakdowns will likely have – therefore sufficient resources and clear
identification of roles is necessary (see 2.2.10 and 2.2.11).
2.2.8 Fees
All services provided by the State, including the work described in the different phases
above, are in principle covered by State funds – although a token fee is paid by PAPs for
phase 2 (see 2.2.3).
In terms of adoption fees to be paid by PAPS, DIA notes that these are used to cover the
general operating costs of the organisation and part of the supervision requirements.
According to DIA the 2 million DKK paid by the State to comply with supervision is not
adequate (see introduction).
95
The fees may only be used to cover costs directly associated
with the operation of the agency’s adoption assistance activities in Denmark and abroad,
including expenses for child welfare work related to the adoption assistance activities.
96
According to the Executive order, an AAB may carry out regular adjustment of adoption fees,
so long as adjustment is based on objective criteria approved by the Danish CA
97
. Adoption
agency fees must be reported to the Danish CA and information about the amount and
composition of the fee must be made available to the general public (see 1.3.5a)
98
.
A notable improvement in the 2016 system is that the Danish CA has now started monitoring
the patterns of payments by AAB. Further work in terms of monitoring PAPs fees would add
to such improvements (see 1.3.5b). Likewise more supervision of fees, contributions and
technical development is also necessary, which could be undertaken jointly by the Danish CA
and DIA.
2.2.9 Sanction
The Minister of Social Affairs and the Interior may promulgate rules regarding the
supervision of an adoption agency. As such AABs may not obtain undue financial or other
gain in connection with adoption assistance nor may it receive disproportionate payments
for work performed. If an adoption agency fails to comply with the provisions of The
Adoption (Consolidation) Act, the National Social Appeals Board must issue a warning, or an
Information received from DIA, 1 May 2019
Executive Order on Adoption, Art. 58.
97
Executive Order on Adoption, Art. 58.
98
Executive Order on Adoption, Art. 58.
96
95
36
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0247.png
order, to the agency or amend the terms stipulated for the agency’s activities
99
. In the case
of material or repeated failure to comply with the provisions of the Act, the Minister of
Social Affairs and the Interior may revoke the agency’s authorization
100
. Anyone who fails to
observe the provisions stipulated for agency authorisation may be punished by fine or
imprisonment for up to four months
101
.
To date the National Social Appeals Board has not yet had to impose any sanctions. In
2016, it has however imposed an order to regulate fees, so that the payment rates reflect
the requirement that the fees paid when a matching proposal is accepted and when the
child is brought to Denmark must as a minimum be 33% of the total fee. For the transfer of
child back to Denmark, there should be as minimum 20 % of the total fee(in the Terms of
Accreditation chapter 4.2). Given some of the recent illicit practices that have arisen, it
may be important for the National Social Appeals Board to take a more active role of the
necessity of using its authority with regard to sanctions (see 2.2.10).
2.2.10 Illicit practices
Like the great majority of the countries involved in ICA, Denmark has experienced, and will
continue to experience, illicit practices related to adoptions. Illicit practices are known to be
highly damaging for adoptees and their families, as well as necessitating cooperation
internally and externally to find solutions. For example, cases concerning Ethiopia and India
have had a huge impact in the media and the public opinion in most receiving States,
stressing the dark side of ICA. For example in Denmark this media attention has resulted in
the Danish CA increasing its monitoring of the cooperation program with Ethiopia. In 2013,
the Danish CA closed DanAdopt’s programme for a short period, although they did not close
the programme entirely before 2016. The Danish CA waited for some time to see whether
improvements to the system were being implemented as promised and finally concluded
that regrettably this was not the case. In this context, when the cooperation with Ethiopia
closed in 2016 a significant number of PAPs’ applications had to be redirected to other
countries – with extra fees and additional waiting times - generating frustrations and anger.
Currently, there is no clear procedure in place to address illicit practices – both those arising
out of past and current practices. They are dealt with on case-by-case basis, which results in
a lack of around responsibilities and confusion among potential victims. As these illicit
practices will continue to surface, these should be addressed by the Danish authorities in a
more systematic manner. The role of the actors involved in different sectors such as Justice,
Foreign Affairs, private sector should be defined as well as the mechanisms to deal with
these tragedies through the elaboration of a protocol (an example can be seen in
Australia)
102
.
The Adoption Consolidation Act, Art. 31(i).
The Adoption Consolidation Act, Art. (31(i).
101
The Adoption Consolidation Act, Art. 34.
102
Available at ISS/IRC. See also “Promising
practice: working group on preventing and addressing illicit practices in
intercountry adoption by the Australian CA”
in Baglietto C, Cantwell N, Dambach M (Eds.) (2016).
Responding to illegal
adoptions: A professional handbook.
Geneva, Switzerland: International Social Service (p.141) where the Australian CA
presents their protocol.
100
99
37
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0248.png
ISS/IRC recommends the Danish authorities to develop a protocol (with the support of
ISS/IRC if needed) in order to clarify the roles of each actor as well as the procedure to be
followed when illicit practices arise. This should include legal and political remedies, as
well as mechanisms for providing psychosocial support. Long-term effects should be taken
into consideration when determining the best solution for the child whose interests and
rights were violated.
As part of any protocol, the possibility of sanctions for all actors, including PAPs, should be
envisaged including the application of national standards as required by the Optional
Protocol to the Convention on the Rights of the Child on the sale of children,
child prostitution and child pornography
103
. The application of such sanctions should
depend on the extent of proven involvement in the illicit adoption practice.
ISS/IRC further recommends that resources be invested to counter the negative image of
adoption so that a more balanced view is portrayed by the media. Such an initiative can
also be helpful for adoptees who may feel stigmatised as a result of only negative media
coverage. The role of adoption associations and adoptees would be critical in such an
initiative
104
.
2.2.11 Adoption breakdowns
Although the prevention of breakdowns is the main focus of all adoption actors in Denmark
and in the country of origin, similar to the situation for illicit practices (see section 2.2.10),
there is no clear procedure in place to address breakdowns occurring post matching, either
in Denmark or in the country of origin. In practice a handful of breakdowns come to the
notice of authorities each year. However, there may also be “hidden” cases where
ostensibly the filiation has not legally been revoked, but where the relationship between the
adoptive parents and the adoptee is challenging
105
.
Whilst the specific role of DIA in this field is highlighted in their Terms for accreditation, it
does not seem that the role of other actors such as the Danish CA is clear. According to the
103
104
See article 3.1c(ii) and 3.5
See “The media’s treatment of adoption breakdowns by Céline Giraud and Julien Pierron” in Jeannin, C. (Ed.) (2018).
Towards a greater capacity: Learning from intercountry adoption breakdowns.
Geneva: Switzerland. International Social
Service (p.48).
105
See “Collecting
data on problematic adoptions: the experience of the Emilia-Romagna Region in Italy” by Monica
Malaguti”
in Jeannin, C. (Ed.) (2018).
Towards a greater capacity: Learning from intercountry adoption breakdowns.
Geneva: Switzerland. International Social Service (pag.32). See also the definition of breakdowns proposed by the ISS/IRC in
this publication: “An
intercountry adoption crisis or breakdown occurs when the adopters or the adoptee are faced with
temporary, even irremediable, problems either before or after the adoption decision, which can result in an early or later
severance of bonds. Apart from the visible breakdowns leading to the out of home care placement of the child, usually
through an administrative or legal decision, certain breakdowns of intercountry adoption remain invisible because the
competent authorities are not notified of the separation; or despite coexistence within the adoptive family no solid
reassuring bond has been created. A broad definition of these terms which accord with the indicators that relate to the
extent of the problems, and which are linked particularly with: the construction and consolidation of attachment bonds; the
time scale; the nature of professional interventions; the division of responsibility; and any prognosis, would make it possible
for the maximum number of crises to be visible when collecting statistics – consequently allowing for appropriate support.
These data are of prime importance when designing procedures for adoption and support for families.”
38
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0249.png
Terms for Accreditation, DIA has a prevention role with respect to managing difficult
situations with, and difficult reactions from, PAPs
106
. However, the details of this
management responsibility are not elucidated further.
Breakdowns are currently dealt with on case-by-case basis, which results in a lack of clarity
regarding delineation of responsibilities and confusion among affected parties. Recent cases
of consecutive breakdowns have occurred, where PAPs changed their mind right after their
first meeting with the child in the country of origin. These situations have absorbed
significant resources from the Danish CA, DIA and the NBA as they to try to find the best
solution for the child within an acceptable timeframe. The activities of Danish actors in such
cases, are not currently supported by funding from the State, which is particularly
challenging for DIA whose financial stability is already at risk.
It is clear that the lack of guidelines to deal with such sensitive cases have made these
situations even more complex. The numerous challenges at legal and psychosocial levels are
resource consuming for all the actors involved and highly damaging for the children who
have experienced a new rejection/abandonment.
Based on the lessons learned from recent cases, ISS/IRC recommends the Danish
authorities develop guidelines – an example can be taken from the Vietnamese circular on
the protection of Vietnamese children adopted abroad.
107
Such guidelines should describe
the role of each actor, the procedure to follow including a timeframe, as well as
responsibility for the costs generated by these situations. A key principle in any such
guidelines is the expedition of the case, given the potential damage to the child and
eventual attachments that may be formed in temporary solutions. Cooperation amongst
all actors involved in Denmark and in the country of origin plays a crucial role in finding the
best solutions for the child. The guidelines should also outline the new matching
procedures to be applied for the child and PAPs
108
, including preparation of the child. In
addition, for the former PAPs guidelines should also be in place surrounding the possibility
for them to re-engage in a future adoption.
The ISS/IRC further recommends that statistics be collected in this regard, with
consideration for using the model form contained in the adoption breakdown
handbook
109
. The ISS/IRC suggests that DIA consider having a clause in their agreements
with PAPS for such unforeseen circumstances, so that in appropriate cases they may be
held accountable for the maintenance of the child and bear some responsibility for the
breakdown. In cases where the adoption order has been finalised and adoptive parents
have abandoned the child in the country of origin, the ISS/IRC recommends that the
Chapter 2, 2.5 Terms for Accreditation applicable for DIA, Valid from 1 January 2016 to 31 December 2020
See contribution of the Vietnamese CA on “Vietnamese legal measures for the prevention of intercountry adoption
breakdowns” in Jeannin, C. (Ed.) (2018).
Towards a greater capacity: Learning from intercountry adoption breakdowns.
Geneva: Switzerland. International Social Service (p.63).
108
See “When
a new psychic adoptability takes shape: supporting the child in a new adoption project after following an
adoption breakdown by Gaëlle Grilo”
in Jeannin, C. (Ed.) (2018).
Towards a greater capacity: Learning from intercountry
adoption breakdowns.
Geneva: Switzerland. International Social Service (p.191).
109
See Appendix 2a in Jeannin, C. (Ed.) (2018).
Towards a greater capacity: Learning from intercountry adoption
breakdowns.
Geneva: Switzerland. International Social Service (p.211).
107
106
39
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0250.png
Danish authorities consider the application of the principles of the
Hague Convention of 23
November 2007 on the International Recovery of Child Support and Other Forms of Family
Maintenance
and its
protocol.
Section 3: Possible future ICA system
In light of the above context of decreasing ICA and the increasing need for PAS (see
introduction), the Danish CA has requested that the ISS/IRC explore the feasibility of three
models that would ensure sustainability of ICAs. It is important to preface the following
examination of models by noting that the efficacy of the system will fundamentally depend
on the political approach to ICAs of Danish authorities.
Danish authorities may take the view that all Danish citizens should have the opportunity to
have a family, through ICA (political approach one). This view would entail the same spirit
that governs the provision of broad public services such as education, health and social
security – all fundamentally State funded and free for the beneficiaries. This spirit arguably is
a primary reason as to why national adoptions are in principle for free for Danish citizens. Of
course, the lack of fees can also be explained by the fact that Danish citizens themselves are
providing a child protection service to the State, who is responsible for all children on their
territory. In any case if the same spirit of equal access to services is applied to the realm of
ICA, it would then follow that further budget should be allocated to ensure such access is a
reality. Given the objectively high costs related to ICA fees, an obstacle remains for families
with moderate and lower incomes to access such an opportunity to family.
Alternatively, Danish authorities may adopt the view that the facilitation of ICAs for all
Danish citizens does not fall within their mandate (political approach two). ICAs - linked to
child protection in another country – should not necessarily be promoted. Reasons could
include,
inter alia,
the decreasing need for ICA, the challenging profiles of adoptable
children, risks related to illicit adoptions and breakdowns – the latter all bearing arguably a
superfluous burden on the State with respect to follow up support. Moreover, as the
decision to parent a child habitually resident in another country is a decision belonging to
the PAPs, questionably the associated costs should be borne by them. Danish authorities in
this regard are only responsible for ensuring that effective systems are in place that provide
the framework for ethical adoptions. If this approach is adopted, then investment in ICA with
minimal safeguards is necessary. It can be argued in this system that many of the costs
linked to ICAs should be covered by adoption fees.
In between political approaches one and two, is the view that the Danish authorities should
provide equal access to ICAs, however with PAPS adoption fees covering to some extent the
economic consequences of their decision to adopt (political approach three). The degree to
which this model sways towards political approach one or two will, to a certain degree,
depend on the amount of funding provided to additional services. It will depend on the role
that the Danish CA wants to have, and has the capacity to have, according to its international
obligations – particularly with respect to cooperation with the countries of origin.
40
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0251.png
International standards such as the 1993 Hague Convention do not dictate to the State
which approach to adopt. The 1993 Hague Convention notes simply that the State should be
in a position to ensure the facilitation of the number of ICAs – whatever they may be – are
undertaken according to its principles therein. This includes, in terms of key principles,
matters such as respect for the principle of subsidiarity, preparation/evaluation, adoptability
of the child, matching, follow up support and access to origins.
In the framework of these three political approaches, the Danish authorities are
considering three ICA models. The preference for each model will depend on the political
approach that is adopted. For each model, there will be benefits, drawbacks and
consequences, as identified earlier. In particular this will relate to the breadth of activities
and what is required in terms of supervision (see 1.3). For example, there will be benefits,
drawbacks and consequences in terms of education (see 1.3.3), general activities (see 1.3.4a)
and economic activities (see 1.3.5a and 1.3.5b). This same structure will be therefore used to
frame the analysis of the three models.
Model 1: AAB with funding
from the State, but with an
economy
still primarily
based on fees paid by PAPs
The system remains the
same as is now, with DIA
receiving specific funding for
some of its activities.
Adoption fees continue to be
DIA’s main source of income.
Model 1 (see 3.1) will work
well with political approach
three which is a system that
is in the middle of political
approach one and two. This
mirrors the view that the
Danish authorities should
provide equal access to ICAs
to a certain extent, with
PAPS adoption fees covering
to a certain degree their
decision to adopt.
Model 2: A model where the
AAB and the State enters a
Service Agreement and the
AAB is primarily State
funded
DIA will be mostly State
funded for its activities, with
adoption fees playing much
less of a role. There will be
an increase in Danish CA
supervision of its activities.
Model 2 (see 3.2) will work
well with political approach
one
where
Danish
authorities may take the
view that all Danish citizens
should have the opportunity
to have a family, through
ICA.
Model 3: A model where the
Central Authority carries out
all the functions without an
AAB
All activities centralised by
Danish
CA
with
the
involvement of other State
Actors. There is no AAB in
this model.
Model 3 (see 3.3) will work
well with political approach
two where the facilitation of
ICAs for all Danish citizens
does not fall within the direct
mandate of the State.
Therefore the State should
not compensate PAPs fees.
Model 3 is flexible and could
be compatible with political
approach one – depending
on State investment into ICA.
If such an approach is
adopted, more investment to
State actors is required to
absorb the potential influx of
Danish
families
having
greater access to ICAs.
41
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0252.png
3.1 Model 1: AAB with funding from the State, but with an economy
still primarily based on fees paid by PAPs
3.1.1 Brief description
Model 1 is the status quo – maintenance of the existing system with moderate adjustments.
This model fits most closely with the middle ground between political approach one and
political approach two mentioned above.
In this model the State will continue to cover Phases 1 to 4 and part of PAS (see 2.2.3), with
DIA providing mostly the same services (see 1.3). DIA’s operations will continue to be
primarily funded by the PAPs fees. The States contributions to the DIA will however be
extended to not only cover their supervision responsibilities (see 1.2.2 and 1.3) but also
specific activities to be decided upon. These specific activities could include information
sessions prior to phase 1 of the approval procedure as well as some participation in
preparation (phase 2), PAS such as search for origins, archives of closed cases, domestic
adoptions, breakdown’s cases on a case-by-case basis, etc. Specific funding could also be
provided for translation of new laws, when not available in English or Danish (e.g. as
occurred with the translation of the Colombian laws which were over 300 pages).
3.1.2 Benefits
In terms of educational benefits – the training provided to PAPs would remain the same. It
could be argued that if PAPs fees continue to cover part of the training provided by DIA and
additional funds from the State were to be accorded, then there would be an incentive for
DIA to provide multiple courses, given that their sustainability is significantly linked to fees.
The advantage would be well-prepared PAPs for the adoption.
In terms of general benefits – there would be a continuity of improvements of the 2016
system in terms of robust approval procedure, collecting background information of the
child and improved supervision of the activities of the DIA and cooperation with the
countries of origin. In this model the expertise of DIA can be capitalised and long standing
relationships with multiple partners in countries of origin can be preserved.
In model 1, the DIA would importantly maintain its independence as a non-government
actor and therefore have a degree of liberty in terms of activities and cooperation
agreements that it would like to initiate – as its main revenue is not based on State funding.
In countries where the CA substantially or wholly funds the activities of the AAB, the CA has
the power to dictate which activities, including case management, should be processed. The
ISS/IRC is of the view that AABs should have the possibility to have their views considered,
and in certain cases, decisions respected. For example, DIA had the autonomy to decide it
would stop its activities in Viet Nam, admittedly through encouragement of the Danish CA.
42
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0253.png
In terms of economic benefits – the increased financial investment by the State would be
limited to specific services such as search for origins, archiving, and perhaps part of general
information sessions before phase one. If a variable budget were provided to cover
breakdowns, that is on case-by-case basis, this would alleviate the massive utilisation of
current resources. Assuming adequate funds are provided in this model to cover specific
activities, there would be less risk of loss in staff within DIA. If dedicated funding is provided
to DIA for adoption breakdowns and illicit practices, this will improve their capacity to deal
with such cases and result in less of a burden on the State to act in such cases. For PAPs, the
economic benefit would be slightly decreased fees, creating a moderately improved
opportunity for families with less means, to adopt internationally.
3.1.3 Drawbacks
In terms of educational drawbacks – there is a risk that DIA may not have the necessary
resources to dedicate to providing preparation guidance. Given that their resources are
already limited, with much being absorbed by accreditation responsibilities, little is perhaps
left for other initiatives. With less investment in preparation, this could endanger the quality
of adoptions and lead to adoption breakdowns – with ensuing costs on the State.
In terms of general drawbacks – the sustainability of system depends on the numbers of ICAs
undertaken, which can create a conflict of interest and a pressure to process more ICAs than
are ethical and needed. Equally with model 2, this may have the unintended consequence
that, as the only AAB, DIA can exercise undue influence on political decisions – arguably,
understandable in the sense that its viability depends on certain political choices. It can also
lead to a perceived necessity to continue receiving contributions and involvement in
development aid projects, in order to be sure to receive an adequate number of proposals
from the country of origin.
In terms of economic drawbacks - given current trends in ICAs numbers (see introduction)
decreasing, if adoption fees continue to be the main source of income, DIA believes they will
not be able to continue with the task of mediating ICA in the future.
110
If adequate funds are
not provided in this model, this would mean that there would be a loss of staff within DIA,
necessarily involving a loss of their expertise, resulting at least in the short to medium term -
a decrease in quality of service provision. As an outcome, this may mean that the number of
cooperation programs may continue to decrease. An example of this is seen in Peru, which
gives less viable options for PAPs and has resulted in the loss of longstanding relationships
with authorities in partner countries. The potential “institutional” loss of knowledge of
countries of origin will be difficult to regain. There may even be, in the long run, the risk that
DIA may need to stop its activities altogether.
110
Information received from DIA, 1 May 2019
43
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0254.png
3.1.4 Impact on CA’s current activities (supervision AAB, cooperation with CA and
economic relationship)
Within this model, depending on the additional DIA activities that are funded, there would
be a moderate increase in supervision by the Danish CA – in terms of services provided and
financial activities. There would be no impact on the cooperation with the countries of origin
as DIA would continue to be the main interface, at least in the short term.
However, if in the medium to long term there are fewer resources to maintain the number
of cooperation programs, this will have an overall impact on the relationships with countries
of origin.
If the general budget dedicated to ICA remains the same – even if there is a moderate
increase in investment to DIA – this may also mean that less State resources will be available
to fund the other adoption actors, such as Danish Central Authority, NBA and AFL.
If DIA operational activities are eventually no longer viable (most likely in model 1), then
the Danish CA should have a back-up plan to be able to absorb the work of DIA in the short
and mid-term.
This could include having plans to transition to model 3 in an efficient
manner where the interests of children and PAPs are not jeopardised.
3.1.5 Transitional considerations should model 1 be chosen
Should model 1 be selected, this would necessitate a slight transition from the current
system in place.
In terms of education considerations – if the specific country knowledge of DIA were to be
included in phase 2 preparation of PAPs (currently led by the Danish CA), then existing
training would need to be adapted. It is our view necessary that the Danish CA retains the
lead of phase 2 to ensure the continuity of phases 2 and 4 (see 2.2.3)
111
.
As to general considerations – as there would be a moderate increase in State financing of
DIA, there is likely to be an augmentation of supervision by the Danish CA of how this money
is spent. However in practice, DIA believes that the supervision is already so comprehensive
that it is difficult to imagine what additional supervision could be required. Therefore
additional work between the Danish CA and DIA to accommodate supervision in a
collaborative manner would be necessary.
Depending on the extent of PAS that could be delegated to DIA, it will be necessary that they
gain additional expertise, especially at a psychological level. The ISS/IRC is of the view that if
all PAS is transferred to DIA, the high level expertise of the psychologists currently providing
PAS at the Danish CA will be lost.
111
See ISS/IRC monthly review n° 188 of January 2015.
44
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0255.png
If the number of cooperation programs with countries of origins, does in fact, diminish – it
may be the case that there may be too few countries to undertake ICA in a sustainable
manner. The Danish Authorities should be prepared for any potential backlash from Danish
citizens in this regard.
In terms of economic considerations – given that the trend for State funding for ICA has
been on the decrease (see introduction), it may be the case that the increased funding
diverted to DIA may slightly affect the funding provided to the Danish CA and other adoption
actors, if there is a fixed budget.
As to specific activities that could result in increased funding to DIA, ISS/IRC is of the view
that the PAS undertaken by AFL should continue as is. As the AFL remains a neutral body in
the drafting of such reports and has qualified social workers based across Denmark, it seems
that this current system works well. If this task were to be delegated to DIA, there could be a
conflict of interest to draft reports that are more positive, to ensure the continuation of ICAs
– as their sustainability would still primarily be based on adoption fees and carrying out of
continuous flow of adoptions.
Likewise, whilst it was suggested by DIA that it could possibly be financed to cover the work
of the NBA in terms of processing national adoption cases, ISS/IRC is of the view that the
current system appears to be quite efficient. Given costs are seemingly low based on a case
by case basis
112
with access to a high quality multi-disciplinary team (see 1.2.4), aside from
the financial advantages to DIA, there appear to be no other reasons to change the system.
Another consideration under this model will be a clear decision about other permitted
funding sources for DIA – such as independent foundations and cooperation programs not
linked with adoptions and based in non-partner countries.
3.2 Model 2: A model where the AAB and the State enters a Service
Agreement and the AAB is primarily State funded
3.2.1 Brief description
Model 2 is inspired by the Icelandic model where DIA would be mainly State funded. This
model aims to ensure the sustainability of an ICA system without being dependent on the
numbers of ICAs undertaken. This model fits most closely with political approach one
mentioned above. As a result, the adoption fees would be significantly reduced and there
would be less barriers for families with moderate to lower incomes to access ICAs. This is the
preferred model if the State wants to wholly ensure the sustainability of its only AAB and
avoid the risks linked to independent adoptions
113
. Under this model there would even be an
opportunity to have another AAB if adequate funds were provided.
112
113
Meeting with the chairman and the Secretary of the NBA, 12 March 2019
See conclusions and recommendations n°22 and 23 of the Special commission of 2010.
45
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0256.png
At this point it should be noted that this model promotes a system where only children that
are truly adoptable are adopted through ICAs. It creates less pressure to start as many
cooperation programs with as many countries of origin as possible, even when adequate
safeguards are not in place, to ensure the sustainability of a AAB – a problem that is more
apparent in model 1.
Model 2 as applied to ICA, would reflect to a greater degree the approach adopted for
domestic adoptions (see 2.1) – with the main difference being the work of DIA to cover the
international aspects of the procedure.
It should be noted that a number of other States are moving towards model 2, such as the
Belgium Francophone model where there has been a continual upwards trend in financial
support to its AABs.
114
By way of example, the following table shows the increase in euros in
terms of subsidies.
2005
143.000
2006
533.912
2007
705.000
2008
730.944
2009
745.566
2010
929.220
2011
929.220
2012
947.803
This model works well in Belgium Francophone as over many years the CA has invested in its
close collaboration with its AABs with regular joint missions and meetings. In practice, there
is a smooth transfer of information between the CA and AAB at each stage of the procedure
and there is a level of trust between the two
115
.
To this end, DIA believes that model 2 is the best professional foundation for adoptions in
Denmark, as there would be greater equality between domestic adoptions and ICA.
3.2.2 Benefits
In terms of educational benefits – ideally there would be more time to improve the quality
of the training and support provided to PAPs, as actual DIA staff would be maintained.
Resources would be freed up to upskill current staff in issues such as management of
breakdowns and the evolving needs of adoptable children.
In terms of general benefits – as in model 1, there would be a continuation of the
improvements of the 2016 system with robust approval procedure, collecting background
information on the child, and improved supervision of the activities of the DIA and
cooperation with the countries of origin. As in model 1, the expertise of DIA can continue to
be capitalised on and long standing relationships with multiple partners in countries of origin
can be preserved. Thus, it ensures the maintenance of a number of cooperation programs.
114
Activity Report 2016-2017 available at:
http://www.adoptions.be/index.php?eID=tx_nawsecuredl&u=0&g=0&hash=ae77cc3c64f5e7f9f10cd33fa3e7a30999438eb8
&file=fileadmin/sites/saac/upload/saac_super_editor/saac_editor/documents/Rapports_d_activites/Rapport_d_activites_2
016-2017.pdf
115
See ISS/IRC monthly review n°216 of October-November 2017.
46
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0257.png
Model 2 has the great advantage of being immune to changes in the country of origin’s
approach to ICAs, such as moratoriums and definitive suspensions. The same can be said
when a receiving country adopts a similar approach to a country of origin, due to the
(potential) high risks involved. Under the current system, should such cases arise PAPs are in
a vulnerable position, and there is a high potential for emotional damage to the child and
PAPs where matching has already occurred
116
. In particular, in such cases PAPs bear the risk
of losing fees already paid to initiate proceedings in such countries. Whereas in model 2,
given that the fees are limited, costs which are absorbed by PAPs (and even DIA) are likely to
be more manageable.
In this model, DIA would arguably have more resources to be able to adequately respond to
breakdowns and illicit adoption practices. For example, the work of
Adoptionscentrum
in
Sweden in responding to breakdowns and illicit adoption practices provides a helpful
example and is illustrative of the important role that an AAB can have in such cases
117
.
In terms of economic benefits, as adoption fees, would in principle be quite moderate, this
model would be in line with the Danish spirit of equality for all citizens. This means that ICA
would no longer be reserved for the most well off in the country, but also open to families
with more modest means. This system wholly ensures the financial sustainability of DIA
without being reliant on ICA numbers. This creates in principle a more ethical system,
assuming that the Danish authorities do not themselves feel the necessity to exert pressure
to undertake ICAs to ensure the cost-effectiveness of their greater investment in the system.
3.2.3 Drawbacks
In terms of educational drawbacks – as the services are no longer based on fees received,
there may be the risk that DIA provides less services – in terms of quantity and quality. That
is, an expectation of being paid in any event could result in DIA becoming lax in their service
provision and quality could suffer. This risk can easily be averted through a cooperation
agreement with the Danish CA, outlining precise details of minimum services to be provided.
In terms of general drawbacks – as in model 1, the sustainability of model 2 to a certain
degree, (albeit much less than in model 1) depends on the numbers of ICAs undertaken.
Thus, this again risks the creation of a conflict of interests and potential pressure process
more ICAs than are ethical. It can also lead to a felt necessity to continue contributions and
development aid projects, in order to be sure to receive an adequate number of proposals
116
See Chapter 3 on psychosocial considerations in Baglietto C, Cantwell N, Dambach M (Eds.) (2016).
Responding to illegal
adoptions: A professional handbook.
Geneva, Switzerland: International Social Service (p.46 and following).
117
See
Promising practice: how accredited adoption bodies in Sweden and Finland can assist in illicit adoption cases by
Birgitta Löwstedt and Suvi Korenius
in Baglietto C, Cantwell N, Dambach M (Eds.) (2016).
Responding to illegal adoptions: A
professional handbook.
Geneva, Switzerland: International Social Service (p.89); “Perspectives
of a Swedish adoption
accredited body: the cooperation experiences of Adoptionscentrum by Anna Taxell”
in Jeannin, C. (Ed.) (2018).
Towards a
greater capacity: Learning from intercountry adoption breakdowns. Geneva: Switzerland.
International Social Service (p.88).
47
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0258.png
from the country of origin. To avoid this drawback, institutional cooperation could be
envisaged via a neutral organisation such as HCCH, ISS and UNICEF.
Unlike model 1, the DIA would likely lose some of its independence as a non-government
actor and therefore its liberty in terms of activities and cooperation agreements that it
would like to initiate – as its main revenue is now based on State funding. This drawback
should be balanced with the benefit that DIA’s presence would be strengthened if it acts
with the Danish CA.
As in model 1, however to a much greater degree, given the size of State funding, there
would be much more supervision of DIA’s activities. This would drain resources of both the
Danish CA and DIA, the latter already feeling the burden of this supervision.
In terms of economic drawbacks – as in model 1, if adequate funds are not provided for
model 2 (e.g. slightly more than 50%) this could mean that there would be a loss of staff
within DIA (and consequently a loss of their expertise) resulting, at least in the short to
medium term, in a decrease in quality of service provision. As a result, this may mean that
the number of cooperation programs may continue to decrease as in the case of Peru stated
above. The potential “institutional” loss of knowledge of countries of origin will be difficult
to regain. There may even be in the long run the risk that DIA may need to stop its activities
altogether.
Assuming that significant funds are invested into model 2, this could be quite an expensive
investment of State resources, starting with a significant amount being provided to DIA.
Further, as adoption fees would, in principle, be quite moderate this could have the
inadvertent drawback that many more Danish families could initiate ICA proceedings. This
would then necessitate greater involvement and costs of actors at all levels, including Danish
CA, NBA and AFL.
As a result of making ICA more accessible to the wider public, an unintended consequence
may arise whereby frustrations are created among PAPs who are already on long waiting
lists and facing a potential impossibility of really being able to adopt (given the global trends
of children being declared adoptable - see introduction). There may also be PAPs who are
not satisfied as they have paid fees, to be compared with newer PAPS who have not paid any
fees. A plan needs to be in place to respond such a possibility (see 3.3.3).
3.2.4 Impact on CA’s current activities (supervision AAB, cooperation with CA and
economic relationship)
Model 2 would involve a significantly greater level of supervision on the behalf of the Danish
CA, on how State funds have been used than model 1. If this model is selected, ISS/IRC
recommends that a specific cooperation agreement which identifies specific activities
undertaken by DIA be established to avoid the risk that there is less motivation for DIA to
maintain a certain quality and panorama of services.
48
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0259.png
Likewise, if DIA operational activities are eventually no longer viable (less likely in model 2
than in model 1) then the Danish CA should have a back-up plan to be able to absorb the
work of DIA in the short and mid-term. This could include having plans to transition to model
3 in an efficient manner where the interests of children and PAPs are not jeopardised.
3.2.5 Transitional considerations should model 2 be chosen
Should model 2 be selected, this would necessitate the following transition from the current
system in place.
For educational considerations – the same as in model 1 apply.
In terms of general considerations – as there would be a significant increase in State
financing of DIA, there is likely to be an augmentation of supervision by the Danish CA of
how this money is spent. However, as mentioned for model 1, in practice there are
challenges involved in ensuring that DIA understands what this additional supervision could
entail and its necessity. Therefore, model 2 would require even more work than is envisaged
in model 1, between the Danish CA and DIA to facilitate such supervision in a collaborative
manner.
Depending on the extent of additional services (including PAS) that could be delegated to
DIA, it will be necessary that the AAB gain additional expertise. Upscaling of professional
capacity would need to be factored in.
If the number of cooperation programs with countries of origins, does in fact, diminish –
there is a slight risk that that there may be too few countries to undertake ICA in a
sustainable manner. Therefore, work with the public and PAPs will be needed in this regard
to ensure that their expectations are realistic.
In terms of economic considerations – given that the trend for State funding for ICA has
been on the decrease (see introduction), it may be the case that by increasing and diverting
funds to the DIA, there may be a slight affect on the funding provided to the Danish CA and
other adoption actors.
In the short run, whilst such a policy is being considered, PAPs in ICA may be reluctant to be
placed on waiting lists, with a view to possibly saving themselves of the burden of paying ICA
fees – similar to model 3. This could mean that national PAP waiting lists could become
much longer. As an adverse consequence, DIA could receive even less applications and this
could (over the short term) put their financial sustainability at great risk. During this phase,
DIA could risk its financial sustainability as there would be limited income during the
transition period. A temporary plan to avert this situation should be prepared.
49
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0260.png
3.3 Model 3: A model where the AAB and the State enters a Service
Agreement and the AAB is wholly State funded
3.3.1 Brief description
Model 3 consists of transferring all the responsibilities and services linked to ICA to the
State, leading to the closure of DIA and the repartition of its activities amongst state actors.
Model 3 would be 1993 Hague Convention compliant if the Central Adoption Authority is
able to meet all its obligations without recourse to an AAB (see 1.3).
Depending on the level of State investment into this model, model 3 is arguably the most
flexible with regard to political approaches one and two detailed above.
If approach one is
adopted, then greater investment in State actors is required to enable them to respond to
the potential influx of Danish families having greater access to ICAs. If approach two is taken,
then investment in up skilling the capacity among State actors to provide the minimum
services is required to replace the functions carried out by DIA.
This approach would reflect the approach in Australia where ICAs are not proactively
promoted and the CAs carries out all necessary functions without delegation to an AAB. It is
noted, that to a certain extent Australia’s political approach is linked to its difficult history
related to national adoptions and discrimination against single mothers in the sixties and
seventies – creating an adverse view of adoption in general
118
. Even now, the Australian
government is bearing the consequences and costs of such a history, necessitating
significant resources on their part to remedy the past. This model works well in Australia as
through its Embassies it has close relationships with the countries of origin it works with, and
it has chosen to limit the number of countries of origin it works with to less than ten. For
cases that fall outside the agreed countries of origin, the Australian government relies on
information provided by independent sources such as ISS to facilitate any ‘ad hoc’ adoptions.
The costs of adoption are mostly absorbed by the PAPs in Australia, including for the
equivalent of phases 1 to 4 – which in Denmark is all mostly State funded. Likewise, all the
adoption fees that are currently paid by Danish PAPs in ICA, are covered by Australian PAPs.
3.3.2 Benefits
In terms of educational benefits – the Danish CA would be able to have complete ownership
of this process and therefore supervision/guidance of DIA would not be necessary, leading to
resource savings.
In terms of general benefits – there would be a continuity of improvements of the 2016
system in terms of robust approval procedure for PAPs. There would be an equality for all
Danish citizens in terms of access to ICAs, consistent with the spirit of the Danish social
118
See
Promising practice: Australia’s national apology for forced adoptions by Damon Martin and Delphine Stadler
in
Baglietto C, Cantwell N, Dambach M (Eds.) (2016).
Responding to illegal adoptions: A professional handbook.
Geneva,
Switzerland: International Social Service (p.35).
50
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0261.png
system. If cooperation with the country of origin is directly undertaken by the Danish CA
there would no longer be the need to supervise DIA in terms of reaccreditation, which
according to both the Danish CA and DIA, is today quite a heavy burden.
Should Danish authorities decide to eliminate adoption fees to create consistency with
domestic adoptions, then the system would be completely independent of the numbers of
ICA. All the benefits of model 2 would be part of this new system.
In terms of economic benefits, given that there would no need to supervise the activities of
DIA, the funds currently dedicated to this activity (5.2 million DKK to the Danish CA, 2 million
DKK to DIA) could be redirected to addressing the drawbacks identified in this model (see
3.3.3). In terms of contributions and development aid, these would now be centralised and
governed by the Danish CA. In principle, the Danish CA would have the opportunity to
ensure that such activities are compliant with the 1993 Hague Convention, and put a stop to
any activities that are contrary (see 1.3.5b).
3.3.3 Drawbacks
In terms of educational drawbacks – the specific country knowledge (see 1.3.4a) that DIA
holds and can bring to preparation courses, would be lost. This risk could be averted if the
Danish CA engages DIA staff as independent consultants, or perhaps even as staff.
In terms of general drawbacks – if Danish authorities decide that adoption fees are to be
maintained, the limitations identified in models 1 and 2 could surface in model 3. This would
be because the sustainability of model 3 would, to a certain degree, depend on the numbers
of ICAs undertaken. As noted previously, this can create a conflict of interest and a pressure
to process more ICAs than are ethical. Should a State actor such as is the Danish CA, be
confronted with such a conflict of interest it may compromise the ethical working standards
that have been in existence to date. For example, as in models 1 and 2, this could lead to a
felt necessity to continue facilitating contributions and development aid projects, in order to
be sure to receive an adequate number of proposals from the country of origin.
In the eyes of ISS/IRC a weighty disadvantage of model 3 is that the DIA’s in-country
expertise would be lost. The institutional knowledge that DIA has gained since 1964 would
be largely lost and extremely difficult to replace in terms of quality and quantity. It would be
arguably challenging for the Danish CA to maintain the quality of work in the 12 countries
that the DIA currently is present in. This is likely to be the case in the mid-term and long-
term, and impossible in the short-term. As a consequence some of the advantages of the
2016 changes to the system may be lost, such as the capacity to collect background
information on the child, and cooperation with countries of origin.
In model 3 the expertise of DIA would no longer be capitalised upon and long standing
relationships with multiple partners in countries of origin would not be preserved. DIA staff
would lose employment and their existing support to adoptive families would be lost. This
human cost is not negligible.
51
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0262.png
There is also the risk that the countries of origin who have established relationships with DIA
may be reluctant to work directly with the Danish CA at least initially. Whilst this is not a
certainty, it is a risk to be given due consideration. To some extent the degree of risk will
depend on whether the Danish CA already has a strong/existing relationship with personnel
within the Central Authorities of countries of origin. As stated before such relationships take
time to build trust and to understand communication channels so that they are efficient.
Such a risk will be much lower if the country of origin itself is also « new » and therefore
does not have an existing relationship with DIA. To help understand the possibility of such a
risk, lessons could be drawn from Sweden about whether challenges were faced with CA’s
relocation from Stockholm to the region resulting in a change in staff (see 3.4.4). The
applicability of such lessons would however be limited by the fact, that there is not a change
in authority per se, whereas in Denmark, the change would be from an AAB to a CA. In any
case this risk would admittedly be mitigated once the CO becomes familiar with the ethical
and approachable nature of the Danish CA.
Another temporary drawback, if Danish authorities decide to eliminate or reduce fees, could
be created for PAPs already registered in the ICA waiting list. These persons will have already
paid high fees, compared to any subsequent PAPs who later join the list. There could be
claims of discrimination and injustice, including reclamations for the fees already paid. At the
same time, ISS/IRC recalls that there is no right to a child and there are no international
standards prioritising the needs of PAPs. It is for this reason that the ISS/IRC favours the
current domestic adoption system of matching prioritising the needs of the child – where
the NBA will look for the most suitable family instead of relying upon a chronological list of
PAPs (see 1.1.2).
In terms of economic drawbacks, there will be an increase in the costs to State actors due to
them taking on a greater role in the adoption process as a means of absorbing DIA’s
activities. Due to the increased nature of their tasks in this context, significant budget will
need to be allocated to meet the State’s responsibilities under the 1993 Hague Convention.
The question remains whether such an increased budget allocation is feasible, given current
trends towards reducing support to State actors (as seen for example in the closure of AFL
offices in certain regions). Questions should be asked as to whether the 7.2 million DKK
saved in supervision costs would adequately cover this model, or whether additional funds
would be needed.
As in models 1 and 2, there could also be
transitional
issues where the ICA waiting list will be
significantly reduced and PAPs will transfer to the domestic adoption list. This transfer will
occur with the hope that a decision to reduce ICA fees will eventually be in their favour. If
the ICA waiting list has very few PAPs, this could jeopardise cooperation agreements with
countries of origin as there may not be sufficient Danish families to meet the proposals of
adoptable children
119
.
119
Meeting with Lisbeth Bisgaard, Head of Office, and Thomas Bugge, Deputy Head of Office, Joint Council, 12 March 2019
52
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Likewise as in model 2, if ICA fees are reduced significantly by the Danish authorities, the
number of ICA PAPs will likely significantly increase, generating more public expenditures for
the state actors involved. To meet such a demand, the Danish CA and AFL will have an
increased workload with respect to preparation in phases 1 to 4; and the Danish CA will have
a higher workload in terms of facilitation, supervision and maintenance of cooperation
programs. In practice this could be a heavy burden for actors such as AFL, whose resources
are quite limited as seen in the long waiting lists for evaluation, currently at around six
months. As in model 2, there could be the inadvertent consequence that ICA PAPs feel
frustrated that despite the improved possibility to adopt, the reality of ICA trends makes it
quasi-impossible to adopt.
3.4.4 Impact on CA’s current activities (supervision AAB, cooperation with CA and
economic relationship)
It is arguable that model 3 would have the greatest impact on the Danish CA’s current
activities. If the Australian model were selected, the Danish CA would have primary
responsibility for covering the activities of DIA. Whilst there would no longer be supervision
activities of DIA’s activities, the Danish CA would have to build relationships with the
countries of origin to be able to ensure that “all their questions” related to the general child
protection framework and individual cases, could be answered. This period of establishing
relationships and having an understanding of individual countries will take significant time.
ISS/IRC recommends in this regard, that the Danish CA contact the Swedish CA to see if any
lessons can be learned from the delocalisation from Stockholm to the north of the country.
As a result of this move, there were was huge staff turnover and it would be important to
understand the impact, if any, of such a significant turnover of the workforce on the existing
cooperation agreements between Sweden and other counties of origin.
3.4.5 Transitional considerations should model 3 be chosen
During the transition period to model 3, ISS/IRC strongly recommends that a plan of action,
including a capacity development plan, be developed. The capacity development plan should
include the key skills that the different State actors will need to maintain an ethical adoption
system that is compliant with the 1993 Hague Convention. This plan should be developed
with the input of all actors and ideally with input from experts such as HCCH and ISS.
The plan should also include key milestones and budgetary considerations. There should be
adequate time allocated for DIA to handover their knowledge to the Danish CA – at least 12
months. This should include joint missions to all the countries of origin where there are
cooperation agreements, as well as perhaps a national meeting with key actors in Denmark
and externally to explain the plan of action. Whilst it may take at least six months for the
Danish CA to be operational, based on a gradual process of cooperation with countries of
origin, much more time will be needed to build collaborative and trustworthy relationship
akin to those that DIA currently has.
53
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
Some of the drawbacks mentioned above (section 3.4.3) could to some extent be alleviated
through upskilling Embassies in the countries of origin or working with the representatives of
like-minded receiving States, such as those that are part of the Nordic Adoption Council. It
would be expected that a sufficient budget would be needed to ensure that Embassies have
the capacity to carry out some of these tasks. The HCCH and ISS/IRC if deemed helpful, could
also play a role in upskilling the different actors including Embassies. To mitigate the
budgetary costs linked to such capacity building efforts, ISS/IRC strongly recommends the
pooling of resources with other like-minded receiving countries.
54
SOU, Alm.del - 2019-20 - Bilag 191: Orientering om anden del af evaluering af adoptionssystemet og høringssvar, fra social- og indenrigsministeren
2158907_0265.png
Annexes
1. List of Danish adoption actors interviewed
Danish Central Adoption Authority (National Social Appeals Board, Division of Family
Affairs:
Several remote as well as face-to-face interviews took place with the following professionals:
Karina Haahr-Pedersen, Head of Section
Thomas Colerick, Head of Section
Sidsel Lund Nielsen, Head of Section
Karin Rønnow Søndergaard, Special Advisor
Danish International Adoption- DIA
One remote as well as one face-to-face interviews took place with following professionals:
Management’s Team:
Jeannette Larsen, Executive Director
Elisabeth Diana Rolvung Aarup, Deputy Director
Adoption Coordinators:
Debby van Hamburg Pedersen, Adoption Coordinator and Social Worker
Tina Jill Brandt-Olsen, Adoption Coordinator and Translator
Andrea Haugsted Jedrzejowska, Attorney
Administration and Finance Assistants
Annette Kristoffersen
Malene Agri
National Board of Adoption
One face-to-face interview took place with the two following members of the Board:
Thomas Lohse, Chairman
Line Boysen, Secretary for the Board
Agency of Family Law (previously named Regional State Administration)/Joint Council
One remote as well as one face-to-face interviews took place with following professionals:
Lisbeth Bisgaard, Head of Office
Thomas Bugge, Deputy Head of Office
55