OSCEs Parlamentariske Forsamling 2017-18
OSCE Alm.del Bilag 23
Offentligt
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AS (18) RP 1 E
Original: English
REPORT
FOR THE GENERAL COMMITTEE ON
POLITICAL AFFAIRS AND SECURITY
Implementing OSCE Commitments:
The Role of Parliaments
RAPPORTEUR
Mr. Kristian Vigenin
Bulgaria
BERLIN, 7
11 JULY 2018
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REPORT FOR THE GENERAL COMMITTEE
ON POLITICAL AFFAIRS AND SECURITY
Rapporteur: Mr. Kristian Vigenin (Bulgaria)
Introduction
Given the current political landscape, it is now more crucial than ever for the OSCE to pursue
the successful and complete implementation of its principles, which are expressed through the
Organization's core documents and the commitment made by participating States to uphold
these. Hindrances to the implementation of OSCE commitments exist, not least due to the
current geopolitical tensions in the OSCE region. These tensions revolve around various
matters, such as the division within Europe resulting from the situation in and around Ukraine,
the persistent issue of protracted conflicts in the OSCE area, as well as continuing tensions in
the Western Balkans, rising extremist and terrorist threats and the topic of migration. Further
developments straining the OSCE region can be seen in the decline in confidence in non-
proliferation- and arms-reduction agreements.
It is only by upholding the values and commitments of the Organization that the OSCE space
can be made more secure. OSCE participating States have agreed to a comprehensive set of
commitments in the politico-military sphere to ensure security in the region, which include a
variety of confidence- and security-building measures, such as regular information exchanges,
means for verification and compliance, and various forms of military co-operation. These
procedures aim to increase trust among OSCE participating States and contribute to greater
openness and transparency in the field of military planning and activities. Various forums exist
within the Organization to support participating States' efforts to stay in keeping with OSCE
principles.
This report will be structured in two parts. The first part will address central commitments
made by participating States and the channels through which the OSCE facilitates their
implementation, as well as forums that exist to facilitate dialogue and reform. The second part
will touch upon five main points: non-proliferation, protracted conflicts, the crisis in and
around Ukraine, cyber-security, and counter-terrorism.
OSCE Commitments in the Politico-Military Sphere
In the first dimension of the OSCE's work, core commitments address arms control,
disarmament, and non-proliferation, as well as democratic control of armed forces. These
commitments are deepened and expressed through a set of (military) confidence- and security-
building measures (CSBMs), meaning primarily agreements to exchange military information.
Newer commitments have been made on a voluntary basis in the field of cyber-security. In this
field confidence-building measures foster transparency and co-operation between States on
cyber- and ICT security matters. Many of these commitments are interrelated, together
establishing the overall security regime which applies to the OSCE area. Together they enhance
predictability, transparency, and military stability and reduce the risk of major conflict in
Europe.
The Vienna Document
is one of the most important tools the OSCE has to ensure reliable
information exchange. First adopted in 1990, and updated several times since then, it is one of
the most sophisticated CSBMs the Organization possesses. Building on the Helsinki Final Act's
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provisions for early notification of military exercises,
this politically binding agreement
requires its signatories to annually provide each other with information about their military
forces, notify each other ahead of time about major military exercises, accept inspection and
evaluation visits, invite other States to observe certain activities, and to consult and co-operate
in case of unusual military activity or increasing tensions
.
Another central commitment in the politico-military sphere is expressed in the
OSCE
Document on Small Arms and Light Weapons
(SALW). Adopted in 2000, it provides
guidelines on dealing with threats such weapons can pose, as well as providing assistance upon
request in securing stockpiles, disposing of small arms, and enhancing border controls to reduce
illicit arms trafficking. By promoting common norms, principles, and tools for its participating
States on SALW issues, the OSCE encourages a shared understanding of the key principles to
counter the spread and accumulation of illicit small arms and light weapons. Hindering illicit
trafficking and promoting demilitarization and defence transformation projects is enabled
through various forums of the OSCE, including the recently adopted OSCE Best Practice Guide
on Deactivation of SALW.
Finally, a landmark document in security sector governance,
the Code of Conduct on Politico-
Military Aspects of Security,
deserves particular emphasis when considering the
commitments made by national governments in the political and security dimension of the
OSCE. Adopted in 1994, the Code of Conduct regulates how States control armed forces within
their constitutional framework, ensuring that the military, paramilitary and security forces,
intelligence services, and the police are at all times subject to civilian control and the authority
of a democratically elected body. This direct involvement of national parliaments must be seen
as especially relevant to the work of the Parliamentary Assembly in its efforts to implement
first dimension commitments.
The Code of Conduct deepens and codifies the important principles of the Helsinki Final Act
that guide relations between States, particularly concerning the non-use of force, but goes
beyond this conventional framework by adding unique norms of politico-military conduct
within States. Both the scope of the Code of Conduct, as well as its politically binding nature,
leave it unparalleled in any other organization.
Implementation of OSCE Commitments
Implementation of the Code of Conduct is enabled through various channels, such as the
Annual Discussion on the Implementation of the Code of Conduct, through the organization of
awareness and outreach conferences, as well as through workshops and seminars, which are
held for participating States and other interested States and Partners for Co-operation to address
issues surrounding the Code of Conduct.
Another tool relating to the Code of Conduct is the Code of Conduct Questionnaire. Beginning
in 1999, participating States have annually exchanged information on their implementation of
the Code of Conduct by making use of the Questionnaire. Newer versions have since been
introduced that added a number of sub-questions, for instance on anti-terrorism efforts. As the
Code of Conduct takes a comprehensive approach to security and addresses issues that go far
beyond the boundaries and competencies of politico-military establishments, its ultimate
implementation requires the participation of parliamentarians and civil society.
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National parliaments play a central role in facilitating effective oversight of the private and
public security sectors. When active political support is given, parliaments greatly increase the
Code of Conduct's legitimacy and relevance, which improves oversight and control of their
national intelligence services and ensures respect for the human rights of service members. The
OSCE PA has issued comprehensive resolutions on the Code of Conduct that urge all
participating States to acknowledge and agree to its instruments, in particular regarding
parliamentary oversight of the security sector. Among these OSCE PA resolutions are the 1992
Budapest Declaration, which states that elected parliaments must have the ultimate authority
and responsibility for the activities of the military forces.
Implementation of OSCE commitments is assessed by various forums. The
Forum for
Security Co-Operation (FSC)
is an autonomous decision-making body where representatives
of participating States meet weekly to consult on military stability and security. Its main tasks
include regular consultations and intensive co-operation on military security matters. Aside
from developing norms and providing practical assistance, the FSC further facilitates annual
exchanges of military information (AEMI), an Annual Security Review Conference (ASRC),
various seminars, workshops, and politico-military retreats, as well as Annual Implementation
Assessment Meetings (AIAM). Another source for assessing implementation is offered by the
Conflict Prevention Centre (CPC),
which issues a monthly report on major implementation
activities. The CPC supports the work of the FSC and enables exchange of information through
the OSCE communications network.
Annual Implementation Assessment Meeting
At the Annual Implementation Assessment Meeting (AIAM), participating States discuss the
present and future implementation of agreed upon confidence- and security-building measures.
During the 2018 AIAM, the working sessions addressed the implementation of the Global
Exchange of Military Information (GEMI), as well as specific chapters of the Vienna
Document related to the annual exchange of military information (AEMI), defence planning,
risk reduction, as well as compliance and verification issues.
The final working session pointed to three concrete improvements to the implementation and
modernization of the Vienna Document. Firstly, it was contended that this could be achieved
by utilizing a variety of other military-to-military contacts and collaborations besides classic
inspection and evaluation activities. Secondly, it was suggested that there is a need for a greater
level of analysis of the information provided. A more thorough analysis of the data at hand
could enhance the confidence- and security-building effect of the already existing amount of
exchanged information, adding a qualitative overview to the quantitative assessment provided
by the Conflict Prevention Centre.
Finally, it was stressed that the AIAM itself could be made better use of by, for example,
enhancing the flow of information between the AIAM and the Heads of Verification Centres
(HoV), which both provide platforms to discuss present and future implementation of agreed
upon CSBMs but are arguably not being used to their full potential. Improving how these
meetings interrelate with each other may contribute to a more effective use of these platforms.
OSCE Structured Dialogue
An important process for informal dialogue in the politico-military sphere of the OSCE's work
can be seen in the
Structured Dialogue (SD).
Launched under Germany's 2016 OSCE
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Chairmanship, continued by Austria's 2017 Chairmanship, and considered a priority of the
current Italian Chairmanship, the Structured Dialogue includes discussions on threat
perceptions, security concerns and challenges to the European rules-based security order, as
well as mapping of military trends. It emphasizes the role of military communication in de-
escalation and risk reduction and allows for in-depth analyses of force postures and military
exercises. By providing participating States with access to official and reliable sources, the
Structured Dialogue furthermore increases transparency and seeks to foster understanding and
find common ground to reverse the negative trends in the arms control architecture and to
revitalize co-operative security in Europe. The informal working group on the Structured
Dialogue has set out to solidify the SD as a state-driven process that in the coming year will
emphasize stronger dialogue and greater exchange among military experts.
Security Sector Governance and Reform
Security Sector Governance and Reform (SSG/R) is recognized by the OSCE and its
participating States as playing an essential role in conflict prevention, early warning, crisis
management, and post-conflict rehabilitation. Although Security Sector Governance and
Reform is a relatively new concept, it goes hand in hand with the OSCE's comprehensive
understanding of security, fostering transparency and accountability. Through its institutions
and field operations, the Organization has provided expertise to participating States on many
important aspects of SSG/R, co-ordinating with external partners while respecting national
ownership of SSG/R. Important areas of SSG/R include police reform, border management and
security, and counter-terrorism. Other central aspects of SSG/R are reforms aiming at ensuring
gender sensitivity and creating greater inclusivity for women in the military, as stipulated in
the UN Security Council's Resolution 1325.
In order to enable implementation of OSCE-led SSG/R, in 2016 the OSCE released a set of
guidelines that support OSCE executive structures and their staff in their pursuit of a coherent
and co-ordinated approach to supporting nationally led SSG/R processes. It furthermore
released a guidebook on intelligence-led policing to assist with national efforts at police reform.
Practical activities in the area of reform and co-operation in the security sector include
legislation reform, downsizing and conversion of armies, and training personnel on the rights
of servicemen and servicewomen. These activities are conducted by OSCE field operations,
the OSCE Secretariat, and a number of other OSCE institutions, such as the OSCE Office for
democratic Institutions and Human Rights (ODIHR) and the Conflict Prevention Centre.
Non-Proliferation
The OSCE region is increasingly affected by a decline in confidence in and adherence to
nuclear non-proliferation agreements, as support for commitments to nuclear non-proliferation
and disarmament have lessened on a global scale. Coinciding with this trend of declining
confidence in nuclear weapons reduction agreements is a heightened confrontational rhetoric
of world leaders, which contributes to and exacerbates the decline in nuclear security.
Given these circumstances, the importance and necessity of implementing non-proliferation
treaties such as the United Nations Security Council Resolution 1540 on preventing the
proliferation of nuclear weapons (UNSCR 1540) are of greatest importance and fully supported
by the OSCE. This also applies to the Comprehensive Nuclear-Test-Ban Treaty (CTBT), of
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which all OSCE participating States are signatories.
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Comprehensive tracking of nuclear
activities is enabled through the Preparatory Commission for the Comprehensive Nuclear Test-
Ban Treaty Organization (CTBTO), which makes sure that no nuclear explosion goes
undetected through the International Monitoring System (IMS). The OSCE PA, as a facilitator
with direct links to civil society, has a strong potential to support the CTBT. The importance
and necessity of these resolutions and treaties is particularly relevant in the light of today's
volatile and unpredictable nuclear environment.
Despite these heightened tensions, some progress is being made. The 2017 Treaty on the
Prohibition of Nuclear Weapons stands out as the first legally binding international agreement
to comprehensively prohibit nuclear weapons, with the goal of their total elimination. As of the
April 2018, fifty-eight States have signed the Treaty.
Protracted Conflicts
The lack of progress towards the settlement of the Nagorno-Karabakh conflict and the
numerous violations of the ceasefire on the Line of Contact in recent years are cause for
concern. A return to the negotiation table by all parties is needed to avoid further military
confrontation and to de-escalate the situation. The High Level Planning Group was established
for this purpose within the framework of the OSCE with a mandate issued in 1995 aimed at the
preparation of a future peacekeeping operation in the area of the Nagorno-Karabakh conflict.
The OSCE should utilize the full potential of its conflict resolution mechanisms, through the
work of the Minsk Group, as well as through the Parliamentary Assembly, to stabilize the
situation and work toward a comprehensive peace agreement.
The Transdniestrian conflict, which was a priority of the 2017 Austrian OSCE Chairmanship,
remains high on the agenda of the work of the OSCE. In 2016, under the German OSCE
Chairmanship and with the help of mediators and observers, the Transdniestrian Settlement
Process resumed its "5+2 format", with a commitment from both sides to produce results. It
remains essential to reach a comprehensive, peaceful, and sustainable settlement of this conflict
based on the sovereignty and territorial integrity of the Republic of Moldova. Parliamentarians
play a key role in reaching a long-lasting settlement, and the OSCE PA encourages the
resumption of formal contact between the legislative bodies on both sides, without
preconditions and in good faith, to ensure political support for the solutions identified in the
talks.
In relation to the conflict in Georgia, the Russian Federation should implement the EU-
brokered Six-Point Ceasefire Agreement of 12 August 2008 that ended the conflicts in
Abkhazia and the Tskhinvali region/South Ossetia nearly ten years ago. The Russian
Federation should also refrain from using and withdraw its military forces in order to create
conditions for a peaceful resolution of the conflict. Parliamentary diplomacy should enhance
confidence-building between both sides and create an atmosphere of co-operation and mutual
trust. The OSCE PA rejects the holding of parliamentary elections in Abkhazia and the
approval of a military deal between South Ossetia and the Russian Federation, as well as
unilateral decisions such as changing the name of the South Ossetia region.
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Of these, all but the United States of America have ratified the Treaty.
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Ukraine
The OSCE PA has been clear that the annexation of the Crimean Peninsula by the Russian
Federation was illegal and illegitimate. At the same time the OSCE PA continues to promote
dialogue and a diplomatic resolution to the crisis in and around Ukraine, organizing some of
the only contacts between Russian and Ukrainian parliamentarians since the conflict began.
The crisis can only be resolved through constructive and inclusive dialogue. The Assembly has
held debates on the situation and parliamentarians have led the OSCE's short-term election
observation activities in Ukraine.
The implementation of all provisions of the Minsk II agreement of 11 February 2015 by all
sides remains the key for a comprehensive peace agreement in the Donbas. Despite setbacks,
the goals set forth in these agreements are still achievable and remain the best path forward for
Ukraine and the region. The Italian Chairmanship is dedicated to ensuring that full political
support will be given to the efforts to seek a solution to the Ukraine crisis on the basis of the
Minsk agreements and in the Normandy format.
Cyber-Security
Central risks posed by cyber-attacks pertain to States' critical infrastructure such as water
supply systems, power grids and transport networks. Given the importance of critical
infrastructure to national security and the rapid expansion of the cyber space, it has become
more likely that tensions will arise between States over Information Communication
Technologies (ICTs) incidents involving critical infrastructure. Consequently, efforts to
enhance cyber stability between States, which can prevent tensions and even conflicts,
increasingly focus on effectively protecting critical infrastructure from cyber- and ICT security
threats.
A key focus is on the development of confidence-building measures (CBMs) between
participating States to reduce the risks of conflict stemming from the use of ICTs. The OSCE
has adopted two sets of CBMs aimed at reducing the risk of conflict stemming from the use of
ICTs. The first set of transparency measures established official contact points and
communication lines to prevent possible tensions resulting from cyber activities. The second
set is focused on further enhancing co-operation between participating States
including, for
example, to effectively mitigate cyber-attacks on critical infrastructure that could affect more
than one participating State.
In addition to the cyber- and ICT security CBMs, the OSCE and its institutions also focus on
tackling cyber- and ICT security threats from non-state actors, such as organized criminals and
terrorists. The OSCE therefore addresses various cyber threats, including cybercrimes and the
use of the Internet for terrorist purposes, by promoting adequate and timely responses by
national authorities to these evolving threats, ranging from better forensics to innovative
approaches to prevent ICTs from becoming tactical facilitators for terrorists.
Counter-Terrorism
The OSCE promotes a co-operative and co-ordinated approach to countering terrorism at all
levels, including co-ordination among national authorities, co-operation among States, co-
operation with relevant international and regional organizations and, where appropriate,
establishment of public-private partnerships between state authorities, the private sector, civil
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society and the media. The increasing threat to domestic security posed by the radicalization
of mainly young people and resulting in terrorism represents an imminent risk to the entire
OSCE area and was a major focus of the 2017 Austrian OSCE Chairmanship.
Strategic focus areas of the OSCE in countering terrorism include promoting the
implementation of the international legal framework against terrorism and enhancing
international legal co-operation in criminal matters related to terrorism, countering violent
extremism and radicalization that lead to terrorism, and preventing and suppressing the
financing of terrorism. Countering the use of the Internet for terrorist purposes, strengthening
travel document security, and promoting and protecting human rights and fundamental
freedoms in the context of counter-terrorism measures are further areas in which the OSCE is
active.
Relevant activities are carried out by OSCE executive structures within their mandates,
particularly the Ad Hoc Committee on Countering Terrorism (CCT), which was established by
the OSCE PA's Standing Committee at the 26
th
Annual Session in Minsk and sets out to assess
terrorism trends in the OSCE region to identify priority areas of engagement for the PA, aiming
to advance its efforts in the field of countering terrorism.
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