Retsudvalget 2016-17
REU Alm.del Bilag 255
Offentligt
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Solitary Confinement
as a Disciplinary Sanction
Focus on Denmark
Discussion Paper
International Conference
3 April 2017
Copenhagen, Denmark
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Introduction
The use of solitary confinement, defined by the
Mandela Rules
as ‘the confinement of prisoners
for 22 hours or more a day without meaningful human contact’,
1
has been the subject of much
local and international concern, and the extents of its use and severe health consequences are
widely documented and debated around the world.
2
International legal standards have long prohibited forms of solitary confinement amounting to
torture or cruel, inhuman or degrading punishment.
3
Further protection and regulation are
provided by universal soft-law standards, primarily the
Mandela Rules,
that were adopted
unanimously by the UN General Assembly in 2015, and regional soft-law standards such as the
European Prison Rules
(EPR), as well as by the long-standing practice of human rights
monitoring bodies, including the UN Committee against Torture (CAT), the UN Subcommittee
on Prevention of Torture (SPT), Council of Europe’s Committee for the Prevention of Torture
(CPT), and by the jurisprudence of various courts.
The use of solitary confinement
as a disciplinary measure,
which is the topic of this conference
in Copenhagen, has also attracted attention for decades. More than 25 years ago, the United
Nations recognised that efforts targeting the abolition of solitary confinement as a punishment
should be undertaken and encouraged.
4
Yet, this punitive measure continues to be used in
numerous countries, causing severe health implications for many inmates, at times in violation
of the international normative framework.
Danish prison authorities use such measures primarily on the grounds of necessity and a lack of
alternatives and recently due to political directives to increase the use of disciplinary sanctions
in general.
5
Therefore, in Denmark, the use of solitary confinement as a disciplinary measure
(strafcelle) pursuant to the
Sentence Enforcement Act
(in Danish:
Straffuldbyrdelsesloven))
– for
both pre-trial detainees
6
and convicted prisoners – is still high (except for children). In total, its
use has more than doubled since 2001
7
and, during the last ten years, the numbers have
fluctuated between 2430 (2008) and 3044 (2011). From 2015 to 2016, there has been an
increase of more than 400 from 2579 in 2015 to an estimated 2995 in 2016, with half relating to
long-term duration of 15 or more days.
8
This is due to the recent tougher regulation of unlawful
possession (and use) of mobile phones.
9
The law continues to permit prolonged solitary confinement of up to four weeks for both adults
and children,
10
for both pre-trial detainees and those convicted in contravention of international
standards, which prohibit solitary confinement of children and sets the upper limit at two weeks
for adults. Denmark’s use of the
strafcelle
has long attracted the ire of the international
community, and, as recently as 2016, the CAT explicitly recommended that Denmark abolish the
use of solitary confinement of minors and its use as a disciplinary measure. The HRC called
Denmark to align its practice with international standards.
11
This paper provides the background for the discussions pertaining to the four panels:
Panel 1: What are the international legal standards regarding solitary
confinement as a disciplinary measure?
Panel 2: What are the health consequences of solitary confinement?
Panel 3: How is solitary confinement used as a disciplinary measure
(strafcelle) in Denmark and what are the areas of concern?
Panel 4: What are the international experiences using alternatives and
reducing the use of solitary confinement?
2
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Key Questions for the Four Panels:
1.
2.
What are the international legal standards regarding solitary confinement as a disciplinary
measure?
How is solitary confinement defined under international law?
How is solitary confinement as a disciplinary measure regulated by international law?
When does solitary confinement amount to ill-treatment or torture?
What has been the impact of the
Mandela Rules
on the practice of solitary confinement?
How does the European system regulate the use of solitary confinement?
How is solitary confinement as a disciplinary measure viewed by the SPT and CPT?
What are the health consequences of solitary confinement?
What are the health consequences of solitary confinement?
Could effects be visible after only a few days?
How to better understand health consequences of punitive isolation?
How is such knowledge factored into the imposition of solitary confinement regimes?
How is the health of those in solitary confinement monitored?
What is the role of health professionals?
3.
How is solitary confinement used as a disciplinary measure (strafcelle) in Denmark
and what are areas of concern?
How does Denmark currently use solitary confinement as a disciplinary measure?
How is this measure used in relation to the regulation of mobile phones in prisons?
What are the durations involved?
How does the Danish NPM monitor solitary confinement as a disciplinary measure?
How can inmates complain about these measures?
4.
What are the international experiences using alternatives and reducing the use of solitary
confinement as a disciplinary measure?
What are the primary areas in which improvements can be realised?
What are lessons to be learned from international experiences in reform?
What are the factors impeding reform on solitary confinement particularly as a
disciplinary measure?
How can reform engage with the concerns of prison staff?
What are the cost-related arguments advanced against reform?
Table of Contents
Panel 1: International Legal Standards
Panel 2: Health Consequences
Panel 3: Danish Use of Solitary Confinement as a Disciplinary Measure
Panel 4: Reforms and Alternatives
References
Annex A – Discussion Paper – Reference List
Annex B – DIGNITY Documentation Centre – Material List
4
7
9
12
16
3
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Panel 1: What are the international legal standards?
Definition of Solitary Confinement
Solitary confinement is now defined under international law for the first time as the:
confinement of prisoners for 22 hours or more a day without meaningful human contact.
This 22/24 definition is now a universal yardstick that
will cover various forms of solitary confinement,
including its use for disciplinary purposes. Guidance as
to the definition of 'meaningful human contact' can be
found in Essex Paper 3 and the
Istanbul Statement on
Solitary Confinement.
12
Mandela Rules, Rule 44:
purpose of these rules,
confinement shall refer
confinement of prisoners
hours or more a day
meaningful human contact.
For the
solitary
to the
for 22
without
The
Mandela Rules
also define prolonged solitary confinement as being ‘solitary confinement
for a time period in excess of 15 consecutive days’.
Regulation of Solitary Confinement as a Disciplinary Measure
Prohibition as Torture or Cruel, Inhuman or Degrading Punishment
No
binding
instrument of international law
directly
prohibits the use of solitary confinement.
However, solitary confinement as amounting to cruel, inhuman or degrading punishment, and
to torture, has long been prohibited by the UN
Convention Against Torture and Other Cruel,
Inhuman or Degrading Treatment or Punishment, International Covenant on Civil and Political
Rights
(ICCPR) and the
European Convention on Human Rights.
This is now repeated in rule 43
(1) of the
Mandela Rules.
Moreover, the
ICCPR
stipulates that ‘all persons deprived of their
liberty shall be treated with humanity and with respect for the inherent dignity of the human
person’ (Article 10(1)).
In assessing whether a specific detention regime or case is a violation of these provisions, the
Committee against Torture (CAT), the Human Rights Committee (HRC) and the European Court
of Human Rights (ECHR) approach the matter in a broadly similar manner by focusing on several
factors, such as legality, justification, proportionality, duration, degree, conditions, impact,
monitoring and whether procedural safeguards have been observed.
Prohibition of Prolonged Period of Confinement
Given the risk of irreparable harm arising after two weeks, isolation beyond this mark is
prohibited by rule 43 (1)(b) of the
Mandela Rules.
This should be viewed as ‘a clear point of
departure from which solitary confinement no longer constitutes a legitimate tool for State use
regardless of the circumstances’,
13
as stated by the former UN Special Rapporteur on Torture
and Other Cruel, Inhuman or Degrading Treatment or Punishment.
Thus, indefinite and prolonged solitary confinement are prohibited. This prohibition should also
be applied to ‘frequently renewed measures that amount to prolonged solitary confinement’.
14
It is CPT practice to require an interruption of several days between such periods.
15
Prohibition of Isolation of Vulnerable Groups
Rule 45 (2) of the
Mandela Rules
makes it clear that solitary confinement should be abolished
for the following persons deprived of their liberty:
children;
women (who are pregnant, with infants or breastfeeding); and,
prisoners with mental or physical disabilities ‘when their conditions would be
4
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exacerbated by such measures’.
The first two prohibitions are simply incorporations of standards already enshrined in the
Havana Rules
16
and
Bangkok Rules
17
respectively. Specifically with respect to children, the
Committee for the Rights of the Child (CRC) has consistently recommended that solitary
confinement of children be abolished.
18
Rule 45 (2) of the
Mandela Rules
prohibits
confinement of prisoners with mental or
physical disabilities ‘when their conditions would
be exacerbated by such measures’. Relatedly,
rule 39 (3) of the
Mandela Rules
requires prison
staff to consider the degree to which the
prisoner’s disability has influenced their
behavior. If it is deemed to be a direct result of
the disability, then no sanction shall be imposed.
The CAT has already formed the view in its
practice that any solitary confinement for
disciplinary purposes for these three groups
should be abolished.
19
Mandela Rules, Rule 45 (2): The imposition
of solitary confinement should be
prohibited in the case of prisoners with
mental or physical disabilities when their
conditions would be exacerbated by such
measures. The prohibition of the use of
solitary confinement and similar measures
in cases involving women and children, as
referred to in other United Nations
standards and norms in crime prevention
and criminal justice (fn: r 67 of Havana
Rules and r 22 of Bangkok Rules) continues
to apply.
Exceptional Use as a Last Resort for as Short a Time as Possible
The
Mandela Rules
and the ECHR’s jurisprudence
20
confirm that solitary confinement is ‘one of
the most serious measures which can be imposed [within a prison, and that, accordingly]
authorities are under an obligation to assess all relevant factors in an inmate's case before
placing him in solitary confinement’.
21
Mandela Rules, Rule 45 (1): Solitary
The rule arising from this recognition is,
confinement shall be used only in
exceptional cases as a last resort, for as
therefore, that solitary confinement be used
short a time as possible and subject to
only in exceptional cases as a last resort, for as
independent review, and only pursuant to
short a time as possible in rule 45 (1) of the
the authorization by a competent
Mandela Rules
and rule 60.5 of the
EPR.
authority.
Even a disciplinary sanction of short duration should be assessed against all relevant factors,
including the principle of necessity, proportionality and non-discrimination. Most recently, the
SPT drew attention to the plight of LGBT prisoners in discriminatory isolation observing that
they were ‘not only likely to serve their sentences in isolation, but also more likely to serve
longer time.’
22
Strict Regulation of Disciplinary Measures
The
ICCPR
clearly stipulates that ‘the penitentiary system shall comprise treatment of prisoners
the essential aim of which shall be their reformation and social rehabilitation’ (Article 10 (3)).
The
Mandela Rules,
from rules 36 to 46, require that:
Rule 36: Discipline and order to be maintained with no more restriction than necessary;
Rule 37: Disciplinary measures, including isolation, shall always be authorized by law;
Rule 38: Alternative dispute resolution mechanisms to be used in preventing and resolving
conflicts as much as possible;
5
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Rule 39 (1): No prisoner shall be
sanctioned except in accordance with the
terms of the law or regulation referred to
in rule 37 and the principles of fairness
and due process;
Rule 39 (1): A prisoner shall never be
sanctioned twice for the same act or
offence;
Rule 39 (2): Prison administrations shall
ensure proportionality between a
disciplinary sanction and the offence for
which it is established; and,
Rule 39 (2): Prison administrations shall
keep a proper record of all disciplinary
sanctions imposed.
Moreover, inmates are entitled to specific
procedural rights before disciplinary sanctions
can be imposed including the rights
mentioned in rule 41 of the
Mandela Rules
as
well as:
Mandela Rules, Rule 41:
1. Any allegation of a disciplinary offence by
a prisoner shall be reported promptly to the
competent authority, which shall investigate
it without undue delay.
2. Prisoners shall be informed, without delay
and in a language that they understand, of
the nature of the accusations against them
and shall be given adequate time and
facilities for the preparation of their defence.
3. Prisoners shall be allowed to defend
themselves in person, or through legal
assistance when the interests of justice so
require, particularly in cases involving
serious disciplinary charges. If the prisoners
do not understand or speak the language
used at a disciplinary hearing, they shall be
assisted by a competent interpreter free of
charge.
4. Prisoners shall have an opportunity to
seek judicial review of disciplinary sanctions
imposed against them.
Rules 24-35: access to and adequate provision of medical attention and right to visit by a
doctor daily; and,
Rule 43 (3): right to family visits.
Part IV of the
EPR
mirrors this regulatory framework regarding the use of solitary confinement
as a disciplinary measure.
Practice of the European Committee for the Prevention of Torture (CPT)
The CPT has worked consistently towards the minimisation of solitary confinement because of
the ‘mental, somatic and social damage’ it can inflict and also because ‘given the opportunity it
can provide for the deliberate infliction of ill-treatment’.
23
Its reports and standards have been
especially influential.
24
Particular attention has also been paid to the justifications, duration,
detention conditions, impact, and procedural rights.
25
This is summarised in its PLANN
(proportionality, legality, accountability, necessity, non-discrimination) mnemonic.
CPT requires that legal regulation needs to be clear and precise in terms of the:
26
Circumstances in which each form of solitary confinement can be imposed;
Imposition of solitary confinement as a disciplinary sanction should be a measure of last
resort, for as short a time as possible;
Authority/public officials who may impose the measure;
Procedures to be followed when imposing it;
Requirement to give the prisoner the fullest possible reasons for the decision;
Right of the prisoner affected to make representations as part of the procedure;
Procedure and frequency of independent reviews of the decision; and,
Procedure for appealing the decision.
6
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Panel 2: What are the health consequences of solitary confinement?
Health Impacts of Solitary Confinement
Health studies extensively document, as noted by Peter Scharff Smith and others, the
deleterious health impacts of solitary confinement that relate to physical, mental and social
consequences.
27
The degree of harm inflicted on a specific inmate is, according to Shalev, dictated by a number
of factors, including:
individual factors – such as personal background and pre-existing health problems;
environmental factors – i.e., physical conditions and provisions;
contextual factors, including:
- the specific regime – such as time out of cell, degree of human contact etc.;
- the context of the isolation – such as punishment, own protection, voluntary/non-
voluntary, political/criminal; and,
- its duration.
28
Despite variations in individual, environmental and contextual factors, there is consistency in
findings on the health effects of solitary confinement.
Moreover, solitary confinement need not be prolonged (more than 15 days) for any suffering to
be inflicted, as noted by Shalev and others. By way of example, according to Koch’s research on
Danish pre-trial detainees in isolation, ‘acute isolation syndrome’ entailing ‘problems of
concentration, restlessness, failure of memory, sleeping problems and impaired sense of time
an ability to follow the rhythm of day and night’ became evident after a few days in isolation.
This was observed to develop into ‘chronic isolation syndrome’ within weeks.
29
Thus, it is a widely-held view that effects ‘can occur after only a few days [and] rise with each
additional day spent in such conditions’.
30
Mental Impact
Reported effects with regards to negative impacts on mental health and wellbeing include
adjustment disorders and symptoms of anxiety, depression and stress.
31
Studies have found
that solitary confinement increased the risk of hospitalization to prison hospital for psychiatric
reasons, and that mental health condition improved when prisoners were moved from solitary
confinement to non-solitary confinement, indicating that solitary confinement imposes harmful
conditions that could have been avoided by abolishing solitary confinement.
More studies show that previously isolated prisoners have a higher risk of trying to commit
suicide than others.
32
Relatedly, surveying recent studies, Scharff Smith and Jacobsen conclude
that the rate of mental illness has generally increased in Danish prisons.
33
One study cited
relates to Vestre Fængsel, where in 2013 Kriminalforsorgen diagnosed 8% of remand prisoners
with insanity and 83% with psychiatric disorders.
34
Social Impact
With the deprivation of basic human needs such as social contact, belongingness (including
visitation rights, meaningful interaction with other inmates), environmental stimulation
(including institutional programming, physical exercise and recreation), individuals can become
socially debilitated.
7
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Koch, for instance, has documented the difficulties some Danish prisoners had, due to the
anxiety as caused by their isolation, in being around other people upon their release from
prison.
35
Haney attributes this, particularly those subjected to prolonged isolation, to the
damage and distortion caused to an individual’s social identity and sense of self, which, ‘for
some, destroy their ability to function normally in free society’ and the ‘atrophy of important
skills and capacities’.
36
Prison health concerns should be situated within the domain of public health. The World Health
Organisation has stated that ‘good prison health is essential to good public health’.
37
Needless
to say, this is because what happens in prison does not stay in prison; prisoners are not released
from health and behavioural issues as they are released from terms of incarceration. This
connection is also made in the
EPR.
38
Such links clearly include, but also reach beyond, the
harms inflicted by solitary confinement.
Factoring Health into Decisions about Disciplinary Sanctions
The prevalent use of solitary confinement as a
Mandela Rules, Rule 39 (3): Before
disciplinary measure in some countries points us
imposing disciplinary sanctions, prison
to questioning the extent to which health
administrations shall consider whether and
considerations feature in decision-making
how a prisoner’s mental illness or
processes.
Perhaps,
the
widespread
developmental disability may have
institutionalisation of the practice itself has
contributed to his or her conduct and the
come to represent its own justification.
39
commitment of the offence or act
Reportedly, such thinking renders it easier for an
underlying the disciplinary charge. Prison
inmate to be put into solitary confinement if
administrations shall not sanction any
that inmate is a gang member or classified as
conduct of a prisoner that is considered to
dangerous based on having been subjected to it
be the direct result of his or her mental
illness or intellectual disability.
previously.
40
Further to this, the mid to longer-term impacts need to be canvassed before solitary
confinement is deemed to be fitting. Accepting its harmful effects on the psyche of its subjects,
solitary confinement can predictably also exacerbate recalcitrance and retribution, already a
feature in many a prison. This would conceivably resonate more so in circumstances where the
decision-making process remains opaque: with little or no communication or review rights
afforded to the prisoner.
In their study on the United States, Reiter and Blair illustrate ‘the perverse symbiosis of solitary
confinement and mental illness’, entailing a ‘vicious cycle’ as mental illness causes misbehaviour
that is used to justify solitary confinement, which then causes further deterioration in behaviour
and the underlying conditions attracting further discipline.
41
Beyond reasons pertaining to the
deinstitutionalisation of inpatient psychiatric care, the failure of prison health professionals to
sufficiently ‘track individuals or patterns of behaviour’ is put forward as facilitating this, since
‘without documentation of outcomes, the system is permitted to perpetuate itself’.
42
Challenges in disassociating mental illness from criminality is not exclusive to the United States.
Monitoring of Disciplinary Sanctions by Health Professionals
Monitoring by a qualified health professional of the health of inmates in solitary confinement as
a punishment is also paramount. Not all prisoners react to the same conditions in the same way,
especially if an inmate has pre-existing, or a predisposition to, mental health issues.
8
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The
EPR
require that prisoners in solitary confinement to be monitored daily by a medical
practitioner, who is then to report to the prison director if the prisoner’s health is being put
seriously at risk (Rules 43.2 and 43.3).
43
The
Mandela Rules
similarly impose strict requirements about monitoring by health
professionals and underline that the health professionals should advise the staff ‘if necessary to
terminate or alter them [these measures] for physical or mental health reasons’ (Rule 46(2)).
Health professionals, primarily driven by the
ethos of preserving health, are very much
faced with a difficult ethical quandary when
working in a system which has punishment,
dimensions of which can constitute ill-
treatment, at its heart. Conflicted loyalties,
between the inmate/patient and the
institution, conceivably arise where it is
incumbent on the health professional to
report any such ill-treatment but who must
also continue to work with the responsible
staff. In one Danish study, it was shown that
prison counsellors administering prison-
based drug treatment were themselves
adapting to and recommending the use of
isolation as a means of detoxification.
44
In
other research, a Norwegian ethnographical
study on Tromsø Prison, Marta Rua noted
that prison doctors monitoring prisoners in
solitary confinement were depicted as being
conflict-averse, positioning themselves as
pragmatic and cooperative instead of
holding their ground or being critical or
reform-minded.
45
Mandela Rules, Rule 46:
1. Health-care personnel shall not have any
role in the imposition of disciplinary sanctions
or other restrictive measures. They shall,
however, pay particular attention to the health
of prisoners held under any form of
involuntary separation, including by visiting
such prisoners on a daily basis and providing
prompt medical assistance and treatment at
the request of such prisoners or prison staff.
2. Health-care personnel shall report to the
director, without delay, any adverse effect of
disciplinary sanctions or other restrictive
measures on the physical or mental health of a
prisoner subjected to such sanctions or
measures and shall advise the director if they
consider it necessary to terminate or alter
them for physical or mental health reasons.
3. Health-care personnel shall have the
authority to review and recommend changes
to the involuntary separation of a prisoner in
order to ensure that such separation does not
exacerbate the medical condition or mental or
physical disability of the prisoner.
***
Panel 3: How is solitary confinement used as a disciplinary measure (strafcelle) in Denmark and
what are the areas of concern?
Regulation
In Denmark, the following four types of isolation are regulated by the
Sentence Enforcement Act:
1. Exclusion from association, cf. the
Sentence Enforcement Act
§ 63
2. Voluntary exclusion from association, cf. the
Sentence Enforcement Act
§ 33
3. Isolation in a security cell (sikringscelle), possibly under forced physical restraint, cf. the
Sentence Enforcement Act
§ 66
4. Isolation as a disciplinary sanction (strafcelle), cf. the
Sentence Enforcement Act
§ 68.
Exclusion from association is a preventive measure that cannot be used as a sanction for
previous (mis)behaviour. This measure is applied to prevent future violent behaviour, criminal
9
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activity, escape, etc. In contrast, the use of solitary confinement as a disciplinary measure is a
punishment that does not directly aim at preventing certain behaviour.
Pursuant to § 67 of the law, an inmate
shall
receive a disciplinary measure in certain situations,
including for the reasons mentioned in Table 3. In June 2016, the wording of this paragraph was
amended from discretionary decision about imposing a disciplinary measure (‘could’ be
imposed) to a compulsory measure (‘shall’ be imposed) leaving the prison administration
without any discretion but to impose it as a standard operational procedure.
46
The punishment cell is the most severe disciplinary measure available in Danish prisons, with
lesser restrictive methods including warnings and fines (Sentence
Enforcement Act
§ 68).
Pursuant to § 68 (2) of the
Sentence Enforcement Act,
this can only be used as a disciplinary
measure in specific situations as listed in Table 3. Obviously, some of these infractions would
also be punished in accordance to the
Danish Criminal Code.
By way of example, the unlawful
use and possession of mobile phones in closed prisons and remand prisons is criminalised in §
124 (4) in the
Danish Criminal Code.
47
This might raise the question of double punishment as
highlighted by the Danish Institute of Human Rights in its recent comments to the legislative
changes to the use of mobile phones.
48
Decision Process
Pursuant to § 70 (1) of the
Sentence Enforcement Act,
the prison staff have to take into account
the nature and extent of the violation in order to determine the duration of the
strafcelle
that
can last for a maximum of four weeks. In doing so, the prison staff conduct a specific
assessment as bound by the principle of proportionality.
Pursuant to the powers conferred to the Minister of Justice under § 70 (3) of the Act, the
Minister
has
adopted
a
regulation
regarding
the
punishment
cell
(Disciplinærstrafbekendtgørelsen).
49
This, in detail, describes the use, administration and
complaint procedure, and the inmate is entitled to, inter alia, a justification, information and
the right to express his/her opinion. In addition, the Minister of Justice has published a guidance
(‘Vejledning om behandlingen af sager om disciplinærstraf, konfiskation og modregning af
erstatningsbeløb (disciplinærstrafvejledningen)’)
50
which includes information on how to decide
on using the disciplinary cell, legal obligations and safeguards for the prisoner.
Practice
In daily practice, when prisoners violate internal prison rules, disciplinary measures are used in
accordance with a
form of normal reactions
(a type of sentencing matrix). This form is
developed centrally by Danish Prison and Probation Service and as a way of guiding the
institutions and applies to uniform prison facilities, i.e. some for closed prisons and others for
open prisons. As pointed out by experts, this practice can be useful to secure a consistent use of
disciplinary measures such as solitary confinement. However, it can also be a pitfall as the form
sometimes is used uncritically, as an answer book of sorts. This unduly eliminates the need for
the specific assessment and the proportionality test, informed by the circumstances particular
to the situation, by the appropriate prison staff.
51
This punishment is served in a special unit of the prison, a prisoner’s regular cell or in a remand
institution (arresthus) as stated in § 70 (2) of th Some prisons have separate sections for the
punishment cell. Their physical conditions vary between the different institutions (in size, state
of repair, condition, lighting etc.).
10
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As shown in table 3, in 2015, the most commonly used justification for the use of disciplinary
cell was the improper disposal of objects and money, constituting 44,9 % of all placements.
Table 3, Justifications (%) for the disciplinary cell in 2015
Refused to give urine sample
Occupation refusal
Smuggling / possession / consumption of alcohol or drugs
Failed to follow staff instructions
Escape attempts
Improper disposal of objects and money
Avoidance / absence from leave
Other misuse of leave
Other criminal offences
Violation of rules set by the institution leader
Total %
4,8
1,3
8,1
5,5
1,2
44,9
0,5
1,6
17,7
14,4
100
The use of the punishment cell remains highly prevalent. In fact, its use pursuant to the
Sentence Enforcement Act
has virtually doubled from 2001 to 2016, as mentioned. The vast
majority of cases relate to men (2918 out of the estimated 2995 cases in 2016). Moreover, the
mentioned legislative amendment regarding unlawful use of mobile phones has entailed a
significant increase in the use of longer punishment in excess of 15 days. In 2016, there were
222 long-term placements (in excess of 15 days) whereas in 2015 there were seven. Some 219
of the 222 were due to unlawful possession of mobile phones. This is due the recent tripling of
punishments in closed prisons from five to 15 days, and also applies to pre-trial detainees.
There is, unfortunately, no general statistics regarding the duration of any isolation, except for
the unlawful possession of mobile phones.
Complaints
Decisions on the use of the
strafcelle
made by local institutions can be appealed to Direktoratet
for Kriminalforsorgen, whose decisions are final and cannot be brought before another
administrative authority. An appeal to Kriminalforsorgen has no suspensory effect, unless it so
decides. Decisions regarding disciplinary cells entailing a duration of more than seven days can
be appealed to the court system (Straffuldbyrdelsesloven § 112 (3)). Other decisions can be
brought to the the judicial system under § 63 of the Danish Constitution.
Only a very small number of decisions are appealed first to Direktoratet and then before the
judicial system. We are aware of three decisions from 2013 and in one of these the court
overturned the administrative decision about the punishment cell.
52
Independent Oversight
In 2012, the Parliamentary Ombudsman (Danish:
Folketingets Ombudsmand),
in cooperation
with DIGNITY and the Danish Institute for Human Rights, began to conduct inspections of
institutions where people who are deprived of their liberty as Denmark’s National Preventive
Mechanism (NPM) under the
Optional Protocol to the Convention Against Torture
(OPCAT).
Recognising the particular concerns arising from the use of solitary confinement, the
Ombudsman has long paid special attention to those in
strafcelle
and other forms of isolation
when conducting its visits.
53
As the visit reports are not made public, it is not possible to
ascertain the NPM’s findings regarding the use of disciplinary measures.
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***
Panel 4: What are the international experiences using alternatives and reducing the use of solitary
confinement?
Introduction
Discipline within conventional prison settings centres on retribution and deterrence, deeming
rehabilitation a secondary consideration, if at all. Environments which are oppressive and
violent should call us to question the degree to which prisoners should be expected to adhere
to prison discipline.
54
The primacy of security concerns also mean that expectations of reform
need to be approached with some caution. Given that studies have found the measure at hand
not to deter, the rationale of security and prison discipline must be critically evaluated.
Legislative Change:
is the most direct and effective avenue. Like Norway and Sweden, the most
meaningful and concrete reform would be to abolish the measure outright in domestic
legislation.
Favourable Regulation: Entry, Conditions and Exit:
Other means of progressive reform of the use
of solitary confinement as a disciplinary measure would be to restrict entry criteria, improve
conditions of confinement, and strengthen review mechanisms.
Prison Culture:
A range of stakeholders, primarily prison administrators and guards, must also be
factored in to the equation. Legitimate considerations of prison security and order would
expectedly feature prominently in the mind of a decision maker. Legal or theoretical knowledge
is no substitute for operational expertise of a prison’s dynamics. It is important that they are
given their due weight. Gauging the need for training on improving prisoner-prison staff
relationships and practical implications of international law standards are key. These
prescriptions are seemingly derived from the concept of ‘dynamic security’, a proactive
approach which values positive prisoner-staff relationships to better enable staff to anticipate
and address security threats early on.
55
Both the
EPR
(rule 51) and the
Mandela Rules
(rule 76)
incorporate dynamic security into their respective understandings of prisoner management.
Prison officer culture is, by one account, ‘central to the reproduction of the prison as a place of
punishment and pain’.
56
Accordingly, it must be incorporated into any discussion on penal
reform. That is to say, deep-seated cultural impediments may also encumber any change in
procedure. One must be mindful, however, that prison authorities also act on political directives
or other less formal cues such as the emanating rhetoric on law and order. Crewe, Bennett and
Wahidin argue that there is an explanatory deficiency in how and why cultures differ between
institutions or, ‘the dynamics by which they are sustained’.
57
Leibling argues that prison staff
culture cannot said to be homogenous, observing that prison staff operate on suspicion and
machismo on the one hand and diplomacy, decisiveness and flexibility on the other.
58
Deterrence:
Effectiveness of the disciplinary isolation is another aspect of the critique here.
Even with other factors controlled, a recent study of male inmates in Oregon concluded that
‘disciplinary segregation [double-celled isolation] was not a significant predictor of subsequent
institutional misconduct’.
59
Lucas and Jones provide an overview of a number of similar studies
that have reached similar conclusions with respect to various uses of solitary confinement.
Cost–Related Arguments:
Some have argued that it is cheaper to use solitary confinement than
other less-restrictive means. However, when calculated, financial costs associated with relying
on solitary confinement, which engages comparatively more prison resources to perform the
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same functions such as monitoring, delivering basic needs such as food, hygiene and recreation,
undermine such reasoning. Moreover, as a secondary argument, according to Bennion, as cost
efficiency arguments do not override the provision of other basic human needs like food,
neither should they override another such need namely meaningful human contact.
60
Reform of Pre-trial Solitary Confinement in Denmark
Historically, Denmark’s use of solitary confinement during criminal investigations, pursuant to
the
Administration of Justice Act
(Danish:
Retsplejeloven),
was excessive in number and
duration. Smith and Koch point out that until the late 1970s more than 40% of all pre-trial
detainees were placed in such solitary confinement.
61
As a consequence of extensive research
and documentation, as well as pressure from organisations, individual experts and groups, and
international committees, this practice was challenged and since improved.
The reform began in late 1982 with a parliamentary discussion. The Ministry of Justice
requested, on two occasions, the opinion of the Criminal Justice Committee
(Strafferetsplejeudvalget). The Committee then conducted an extensive comprehensive
psychiatric and psychological study to inform this legislative process.
62
This lead to the
Copenhagen Study on Solitary Confinement (Danish:
Isolationsundersøgelsen),
published in two
phases being in 1994 and 1997, which was instrumental in documenting the health
consequences of isolation. Danish psychiatrists Andersen, Sestoft and Lillebæk,
inter alia,
related the use of pre-trial solitary confinement to negative psychiatric effects, such as
significantly higher incidence of psychiatric morbidity and higher likelihood of being admitted to
the prison hospital for a psychiatric reason.
63
The authors, therefore, recommended that pre-
trial solitary confinement be abolished.
Subsequently, a number of legislative changes focusing on better complaint and oversight
mechanisms and decreased time limits were introduced.
64
The latest changes happened in 2006
following a major public debate
65
resulting in the introduction of the current time limits of
maximum eight weeks.
66
Moreover, an oversight mechanism, which was introduced in the form
of mandatory yearly reporting to the Ministry of Justice by the Director of Public Prosecution,
entailed improved transparency and documentation.
67
This coupled with broader change in
public and policy mentality incrementally reduced the use of pre-trial solitary confinement.
In 2001, 9,5% of all pre-trial detainees were held in isolation and, in 2015, this number dropped
to only 0,7% of overall (being a total of 32 placements). This is a drop of more than 94% from
2001.
The average duration of solitary confinement in 2015 was 19 days.
68
In 2014, three prisoners
were placed in isolation between 15 and 28 days, one prisoner was placed in isolation between
29 and 42 days and six were placed between 43 and 56 days. Altogether 10 prisoners were
placed in prolonged solitary confinement.
69
The CAT and HRC, assessing this as prolonged and in
breach of international standards, strongly recommended that time limits be further
decreased.
70
The main arguments in affecting these changes, as just outlined, were based on raising
awareness of the harm inflicted by solitary confinement, the strengthening of judicial review
mechanisms coupled with the imperative that it needed to be seen and used as a method of last
resort. This development should be seen as an illustration of how rigid conceptions of necessity
can be challenged and, ultimately, dismantled.
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International Experiences in Reforms and Alternatives
There are significant challenges in comparing the use of solitary confinement across different
jurisdictions. Prison conditions, degrees of isolation, terminology and regulatory frameworks are
not standardised. With that in mind, reforms in jurisdictions comparable to Denmark show that
more innovative and effective alternatives to solitary confinement, though not without their
own shortcomings, exist. Focal points are found in Norway, Sweden, the UK, and the US.
Despite the existence of strong historical work tracing the relevant developments, there is no
comprehensive comparative research available on reforms and alternatives.
Norway:
where complete solitary punishment as a disciplinary measure was abolished with the
enactment of the
Execution of Sentences Act
in 2001, is of some instruction here. The reform
was also a product of domestic and international pressure. Exceptions in the regulatory
framework are made for short-term punitive use entailing partial isolation for up to 24 hours.
71
Partial or complete preventive solitary confinement (i.e. exclusion) can still be used if necessary
to ‘maintain peace, order and security’, and to prevent negatively influencing prison
environment, criminal acts or material damage.
72
Human rights advocates have argued that the
increased use of preventive solitary confinement coupled with its vague and discretionary
nature in Norway indicates a development of a practice where prevention is being used to
circumvent the limitations on disciplinary measures.
73
Sweden:
abolished the solitary confinement as a disciplinary measure in 1975.
74
The reforms
were driven by the recognition of the harms resulting from isolation. Notably, the Parliamentary
Committee tasked with the investigation also considered and dismissed the claims that the
measure was indispensable as a last resort.
75
Furthermore, the Parliamentary Committee
pointed out that prisons as a matter of course significantly isolate prisoners and that further
isolation, when prolonged, would raise difficulties for the isolated prisoner, as a result of denial
of prison programs such as job training, in re-adjusting back to society.
76
The CPT noted that
although solitary confinement was purportedly used on administrative grounds as found under
the relevant law, it was perceived by some interviewed inmates as punitive.
77
United Kingdom:
has sought reforms in limiting its use of solitary confinement. Particularly In
the last couple of years, its NPM has paid close attention to its causes and prevalence. This
process has culminated in the development of new guidelines released in January 2017 where
the UK NPM, amongst other things, requires: that evidence of the consideration of alternatives
be provided by decision-makers; that isolation not occur due to a shortage of staff or facility
design; that decisions should be authorised and recorded by senior staff; that basic amenities
and routines should be provided and not be denied as a matter of policy; and that staff should
play a positive and meaningful role with prisoners.
78
Grendon: Pitted against the supermax, HMP Grendon in England represents a system of
incarceration comprehensively informed by a psycho-therapeutic approach. As the only
therapeutic community prison in England, it has successfully abolished isolation within its
confines, only resorting to transferring its inmates to isolation cells in nearby prisons on the rare
occasion.
79
It is all the more impressive as its prisoner population is comparable to that of a
supermax, with a vast majority serving indeterminate sentences, with a history, prior to being
transferred to Grendon, of ‘significantly higher level of formal disciplinary punishments for
disciplinary infractions’.
80
Composed of five distinct communities, each has its ‘dedicated staff
group including prison officers, a therapy manager who has psychotherapeutic training, a
psychologist and facilitators with a range of professional and clinical backgrounds.’
81
Instances
of poor behaviour are effectively addressed by the prisoner group. Significant outcomes have
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been documented ‘including reduced levels of violence and self-harm, improved psychological
well-being and improved quality of life for prisoners and staff’.
82
United States of America:
Although the scale of solitary confinement remains a strong feature of
the American penitentiary landscape, successful reforms have been realised in some states.
83
Standards and alternatives have been developed and advocated for by non-governmental
organisations as well as governmental agencies.
84
Colorado: has reduced its administratively segregated population from 7.7% of its overall
population in 2011 to 1.1% in 2014 through developing specific facilities for the treatment of
inmates with mental illnesses. It has also prohibited the isolation of women and children.
85
Maine: According to the American Civil Liberties Union, the reforms there have been significant
with: ‘the number of prisoners in solitary confinement has been cut in half; the duration of stays
in Maine’s solitary units is generally now measured in days rather than weeks or months; and
the treatment of prisoners in these units includes substantially more meaningful human
interaction and more opportunity for rehabilitation.’
86
In terms of disciplinary solitary
confinement, its imposition was limited to cases involving an ‘extremely serious offence such as
a fight involving weapons’ where either of the following was present: ‘1) the prisoner
constitutes an escape risk in less restrictive status; 2) the prisoner poses a threat to the safety of
others in less restrictive status; 3) the prisoner poses a threat to his/her own safety in less
restrictive status; or 4) there may be a threat to the prisoner’s safety in a less restrictive status.’
Alternatives were broadened to include: ‘confining the prisoner to his own cell; limiting contact
visits; restricting the visitors allowed to immediate family; loss of work opportunities’.
New York: Proposed changes to primarily reduce, through less restrictive means, the state’s
overreliance on extreme forms of solitary confinement were instigated by litigation. The draft
bill
Humane Alternatives to Long-Term (HALT) Solitary Confinement Act
proposes to ensure that
those separated from the general population be placed in ‘a rehabilitative and therapeutic unit
aimed at providing additional programs, therapy, and support to address underlying needs and
causes of behavior, with 6 hours per day of out-of-cell programming plus one hour of out-of-cell
recreation’ and that 'no person may be held in isolated confinement more than 15 consecutive
days nor 20 days total in any 60 day period. At these limits, a person must be released or
diverted to the alternative [unit] with more out-of-cell time, programs, and therapy.’
87
***
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References
1
UN Standard Minimum Rules for the Treatment of Prisoners (‘Mandela Rules’)
(A/RES/70/175, 17
December 2015), rule 44.
2
See DIGNITY, ‘The Use of Solitary Confinement as a Disciplinary Measure: Literature available in
DIGNITY’s Library & Documentation Centre’, March 2017; United Nations, Report of the SRT
(A/66/268, 5 August 2011); Weil, Gotshal & Manges LLP, Cyrus R. Vance Center for International
Justice, and Anti-Torture Initiative, Center for Human Rights & Humanitarian Law at American
University Washington College of Law, ‘Seeing into Solitary: A Review of the Laws and Policies of
Certain Nations Regarding Solitary Confinement Detainees’ (United Nations Special Rapporteur on
Torture: October 2016); CPT, 21
st
General Report, CPT/Inf (2011) 28, para. 53; OEA/Ser.L/V/II. Doc.
64 (31 December 2011), p. 143; Smith, Peter Scharff, ‘The Effects of Solitary Confinement on Prison
Inmates: A Brief History and Review of the Literature’ (2006) 34
Crime and Justice
441, pp. 444-450;
Shalev, Sharon,
A Sourcebook on Solitary Confinement
(London: Mannheim Centre for Criminology,
LSE: 2008; Birckhead, Tamar, ‘Children in Isolation: The Solitary Confinement of Youth’ (2015) 50
Wake Forest Law Review
1; United Kingdom National Preventive Mechanism, ‘Guidance: Isolation in
Detention’, January 2017.
3
For long-standing soft-law standards here see: United Nations,
Standard Minimum Rules for the
Treatment of Prisoners,
30 August 1955;
UN Standard Minimum Rules for the Administration of
Justice
(Beijing Rules) (1985);
UN Body of Principles for the Protection of All Persons under Any Form
of Detention or Imprisonment
(A/RES/43/173, 9 December 1988); Council of Europe: Committee of
Ministers,
Recommendation Rec(2006)2 of the Committee of Ministers to Member States on the
European Prison Rules,
11 January 2006, Rec(2006)2, (European
Prison Rules).
4
Principle 7 of the
UN Basic Principles for the Treatment of Prisoners
(A/RES/45/111, 28 March
1991).
5
Government of Denmark, Sixth Report to HRC (CCPR/C/DNK/6, 10 November 2015), para. 131.
6
Disciplinærbekendtgørelsen
§ 1, stk. 2;
Varetægsbekentgorelsen
§ 89.
7
Solitary confinement as a disciplinary measure increased from 1289 placements in 2001, peaking at
3,044 cases in 2011, to an estimated 2995 placements in 2016: Kriminalforsorgens årlige statistik
beregninger.
8
Kriminalforsorgen, Press Release: ‘Stigning i brug af strafcelle skyldes mobiltelefoner’, 31 March 2017.
9
LOV nr 641 af 08/06/2016 om aendring af lov om fuldbyrdelses af straf m.v. (styrket indsats mod
mobiltelefoner I faenglser mv.).
10
Sentence Enforcement Act
§ 70 and Retsplejelvoen § 775..
11
CAT, Concluding Observations on Denmark (CAT/C/DNK/CO/6-7, 4 February 2016), para. 33; HRC,
Concluding Observations, Denmark (CCPR/C/DNK/CO/6, 10 November 2015), para. 24.
12
Penal Reform International and the Essex Human Rights Centre, ‘Essex paper 3: Initial guidance on
the interpretation and implementation of the UN Nelson Mandela Rules’, February 2017, p. 89: Initial
guidance on the interpretation and implementation of the Nelson Mandela Rules (2016); International
Psychological Trauma Symposium, ‘The Istanbul Statement on the Use and Effects of Solitary
Confinement’ (9 December 2007), p. 4.
13
SRT, Reply to Questions Raised by Member States during the Interactive Dialogue at the 66th
Session of the UN General Assembly, 18 October 2011, p. 8; Report of the SRT (A/66/268, 5 August
2011), para. 26.
14
SRT, Interim report of the SRT (A/68/295, 9 August 2013), para. 61.
15
CPT, Report on the Visit to Spain in 2011, CPT/Inf (2013) 6, para. 75.
16
Rule 67 of the
UN Rules for the Protection of Juveniles Deprived of their Liberty
(1990).
17
Rule 22 of the
UN Rules for the Treatment of Women Prisoners and Non-Custodial Measures for
Women Offenders
(2010).
18
CRC, Concluding Observations on El Salvador (CRC/C/15/Add.232, 30 June 2004), para 36(a); CRC,
Concluding Observations on Singapore (CRC/C/15/Add.220, 27 October 2003), para 45(d); CRC,
General Comment No. 10 (CRC/C/GC/10, 25 April 2007), para. 89; CRC/C/DNK/CO/3, para. 59(a);
CRC/C/DNK/CO/3, para. 66(b); CRC/C/SWE/CO/5, para. 26(a); CRC/C/SWE/CO/4, 26 June 2009, para.
71(b).
16
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19
CAT, Observations of the Committee against Torture on the revision of the
United Nations
Standard Minimum Rules for the Treatment of Prisoners
(SMR) (CAT/C/51/4, 16 December 2013),
para. 32.
20
ECHR, ‘Detention and Mental Health’, Factsheet, September 2016.
21
A.B. v. Russia,
1439/06, 14 October 2010, para. 104.
22
SPT, Ninth annual report of the SPT (CAT/C/57/4, 22 March 2016), para. 64.
23
CPT, European Standards, ‘Substantive sections of the CPT’s General Reports’, CPT/Inf/E (2002) 1 -
Rev. 2015, p. 37, para. 64, (European Standards (2015)).
24
Ibid,
para. 48.
25
CPT, 21
st
General Report, CPT/Inf (2011) 28, p. 40; see also CPT, European Standards (2015), p. 30.
26
CPT, 21
st
General Report, CPT/Inf (2011) 28, p. 41.
27
For a comprehensive review of literature see Smith, Peter Scharff, ‘The Effects of Solitary
Confinement on Prison Inmates: A Brief History and Review of the Literature’ (2006) 34
Crime and
Justice
441, pp. 444-450;
Ziglar v. Abbasi,
2016 WL 7449167 (2016),
Brief for Medical and Other
Scientific and Health-Related Professionals in Support of Respondents and Affirmance
(22 December
2016).
28
Shalev, Sharon,
A Sourcebook on Solitary Confinement
(London: Mannheim Centre for
Criminology, LSE: 2008).
29
Koch, Ida, ‘Mental and Social Sequelae of Isolation: The Evidence of Deprivation Experiments and
of Pretrial Detention in Denmark’, in Rolston, Bill, and Tomlinson, Mike (eds.)
The Expansion of
European Prison Systems,
Working Papers in European Criminology, No. 7, 119 (1986), p. 124 as
cited in Haney, Craig, Expert Report in
Ashker v. Governor of California.
30
Shalev, Sharon,
A Sourcebook on Solitary Confinement,
p. 79; International Psychological Trauma
Symposium, ‘The Istanbul Statement on the Use and Effects of Solitary Confinement’ (9 December
2007, Istanbul); Grassian, Stuart, ‘Psychiatric Effects of Solitary Confinement’ (2006) 22
Washington
University Journal of Law and Policy
325, p. 331.
31
Haney, Craig, Expert Report in
Ashker v. Governor of California,
para. 27, lists symptoms that have
been documented as including: ‘appetite and sleep disturbances, anxiety, panic, rage, loss of
control, paranoia, hallucinations, and self-mutilations’ … ‘anxiety, withdrawal, hypersensitivity,
ruminations, cognitive dysfunction, hallucinations, loss of control, irritability, aggression, rage,
paranoia, hopelessness, a sense of impending emotional breakdown, self- mutilation, and suicidal
ideation and behavior’.
32
See for example, Sigurd Benjaminsen & Birgit Erichsen,
Selvmordsadfœrd Blandt Indsatte,
p. 16
(Copenhagen: Direktoratet for kriminalforsorgen (2002)) as cited in Scharff Smith, 2006, p. 498;
Kupers, Terry, ‘Isolated Confinement: Effective method for behavior change or punishment for
punishment’s sake?’ in Arrigo, Bruce, and, Bersot, Heather (eds.),
The Routledge Handbook of
International Crime and Justice Studies
(Routledge, 2013), p. 215; Matti Joukumaa, ‘Prison
suicide in
Finland, 1969-1992’
(1997) 89
Forensic Science International
167.
33
Smith, Peter Scharff, og Jacobsen, Janne,
Varetægtsfængsling: Danmarks hårdeste straf?
(Djøf:
2017), Kapitel 9, s. 156.
34
Adamsen, Mette Lindgaard, “Screeningsprojektet for psykisk sygdom”, Direktoratet for
Kriminalforsorgen, 2013 i Smith og Jacobsen, s. 157.
35
Koch, Ida,
Isolationens psykiske og sociale følgevirkninger,
60 Månedsskrift for Praktisk
Lægegerning, 382 (1982).
36
Haney, Craig, Expert Report in
Ashker v. Governor of California,
paras. 38 and 49.
37
WHO, ‘Health in Prisons: A WHO Guide to the Essentials in Prison Health’ (2007), p. 2.
38
See
EPR,
Rule 40.
39
Haney, Craig, and Lynch, Mona, ‘Regulating Prisons of the Future: A Psychological Analysis of
Supermax and Solitary Confinement’ (1997) 23
Review of Law and Social Change
477, p. 539.
40
Shames, Alison, Jessa Wilcox, and Ram Subramanian,
‘Solitary Confinement: Common
Misconceptions and Emerging Safe Alternatives’
(New York, NY: Vera Institute of Justice, 2015), p.
12.
17
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41
Reiter, Keramet, and Blair, Thomas, ‘Chapter 9 - Punishing Mental Illness: Trans-institutionalization
and Solitary Confinement in the United States’ in Reiter, Keramet, and, Konig, Alexa,
Extreme
Punishment: Comparative Studies in Detention, Incarceration and Solitary Confinement
(Palgrave
Macmillan, 2015), p. 178.
42
Ibid.,
pp. 185-186.
43
The Danish Government, upon ethical concerns raised by Danish doctors regarding effectively
pronouncing prisoners fit for solitary confinement, reserved the right to comply with this monitoring
requirement.
44
Nielsen, Bjarke, and, Kolind, Torsten, ‘Offender and/or client?: fuzzy institutional identities in
prison-based drug treatment in Denmark’ (2016) 18(2)
Punishment and Society
131, p. 144.
45
Rua, Marte, ‘Hva gjør fengselsleger?: En institusjonell etnografi om isolasjon og helse’, Tromsø
Institutt for kriminologi og rettssosiologi Juridisk fakultet Universitetet i Oslo Bokserien nr. 1/2012.
46
Disciplinærvejledning
§ 1.3.
47
Stk. 4.
Den, der i et arresthus eller lukket fængsel som anholdt, fængslet eller forvaringsanbragt
uretmæssigt besidder en mobiltelefon eller lignende kommunikationsudstyr, straffes med bøde eller
fængsel indtil 6 måneder. På samme måde straffes besøgende og andre personer, som uretmæssigt
medtager en mobiltelefon eller lignende kommunikationsudstyr i et arresthus eller lukket fængsel.
Tilsvarende straffes en varetægtsarrestant, der som frihedsberøvet i institution m.v. uden for
kriminalforsorgen uretmæssigt besidder en mobiltelefon eller lignende kommunikationsudstyr.
48
Engbo, Hans Jørgen,
Straffuldbyrdelsesret
(2. Udgave, Djøf: 2005); Danish Institute for Human Rights,
Open Letter to the Ministry of Justice dated 26 April2016.
49
Bekendtgørelse om udståelse af strafcelle, anvendelse af forhørscelle og behandlingen af
disciplinærsager (disciplinærstrafbekendtgørelsen): BEK nr 1036 af 23. juni 2016.
50
Vejledning om behandlingen af sager om disciplinærstraf, konfiskation og modregning af
erstatningsbeløb (disciplinærstrafvejledningen): VEJ nr 9715 af 11. juli 2016.
51
Engbo, Hans Jørgen, and Smith, Peter Scharff,
Fængsler Og Menneskerettigheder
(Kbh: Jurist- Og
Økonomforbundet, 2012).
52
Retten i Glostrup 11 July 2013. The two other decisions relate to decision by Retten i Odense 13
Janaury 2014 and decision by Retten I Glostrup 3 October 2013.
53
Folketingets Ombudsmand, Tilsynsmanual Dok.nr. 15/05108-57.
54
Guenther, Lisa,
Solitary Confinement: Social Death and Its Afterlives
(University of Minnesota
Press, 2013), pp. 221-222.
55
Coyle, Andrew,
A Human Rights Approach to Prison Management: Handbook for Prison Staff,
(International Centre for Prison Studies, 2
nd
Ed: 2009), p. 15.
55
UNODC,
Handbook on the Management of High-Risk Prisoners
(New York, 2016), p. 14.
56
Sim, J., ‘Chapter 11: An inconvenient criminological truth: pain, punishment and prison officers’ in
Bennett, Jamie, et al (eds.),
Understanding Prison Staff
(Routledge, Oxford: 2012), p. 197.
57
Crewe, B., Bennett, J., and Wahidin, A., ‘Chapter 1 – Introduction’ in Bennett, J., et al (eds),
Understanding Prison Staff
(Routledge, Oxford: 2012), p. 3.
58
Liebling, Alison, ‘Why Prison Staff Culture Matters’ in Byrne, James, et al, (eds.)
The Culture of
Prison Violence
(Pearson Education, 2008), p. 107.
59
Lucas, Joseph, and, Jones, Matthew, ‘An Analysis of the Deterrent Effects of Disciplinary
Segregation on Institutional Rule Violation Rates’ (2017)
Criminal Justice Policy Review
1, p. 1.
60
Bennion, Elizabeth, ‘Banning the Bing: Why Extreme Solitary Confinement is Cruel & Far Too Usual
Punishment’ (2015) 90
Indiana Law Journal
741, p. 742.
61
Smith, Peter Scharff og Koch, Ida, ‘Isolation – et fængsel i fængslet, i Kriminalistiske pejlinger’
(2015) i af Britta Kyvsgaard (red.), Jørn Vestergaard (red.), Lars Holmberg (red.) og Thomas Elholm
(red.),
Kriminalistiske pejlinger - Festskrift til Flemming Balvig
(DJØF: 2015), s. 312.
62
Betænkning 1358 om isolation under varetægtsfængsling, 1998.
63
Andersen, H.S., Sestoft, D. og Lillebæk T., ‘Ganser syndrome after solitary confinement in prison: A
short review and a case report’ (2001) 55
Nordic Journal of Psychiatry
199-201; Andersen, H.S.,
Sestoft, D., Lillebæk T., Gabrielsen, G. og Hemmingsen, R., ‘Heroin dependence: Consequences and
precursors related to route of administration’ (1999a) 53
Nordic Journal of Psychiatry
153-158;
18
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Andersen, H.S., Sestoft, D., Lillebæk T., Gabrielsen, G. og Hemmingsen, R., ‘Validity of the General
Health Questionnaire (GHQ-28) in a prison population, Data from a randomized sample of prisoners
on remand’ (2002) 25
International Journal Law and Psychiatry
573-580; Andersen, H.S., Sestoft, D.,
Lillebæk T., Gabrielsen, G., Hemmingsen, R. og Kramp, P., ‘A longitudinal study of prisoners on
remand. Prevalence, incidence and psychopathology in solitary vs. non-solitary confinement’ (2000)
102
Acta Psychiatrica Scandinavica
19-25; Andersen, H.S., Sestoft, D., Lillebæk T., Gabrielsen, G.,
Hemmingsen, R. og Kramp, P., ‘A longitudinal study of prisoners on remand, Repeated measures of
psychopathology in the initial phase of solitary vs. non-solitary confinement’ (2003) 26
International
Journal Law of Psychiatry
165-177; Andersen, H.S., Sestoft, D., Lillebæk T., Mortensen, E.L. og Kramp,
P., ‘Psychopathy and psychopathological profiles in prisoners on remand’ (1999b) 99
Acta
Psychiatrica Scandinavica
33-39.; Sestoft, D., Andersen, H.S., Lillebæk T. og Gabrielsen, G., ‘Impact of
solitary confinement on hospitalization among Danish prisoners in custody’ (1998) 21
International
Journal of Law and Psychiatry
99-108; for an overview see Smith, Peter Scharff, ‘The Effects of
Solitary Confinement: Commentary on One Year Longitudinal Study of the Psychological Effects of
Administrative Segregation’ (June 2011)
Corrections & Mental Health.
64
Retsplejelovens nr. 243 af 8. juni 1978, § 770; Betænkning 1469 om varetægtsfængsling i isolation
efter, 2000-loven, s. 24; see also Smith, Peter Scharff og Koch, Ida, ‘Isolation – et fængsel i fængslet, i
Kriminalistiske pejlinger’ (2015), ss. 314-216.
65
See for example: Politiken, ‘Kronik: I statens varetægt’, 6. november 2005; Politiken, ‘Ledende
artikel: Sejlivet isolation’, 9. december 2005; Information, ‘Regeringen: Færre danskere skal fængsles
i isolation’, 4. oktober 2006, Politiken, ‘Faste tidsrammer for varetægtsfængsling’, 18. februar 2005.
66
Smith, Eva,
Straffeprocessen
(2. Udgave ed. Kbh: Thomson, 2008).
67
Rigsadvokatens redegørelse: Anvendelse af varetægtsfængsling i isolation 2015, 20 Oktober 2016;
Rigsadvokaten: Redegørelse om anvendelsen af varetægtsfængsling I isolation I 2014, 9. juli 2015:
Bilag D - Oversigt over det samlede antal varetægtsfængslinger samt det samlede antal afsluttede
varetægtsfængslinger i isolation i absolutte tal og i % af det samlede antal varetægtsfængslinger for
2001-2014.
68
Rigsadvokatens redegørelse: Anvendelse af varetægtsfængsling i isolation 2015, 20 okt 2016, s. 5.
69
Ibid.
70
CAT, Concluding Observations on Denmark (CAT/C/DNK/CO/6-7, 4 February 2016), para. 33; HRC,
Concluding Observations, Denmark (CCPR/C/DNK/CO/6, 10 November 2015), para. 24.
71
Execution of Sentences Act,
section 39.
72
Execution of Sentences Act,
section 37; other uses include: placement for high security prisoners in
special units, section 17.2; for building or staff conditions necessitating exclusion; and for voluntary
exclusion, section 37 (8).
73
National Institution for Human Rights and Norwegian Centre for Human Rights, University of Oslo,
‘Thematic Report: Use of Solitary Confinement in Prison: Norwegian Law and Practice in a Human
Rights Perspective’ (Oslo, 22 June 2012), p. 7.
74
Prop. 1975/76:165 om ändring i lagen (1974:203) om kriminalvård i anstalt cited in JO dnr 3193-
2006 and in JO dnr 6027-2015.
75
Prop. 1975/76:165 om ändring i lagen (1974:203), p. 5.
76
Prop. 1975/76:165 om ändring i lagen (1974:203), pp. 13-14.
77
CPT, Report of the Visit to Sweden in 2009, CPT/Inf (2009) 34, para. 46.
78
United Kingdom National Preventive Mechanism, ‘Guidance: Isolation in Detention’, January 2017.
79
HM Chief Inspector of Prisons, Report on an unannounced inspection of HMP Grendon, 5-16
August 2013, p. 26.
80
Bennett, Jamie, and, Shuker, Richard, ‘The potential of prison-based democratic therapeutic
communities’ (2017) 13 (1)
International Journal of Prisoner Health;
Bennett, Peter, and Bennett,
Jamie, ‘Resisting Supermax: Rediscovering a Humane Approach to Management of High Risk
Prisoners’ (2015) (unpublished manuscript).
81
Ibid.
82
Ibid.
19
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83
See Shames, Alison, Jessa Wilcox, and Ram Subramanian,
‘Solitary
Confinement: Common
Misconceptions and Emerging Safe Alternatives’ (New York, NY: Vera Institute of Justice, 2015).
84
National Commission on Correctional Health Care, ‘Position Statement: Solitary Confinement
(Isolation)’ (Chicago, Illinois: National Commission on Correctional Health Care Board of Directors,
adopted April 10, 2016); American Bar Association, Standards for Criminal Justice: Treatment of
Prisoners (Third Edition), 2010; Browne, Angela, Alissa Cambier, and Suzanne Agha, ‘Prisons Within
Prisons: The Use of Segregation in the United States’ (2011) 24 (1)
Federal Sentencing Reporter
46.
85
See Gottschalk, Marie, ‘Staying Alive: Reforming Solitary Confinement in U.S. Prisons and Jails’,
125 125
Yale Law Journal Forum
253 (2016); Raemisch, Rick, and Wasko, Kellie, ‘Open the Door—
Segregation Reforms in Colorado’, Colorado Department of Corrections (2015).
86
Heiden, Zachary,
‘Change
is Possible: A Case Study of Solitary Confinement Reform in Maine’,
American Civil Liberties Union of Maine, 2013.
87
See New York Campaign for Alternatives to Isolated Confinement: http://nycaic.org/legislation/
20