Udenrigsudvalget 2015-16
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United Nations
A/70/xxx.
Distr.: General
19 January 2016
Original: English
Word count (including
footnotes/endnotes): 10,972
General Assembly
Seventieth session
Agenda items 15 and 16
Integrated and coordinated implementation of and follow-up to the outcomes of the major United
Nations conferences and summits in the economic, social and related fields
Follow-up to the outcome of the Millennium Summit
Report of the Secretary-General on critical milestones towards coherent,
efficient and inclusive follow-up and review at the global level
Summary
Meeting at a special summit at the United Nations in September
2015 World Leaders committed to an ambitious global agenda,
Transforming our World: The 2030 Agenda for Sustainable
Development,
with the overarching goal to eradicate poverty and
achieve sustainable development. The Agenda is a plan of action
for people, planet, prosperity, peace and partnership. All States
and all stakeholders recognized their respective responsibilities for
the implementation of this Agenda. Governments also underscored
that a “robust, voluntary, effective, participatory, transparent and
integrated follow-up and review framework will make a vital
contribution to implementation”
1
. It will “promote accountability
to citizens, support active international cooperation in achieving
this Agenda and foster exchange of best practices and mutual
learning”
2
. This report explores how to put in place a coherent,
efficient and inclusive follow-up and review system at the global
level, within the mandates outlined in the Agenda. It does not
attempt to describe or prescribe how to implement the 2030
Agenda, the primary responsibility for which lies at the national
level; nor does it attempt to describe the wide array of possible
multilateral support mechanisms to such implementation efforts.
1
2
Agenda 2030, paragraph 72
Paragraph 73
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Contents
Paragraphs
I.
Introduction
1-6
II.
A review system oriented towards supporting national implementation
7-9
III.
Working coherently with the institutions we have
10-17
a)
The High-level Political Forum on Sustainable Development
18-35
b)
The General Assembly
36-39
c)
The Economic and Social Council
40-43
d)
Functional commissions and other intergovernmental bodies
and forums
44-54
e)
The UN Regional Commissions and other regional bodies
55-58
IV.
Assessments by non-UN organizations
59-62
V.
Ensuring inclusiveness of global reviews
63-68
VI.
Ensuring that high quality data supports the reviews
69-71
VII. Ensuring ambition and impact of HLPF Voluntary National Reviews
a)
National and sub-national reviews
72-74
b)
Incentives for countries to participate in Voluntary National Reviews
by HLPF
75-76
c)
Periodicity and number of Voluntary National Reviews by the HLPF 77-79
d)
Featuring and discussing Voluntary National Reviews at the HLPF
80-82
e)
Building on existing mechanisms
83-84
f)
Follow-up to national reviews at HLPF
85-86
g)
Recommendations on voluntary common reporting guidelines
87-89
VIII. Annual theme of the HLPF and sequence of thematic reviews over
the 4-year cycle
90-99
IX.
Link between the annual theme of the HLPF and the theme of ECOSOC
100-103
X.
Reporting by major groups, other stakeholders and partnerships
104-107
XI.
Milestones and way forward
108-136
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I.
INTRODUCTION
1. From Sendai
3
to Addis Ababa
4
and from New York
5
to Paris
6
, 2015 was a
momentous year for multilateralism and international policy shaping.
Transforming
our World: the 2030 Agenda for Sustainable Development
adopted in New York in
September 2015 is the ambitious shared vision that will guide our efforts to eradicate
poverty and achieve sustainable development over the next 15 years. Seventeen
sustainable development goals (SDGs) and their accompanying targets are at its
heart. The SDGs were developed by UN Member States, in a broad consultative
process that included unprecedented engagement with civil society. The broad
ownership of the 2030 Agenda must translate into a strong commitment by all
stakeholders to implement the Agenda and achieve the Goals.
2. The UN Member States clearly expressed their resolve to buttress the
implementation of the SDGs with a robust, voluntary, effective, participatory,
transparent, and integrated follow-up and review of progress
7
.
3. The follow-up and review framework must carry forward the spirit of partnership
and the enthusiastic civil society and business sector engagement that have led to the
successful elaboration of the Agenda. It must institutionalize the principles defined
in the Agenda and address the new areas, including the resolve to leave no one
behind and tackle climate change and the aspiration for peaceful societies and
effective institutions. It must reflect the integrated nature of the Agenda and be
geared towards supporting implementation. It should inspire a multistakeholder
approach to implementation.
4. The present report was prepared in response to paragraph 90 of the 2030 Agenda for
Sustainable Development. Paragraph 90 requests “the Secretary General, in
consultation with Member States, to prepare a report, for consideration at the 70th
session of the General Assembly in preparation for the 2016 meeting of the HLPF,
which outlines critical milestones towards coherent, efficient, and inclusive follow -
up and review at the global level. This report should include a proposal on the
organizational arrangements for state-led reviews at the HLPF under the auspices of
ECOSOC, including recommendations on voluntary common reporting guidelines.
It should clarify institutional responsibilities and provide guidance on annual
themes, on a sequence of thematic reviews, and on options for periodic reviews for
the HLPF”.
3
4
Sendai Framework for Disaster Risk Reduction, 2015-2030
Addis Ababa Action Agenda of the Third International Conference on Financing for Development
5
A/Res/70/1
6
Paris Agreement on Climate Change
3
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5. This report reflects my analysis and proposals, drawing from the responses of 119
Member States to a questionnaire circulated by the Secretariat
8
. UN system
organizations and Major Groups and other stakeholders also provided their views.
6. My proposals aim to help Member States ensure that global follow-up and review is
anchored in the realities of people’s lives and builds on effective reviews at the
national and regional levels. They suggest ways to fully use the potential of the new
high-level political forum on sustainable development (HLPF) as the central follow -
up and review platform. They reflect on how it can rally all international
intergovernmental platforms within the UN system and beyond around the 2030
Agenda, instill coherence in their work and derive political guidance from their
conclusions. My proposals also aim to clarify the respective roles of the UN General
Assembly (UNGA), ECOSOC and other platforms. They underline that we should
work in each and every platform to integrate the SDGs and reflect the principles of
the Agenda. Above all, my proposals start from the premise that whatever we do
should be country-led, people-centred, gender-sensitive, pragmatic, open,
participatory, and useful to all countries and people.
II.
A review system oriented towards supporting national implementation
7. While committing to the systematic follow-up and review of progress at the national,
regional and global levels
9
, Member States have underscored that the lynchpin of
follow-up and review in implementing the SDGs will be the national level.
8. Follow-up and review processes at the global level must complement and support
national and regional reviews and be guided by the principles defined in the 2030
Agenda.
10
Those include among others their voluntary and state-led nature, their
respect for national ownership and the Agenda’s characteristics, their emphasis on
means of implementation, their inclusiveness, their use of existing platforms, and
their rigorous, data and evidence-based nature.
9. The ultimate purpose of global follow-up and review is to accelerate progress
towards the eradication of poverty and hunger and other SDGs.
III.
Working coherently with the institutions we have
10. At the global level, the main building blocks of the review architecture are already in
place. This architecture will be centred around the High Level Political Forum
8
9
—Including AOSIS, CARICOM, EU, G7 and PSIDS - https://sustainabledevelopment.un.org/hlpf/follow-up
Para 47
10
para 74
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(HLPF), which will provide political guidance and recommendations on the basis of
a global common appraisal of progress towards the SDGs.
11. The HLPF is the culmination of a network of follow-up and review processes at the
global level. Its “thematic reviews of progress on the Sustainable Development
Goals, including cross-cutting issues”, will be supported by functional commissions
of ECOSOC and other intergovernmental bodies and forums
11
. The 2030 Agenda
offers an overarching vision and a framework which can truly mobilize and integrate
the work of these separate bodies and forums around the SDGs and ensure that they
work as essential building blocks of a cohesive review system while respecting their
diverse mandates and governance. Building on these forums will ensure an expert
and cohesive, but also an efficient system underpinning the HLPF.
12. Equally important, the HLPF, in fulfilling its role, will work coherently with and
benefit from the guidance and support of the UN General Assembly (UNGA) and the
Economic and Social Council (ECOSOC) under whose auspices it meets.
13. Global action and review are only valuable if they build on national and regional
efforts. Regional political, economic and sectoral institutions are thus great sources
of expertise and inspiration for following up on the Agenda at all levels. In this
regard, the regional commissions can play an important role.
14. In addition, a wealth of organizations and actors outside the UN system are planning
to review progress in areas related to the SDGs. Provided they are rigorous and
independent, they may inform and enrich intergovernmental work within the UN.
15. Major groups of civil society and other stakeholders, including business, must
participate in all parts of the follow-up and review architecture. The HLPF should
champion innovative practices to engage non-state actors. People should know
about its work and understand and relate to its conclusions.
16. Overall, ensuring effective global review is about determining how existing
institutions can embrace the principles of the 2030 Agenda and reinforce each
other’s work within a common review architecture. It is about ensuring a stronger
engagement between states and their people and an inclusive approach to realize the
transformations entailed by the SDGs. It is about creating opportunities for
identifying success factors, gaps, lessons learned and for reflecting, sharing and
mutual learning.
17. The integrated and indivisible nature of the SDGs should lead to a review system
that promotes a cross-cutting understanding of the significant interlinkages across
the goals and targets. This should foster at the HLPF, integrated and holistic
11
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perspectives on progress and obstacles, while precluding any single institution or
forum from claiming exclusive ownership of or responsibility for the review of a
specific goal.
a) The High-level Political Forum on Sustainable Development
18. The HLPF is expected to take a holistic view of implementation. It is tasked with
“assessing progress, achievements and challenges faced by developed and
developing countries” and ensuring “that the Agenda remains relevant and
ambitious”
12
. Member States have underscored that it should thus draw high-level
political attention to gaps or areas where we are lagging behind and provide
“political leadership, guidance and recommendations for follow-up” to accelerate
progress on the most important issues, based on good practices and scientific
findings.
Meetings under the auspices of the UNGA and meetings under the auspices of
ECOSOC:
19. The annual meetings of the HLPF, held under the auspices of ECOSOC, should pave
the way for its quadrennial meeting under the auspices of the UNGA. This means
that all seventeen SDGs should be reviewed in the HLPF under the auspices of
ECOSOC within a period of four years.
20. At the HLPF meeting under the UNGA, Heads of State and Government will then
provide political guidance at the highest level on the Agenda and its implementation,
identify progress and emerging challenges and mobilize further actions to accelerate
implementation.
13
These meetings will be the moment to review progress in
implementing the entire Agenda, in a holistic and integrated way and to give
political impetus at the highest level to policies and cooperation to accelerate
progress and bridge gaps, building on the outcomes of the four preceding annual
HLPF meetings. They will also allow to recommit to the 2030 Agenda and provide
directions on how to mobilize the necessary Means of Implementation overall,
drawing from the discussions at the UNGA High-level Dialogue on Financing for
Development. Importantly, HLPF meetings under the UNGA will also be the
moment to determine whether there is need for any adjustment to ensure that the
Agenda “remains relevant and ambitious”
14
. Given the importance of such decisions
by Heads of State and Government, they should be based on solid evidence and in-
depth analysis in the Global Sustainable Development Report (GSDR), and SDG
progress report.
12
13
para 82
para 87
14
Para 82
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Contributing to reviews at the HLPF when meeting under ECOSOC auspices:
21. Concretely, the Annual HLPF could typically include four parts: (i) Review of
overall progress, with the review of the SDG progress report, National Reviews, and
Regional Reviews; (ii) Review of progress in specific areas, with thematic review on
the Theme and In-depth Reviews of a subset of SDGs; (iii) Review of SDG 17 and
other inputs on the implementation of the AAAA; and (iv) new and emerging issues
and looking to the long term.
Review of overall progress:
22. One of the core elements of the follow-up and review framework of the 2030 Agenda
is Voluntary National Reviews by the HLPF when it meets under the auspices of
ECOSOC. As with the forum’s thematic reviews of SDGs and its examination of the
report on global progress towards the SDGs, these reviews will assess progress in
implementing the universal goals and targets, including the means of
implementation. Their focus should be the whole of the Agenda.
23. Regional reviews will also be conducted and provide the HLPF with a critical
overview of progress and major policy issues in each region
.
The regional forums on
sustainable development have an important role and could help bring together
existing review mechanisms. Regional review outcomes would need to be discussed
in a dedicated HLPF part on Regional Reviews.
24. In addition to the SDG progress report, the 2030 Agenda defines the GSDR as a tool
to inform the HLPF and strengthen the science-policy interface
15
. It will be a critical
tool to anchor the regular reviews of the HLPF in scientific findings and analysis,
enabling the HLPF to take a long-term perspective, complementing the SDG
progress report. The HLPF will use the progress reviews of SDGs as a scorecard to
identify where we are lagging behind.
Review of progress in specific areas:
25. The HLPF thematic review should also be conducted in a dedicated part.
Review of Means of implementation related targets and other inputs on the
implementation of the AAAA:
26. To ensure a holistic approach and build synergies, reviews of means of
implementation could be held not only in connection to national and thematic
reviews, but also at a dedicated part of the HLPF. This part would consider the
15
Para 83
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outcomes of the implementation of Addis Ababa Action Agenda (AAAA), while also
reviewing progress annually towards Means of implementation related targets.
27. The HLPF will thus be informed by several forums dedicated to reviewing
components of the AAAA. It will be informed by the intergovernmentally agreed
conclusions and recommendations of ECOSOC Financing for Development (FFD)
Forum
16
, the summary of the Multistakeholder Forum on Science, Technology and
Innovation (STI). It should also receive the President’s summary of ECOSOC
Development Cooperation Forum (DCF), as well as inputs from other relevant
forums such as the Infrastructure Forum led by the multilateral development bank s,
and the meetings of the international financial institutions or the Global Partnership
for Effective Development Cooperation. These forums could provide insights on the
situation regarding means of implementation and identify gaps and possible
solutions to be further addressed by the HLPF.
New and emerging issues:
28. A critical mandate for the HLPF is to address new and emerging issues. This will
help ensure the continued relevance of the Agenda. Member States and other
stakeholders could draw the attention of the ECOSOC President to such new and
emerging issues in advance of the HLPF. The HLPF itself might also launch further
work on new issues to be addressed at its next session.
29. The HLPF must look at the impact of today’s trends and policy choices on the SDGs
– 10, 15 or 30 years from now – and serve as the platform for identifying and
addressing new and emerging trends, linkages and challenges in a manner that
addresses all dimensions of development and that looks to the long term.
30. Currently, a “Dialogue with Executive Secretaries of Regional Commissions” and a
“High-level Dialogue with the Heads of Financial and Trade Institutions”, are held
during the ECOSOC High Level Segment (HLS). As an option, the Bureau of
ECOSOC could consider moving these dialogues to become part of the HLPF
discussions on regional reviews and on Means of Implementation, respectively,
while preserving the reporting link of regional commissions to ECOSOC. Such an
arrangement would enhance the impact of the ECOSOC HLS, which also includes
the HLPF ministerial days.
31. The HLPF could also be informed by and benefit from several specific ECOSOC
forums covering cross-cutting issues in the context of the SDGs, including the
existing forums on Partnerships, Youth and others.
16
Para 86
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32. In addition, a forum for countries in special situations, including SIDS, LDCs and
LLDCs, could be held immediately prior to the HLPF. This forum could review the
implications of SDG progress for the action agendas on countries in special
situations. Such a forum could constitute a part of ECOSOC Integration segment.
Attention should also be given to countries in situations of conflict and post-conflict
countries.
33. To ensure that the HLPF gives adequate consideration to vulnerable peoples, the
Commission for Social Development, the Human Rights Council and other forums,
for example, on specific population groups such as on migrants or indigenous people
could also contribute to HLPF discussions through dedicated inputs.
34. The HLPF Ministerial Declaration would capture the essence of the vision and
policy recommendations of the multiple platforms, parts, and discussions, as well as
lessons learned, and translate them into political guidance on further action. It should
also draw critical conclusions from ministerial and other discussions conducted by
the HLPF during the session. It would therefore be necessary to finalize the
Declaration during the three ministerial days of the HLPF so as to benefit from
ministerial guidance.
35. In addition to the broad elements provided by the HLPF Ministerial Declaration, it
would be important to capture in greater detail the conclusions and possible
recommendations emanating from the reviews, as well as possible commitments
made with regard to means of implementation and partnerships. This could be done
through a HLPF Summary by the President of ECOSOC. It would serve as
proceedings of the discussions of the HLPF, facilitating follow-up and review in
subsequent years and supporting the further development of the format of review s.
b) The General Assembly
36. The General Assembly is the chief deliberative and policy making organ of the UN.
It will be able to take an integrated view of the messages emanating from the HLPF,
ECOSOC, the Peacebuilding Commission, the Security Council and other relevant
bodies such as UNEA and the Human Rights Council.
37. In order to take an integrated approach to the 2030 Agenda, the UNGA main
committees would translate the findings and broad political guidance of the HLPF
into more detailed high-level guidance on the issues on the UNGA agenda, including
the specific major UN international conferences and summits the UNGA follows.
38. The UNGA, supported by ECOSOC, is also the main platform for reviewing the UN
system’s contribution to the implementation of the Agenda. Future comprehensive
policy reviews of UN system operational activities (QCPR) should not only look at
how the UN system works, but also review how it performs on helping Member
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States in implementing the 2030 Agenda. This is a major challenge for the UN
system, as it requires new ways of working and preserving the various elements and
overall balance of the Agenda. ECOSOC has a critical role to support the GA in this
regard, through its annual assessment of progress in implementing the QCPR. In
that vein, the Secretary-General’s report on mainstreaming sustainable development
(A/Res/70/75) could support future QCPRs along with the regular SG report for the
QCPR.
39. The UNGA will also need to ensure that the 2030 Agenda is adequately addressed in
its agenda and shapes the way it conducts its business. While the agenda of the
UNGA is broader than the 2030 Agenda, various aspects of the SDGs are addressed
in the UNGA plenary and in all its main committee. The President of the UNGA has
indicated his willingness to spearhead a review of the way the UNGA addresses the
2030 Agenda, which could be done by the working group on the revitalization of the
UNGA.
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c) The Economic and Social Council
40. As one of the main organs established by the UN Charter, ECOSOC, under the
authority of the UNGA, discharges UN functions in the area of international
economic and social cooperation and coordinates the work of the UN system and its
own subsidiary machinery. Rio+20 referred to its “key role in achieving a balanced
integration of economic, social and environmental dimensions of sustainable
development”.
41. The integrated nature of the Agenda will require ECOSOC subsidiary bodies to
harmonise their work programmes and agendas with the annual theme of ECOSOC,
with which the HLPF theme is in line. This annual theme of ECOSOC provides an
opportunity to make system-wide review more coherent. It could be addressed in
each segment of ECOSOC in order to ensure that it is reviewed from multiple
perspectives. As noted previously, ECOSOC can also provide several important
forums in which highly relevant cross-cutting issues to the SDGs can be reviewed,
including on MOIs.
42. Under the guidance of ECOSOC, the functional commissions and other subsidiary
bodies of ECOSOC will need to integrate the 2030 Agenda in their review work,
adhering to the principles identified in the 2030 Agenda and contributing to the
HLPF as the central follow-up and review platform
17
. ECOSOC could also request
its other subsidiary bodies to make expert contributions to the HLPF, including the
Committee of Experts on Public Administration and the Committee on Development
Policy. The reporting link of all subsidiary bodies to ECOSOC will be unchanged.
43. ECOSOC also has critical responsibilities in the follow-up to the Addis Ababa
Conference on Financing for Development through the new FFD Forum, the STI
forum and the DCF (see paragraph 11-13), all of which inform the discussions of
goal 17 at the HLPF.
44. ECOSOC could strengthen its interaction with the Peacebuilding Commission and
utilize its Operational or Humanitarian segments to review development, peace and
humanitarian issues as a nexus, thus addressing related aspects of the 2030 Agenda.
d) Functional commissions and other intergovernmental bodies and forums
45. The Functional commissions of ECOSOC and other intergovernmental and similar
bodies and forums will support HLPF Thematic Reviews of progress in achieving
the SDGs
18
.
17
18
Para 85 relates to this issue
para 85
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46. An inventory conducted by the UN system Technical Support Team
19
showed that
many intergovernmental UN bodies and forums review progress and discuss policies
in specific areas addressed by the SDGs. Those include, in addition to ECOSOC
functional and regional commissions and subsidiary bodies, intergovernmental
bodies supported by the UN system specialized agencies and other organizations --
such as the UN Environment Assembly, the World Education Forum, the World
Health Assembly, the International Labour Conference, the Conference of the FAO,
UNCTAD, UNIDO, the Committee on World Food Security, the Human Rights
Council along with the Annual Meetings of World Bank Group and IMF and
numerous other assemblies and treaty bodies.
47. The 2030 Agenda can give new impetus to this network of intergovernmental bodies
and forums, providing opportunities to feature their work prominently at the HLPF.
It will be important that each forum seizes this opportunity, participates in the review
of the 2030 Agenda in accordance with its mandate and follows-up on guidance
provided by the HLPF with regard to their contribution to its work. It should be
understood that contributing to the HLPF review does not imply or create a formal
reporting link to the HLPF or modify a forum’s mandate or governance. All forums
will be invited to contribute to the HLPF, with the decision on whether and how to
contribute left to those forums.
48. Three important steps are recommended to enable functional commissions and other
intergovernmental forums to support the HLPF: First, they should reflect on the
implications of the 2030 Agenda for their respective areas of work, bearing in mind
the integrated nature of the Agenda. Second, they should examine their agendas and
methods of work to ensure that they are able to respond to requests for voluntary
inputs by the HLPF as needed and within the scope of their regular meetings. Third,
they should reflect on their ability to convene and engage the critical actors relevant
to their contributions to the 2030 Agenda, including scientists, local governments,
business, and representatives of the most vulnerable people, as has been done by the
Committee on World Food Security. The secretariats of the functional commissions
and other intergovernmental forums will play a role in supporting these forums in
undertaking these tasks.
49. It would be necessary for the themes of the HLPF to be decided well in advance of the
beginning of its four year cycle. This is critical to provide the necessary predictability to
the various intergovernmental forums, institutional actors and stakeholders to facilitate
timely and effective contributions to the thematic reviews.
50. The thematic reviews of the HLPF will help link the various parts of the UN system
intergovernmental architecture. It will allow intergovernmental forums to contribute
to the work of the HLPF on any theme and alert about emerging issues or gaps. For
19
https://sustainabledevelopment.un.org/content/documents/7186Short%20matrix%20 -%20revised%2029.5..pdf
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example, the global and regional Platforms for Disaster Risk Reduction could be
expected to provide a dedicated contribution to the HLPF when it discusses SDG
targets or themes related to Disaster Risk Reduction, and, in doing so keep track of
the SDGs and Sendai Framework in a more integrated fashion.
20
51. By including an SDG on climate change, the SDGs bridged the gap that has long
existed between the development agenda and action on climate change, while
respecting the role of the UNFCCC as the platform for climate change negotiations.
Consequently, the UNFCCC COP could be invited to make a contribution to the
HLPF review of SDG 13 and other related SDGs and targets. Similarly, SDGs 14
and 15 are directly relevant to UNCBD, and Goals 2 and 15 intersect with the remit
of UNCCD.
52. While it is important for each forum to have flexibility to decide on its own
approach, contributions by intergovernmental forums to the HLPF can be in different
forms, including that of a negotiated outcome. A summary of the discussions, as one
of the options, might also enable the HLPF to benefit from the review results of
these forums and their expertise.
53. It is critical that gender equality and the empowerment of women and girls be
included throughout global review.
54. Inputs to HLPF might follow a simple template covering: (i) an assessment of areas
of progress and setback at the global level; (ii) the identification of areas requiring
urgent attention; (iii) valuable lessons learned; (iv) emerging issues; (v) areas where
political guidance by the HLPF is required; and (vi) policy recommendations and
tools to accelerate progress.
55. The various contributions could be assembled and consolidated into a database for
open reviewing and commenting. The key messages and findings could then be
compiled by the Secretariat through a collaborative process to support the thematic
review and also be made available on the database. It will be important to help the
HLPF to derive political guidance from the multiple inputs it will receive. The
secretariats of the various UN system intergovernmental bodies must work
coherently to support effective global review.
e) The regional perspective
56. The 2030 Agenda recognized the importance of dialogue and review at the regional and
sub-regional levels. Important progress has been achieved in various regions on the
follow-up and review architecture including through regional forums on sustainable
development convened by the regional commissions. The main benefits of regional review
20
2015 GSDR, Ch. 4
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activities must be felt at the level of the region and countries. Regional reviews – peer
learning and assessments of progress and policies- will allow for discussions on overall
trends, gaps, lessons learned, best practices, and issues specific to the region- whether they
relate to MOIs, the thematic review or other-as well as boost regional cooperation and
partnerships. Where gaps are noted, additional consultations could help define appropriate
responses.
57. Regional reviews supported by the regional commissions, other regional organizations,
UN system entities and the Global Compact, for example, can provide important inputs to
countries of the region as well as to the HLPF.
58. There are a number of regions where peer review mechanisms exist. They can provide
potential valuable lessons. It is important that the UN regional commissions and other
regional organizations continue working closely together and build on each other’s work.
59. The outcomes of reviews conducted in regional fora may be provided to the HLPF in an
aggregated form. Countries having undergone peer or other reviews at the regional level
could be encouraged to use them in their preparation for national reviews at the HLPF.
IV.
Assessments by non-UN organizations
60. Many international and regional organizations beyond the UN plan to review
implementation of the 2030 Agenda. Many Member States have recognized their
important role, while also pointing to the potential risk of duplicating efforts.
61. Examples include the African Peer Review Mechanism, the peer reviews of the Pacific
Island Forum or the OECD initiative, whose peer and other reviews already cover many
thematic aspects of the 2030 Agenda. The work of such platforms outside the UN can
strengthen global follow-up and review and reflect the universal nature of the Agenda.
62. While conclusions from those reviews may be provided to the HLPF – or regional forums
– in an aggregate form or by the countries concerned, it is important to ensure that all
reviews fed to the HLPF are consistent with the principles set out in the 2030 Agenda
regarding content, approach, ambition, breadth and rigour of the review of SDGs.
63. A variety of coalitions, non-governmental organizations and think tanks also work at
the global and regional levels to collect data and information on trends and policies.
Some multi-stakeholder partnerships likewise conduct stock-taking, collect lessons
learned and provide feedback, all of which can be useful to the HLPF.
V.
Ensuring inclusiveness of global reviews
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64. Heads of State and Government decided that all reviews of the implementation of the
2030 Agenda will be “open, inclusive, participatory and transparent for all people and will
support reporting by all relevant stakeholders”.
65. It is critical to engage major groups and other stakeholders throughout the review process,
including at the national and subnational level. It will thus be beneficial to the review that
governments ensure inclusiveness and participation through the appropriate mechanisms.
Progress in doing so could also be highlighted in national reviews at the HLPF.
66. The 2030 Agenda also envisages strong participation of non-state actors in UN
intergovernmental forums and bodies. The ECOSOC system in particular provides a space
for multiple development actors to come together to review implementation. The 2030
Agenda also gives a central a role for the HLPF in spurring inclusiveness in follow-up and
review at the global level
21
. Stakeholders engaged in cutting-edge work - business,
scientists, academia, parliamentarians, local governments, youth representatives and other
major groups and stakeholders - should find relevance in the work of the HLPF and be
able to contribute to it. Only by hearing multiple perspectives, ideas and evidence can the
HLPF break new ground.
67. The President of ECOSOC, who also chairs the HLPF, should aim to promote
innovative ways to operationalize the extensive arrangements approved by UNGA
resolution 67/290 for major groups and other relevant stakeholders to participate in
the HLPF work. They should be able to access the documentation of the HLPF and
to provide comments and inputs through an on-line engagement platform as done
during the negotiations on the Agenda as well as during HLPF meetings. Their input
should be actively solicited through calls for evidence and invitations to present at
the HLPF. Multistakeholder dialogues, such as those held during the negotiations on
the 2030 Agenda could be used more frequently within the scope of regular official
meetings.
68. Non-Governmental Organizations, business and other major groups and other
stakeholders could also be encouraged to announce their commitments for achieving
the SDGs, with measurable milestones and deliverables. Major commitments could
be compiled and made available through a database accessible to all and be followed
up. Ample space should also be given to non-state actors to organize events before
and during the HLPF, with links to official meetings.
69. Bearing in mind the principles highlighted in the 2030 Agenda, I encourage countries that
carry out Voluntary National Reviews at the HLPF to invite civil society and the private
sector to engage in their preparations including in national and subnational reviews. The
UN system stands ready to support this process if Member States so wish.
21
Paragraph 89
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VI.
Ensuring that high quality data supports the reviews
70. The Secretary-General’s Annual Progress Report on SDGs will be produced in
cooperation with the UN system based on the global indicator framework. Building
on the model of MDG progress reports, it will depict and analyze trends in a factual
manner, drawing on already existing in-depth technical analysis and datasets, while
also clearly highlighting aspects deserving the attention of the HLPF.
71. Regarding financing for development, the inter-agency task force will prepare its
annual report on progress in implementing the AAAA and the means of
implementation of the 2030 Agenda and “advise the intergovernmental follow-up
thereto on progress, implementation gaps and recommendations for corrective
action, while taking into consideration the national and regional dimensions”.
72. The availability and access to high quality data is essential to measuring and
achieving the SDGs. The relevant provisions on data in the 2030 Agenda need to be
followed up. The UN Statistical Commission makes important recommendations in
this regard. Ideas can also be drawn from the UN Data Revolution report "A World
That Counts". The HLPF will need to provide adequate space for assessing whether
the necessary measures are in place to produce the data necessary to underpin the
review of SDGs.
VII.
Ensuring ambition and impact of HLPF Voluntary National Reviews
a) National and sub-national reviews
73. The 2030 Agenda encourages Member States to conduct regular and inclusive reviews of
progress at the national and sub-national levels which are country-led and country-
driven
22
. The success of the review system will ultimately be determined by its ability to
help translate the Agenda into a nationally owned vision and objectives, leading to
transformative action. This can only happen if reviews building on existing structures
draw on contributions from all stakeholder groups.
74. The 2030 Agenda does not stipulate a frequency for the national and sub-national reviews.
However, more frequent reviews, grounded in a national context, will support stronger
national engagement. The UN system stands ready to provide coherent support to the
conduct of national reviews, including for strengthening the capacity of national statistical
offices, data systems and evaluation bodies.
75. Such regular national reviews are expected to serve as a basis for the Voluntary National
Reviews by the HLPF.
22
Paragraph 79
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b) Incentives for countries to participate in Voluntary National Reviews by
HLPF
76. Above all, HLPF Voluntary National Reviews must be geared towards accelerating
implementation. They aim to enable mutual learning across countries and regions and help
all countries, in particular the countries being reviewed, to enhance their national policies
and institutional frameworks and mobilize necessary support and partnerships for the
implementation of the SDGs. The value of a unified and universal approach to such
reviews can be seen in the WTO Trade Policy Review Mechanism and the Universal
Periodic Review in the area of human rights.
23
Those also provide useful insights on how
to organize and support voluntary universal reviews.
77. Country-level reviews and preparations are, in and by themselves, useful, as they can
reveal challenges at the domestic level and enhance cooperation across ministries and
institutions. They can help reduce silos and identify gaps and areas where support is
needed. Some Member States see an opportunity for the HLPF to be a “matchmaking
market place” and the Secretariat is ready to support the necessary arrangements
24
.
c) Periodicity and number of Voluntary National Reviews by the HLPF
78. The 2030 Agenda does not provide details on the periodicity of Voluntary National
Reviews. Experiences from existing mechanisms suggest that it is important to have
regular reviews in order to enable all countries to learn from the process over time and to
identify trends, patterns and lessons learned. As the 2030 Agenda is a universal agenda,
all countries would be expected to regularly carry out reviews at the HLPF.
79. Each country could thus consider carrying out up to two Voluntary National Reviews at
the HLPF between now and 2030. Those reviews will be timed by countries so that they
are most useful to their own national policy making process. Reviews at each HLPF
session will need to strive for an equitable geographical distribution of countries and
include countries at different stages of development, including countries in special
situations as well as countries in post-conflict situations.
80. Regional reviews can help to keep track of how the conclusions of the HLPF reviews are
being followed up. Conducting national reviews at the HLPF itself will allow an
interregional exchange of experiences.
d) Featuring and discussing Voluntary National Reviews at the HLPF
24
ECOSOC (2015) “President’s Summary of the High-level segment of the 2015 session of the Economic and S ocial
Council and high-level political forum on sustainable development convened under the auspices of the Council”
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81. Given the limited time allocated to its meetings, the HLPF will not be able to listen to a
long series of comprehensive presentations on national reviews. With this in mind, some
Member States have suggested that as an alternative, comprehensive reviews be
synthesized ahead of the HLPF session.
82. It will thus be important to give guidance to the ministers of the volunteering countries
presenting their reviews at the formal meeting of the HLPF. Presentations should have a
time limit. They could highlight two or three good practices identified by their country-
level review; two or three major challenges their country is currently facing in
implementing the Agenda and any lessons it learned in trying to address those; two or
three areas where it needs to hear about other countries’ good practices; as well as two or
three areas where it needs support from other countries and actors in terms of finance,
capacity building, technology, or partnerships. At the end of the HLPF, each Minister
could outline the main messages and recommendations the country took from the
discussions and the next steps it intends to take. On the margins of the HLPF, or during
informal preparatory meetings, volunteering countries would be able to showcase their
reviews at dedicated workshops discussing also prospective partnerships and cooperation
to address key challenges in implementation.
83. Volunteering countries should also be able to present a more focused written national
report highlighting the conclusions and main messages of their national review of progress.
The report could be based on a voluntary template, including the country’s SDG statistical
annex.
e) Building on existing mechanisms
84. The 2030 Agenda cautions against overburdening countries with the national reviews,
especially those with limited capacities and resources. Member States are already subject
to reporting obligations in many areas related to the SDGs, both to UN bodies -such as the
Human Rights Council, treaty monitoring bodies and specialized agencies -and non-UN
bodies
25
/
26
. The follow-up and review of the implementation of the SDGs should build on
such existing reporting mechanisms as recommended by the 2030 Agenda. Fostering
coordination at the domestic, regional and global level is therefore crucial.
85. The Secretariat intends to develop an on-line platform to support and document the
reviews of the HLPF. The webcast, documents and content of HLPF Voluntary National
Reviews could be made available, along with the reports countries have submitted to other
25
These include, for example, national reports that countries submit to the Universal Periodic Review to the Human
Rights Council; the Human Rights Committee; the Committee on Economic, Social and Cultural Rights; the Committee
on the Elimination of All Forms of Discrimination against Women; the Committee on the Rights of Persons with
Disabilities; the United Nations Framework Convention on Climate Change; the Convention on Biological Diversity;
Basel Convention on Waste and to the ILO Supervisory mechanisms on the application of International Labour
Standards..
26
E.g. Trade Policy Reviews at World Trade Organisation, African Union peer revie ws at regional level.
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reporting mechanisms. Countries would be able to upload summaries of their national and
sub-national reviews: related information, documents, comments or requests for advice.
The platform will also highlight areas where countries seek support in the form of
resources, technology transfer, capacity development or partnerships as well as record
commitments made to respond to those needs. There could be a related dedicated space
for major groups and other stakeholders to submit comments through a moderator from the
Secretariat and/or Major Groups.
f) Follow-up to national reviews at HLPF
86. There are various views among Member States as to whether national reviews should lead
to an outcome beyond the general guidance reflected in the ministerial declaration of the
HLPF. The President, in his summary of the discussion of the HLPF, could capture the
key messages from the discussions on national reviews at the HLPF as well as at its
preparatory meetings. He could highlight the lessons learned and best practices, emerging
trends and innovations, outstanding challenges and gaps, conclusions and
recommendations, areas requiring support, commitments made by countries or other actors
with regard to offering support as well as the next steps outlined by each country being
reviewed.
87. When presenting for the second time at the HLPF, and/or when conducting a review at the
regional level, countries could refer to the main conclusions identified at their first HLPF
review. The follow-up and review process should be seen as a cycle through which States
continuously review national implementation of the 2030 Agenda, learn and mobilize
support and advice through regular reporting at regional and global levels, and update their
implementation strategies.
g) Recommendations on voluntary common reporting guidelines
88. Experiences from existing review mechanisms show that, where there is limited
comparability between reviews of different countries, it is difficult to aggregate lessons
from the reviews. Voluntary common reporting guidelines may prove helpful to allow for
comparability, enabling a discussion of good practices and the tracking of global trends.
They should also ensure flexibility, as countries’ capacities vary, and reviews must be
state-led and state-owned.
89. The guidelines should uphold the principles identified in the 2030 Agenda
27
and aim to
support the HLPF in addressing achievements and progress, gaps and challenges, and
emerging trends.
90. Above all, such reporting guidelines should not become a cap on the ambition of
countries. Each country is encouraged to champion innovative, ambitious and inclusive
27
Paragraph 74
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approaches to these reviews. For example, small groups of countries could volunteer for
championing voluntary peer reviews starting in July 2016, building on existing
arrangements and practices.
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VIII. Annual theme of the HLPF and sequence of thematic reviews over the 4-year
cycle
91. The General Assembly decided that the HLPF, when meeting under the auspices of
ECOSOC “… Shall have a thematic focus reflecting the integration of the three
dimensions of sustainable development, in line with the thematic focus of the activities of
the Council and consistent with the post-2015 development agenda”
28
. In practice, the
usual breadth of ECOSOC themes leaves ample room to find a theme for the HLPF that
addresses specific components or characteristics of the 2030 Agenda and the three
dimensions of sustainable development.
29
92. Examples of such possible HLPF themes provided by Member States included
“Governance for sustainable development: a means and an end”; “empowering women and
girls for sustainable development”; “integrating sustainable development into plans and
processes”: “Giving effect to the 2030 Agenda; eradication of poverty in all its form and
dimensions”; “integration of the three dimensions of sustainable development”;
“strengthening and renewal of the Global Partnership for Sustainable Development”;
“science and technology and productive diversification for sustainable development”; and
“crosscutting enablers of sustainable development: culture and the rule of law”. Some also
suggested organizing the work programme around People, Planet, Prosperity, Peace and
Partnerships as contained in the 2030 Agenda.
93. Other possible cross-cutting themes could also relate to people in protracted crises, disaster
prevention through risk management, climate change adaptation, the rights of children and
youth, etc.
94. The 2030 Agenda decided that the HLPF will carry out thematic reviews of progress on
“the SDGs including cross-cutting issues”. There are various options for reviewing the
SDGs.
95. A first option is, in any given year, to have a comprehensive review of all the SDGs
through the lens of the theme. Such an option will help examine the linkages and
synergies among the goals and targets. This however may restrict the depth of the
treatment of the SDGs during the HLPF, given the number of meeting days.
96. As a second option, the HLPF could look not only at all 17 goals through the lens of
the theme for that year, but also, in addition, carry out an in-depth Goal by Goal
review of a few SDGs.
28
29
UNGA resolution 67/290
For example, in 2015-16, the annual theme of ECOSOC is “Implementing the post -2015 development agenda: moving
29
from commitments to result
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97. This would allow thematic reviews to cover all SDGs within four years, in
preparation for the comprehensive review to be conducted at the HLPF under the
UNGA. The choice of goals for a given year would not be mutually exclusive, and
Member States could bring other goals and targets into the discussions.
98. The following table provides illustrative examples for a possible sequence of broad cross-
cutting themes and thematic reviews that the HLPF could cover over a period of four years
when meeting under ECOSOC, building up to the comprehensive review of all the SDGs
under the UNGA. It is based on the proposal of the President of ECOSOC that the theme
of the HLPF for 2016 will be “Ensuring that no one is left behind”, and that SDGs 1, 6, 8,
10 and 17 will be selected for thematic reviews. It should be noted in this regard that the
theme and focus for the 2016 HLPF will be decided after this report is issued.
99. Under each option, SDG 17 would be addressed every year. The subsets of goals in the
two examples were chosen to echo the theme for that year as much as possible, bearing in
mind that the themes chosen for the HLPF would, in essence, cut across all the SDGs.
Theme of the
HLPF
2016
Ensuring that no
one is left behind
2017
Ensuring food
security on a safe
planet by 2030
2018
Making cities
sustainable and
building
productive
capacities
2019
Empowering
people and
ensuring
inclusiveness:
peaceful and
inclusive
societies, human
capital
development, and
gender equality
SDGs 3, 4, 5, 16
SDG 17
The subset would
look at the
relationships
between peaceful
and inclusive
societies, gender
equality,
education and
health
Suggested non-
exclusive subset of
SDGs for (thematic
review)
Comment on the
choice of SDGs for
review
SDGs 1, 6, 8, 10
SDG 17
SDGs 2, 13, 14,
15
SDG 17
The subset would
address the theme
through the angle
of food security,
climate change,
terrestrial
ecosystems and
oceans
SDGs 7, 9, 11, 12
SDG 17
The subset would
look at the
linkages between
energy, cities, and
industrialization,
and sustainable
patterns of
consumption and
production.
100.
The themes and thematic reviews for the next HLPF cycle should: (i) enable the
HLPF to deliver on its mandated functions; (ii) support substantive policy discussions in
order to enable the HLPF to provide effective policy guidance, taking into account
exchange of experience and lessons learned; (iii) inspire and enable UN organizations to
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contribute substantially to follow-up and review; and (iv) incentivise high-level
representation from various sectors at HLPF each year, from different policy areas. The
order of the themes/SDG subsets can be chosen, for example, to contribute to the
preparation or follow-up of a major UN conference or to use data recently generated by a
review mechanism.
IX.
Link between the annual theme of the HLPF and the theme of ECOSOC
101.
Ensuring that the theme of the HLPF is in line with the thematic focus of the
activities of ECOSOC, as mandated, is an important way to ensure coherence and
complementarity in their work
30
.
102.
A possible approach would be that the HLPF focuses on reviewing progress in
implementing the SDGs, as mandated in the 2030 Agenda, bringing together the components
of the 2030 Agenda and providing high level political guidance. ECOSOC for its part could
build on its mandates, institutional strengths and authority and examine how the UN
development system can be mobilized and transformed in supporting the implementation of
the 2030 Agenda as part of its operational segment’s work on the follow-up to the QCPR and
on the long term positioning of the UN system - as well as in other segments.
103.
Ensuring that the HLPF and ECOSOC address implementation from mutually
complementary angles and closely align their thematic focus, along with ensuring
predictability through the early adoption of a four-year programme of work, will facilitate the
organization of work of functional commissions and other bodies in support of the 2030
Agenda.
X.
Reporting by major groups, other stakeholders and partnerships
104.
In an innovative provision
31
, the 2030 Agenda called on major groups and other
relevant stakeholders to report on
their
contribution to implementation. This provision is
particularly important for the voluntary reporting and accountability by non-governmental
actors who manage significant resources or assets, and therefore play an important role in the
achievement of individual SDGs and targets on the ground. These could include for example
business, NGOs, specific partnerships and alliances, large cities, and others. To ensure
comparability, reports from such stakeholders could build on a voluntary template based on
existing tools and models.
105.
Reporting on partnerships and voluntary commitments for sustainable
development, including to the HLPF, also needs to be strengthened to enhance visibility of
successful examples and foster accountability. On-line platforms could play a unique role in
this endeavour. The UN Partnerships for SDGs online platform will be further developed to
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keep track of how partnerships are delivering on their commitments to support
implementation. The SIDS Partnership Framework, recently created by the UNGA, is piloting
an innovative approach to overseeing how partnerships are being held accountable and deliver
on their commitments
32
.
106.
The ECOSOC Partnership Forum can serve as the platform for drawing attention to
areas requiring policy attention in regard to partnerships’ contribution to implementation.
Reviews of partnerships engaging the UN system will help promote accountability, build trust
and transparency of partnership efforts and ensure UN’s values and mandates are preserved.
107.
Voluntary reports by non-governmental actors and partnerships to the HLPF could
be supplemented by a more general report on the major group or other stakeholder’s
aggregated contribution in a specific focus area. Such a report could for example be prepared
by the Global Compact in the case of business. These various reports could be considered by
the HLPF during a dedicated multi-stakeholder session. Opportunities could also be created
on the margin of the HLPF for further reporting. This would be in addition to the position
papers that major groups and other stakeholder constituencies submit to the HLPF annually.
XI.
Milestones and way forward
108.
The recommendations below may help the General Assembly in considering
further steps to ensure coherent, efficient and inclusive follow-up and review at the
global level.
109.
The General Assembly could:
Theme and thematic reviews
110.
Based on the above options, take a decision on:
o
The themes for the meetings of the HLPF under the auspices of ECOSOC in
2017, 2018 and 2019, leading to a holistic review of progress in
implementing the Agenda at the meeting of the HLPF under the UNGA in
2019 and
o
A sequence of thematic reviews for the same period that support the annual
HLPF themes; with SDG 17 reviewed every year.
o
Invite ECOSOC to decide on its annual themes for these same years, bearing
in mind the link with the theme of the HLPF.
HLPF Voluntary National reviews
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111.
Encourage all Member States to volunteer to carry out up to two Voluntary
National Reviews by the HLPF by 2030. Reviews at the regional level may provide the
opportunity to prepare and follow up on HLPF national reviews;
112.
Encourage the HLPF to adopt innovative organizational arrangements for its
national reviews, bearing in mind the principles defined in the 2030 Agenda.
Encourage Member States to support the convening of (ad hoc, informal) meetings to
prepare the review and presentations at the HLPF, including through financial
contributions;
113.
Encourage all countries to champion inclusive and rigorous approaches to
HLPF reviews, including where appropriate, conducting peer reviews and reviews
among groups of countries facing similar situations, taking into account existing
arrangements and practices;
114.
Invite the President of ECOSOC to prepare, in consultations with Member
States, a summary of the discussions of the HLPF meetings including an account of the
discussions on follow-up and review;
115.
Invite the Secretary-General to further elaborate voluntary guidelines for the
national reviews at the HLPF, based on the principles outlined in the 2030 Agenda and
the elements contained in the Annex to the present report, and to keep updating those
guidelines in light of experience gained;
116.
Invite the UN system to support countries conducting reviews at the HLPF
upon request.
Work of the UNGA
117.
Decide to review its working methods and agenda to reflect the approaches
and priorities of the 2030 Agenda, through its Ad hoc working group on the
revitalization of the UNGA;
118.
Decide, as part of the QCPR, to review UN system’s support to the
implementation of the 230 Agenda based on the Secretary-General’s existing reports on
the QCPR and on mainstreaming the SDGs in the UN.
Work of ECOSOC
119.
Call on ECOSOC to ensure that its subsidiary bodies reflect on the
implications of the Agenda for their work and contribute to the review of the
implementation of the 2030 Agenda in a coherent, effective and inclusive manner,
consistent with the principles established in Agenda 2030, and that they provide
adequate contributions to the global HLPF reviews;
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120.
Invite ECOSOC to review the calendar of conferences to ensure that it allows
the various intergovernmental bodies to contribute to HLPF review;
121.
Invite ECOSOC to hold its DCF before the HLPF to facilitate its contribution
to the HLPF;
Functional commissions, and other intergovernmental bodies and forums including
those convened by specialized agencies
122.
Call on functional commissions and other intergovernmental bodies and
forums to (i) to contribute to the implementation of the 2030 Agenda; (ii) to this end,
review their working methods and agendas in order to ensure that they address the
implementation of the 2030 Agenda within their respective area of expertise and
mandate; and (iii) enhance the engagement of non-state actors in their work and ensure
that all relevant actors have the opportunity to contribute;
123.
Note that no single institution or forum can claim exclusive ownership of or
responsibility for the review of a specific goal. Also note that contributing to the HLPF
thematic reviews does not imply or create any formal reporting link to the HLPF nor
modifies a forum’s mandate or governance.
Follow-up to conferences on countries in special situation
124.
Invite ECOSOC, as part of its integration segment, to review progress in the
the implementation of the 2030 Agenda for countries in special situation; and invite the
Secretary-General to support these reviews within existing mandates;
Regional reviews
125.
Invite the Regional Commissions, through their intergovernmental process, to
consider a common format for conveying the results of the regional forums on
sustainable development to the HLPF;
126.
Invites Regional Commissions, through their intergovernmental process, to
consider how they could best support regional reviews.
Non-UN organizations
127.
Invite non-UN intergovernmental regional and international organizations to
consider contributing to follow-up and review at the HLPF;
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128.
Invite the Secretary-General, in preparing his reports for the HLPF, to take
into account assessments and conclusions from reviews conducted by relevant non -UN
organizations;
129.
Invite countries carrying out reviews in such platforms to use them in their
preparations for national reviews at the HLPF;
Major groups and other stakeholders and partnerships
130.
Welcome the many reviews of progress in specific areas of the 2030 Agenda
undertaken by think tanks, civil society and other organizations, scientists and
partnership initiatives such as the Global Compact, drawing attention to the principles
defined in paragraph 74 of the Agenda;
131.
Call on major groups and other stakeholders to continue reviewing
implementation and follow-up of the 2030 Agenda at all levels;
132.
Invite Member States to create the necessary opportunities and modalities for
their engagement in State-led reviews and preparations and conduct of review and
follow-up at the HLPF;
133.
Encourages the private sector and civil society to inform the UN of their
commitments to implement the SDGs as part of their contributions to follow-up and
review;
134.
Invite major groups and other stakeholder to self-organize and volunteer to
carry out comparable rigorous reviews at the HLPF on their contribution to the
implementation of the 2030 Agenda and regularly report to the HLPF;
Way forward
135.
Decide to review progress in implementing this resolution and GA resolution
67/290 on the format and organizational modalities of the HLPF at its 74
th
session
instead of its 73
rd
session, in order to benefit from lessons from the 2019 meeting of the
HLPF under the auspices of the GA;
Annex:
Proposal for voluntary common reporting guidelines for Voluntary National
Reviews at the HLPF
The 2030 Agenda decided that the HLPF, when it meets under the auspices of ECOSOC,
shall carry out regular voluntary reviews. Those reviews will “include developed and
developing countries as well as relevant UN entities and other stakeholders, including civil
society and the private sector. They shall be state-led, involving ministerial and other
relevant high-level participants. They shall provide a platform for partnerships, including
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through the participation of major groups and other relevant stakeholders”
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. The Agenda
also encourages Member States to conduct regular and inclusive reviews of progress at the
national and sub-national levels which are country-led and country-driven. Voluntary
National Reviews at the HLPF will likely build on such reviews.
The following components are suggested as a way to help countries frame the preparations
for Voluntary National Reviews at the HLPF, bearing in mind that each country will decide
on the scope of their review and the format in which they want to present their findings.
The expectation is that each country being reviewed may present a focused report to the
HLPF and make brief presentations during the HLPF meeting.
1.
Opening statement:
An opening statement by the Head of State or Government, a
Minister or other high-ranking Government official could highlight the key messages
from the review and touch on critical issues in implementation of sustainable
development that the country wishes to highlight.
2.
Summary:
a one-to-two page synthesis of the process and findings of the review
highlighting two or three good practices the country wishes to share, two or three
lessons it has learned in trying to accelerate implementation, two or three challenges on
which it wishes to hear about other countries’ good practices and two or three areas
where it would need support in terms of finance, capacity building, technology,
partnerships etc.
3.
Introduction:
The context and objectives of the review could be presented here. The
introduction may briefly describe key features of the country context as it pertains to
the 2030 Agenda, with a discussion of national priorities and targets for sustainable
development and their relations to the SDGs, and a discussion of critical challeng es.
4.
Methodology and Process for Preparation of the Review:
This section may discuss
the methodology that was adopted for the review, including its scope, depth and
limitations. Information on the process for preparation of the national review may be
presented, including, for example, how different levels and sectors of Government
contributed to the review, whether parliaments were engaged, whether national
evaluation/oversight institutions contributed, how stakeholders from civil society,
academia and the business sector were involved, which consultations took place, and
possibly whether another Member State or institutions contributed to the review, etc.
Lastly, the country may indicate what support it received. The sources used for the
review may be discussed. This could include, as per paragraph 74(f) of Agenda 2030,
how existing platforms and processes have been built on, as well as how existing
national reports have been used in the process.
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Paragraph 84
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5.
Policy and Enabling Environment
(a)
Creating ownership of the SDGs.
The review could outline efforts made towards all
stakeholders to inform them on and involve them in the SDGs and targets, including
national and local government, legislative bodies, the public, civil society and the
private sector. It could indicate how it is planned to keep the SDGs under review at
the national level and, including the possible dissemination of reviews and their
findings.
(b)
Incorporation of the SDGs in national frameworks:
The review could outline critical
initiatives that the country has undertaken to adapt the SDGs and targets to its
national circumstances, and to advance their implementation. It may describe
national efforts made to integrate the SDGs into the country’s legislation, policies,
plans and programmes, including the sustainable development strategy if there is
one. The review could indicate the main challenges and difficulties experienced in
implementing the SDGs as a whole. It could also highlight additional goals, beyond
the SDGs, which are national priorities. Countries could consider referring to major
efforts undertaken by local authorities and non-state actors to implement the SDGs,
including partnerships.
(c)
Integration of the three dimensions:
The review might discuss how the three
dimensions of sustainable development (economic, social and environmental) are
being integrated and how sustainable development policies are being designed and
implemented to reflect such integration. The review could also assess how other
principles of the 2030 Agenda, for example leaving no one behind, have been
mainstreamed in the implementation of SDGs.
(d) Goals and targets:
The review may provide brief information on progress and the
status of all SDGs, and critical difficulties encountered in reaching them, making
reference, when appropriate, to data provided in the statistical annex (see section 8
below). The review may indicate whether a baseline for the SDGs has been defined
and remaining obstacles to doing so. The review may also provide a more in-depth
analysis on a few selected SDG and targets. Those may be chosen by the country in
light of its priorities but also because they were tackled through innovative policies,
are relevant to other Member States, and can be addressed in an international
context. The discussion could focus on trends, successes, challenges, emerging
issues, and lessons learned, and describe what actions have been taken to address
existing gaps and challenges. It could support the identification of gaps, solutions,
best practices and areas requiring advice and support. The review may examine the
agreed global indicators for those goals and targets identified as priorities.
Countries may choose to refer to complementary national and regional indicators.
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(e) Thematic analysis:
As appropriate for the country, the review could include an
analysis of progress and initiatives related to the HLPF’s thematic focus for that
year.
(f)
Institutional mechanisms:
The review could provide information on how the country
has adapted its institutional framework in order to implement the 2030 Agenda.
This could include information on how the views of different ministries, agencies,
levels of government and non-governmental stakeholders are taken into account and
on the institution in charge of coordination and integration. The review could
consider highlighting efforts to mobilize institutions around the SDGs, improve their
functioning, and promote change. Information may also be provided on how
responsibility is allocated amongst various levels of Government (national, sub-
national and local) for coherent implementation and review of the 2030 Agenda. It
would be useful to highlight how the country intends to review progress in
implementing the SDGs including possible plans regarding the conduct of national
reviews.
6.
Means of implementation:
Based on the above challenges and trends highlighted, the
review may discuss how means of implementation are mobilised, what difficulties this
process faces, and what additional resources are needed to implement the 2030 Agenda,
including in terms of financing, capacity development needs, including for data and
statistics knowledge sharing, technology and partnerships.
7.
Next steps:
The review could outline what steps the country is taking or planning to
take to enhance the implementation of the 2030 Agenda.
8.
Statistical Annex:
Countries may include an annex with data, using the global SDG
indicators to be proposed by the Statistical Commission as a starting point and adding
priority indicators identified at the regional and national levels. They may highlight
whether statistics were collected from the national statistical system and pinpoint major
gaps in official statistics on indicators.
9.
Conclusion:
This section may present a summary of the analysis, findings and policy
implications. It may discuss new or emerging issues identified by the review. Lastly,
the country may indicate what lessons it has learned from the review process, what
support it would need in the future for preparing such reviews and any adjustment it
believes should be made to the guidelines to ensure that they are useful.
10. The report could have a link to more in-depth national reports and reviews through the
dedicated UN Secretariat website.
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