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DIRECTORATE-GENERAL FOR EXTERNAL POLICIES OF THE UNIONDIRECTORATE BPOLICY DEPARTMENT
STUDYEVALUATION OF THE EU'S HUMAN RIGHTS POLICIES ANDENGAGEMENT IN CENTRAL ASIA
AbstractEU relations with the five Central Asian countries were upgraded in 2007 through theestablishment of the ‘EU and Central Asia: Strategy for New Partnership’. This broughtabout hope for a meaningful and coherent EU engagement in the region. One of the EU’smain priorities in Central Asia is to advance and promote human rights, goodgovernance, the rule of law, and democratisation. This objective has been supported byvarious policy and financial instruments. While the overall financial assistance, and inparticular funding for democracy- and human rights-related projects, remains limited,the existing support has mostly sought to tackle technical problems in the judicial sector,including prison reform, leaving deeper shortcomings in the promotion and protectionof human rights untouched. So far, the EU has had little impact on Central Asia’s humanrights record, due to the region’s deeply embedded authoritarian rule, as well as the EU’slimited leverage and its own inconsistencies and inadequate follow-up in implementingvalues-related policies and projects.
EXPO/B/DROI/2013/21PE 433.788
March 2014EN
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This study was requested by the European Parliament's Subcommittee on Human Rights.AUTHORS:Fundación para las Relaciones Internacionales y el Diálogo Exterior (FRIDE), SPAIN:Jos BOONSTRA (ed.) is senior researcher at FRIDE and EUCAM head of programme, SPAINTika TSERTSVADZE is FRIDE advocacy officer and EUCAM programme manager, SPAINVera AXYONOVA is a researcher at the Centre for Intercultural and European Studies at FuldaUniversity of Applied Sciences and EUCAM associate researcher, GERMANYADMINISTRATOR RESPONSIBLE:Benjamin REYDirectorate-General for External Policies of the UnionPolicy DepartmentWIB 06 M 81rue Wiertz 60B-1047 BrusselsEditorial Assistant: Pia VANNESTELINGUISTIC VERSIONOriginal: ENABOUT THE EDITOREditorial closing date: 11 March 2014.�European Union, 2014Printed in BelgiumISBN: 978-92-823-5471-1Doi: 10.2861/55056The Information Note is available on the Internet athttp://www.europarl.europa.eu/activities/committees/studies.do?language=ENIf you are unable to download the information you require, please request a paper copyby e-mail :[email protected]DISCLAIMERAny opinions expressed in this document are the sole responsibility of the author and do notnecessarily represent the official position of the European Parliament.Reproduction and translation, except for commercial purposes, are authorised, provided the source isacknowledged and provided the publisher is given prior notice and supplied with a copy of thepublication.
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Evaluation of the EU's human rights policies and engagement in Central Asia
TABLE OF CONTENTSLIST OF FIGURESLIST OF ABBREVIATIONSEXECUTIVE SUMMARY1. PURPOSE AND SCOPE OF THE STUDY2. PRESSING HUMAN RIGHTS MATTERS IN CENTRAL ASIA2.12.22.32.42.53.13.23.33.43.53.64.14.24.34.44.55.15.2KAZAKHSTANKYRGYZSTANTAJIKISTANTURKMENISTANUZBEKISTANHUMAN RIGHTS DIALOGUES AND CIVIL SOCIETY SEMINARSEU STATEMENTS ON KAZAKHSTANEU STATEMENTS ON KYRGYZSTANEU STATEMENTS ON TAJIKISTANEU STATEMENTS ON TURKMENISTANUZBEKISTANTHE DEVELOPMENT COOPERATION INSTRUMENT (DCI)EUROPEAN INSTRUMENT FOR DEMOCRACY AND HUMAN RIGHTS (EIDHR)NON-STATE ACTORS AND LOCAL AUTHORITIES IN DEVELOPMENT (NSA-LA)INSTITUTION BUILDING AND PARTNERSHIP PROGRAMME (IBPP)INSTRUMENT FOR STABILITY (IFS)POLICY INSTRUMENTSFINANCIAL INSTRUMENTS
45679910101112
3. EU POLICY INSTRUMENTS AND HUMAN RIGHTS PROMOTION
13131516171819
4. EU FINANCIAL INSTRUMENTS AND HUMAN RIGHTS PROMOTION
212126282829
5. RECOMMENDATIONS FOR THE EU
313132
6. CONCLUSION7. ANNEX I: EU PUBLIC STATEMENTS CONCERNING CENTRAL ASIA8. ANNEX II: OVERVIEW OF EIDHR GRANTS TO CENTRAL ASIA
343538
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LIST OF FIGURESFigure 1: Thematic areas financed through the EIDHR in Kazakhstan in 2007 and 2009 .......................... 27Figure 2: Thematic areas financed through the EIDHR in Kyrgyzstan from 2007 to 2011.......................... 27Figure 3: Thematic areas financed through the EIDHR in Tajikistan in 2007, 2009, and 2010 .................. 28
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Evaluation of the EU's human rights policies and engagement in Central Asia
LIST OF ABBREVIATIONSAAPCBSSCOHOMCoECSODCIDG DEVCOEEASEIDHREPEUEUCAMHRWIBPPIfSILONGONSA-LAOHCHROSCEPCAPISSRTACISUNUNDPUPRVCAnnual Action ProgrammeCountry Based Support SchemesCouncil Working Party on Human RightsCouncil of EuropeCivil Society OrganisationDevelopment Cooperation InstrumentDirectorate General for Development and CooperationEuropean External Action ServiceEuropean Instrument for Democracy and Human RightsEuropean ParliamentEuropean UnionEurope-Central Asia Monitoring programmeHuman Rights WatchInstitution Building and Partnership ProgrammeInstrument for StabilityInternational Labour OrganisationNon-Governmental OrganisationNon-State Actors and Local Authorities in DevelopmentOffice of the High Commissioner for Human RightsOrganisation for Security and Cooperation in EuropePartnership and Cooperation AgreementsPartnership InstrumentSecurity Sector ReformTechnical Aid to the Commonwealth of Independent StatesUnited NationsUnited Nations Development ProgrammeUniversal Periodic ReviewVenice Commission
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EXECUTIVE SUMMARYIn 2007 the European Union (EU) launched ‘The EU and Central Asia: Strategy for New Partnership’, aregional non-legally binding framework document that defines the EU’s key priorities in the five CentralAsian countries. Human rights, rule of law, good governance, and democratisation constitute the first ofseven priorities outlined. The strategy has established regular human rights dialogues with the CentralAsian states with the aim of enhancing cooperation over the issue and raising concerns, with a view toimproving the human rights situation in the region. The EU also seeks to address human rights throughpublic statements and ‘quiet diplomacy’ with the Central Asian states. In order to meet the establishedobjectives, the EU provides assistance to Central Asian governments and civil society through theDevelopment Cooperation Instrument (DCI), the European Instrument for Democracy and HumanRights (EIDHR), the Non-State Actors and Local Authorities in Development (NSA-LA), the InstitutionBuilding and Partnership Programme (IBPP), and the Instrument for Stability (IfS).The overall human rights situation in Central Asia has not improved over the last decade. On thecontrary, several regimes have harnessed their rule through further restrictions on basic and universalfreedoms. Kazakhstan, for instance, has not progressed in terms of human rights or democraticdevelopment regardless of the commitments it undertook in the run-up to its chairmanship of theOrganisation for Security and Cooperation in Europe (OSCE) in 2010. Kyrgyzstan is a positive exception,as the country went through considerable changes in 2010, adopting a new constitution and movingfrom a presidential to a parliamentary system. However, while the government seeks to implementdemocratic and economic reforms, concerns remain about human rights offences, largely related to the2010 ethnic clashes between the Kyrgyz and Uzbek populations in the south. Tajikistan is the poorestcountry in the region and faces instability and severe security challenges. The regime struggles toexercise control over the country and human rights violations are commonplace, ranging from offencescommitted by security forces to the curtailment of political and religious freedoms. Uzbekistan is a well-known human rights offender, especially after the 2005 Andijan events in which hundreds of civilianslost their lives. Uzbekistan’s human rights record is amongst the worst not only in Central Asia but alsoworldwide. Turkmenistan is extremely authoritarian and is considered one of the most closed countriesin the world. Its human rights situation is problematic in all aspects, while the government remainsunreceptive to any outside criticism.Against this background, it is extremely difficult for the EU to promote democracy and defend humanrights. The EU has little leverage in the region. Unlike with the countries included in the EasternPartnership (EaP), the EU can offer neither political and economic associations nor visa free travel toCentral Asian countries. Moreover, Central Asia does not feature high on the European agenda. When itdoes receive attention, however, the EU seeks carefully to balance its values-promotion with its energyand security interests in the region. Whereas EU relations with Central Asia have expanded substantiallysince 2007, results in the field of human rights and democracy are minor. This applies to individual high-level human rights cases, as well as long-term democratic reform and an independent rule of law.This briefing paper presents six conclusions/recommendations to help strengthen EU policy andfunding in the field of human rights in Central Asia, as well as concerning broader democracypromotion and the rule of law:The human rights dialogues should not be stand-alone events, but be part of a comprehensiveEU engagement in Central Asia. At the same time, the civil society seminars, which so far havehad different levels of impact in the Central Asian countries, need to be intensified in thecountries where they can make a difference.
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Evaluation of the EU's human rights policies and engagement in Central Asia
The EU’s quiet diplomacy needs to be matched with public diplomacy: consistency, thoroughfollow-up, and streamlined approaches to the political situation on the ground need to bestrengthened for the EU’s human rights policy to have a bearing on Central Asia.The EU should increasingly cooperate and coordinate with various regional and internationalorganisations.Cooperation programmes on good governance, democracy, human rights, and the rule of lawneed to be extended beyond the governmental level and more civil society engagement isnecessary to foster growth and influence of local civil societies.Grants to civil society organisations (CSO) in Central Asia should focus on fewer priority areas,while more emphasis needs to be placed on monitoring and evaluation projects that can boostEuropean understanding of the human rights conditions in Central Asia and build local CSOcapacities.Assistance to official institutions needs to be further country-tailored to ensure that programmeson judicial, prison or parliamentary reform, as well as broader human rights programmes, canhave the desired short-term practical and long-term reform-oriented impact.In addition to the difficult context in which the EU has to operate, two aspects in particular help explainthe EU’s lack of results in promoting human rights in Central Asia. First, EU public diplomacy tends torefer to human rights and democratic reform in general, rather than raising specific issues, while at thesame time lacking coherence and follow-up. Consequently, hardly any specific human rights issue hasbeen taken up seriously or has been solved. Second, overall financial assistance, and in particular interms of democracy and human rights, is limited, not always well targeted, and frequently aimed atachieving quantifiable results rather than deep rooted democratic transformations. Prospects fordemocratic change and an improvement of human rights to meet international standards look dim inCentral Asia. However, the EU could make a difference if it starts to apply better-tailored policy andfinancial instruments, has a consistent democracy and human rights agenda focused on concrete cases,and keeps long-term democratic reform in mind.
1.
PURPOSE AND SCOPE OF THE STUDY
This briefing paper was commissioned by the European Parliament (EP), with a view to evaluate the EU'shuman rights policies and engagement in Central Asia. Since the adoption of the 2007 EU Strategy forCentral Asia, no open evaluation of the EU’s support to human rights promotion and protection hastaken place. Whereas the three EU Council/Commission progress reports mention human rights, a morein-depth assessment has been lacking; this especially applies to the EU’s financial instruments, of whichmost figures have not been publicly available. This study seeks to fill this gap by scrutinising the EU’sengagement to date, with a specific focus on post-2007 developments and on the support provided toCentral Asia’s civil societies. Particularly, it assesses the performance of the EU’s financial and policyinstruments in terms of their relevance to the human rights situation in the region and their ability totackle core problems in the countries concerned.Section 2 provides an overview of the most pressing human rights concerns in each of the five CentralAsian states. The analysis is based on views of Central Asian human rights activists; monitoring of mediaoutlets; and a review of recent human rights reports by leading national and international human rightswatchdogs (Freedom House, Human Rights Watch, and Amnesty International, as well as Central Asianhuman rights organisations and reports produced for the US Congress).Section 3 looks at the performance of EU policy instruments. The EU has several human rights tools inCentral Asia, including decisions, council conclusions, restrictive measures (sanctions), statements anddeclarations, demarches, and political dialogues. As the use of these instruments generally does not7
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envisage explicit objectives or benchmarks (with the exception of sanctions), it is difficult to assess theireffectiveness in achieving specific human rights objectives. Moreover, some of these instruments, suchas high-level political meetings or human rights dialogues, take place behind closed doors, as part ofthe EU’s quiet diplomacy, and thus the only sources of information about their use are EU publicstatements and press releases. EU statements and Council Conclusions adopted in 2007–13 werescrutinised (see Annex I) to evaluate the consistency of the EU’s messages and their follow-up. Theanalysis focuses predominantly on the EU’s approach and not on Central Asian governments’responses.In section 4, the EU’s financial instruments that apply to Central Asia and that could be used to supporthuman rights are examined. The fields of democracy support, good governance, and rule of law are alsotaken into account due to their interconnectedness with human rights through EU funding. The sectiondraws on data included in the EUCAM factsheet ‘Mapping EU development aid to Central Asia’,published in July 20131. Additional information was gathered through desk research and a series ofinterviews with EU officials in Brussels and EU delegations in Central Asia. Annex II includes EIDHRgrants for the period 2007–11. The funded programmes are evaluated in terms of their relevance to thesituation on the ground and their potential (or inability) to tackle the most pressing human rightsconcerns in Central Asia.A final section provides policy recommendations that could be used by the EU to strengthen its humanrights promotion and protection efforts in Central Asia.This report is the result of a team effort by three researchers who are closely involved in FRIDE’s Europe-Central Asia Monitoring (EUCAM) programme. Through EUCAM, the authors made several trips toCentral Asia and have carried out in-depth research and analyses on Central Asian political, economicand societal developments, as well as on international policies towards the region, in particular those ofthe EU and its member states. In this sense, the report builds on the knowledge acquired throughinterviews, meetings, and conferences over the last five years in Central Asia and Brussels, and oninformation gathered through desk research. For this specific briefing paper, additional written andpersonal interviews were held with EU officials in Brussels and at EU delegations in Central Asia, andwith representatives from Central Asian and European human rights organisations. The authors wouldlike to thank the interviewees for their valuable input. Responsibility for the arguments put forward inthis study remains with the authors alone.
T. Tsertsvadze and J. Boonstra, ‘Mapping EU Development Aid to Central Asia’, EUCAM Factsheet 1, 18 July 2013, availableat:http://www.eucentralasia.eu/uploads/tx_icticontent/EUCAM-FS-1-EN.pdf1
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2.2.1
PRESSING HUMAN RIGHTS MATTERS IN CENTRAL ASIAKazakhstan
In Kazakhstan, human rights are foremost curtailed through state control over citizens and theirparticipation in public life. This mainly applies to freedom of speech, press, assembly, religion, andassociation. It is accompanied by the lack of an independent judiciary, widespread corruption, andunlawful practices by law enforcement bodies, such as arbitrary arrests and detentions, torture, andinfringements on citizens’ privacy rights. Kazakhstan’s steep economic growth over the past few yearshas brought some positive social and economic developments for the average population and hasmade the government more sensitive to outside criticism concerning its democratic and human rightscredentials. But regime security still prevails and human rights offences are structural in nature.In 2010, Kazakhstan held the OSCE chairmanship, after making several commitments to implementpolitical reforms to improve democratic governance and the electoral and judicial systems. However,efforts have been superficial and have not led to the establishment of a genuine system of checks andbalances. The country’s political landscape remains dominated by President Nursultan Nazarbayev, whohas been in power for over 20 years and since 2010 enjoys the status of ‘Leader of the Nation’.In preparation for the OSCE chairmanship, the government adopted a National Human Rights ActionPlan for 2009–12. However, according to leading Kazakh human rights non-governmental organisations(NGOs), only about 23% of its recommendations have been implemented, while in some areas thehuman rights situation has even deteriorated2. Over the last few years, more restrictive legislationregarding national security, religion, and the Internet has been introduced. Meanwhile, the end of 2011was marked by a crackdown on oil workers’ protests in the western city of Zhanaozen, which left 14dead and over 100 injured and was characterised by observers as the country’s ‘worst violence sinceindependence’3. A series of arrests, with multiple reports of abuse and torture in custody, followed. Inearly 2012, dozens of workers and activists were convicted for instigating violence, including oppositionleader Vladimir Kozlov, who remained in prison at the time of writing. Freedom of expression wasfurther tightened through the banning of several media outlets critical of the authorities’ actions inZhanaozen.Currently, a number of Kazakhstani dissidents residing in Europe in self-imposed exile face potentialextradition and prosecution on what are seemingly politically motivated charges4. Amongst them,Mukhtar Ablyazov, a former energy minister and banker and a long-time critic of President Nazarbayev,has been held in custody in France since July 2013. In January 2014, a French court ruled that he shouldbe extradited to Russia or Ukraine, where he is also accused of embezzlement and financial fraud5.Ablyazov has appealed this ruling.
Final Review on Implementation of the National Action Plan for Human Rights for 2009-2012 by the Republic ofKazakhstan, available at:http://www.bureau.kz/news/download/362.pdf3J. Lillis, ‘Kazakhstan: Violence in Zhanaozen Threatens Nazarbayev Legacy’, Eurasianet, 21 December 2011, available at:http://www.eurasianet.org/node/647454A. Koj, ‘Kazakhstan using Interpol to chase dissidents in EU’, EUobserver, 4 September 2013, available at:HTTP://EUOBSERVER.COM/OPINION/1213115J.-F. Rosnoblet, ‘French court rule Kazakh dissident should be extradited’, NBC News, 9 January 2014, available at:http://www.nbcnews.com/id/54021053/ns/world_news-europe/#.Uv4vdYWt0Q02
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2.2
Kyrgyzstan
Among the Central Asian republics, Kyrgyzstan is commonly seen as the most open to democraticreforms and to accepting universal human rights principles. The political course followed by thecountry’s leadership during the first years of independence allowed for the development of anindependent media, civil society organisations and a relatively strong activist culture. After these initialliberal years, the tightening of citizens’ rights and freedoms, growing corruption, social disparities andelite rivalries in particular resulted in two government overthrows in 2005 and 2010. The latter led to theadoption of a new constitution and the introduction of Central Asia’s first parliamentary system.In June 2010, Kyrgyzstan witnessed deadly inter-ethnic clashes that brought to the surface long-existingtensions between the Kyrgyz and Uzbek communities in the south of the country. Some 470 peoplewere reportedly killed, thousands wounded and over 400 000 displaced, with the Uzbek minority beingthe most affected. Kyrgyz security forces largely failed quickly to stop the outbreak of violence andreportedly took sides in the conflict. Their actions during and in the aftermath of the clashes werecharacterised by the use of illegal and abusive practices, including beatings, looting of houses, arbitraryethnic-based arrests, and torture in custody6.Currently, the most pressing human rights issues are related to continued ethnic tensions, especially inthe south of the country. These are accompanied by the denial of due process and the lack ofaccountability in judicial proceedings in connection to the 2010 events. The government’s inability tohold to account those responsible for the killings and destruction three years after the eventsundermines its legitimacy and popular trust in the existing justice system.Kyrgyz law provides for freedom of association and of expression. However, while the governmentgenerally respects these rights, occasional cases of pressure against NGOs, human rights activists, andjournalists who write about sensitive issues (such as the 2010 ethnic conflict) or criticise certain publicfigures have been reported. In September 2010, Azimjan Askarov, a prominent human rights defenderand a once outspoken critic of police brutality was convicted and sentenced to life in prison in a processmarred with multiple violations. Despite numerous calls from international human rights organisationsfor the Kyrgyz authorities to review his case, the government remains unwilling. In this context, self-censorship due to fear of being targeted by state institutions is a recurrent issue7. A recent report byHuman Rights Watch (HRW) has highlighted several cases of aggression and extortion by the police ofgay and bisexual men in Kyrgyzstan; a phenomenon that is most likely commonplace in other CentralAsian countries too8.2.3Tajikistan
Tajikistan is the poorest country in the region, and is particularly prone to conflict due to severalsecurity challenges, ranging from poverty to extreme Islamism and from authoritarian rule to porousborders with Afghanistan. The country went through a high-intensity civil war in the 1990s and inrecent years has been startled several times by violent clashes, such as those in the Rasht Valley in2010 and in Gorno-Badakhshan province in 2012. The authorities’ response during these events wascharacterised by a lack of capacity and unlawful practices by the security forces, including
Report of the International Independent Commission of Inquiry into the Events in Southern Kyrgyzstan in June 2010, May2011, available at:http://reliefweb.int/sites/reliefweb.int/files/resources/Full_Report_490.pdf7J. Nichol, ‘Kyrgyzstan: Recent Development and U.S. Interests’, CRS Report for Congress, 30 August 2013, available at:http://www.fas.org/sgp/crs/row/97-690.pdf8Human Rights Watch, ‘They said we deserved this. Police violence against gay and bisexual men in Kyrgyzstan’, January2014, available at:http://www.hrw.org/sites/default/files/reports/kyrgyz0114_forUpload.pdf6
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unauthorised detention and torture in custody. Moreover, the government has used the incidents tojustify restrictions on basic freedoms such as those of movement, expression, religion, and assembly.Despite adopting some legislative changes in line with international standards in 2012–13 to end theuse of torture in detention, law enforcement officials continue frequently to use coercive methods. In arecent report by the Tajikistan Coalition of NGOs, torture still figures among the country’s biggesthuman rights problems, followed by the lack of equal access to justice, the weak position of defencecounsels, and the absence of fair trial9.While freedom of expression is guaranteed by law, the authorities control most of the media facilities,limiting the free flow of information when deemed necessary, and occasionally exercising pressure ongovernment critics through the threat of prosecution and heavy fines10. Human rights groups and NGOsalso sometimes experience constraints.The presidential elections held on 6 November 2013, in which President Emomali Rakhmon won afourth seven-year term with 83% of the votes, were characterised by some restrictions on politicalfreedoms. Prior to the elections, the government took measures to restrain open debate and crackdownon opposition party leaders11. Tajikistan remains the only country in the region with an officially-registered Islamic political party represented in parliament; a remnant from the civil war, establishedthrough a peace deal between the current leadership and Islamic and democratic opposition forces.Nevertheless, concerns remain about restrictions on the freedom of religion and limitations to religiouseducation, especially after new legislation introduced in 2012 that allows for restrictions on differentreligious groups, including minority and non-traditional religions.2.4Turkmenistan
Turkmenistan is the most repressive state in Central Asia, and according to Freedom House, it is alsoamong the ‘worst of the worst’ human rights abusers worldwide (12). After some cosmeticimprovements following the death of former President Saparmurat Niyazov in 2006, the regime’shuman rights record has not seen any improvement in recent years. While the country remains closedto independent scrutiny, including by special rapporteurs from the United Nations (UN), few humanrights watchdogs operating outside of Turkmenistan have the knowledge or the capacity to reportregularly on the actual situation. According to their reports, the main problems include the use ofunlawful practices, such as arbitrary arrests and torture by law enforcement agencies, and severerestrictions to civil and political rights, foremost freedoms of speech, press, assembly, association, andmovement. Meanwhile, the enormous gas revenues collected by the regime have been used to thebenefit of a small group of elites and large shallow building projects, not for the broader developmentof the country.Following the February 2012 presidential elections, in which incumbent President GurbangulyBerdymukhamedov won with 97% of the votes, he continued to enjoy unlimited power and to build hispersonality cult. All spheres of public life are fully controlled by the government, with no effectivepolitical opposition, independent judiciary, or free civil society present. Imprisonment andNGO Report on the Republic of Tajikistan’s Implementation of the International Covenant on Civil and Political Rights, July2013, available at:http://www2.ohchr.org/English/bodies/hrc/docs/NGOs/NGOsCoalition_Tajikistan_En.pdf10J. Nichol, ‘Tajikistan: Recent Development and U.S. Interests’, CRS Report for Congress, 25 September 2013, available at:http://www.fas.org/sgp/crs/row/98-594.pdf11Human Rights Watch, ‘Tajikistan: End Crackdown Ahead of Election’, 22 October 2013, available at:http://www.hrw.org/news/2013/10/21/tajikistan-end-crackdown-ahead-election12Freedom House, Freedom in the World 2010, ‘Worst of the worst’, June 2010, available at:http://www.freedomhouse.org/sites/default/files/inline_images/Worst%20of%20the%20Worst%202010.pdf9
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disappearances of political opponents and government critics are regularly reported. Torture and otherabusive practices, including forced medical treatment, are allegedly widespread in detention facilities(13). Human rights abuses by security and law enforcement officials are hardly ever investigated. Thejudicial sector is reputed to be corrupt and inefficient14.Freedom of assembly and association is heavily restricted. The activities of civil society actors that arenot officially registered with the Ministry of Justice are considered illegal. Independent human rightsNGOs are non-existent in the country. The authorities often decline permits to public meetings anddemonstrations that are not initiated by the government.Broadcasting, print, and electronic media are almost entirely controlled by the authorities. While theDecember 2012 law on media formally prohibits state interference into the activities of media outlets, asystem of ‘cross-censorship’ by various government agencies has developed, which severely limitsfreedom of press15.Restrictions on the freedom of movement have further intensified in recent years, highlighting thecountry’s international isolation (which is not that far from North Korea’s). The March 2012 law onmigration increased government control over entry and exit from the country and provided a new toolfor the authorities to prevent government critics from travelling abroad. In 2013, several people whohad been previously prohibited from traveling abroad were allowed to leave the country. However,arbitrary travel bans, including for students studying at foreign universities, remain common practice16.2.5Uzbekistan
Along with Turkmenistan, Uzbekistan features on Freedom House’s list of the world’s most repressivecountries. Its democracy and human rights record has deteriorated steadily since the 1990s,experiencing a peak of international criticism in the mid-2000s. For over 20 years, the country has beengoverned by President Islam Karimov, whose regime leaves little room for genuine citizen participationin politics. In 2005, Uzbekistan experienced a major incident of human rights violations during publicprotests in the eastern city of Andijan, when hundreds of people, largely unarmed civilians, were killedby government forces17. The events triggered EU sanctions against the state, which remained in forceuntil late 2009.The regime’s strong grip combined with the lack of any genuine democratic procedures and asuccession mechanism for aging leader Karimov could eventually lead to instability in the mostpopulous country of the region. Uzbekistan has lost economic primacy to Kazakhstan, but it can stillboast to have the largest security sector, including the largest armed forces, in the region.According to observers, the main human rights problems in Uzbekistan include the pervasive use oftorture in the criminal justice system; the denial of due process and fair trial; severe restrictions on theAmnesty International, ‘Continued clamp down on freedom of expression, association and assembly, arbitrary detention,torture, enforced disappearance, and still no access for international monitors’, Public Statement, 18 September 2013,available at:http://www.amnesty.org/en/library/asset/EUR61/004/2013/en/937c0387-42e9-46bc-b87c-f115156ca7a7/eur610042013en.pdf14J. Nichol, ‘Turkmenistan: Recent Development and U.S. Interests’, CRS Report for Congress, 17 August 2012, available at:http://www.fas.org/sgp/crs/row/97-1055.pdf15‘Turkmen Laws are Strict but Censorship is Stricter’, Chronicles of Turkmenistan, 28 October 2013, available at:http://www.chrono-tm.org/en/2013/10/turkmen-laws-are-strict-but-censorship-is-stricter16Human Rights Watch, World Report 2014 – Turkmenistan, 21 January 2014, available at:http://www.refworld.org/docid/52dfdda814.html17Human Rights Watch, ‘Bullets Were Falling Like Rain. The Andijan Massacre, May 13, 2005’, June 2005,http://www.hrw.org/sites/default/files/reports/uzbekistan0605.pdf13
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freedom of religion, including continuous harassment of religious minority groups; and limitations ofpolitical and civil rights, such as freedom of expression, assembly, and association, with increasingpressure on civil society, opposition, and media18.While some steps towards improving the criminal justice system have been taken by the government(for instance, attempts to expand the use ofhabeas corpus),reforms remain superficial and theirimplementation poor. Detainees are rarely granted access to lawyers and the justice sector is non-transparent and corrupt. Government and security officials often engage in abusive practices withimpunity. Politically-motivated prosecution and imprisonment continue to be reported by humanrights organisations.Civil society activists, human rights advocates, and independent journalists regularly experienceharassment and intimidation, which have intensified since 2005 as the government’s response to thecriticism of its actions in Andijan. NGO activities remain heavily monitored and restricted, while thegovernment seeks to establish its own sector of ‘NGOs’. Members of non-traditional religiousassociations and Muslim groups practicing their faith outside state control are constant targets of heavyfines, arbitrary detentions, and prosecution on the grounds of religious extremism.Uzbekistan’s economy is largely based on its cotton industry. Despite continuous international criticism,including from the European Parliament, state-sponsored forced and child labour in hazardousconditions, especially in the cotton sector, remains widespread. In 2012, the government officiallyprohibited the mobilisation of children under the age of 15 during harvest season – this is a positivesign, even though mainly prompted by fears of suffering economic losses in cotton exports in light ofinternational pressure. However, forced mobilisation of adult state workers, students, and schoolchildren of around 16–17 years old has reportedly increased to compensate for the age restriction19.
3.3.1
EU POLICY INSTRUMENTS AND HUMAN RIGHTS PROMOTIONHuman Rights Dialogues and Civil Society Seminars
The EU has been holding bilateral human rights dialogues with Central Asian countries since 2007. Untilnow, four rounds have been held with Kyrgyzstan, five with Kazakhstan, Tajikistan and Turkmenistan,and seven with Uzbekistan. The agenda of the dialogues usually includes between eight to ten issues.Among these are individual cases of pressure and prosecution of human rights activists, as well asbroader country-specific human rights issues. The meetings are technical, focused on specific concerns,and held with the presence of experts from both sides. From the Central Asian side, meetings arechaired by the ministries of foreign affairs, accompanied by representatives of the ministries of justiceand internal affairs, and in some cases the prosecutor’s office, prison authorities, and the ombudsmen.From the EU, senior officials of the European External Action Service (EEAS) are present.Before and after each dialogue round, the EEAS organises briefings for civil society organisations inBrussels. During such meetings, CSOs provide their input and are verbally informed about the mainitems discussed in the dialogue. Meetings with Central Asian CSOs are held on anad hocbasis, and inmost cases before the dialogue only.
See 2013 Report on Uzbekistan by Human Rights Watch,http://www.hrw.org/world-report/2013/country-chapters%20/11242819J. Nichol, ‘Uzbekistan: Recent Development and U.S. Interests’, CRS Report for Congress, 21 August 2013, available at:http://www.fas.org/sgp/crs/row/RS21238.pdf18
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According to the EU’s guidelines, a set of objectives for each country’s human rights dialogue is defined.In 2011, the EU also developed country-specific human rights strategies, but these documents have notbeen made public. Given the lack of available information about the topics discussed, the outcomesand impact of the dialogues are difficult to assess and largely depend on the opinions of those involvedin the process, which might not be free of bias.The issues raised during the dialogues should be taken up at higher-level political meetings. However,the public statements reviewed below demonstrate that this might not always be the case. In the casethat human rights issues are raised at those meetings, it is usually done in a careful manner as part ofgeneral calls for countries to improve their human rights situations. The EU’s guidelines and StrategicFramework and Action Plan on Human Rights and Democracy20further point to the need for anassessment of the dialogues by the Council’s Working Party on Human Rights (COHOM), in cooperationwith the relevant geographical working groups. The evaluation should look at the human rightssituation in a given country in relation to the objectives set by the EU before the start of a dialogue. Incase of a negative assessment, the EU should readjust objectives or consider whether to continue thedialogue with the country in question. As of today, human rights dialogues have been discussed in therelevant council working groups and the formal assessments included in the EU’s guidelines shouldstart in 2014.The civil society seminars held in-between official dialogue rounds offer a forum for Central Asian andEuropean civil society to discuss country-specific human rights issues in the presence of EUrepresentatives and government officials. Topics are decided between the EU and respectivegovernments. Civil society recommendations elaborated at the seminars should be incorporated intothe human rights dialogues.To date, the only two countries in Central Asia where the seminars have had some relevance to thedialogue with the government and the actual human rights situation are Kyrgyzstan and Tajikistan. Thecivil society seminar held in Kyrgyzstan in February 2012 recommended to the government theadoption and implementation of a law on ‘National Preventive Mechanism’ (against torture)21. Such alaw was adopted by the Kyrgyz parliament on 7 June 2012. At the same time, a National Centre for thePrevention of Torture and a Coordination Council for the Prevention of Torture were established.Similarly, after the 2012 EU-Tajikistan civil society seminar on ‘Freedom from Torture or Cruel, Inhumanor Degrading Treatment or Punishment,’ Tajikistan adopted in the same year a law that classified tortureas a criminal offence and developed a manual for judges and prosecutors regarding the investigation ofcases related to torture or alleged inhumane treatment22. While these developments do indicateprogress, in both instances the results achieved cannot be attributed exclusively to the EU’s humanrights dialogues and civil society seminars. The issues discussed above had been previously raisedwithin UN fora (during Universal Periodic Reviews – UPR). The EU-initiated dialogues have thus played acomplementary, facilitating role in supporting other international actors in their attempts to improvehuman rights in Central Asia.In Kyrgyzstan and Tajikistan, the governments have agreed to conduct a dialogue with civil society onthese sensitive matters, which is a positive step. Nonetheless, despite legislative changes evidence
Council of the European Union, ‘EU Strategic Framework and Action Plan on human Rights and Democracy’, 25 June 2012,available at:http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/EN/foraff/131181.pdf21Final recommendations to the EU – Kyrgyzstan civil society seminar, 10 April 2012, available at:http://eeas.europa.eu/delegations/kyrgyzstan/press_corner/all_news/news/2012/news10042012_en.htm22P. Narvuzova, ‘Freedom from Torture in the Republic of Tajikistan’, The Coalition of Civil Society of Tajikistan againstTorture, 3 October 2012, available at:http://www.osce.org/odihr/10654620
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shows that torture and ill-treatment remain major human rights concerns in both countries. The EU hasto ensure that these governments take the implementation part equally seriously. Here the Union canplay a more prominent role, by raising the importance of implementing legislation both at high-levelpolitical meetings and at the subsequent human rights dialogues.Contrary to the seminars held in Kyrgyzstan and Tajikistan, civil society in Kazakhstan was excludedfrom the selection process of the topics to be discussed in the 2011 EU-Kazakhstan civil society seminar.Under the title ‘Building Stronger Interaction between State and Civil Society as an Engine of Progress’,the meeting covered the rights of disabled people and gender issues, as well as dialogue with thegovernment on those two questions. While the seminar took place in parallel to the ongoing oilworkers’ strike in western Kazakhstan, this issue was not officially part of the agenda. The subsequentseminar organised in Astana in 2012 focused on the ‘Contribution of Civil Society to Judicial Reforms inKazakhstan’. The topic bore relevance to the ongoing judicial reforms in the country, even though therewere no government officials present. The major shortcomings of these two seminars were that in thefirst case, the selected topic was of lower relevance given the country’s actual problems. And in thesecond, while the topic was relevant, the Kazakh government took no interest in the event. Whether therecommendations from the 2012 seminar have been included in the human rights dialogues, especiallyin view of the ongoing judicial reform process, is not clear. The subsequent human rights dialogue tookplace only a year later, on 27 November 2013, and was preceded by another civil society seminar,involving local human rights organisations, which was held a day earlier23.So far, only one civil society seminar has been held in Uzbekistan, in 2008. The topic discussed, mediafreedom, turned to be a politically-sensitive issue and the seminar disappointing for both the EU andUzbekistan. No further attempts were made to organise seminars in Uzbekistan or in Turkmenistan.The relevance and impact of the human rights dialogues and the accompanying civil society seminarshave differed in each country. The leaderships in Kyrgyzstan and Tajikistan were willing to discuss rathersensitive topics with local civil society, and the meetings were followed by a few concrete legislativechanges. The impact in the other three countries remains extremely limited, at best. The questionremains whether this exercise will bear fruit in the long run. The EU and Central Asian states risk endingup in a situation where all parties are satisfied, having addressed human rights problems by means ofquiet diplomacy but without advancing on actual reforms. In addition, there is a risk that the dialoguesincreasingly become ‘tick of the box’ exercises that separate deliberations on human rights from otherpolicy areas such as security and energy cooperation. Complementing quiet diplomacy with publicstatements and a consistent follow-up on what has been previously discussed could be one way for theUnion to demonstrate that it is serious about its values-based objectives in Central Asia.3.2EU statements on Kazakhstan
Recently two issues have featured prominently in the EU’s public statements vis-à-vis Kazakhstan: theZhanaozen events of 16 December 2011, when around 14 unarmed protesters died after policedispersed the rally; and the ongoing negotiations over an EU-Kazakhstan Enhanced Partnership andCooperation Agreement (PCA). The latter, as declared by the EU, is subject to human rights anddemocratisation advancements and is thus of particular relevance here.After the Zhanaozen events, the High Representative of the Union for Foreign Affairs and SecurityPolicy, Catherine Ashton, made two statements calling for an ‘objective and transparent investigation of
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events’. The EU also made a statement at the OSCE Permanent Council on 22 December 2011, calling ‘toensure that (investigations into the events) are conducted transparently and with full respect for humanrights’. The EU delegation together with other international actors monitored the Zhanaozen trials.According to Freedom House, ‘(b)ased on trial observation and media reports, the proceedings weremarred by credible allegations of torture that authorities refused to adequately investigate’24. In thetrials, 34 out of 37 defendants were convicted.Meanwhile, in July 2011 a first round of talks on an enhanced PCA between the EU and Kazakhstanbegan. EU foreign policy chief Catherine Ashton made three statements in this regard. In the first two,she indicated that a successful conclusion depended on Kazakhstan undertaking political anddemocratic reforms. However, the third statement, made on 30 November 2012 after a meeting withPresident Nazarbayev in Astana, did not mention any of these issues and mostly focused on economicsand trade, as well as security.These public statements show inconsistency and a lack of follow-up; not least because the issue of fairtrial and transparent investigations of the Zhanozen events was not discussed and given thatprosecutions of political opponents and silencing of media critical of the government have continuedwithout the EU clearly speaking out on these matters. Regarding the PCA, talks continue behind closeddoors and little is known on how the EU is conditioning progress in the negotiations.3.3EU statements on Kyrgyzstan
Concerning EU-Kyrgyzstan relations, this document focuses on public statements made after thevarious high-level meetings and statements related to the case of Uzbek human rights advocateAzimjan Askarov, who was sentenced to life imprisonment.Since 2007, there have been four Cooperation Council meetings between the EU and Kyrgyzstan. EUstatements made after the three meetings that took place before the April 2010 events listed the issuesdiscussed in a similar hierarchy: political reforms, rule of law, and human rights first; technical issues,such as regional cooperation, trade and economy second. Of these, the meeting that took place inFebruary 2010, just before the events of April 2010 and the ethnic violence of June 2010, underlined thedeteriorating situation of human rights and fundamental freedoms, and called on the Kyrgyzgovernment to strengthen the administrative capacities of the judiciary. The following CooperationCouncil meeting took place over three years later in November 2013. By this time, the EU’s view of thecountry’s human rights conditions was more positive and questions such as human rights, inter-ethnicreconciliation, and democracy were listed only in the second part of the statement, after politicalreform, economy, trade, energy, and transport.Azimjan Askarov’s life prison sentence, torture, and confiscation of property prompted a statementfrom the EU delegation in the country and from Catherine Ashton on 18 September 2010, in which shecalled for a fair trial and due process as necessary conditions for inter-ethnic reconciliation. However,despite the fact that Askarov remains imprisoned and the numerous calls from internationalorganisations for his release and for a full and independent investigation of his case25, Catherine Ashtondid not mention the issue in the public statement that followed her meeting with President Atambaevand Foreign Minister Abdyldaev during her visit to Bishkek in November 2012. In the following threehigh-level meetings between President Atambaev, foreign policy chief Ashton, European CouncilPresident Herman van Rompuy and European Commission President Jose Manuel Barroso in24 Freedom House, ‘Convictions in Zhanaozen Trial Trample Rule of Law’, 5 June 2012, available at:http://www.freedomhouse.org/article/convictions-zhanaozen-trial-trample-rule-law25Written interview with M. Rittmann, Central Asia Researcher, Human Rights Watch, 27 November 2013.
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Evaluation of the EU's human rights policies and engagement in Central Asia
September 2013, human rights, judicial reform, and inter-ethnic reconciliation were raised but none ofthe leaders mentioned the case of Askarov or any other specific human rights violations.Askarov’s case evidences Kyrgyzstan’s broad justice problems. The EU should carefully observe andwhere possible pressure the authorities on these particular cases26. In this instance, the EU could havedone more via public statements, especially taken into account that during President Atambaev’s visitto Brussels in September 2013 Kyrgyzstan and the EU signed a financing agreement for EUR 13.5 millionto promote respect for the rule of law and EUR 30 million in macro-financial assistance.3.4EU statements on Tajikistan
The EU-Tajikistan Partnership and Cooperation Agreement entered into force on 1 January 2010. High-level Cooperation Council meetings and the more technical Cooperation Committee meetings havebeen taking place thereafter. The issues raised at the three Cooperation Council meetings held so farinclude economic and social reforms, corruption, improving the investment climate and security, rule oflaw, human rights and democracy, and water, energy and the environment.Two other high-level meetings between President Rahmon and EU foreign policy chief CatherineAshton took place in November 2012 during Ashton’s Central Asia trip and in April 2013 duringRahmon’s visit to Brussels. The 2012 bilateral meeting focused on the future of Afghanistan, energy,water, and economic reforms. Political reform, rule of law, and human rights were only mentioned inthe last part of the statement issued after the meeting. Ashton also put emphasis on the closure of oneof Tajikistan’s leading human rights organisations, the young lawyers association ‘Amparo’. This was thefirst time that a high-ranking EU diplomat mentioned a very specific case in a bilateral meeting with theTajik leader. However, during her next meeting with the president, Ashton did not follow-up on thisissue despite the fact that Amparo remained closed. While energy and water issues have stood centralin most EU high-level statements on Tajikistan, human rights, freedom of media, religion andassociation are only mentioned in general terms. Traditional development aid issues, and political andpractical cooperation override a focus on human rights in Brussels’ relationship with Dushanbe.The 2012 review of the EU’s policy towards Central Asia proposed the celebration of regular high-levelsecurity dialogues. So far, only one meeting has been held, in June 2013 in Brussels. These dialogues areregionally-focused and not particularly geared towards Tajikistan, although European and local securityand stability concerns to a large extent relate to Tajikistan’s dire security situation. Not least becauseTajikistan’s porous borders with Afghanistan have resulted in large-scale drug trafficking; weak controlby the Tajik authorities over the territory; tensions with Uzbekistan over water resources; and potentialinstability as a result of poverty and lack of opportunity for a quickly growing and ever youngerpopulation. The EU did not take up human rights during the first meeting. The next High-LevelDialogue, which is expected to be held in 2014 in Tajikistan27, could offer an opportunity for the EUcarefully to link security challenges to human rights problems, for instance by addressing SecuritySector Reform (SSR).
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The latter links reform in the security sector (police, armed forces, etc.) to strengthened democraticoversight of the security apparatus, including public scrutiny of the human rights aspects of police,military, and intelligence work28.3.5EU statements on Turkmenistan
The ratification of the EU-Turkmenistan Partnership and Cooperation Agreement has been stalled bythe European Parliament for over 10 years; the reason for this is the country’s grim human rightssituation. Nonetheless, the EU has been pursuing its quiet diplomacy, without publicly raising specifichuman rights issues in bilateral meetings, and has opted for an ‘open door’ policy in the hope that it willbring more results on human rights and more importantly, results for the EU’s strategic energy interestsin the country. Turkmenistan harbours the world’s fifth-largest energy reserves and the EU’s intereststhere are largely driven by energy diversification motivations29. In 2011, European CommissionPresident José Manuel Barroso and EU Energy Commissioner Günther Oettinger visited Turkmenistan.Energy security and the Trans-Caspian pipeline were the main points discussed.Compared to other Central Asian countries, considerably fewer bilateral meetings have taken place withTurkmenistan and fewer policy instruments have been used by the EU overall. Turkmenistan was theonly country Catherine Ashton did not visit during her Central Asia tour in November 2012. She metwith Turkmenistan’s Foreign Minister Meredov during his visit to Brussels in April 2013. The statementafter the meeting underlined the importance of strengthening the rule of law and political reform in thecountry, and outlined the EU’s concerns with regard to Turkmenistan’s human rights situation.Given that the EU has not been very successful in terms of pursuing a coherent human rights publicdiplomacy even with energy-poor countries such as Kyrgyzstan and Tajikistan, it is even less likely thatthe Union will raise pressing human rights issues with Turkmenistan on a regular basis. Whencomparing EU policies towards Belarus, another former Soviet Union country known for its severehuman rights violations, the difference of interests closer to home or in retrospect of other strategicinterests is evident. Belarus cannot boast crucial energy resources but shares with Turkmenistan thesame neglect for human rights. In Belarus, the EU pursues a policy of critical engagement30, and EUsanctions against the country have been in force since 201031. This is not to say EU policy towardsBelarus has been more successful, but it does show the EU’s different approaches towards energy-richand energy-poor countries.The EU has openly favoured a policy of engagement over isolation with Turkmenistan, which is largelydetermined by its strategic interests. Within this context, negligence of its normative agenda proves thelack of a long-term vision in Turkmenistan. Unless it improves its judicial, legal, and political frameworkof governance, and as long as it continues to depend on one-man’s will instead of on the law andinternational standards, Turkmenistan will not be able to become a reliable energy partner.
J. Boonstra, E. Marat and V. Axyonova, ‘Security Sector Reform in Kazakhstan, Kyrgyzstan and tajikistan. What role forEurope?’, EUCAM Working Paper 14, May 2013, available at:http://www.eucentralasia.eu/uploads/tx_icticontent/EUCAM-WP14-SSR-EN_01.pdf29J. Hale, ‘Real Costs of Turkmenistan’s Hydrocarbons’, Open Society European Policy Institute, November 2012, available at:http://www.opensocietyfoundations.org/sites/default/files/turkmenistan-policy-brief-20121203.pdf30EEAS, ‘The European Union and Belarus’, Fact Sheet, 131029/01, Brussels, 29 October 2013, available at:http://eeas.europa.eu/statements/docs/2013/131029_01_en.pdf31Council of the European Union, ‘EU sanctions against Belarus extended’, Presse 445, 15513/13, Brussels, 29 October 2013,available at:http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/EN/foraff/139261.pdf28
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3.6
Uzbekistan
EU-Uzbekistan bilateral relations are regulated by a Partnership and Cooperation Agreement in forcesince 1999. Two issues stand central in the relationship. First, forced and child labour in Uzbekistan’scotton fields and international campaigning, in which the EU participates, against this practice. Second,Uzbekistan is the only Central Asian country where the EU has applied sanctions, as a result of theserious human rights violations during and after the Andijan events of May 2005.The case of forced and child labour spurred international attention in 2007 after aBBCdocumentary,leading to repeated calls from Uzbek and international civil society groups for European and the USgovernments to take action. A number of specific actions by international governmental and non-governmental actors have been carried out. In this regard, the EU, and in particular the EuropeanParliament, have played a key role. In 2011, the EP voted (603 to 8 votes) not to include trade in cottonand other textiles into the EU-Uzbekistan PCA32. As a result of this and continued international pressureand criticism, the Uzbek government has taken a few steps, including the ratification of internationallabour conventions on child labour – Convention No. 182 and No. 138 (in 2008 and 2009, respectively) –and allowing International Labour Organisation (ILO) monitors to observe the 2013 cotton harvest.After the 2013 ILO mission, the Government of Uzbekistan expressed willingness to continuecooperating with the ILO and to address child and forced labour and other fundamental workers’ rightsissues33. The results of this campaign to date indicate that persistent and coordinated efforts byinternational actors can bring medium- and long-term results. The EU should remain engaged ininternational efforts as well as with the Uzbek government to eliminate once and for all such practices inthe country.EU sanctions were imposed in 2005. These included an embargo on arms exports and military training;a visa ban targeting individuals directly responsible for the disproportionate use of force in Andijan; anda suspension of technical cooperation meetings under the PCA (the high-level political dialogue underthe PCA remained in place). The following conditions were imposed for the lifting of sanctions:to conduct transparent trials of those accused of organising the Andijan protests;to stop detention and harassment of those who questioned the Uzbek authorities’ version of theAndijan events;to cooperate with the internationally-appointed rapporteur to investigate the Andijan events;to implement international obligations in relation to human rights and fundamental freedoms;to allow unimpeded access by the relevant international bodies (ICRC) to prisoners;to engage with the UN Special Rapporteurs on Torture and Freedom of Media;to let NGOs, including Human Rights Watch, operate without restrictions (and allow accreditationof the new HRW country director);to release human rights advocates and stop harassment; and
Other international efforts included repeated reports from human rights organisations and concerns expressed by the ILOsupervisory body since 2005. As a result Uzbek cotton was listed on the US department of Labour list of goods producedwith the use of child and forced labour. The US government’s Trafficking in Persons Report highlighted Uzbekistan as aworst case of state system of forced labor and placed Uzbekistan on a list of sanctionable countries. Over 130 major brandsand retailers publicly committed to avoid using Uzbek cotton until forced labor of children and adults is ended. TheOrganisation for Economic Cooperation and Development (OECD) National Contact Point in France condemned the trade ofcotton produced by forced child labor.33Written interview with the Cotton Campaign Manager, January 2014.32
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to implement reforms in the judiciary, law enforcement and police34.Until 2010, the Council reviewed the fulfilment of these conditions on an annual basis. Despite the factthat most conditions remain unfulfilled, the sanctions were gradually lifted and eventually completelyremoved, ending with the conclusion of the arms ban in 2009. Initially, the International Committee ofthe Red Cross was allowed access to prisons (but it ended its activities in Uzbekistan in April 2013)35, anumber of human rights defenders were released, and changes in legislation (such as the abolishmentof the death penalty and the introduction ofhabeas corpus)took place36.The last Council Conclusions on Uzbekistan were issued on 25 October 2010. Even though by thensanctions had already been completely lifted, the conclusions still outlined a number of areas aboutwhich the EU remained concerned, including the release of all human rights defenders, allowing for civilsociety organisations to operate, cooperation with the relevant UN bodies, guaranteeing freedom ofspeech and media, and the implementation of international conventions against child labour. Sincethen, there has been no follow-up to evaluate the level of compliance by the Uzbek government.On 30 January 2011, Uzbek President Islam Karimov met with European Commission President JoseManuel Barroso and Energy Commissioner Gunther Oettinger in Brussels. During the meeting, anagreement on the establishment of an EU delegation in Tashkent was reached and the two sides signeda Memorandum of Understanding on Energy. In a statement issued after the meeting, President Barrosomentioned three individual cases and called for the release of all political prisoners, as well as theaccreditation of a Human Rights Watch representative in Uzbekistan (37). In March 2011, two monthsafter Karimov’s visit to Brussels, the Uzbek authorities shut down the HRW office in Tashkent. From theindividual cases mentioned by Barroso, only one person has been released under a suspendedsentence; the other two remain in prison.During her visit to Tashkent in November 2012, Catherine Ashton met with President Karimov. In astatement issued after the meeting, the high representative underlined regional challenges linked tothe developments in Afghanistan and water management, the importance of judicial reform, and therole of civil society in this regard38. However, she did not mention any of the issues included in the 2010Council Conclusions neither did she follow-up publicly on the issues previously taken up by Barroso.During the sanctions period, several human rights advocates were released from prison. Yet thesanctions have not brought about concrete results in terms of tackling other pressing human rightsshortcomings on the ground or helping victims of the Andijan massacre. The fact that sanctions werelifted without Uzbekistan fulfilling most of the conditions proves the EU’s inconsistency and lack ofwillingness. Overall, however, it can be said that EU sanctions have been both ineffective and successful.They were successful in achieving the release of Umida Niyazova from custody, a well-known humanThe list of sanctions as well as other information in this paragraph was compiled from EU public statements on Uzbekistan(see annex I) as well as from V. Axyonova, ‘The European Union’s Democratization Policy for Central Asia: Failed in Success orSucceeded in Failure?’ Stuttgart: 2014 (forthcoming).35In 2008, an agreement was reached to allow the International Committee of the Red Cross (ICRC) to resume visits in Uzbekprisons, but in April 2013 the ICRC terminated the visits. According to ICRC director general, Yves Daccord, ‘Visits must havea meaningful impact on detention conditions, and dialogue with the detaining authorities must be constructive. And that'snot the case in Uzbekistan’.36HumanRightsWatch‘NoOneLeftToWitness’,13December2011,availableat:http://www.hrw.org/reports/2011/12/13/no-one-left-witness37European Commission, ‘Statement of European Commission President José Manuel Barroso following his meeting withthe President of Uzbekistan Islam Karimov’, Press Release, MEMO/11/40, Brussels, 24 January 2011, available at:http://europa.eu/rapid/press-release_MEMO-11-40_en.htm38European Commission, ‘Remarks by High Representative Catherine Ashton at the end of her visit to Uzbekistan’, PressRelease, MEMO/12/926, Tashkent, 29 November 2012, available at:http://europa.eu/rapid/press-release_MEMO-12-926_en.htm34
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rights defender, who afterwards received asylum in Germany. But more importantly, the sanctions wereineffective in the sense that the Uzbek government did not meet key demands, including allowing anindependent international investigation into the Andijan events. At the time of writing, there were stillalmost 10 000 persons convicted on politically-motivated charges of alleged extremism and anti-constitutional activity in Uzbekistan. The overall number of political prisoners in Uzbekistan is largerthan in all the former Soviet Union countries combined39.
4.
EU FINANCIAL INSTRUMENTS AND HUMAN RIGHTS PROMOTION
The promotion of human rights, rule of law, good governance, and democratisation is the first amongthe seven priorities set in the 2007 EU Strategy for Central Asia. In this sense, the EU has supportedcooperation programmes through various financial instruments. Assistance has been provided both togovernments and to the non-governmental sector.The financial instruments applicable to Central Asia include the Development Cooperation Instrument,which is complemented by several thematic instruments and programmes. The main EU instrumentspecifically targeting human rights is the European Instrument for Democracy and Human Rights, whichprovides support to civil society organisations. Additionally, the Non-State Actors and Local Authoritiesin Development programme aims to support local participation in development and improvegovernance, and the Instrument for Stability addresses global security and development challenges,especially in emerging crises and post-crisis situations. During the period covered in this study (2007–13), Uzbekistan was the only Central Asian country that still benefitted from assistance under theInstitution Building and Partnership Programme (IBPP), formerly part of TACIS. The latter preceded thecurrent DCI.4.1The Development Cooperation Instrument (DCI)
Among the most pressing human rights issues in all Central Asian countries, the lack of independenceof the judiciary, arbitrary detentions, the absence of due process, and torture in detention facilities areprevalent. However, the extent of these problems and the frequency of human rights violations varyacross countries. The EU has provided different amounts of assistance through DCI, IfS and EIDHR toCentral Asian states to address these questions.Total DCI allocations from 2007, including many other priorities, ranging from security to education andfrom poverty reduction to water management, were distributed as follows: an estimated EUR 56.70million for Kazakhstan, EUR 106.15 million for Kyrgyzstan, EUR 100.20 million for Tajikistan, EUR 28.46million for Turkmenistan, and EUR 38.6 million for Uzbekistan40. The focus of EU assistance was onKyrgyzstan and Tajikistan, the poorest countries in the region. As part of the overall bilateral support,Kazakhstan, Kyrgyzstan, and Uzbekistan received assistance for judicial and criminal justice systemreforms, including reform of the prison system and parliamentary reform. Turkmenistan receivedassistance to strengthen national capacities to promote human rights. In Tajikistan, the EU mainlyfunded socio-economic projects and public financial management through a sector budget supportprogramme. Tajikistan is the only Central Asian country in which the EU did not implement anygovernment support programme related to human rights or democratisation throughout the periodcovered by this study. This could be explained by the fact that specific priorities for channelling
3940
Written interview with S. Swerdlow, Human Rights Watch, Central Asia Researcher, 18 November 2013.Tsertsvadze and Boonstra 2013, op. cit.
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development assistance are agreed between the EU and respective governments, and these prioritieshave tended to focus on socio-economic issues.From 2007, the EU supported reform of the judicial sector in Kazakhstan, with a total of EUR 15.5 million.This includes a project in 2007-8 that sought to strengthen the judiciary, and one in 2012 to supportjudicial reform41. Kazakhstan’s interest to reform the judiciary is partly due to the fact that economicdevelopment and full integration into the world market, to which Kazakhstan strongly aspires, requiresan independent judiciary and functioning legal system. The EU’s cooperation projects funded under DCIaimed to help Kazakhstan’s aspirations in this regard.Projects in KazakhstanSupport to Strengthen theJudiciaryAmount allocatedby the EU(in EUR)3.5 millionObjectivesDevelop sectoral strategy for thejustice system.Strengthen capacities ofjudiciary in specific areas.the
Support the government’s policyaimed at improving the balancebetween judges, lawyers, andprosecutors.Improve the investment climatefor local and foreign investorsthrough judicial reform.Strengthen rule of law andjudiciary reform by supporting theimplementation of the nationalpolicy of humanisation of thejustice system.Enhance the protection ofindividual rights, in particular inthe criminal justice system.Foster approximation towardsEuropeanandinternationalstandards.
Support for Judicial Reform
12 million
Additionally, in 2011 EUR 0.5 million from the Instrument for Stability (IfS) was allocated to the Council of Europe tosupport ‘the Independent Electoral Commission to develop and consolidate capacity for future elections; see EuropeanCommission, ‘2011 Annual Report on the Instrument for Stability’, Report from the Commission to the European Parliament,the Council, the European Economic and Social Committee and the Committee of the Regions, COM(2012) 405 final,Brussels, 24 July 2012, available at:http://eeas.europa.eu/ifs/docs/ifs_annual_report_2011_en.pdf41
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While the objectives set for these two programmes are relevant to the problems faced by Kazakhstan’sjudicial sector, the results to date have been poor. The Zhanaozen trials clearly showed that judicialindependence is still not guaranteed and that the Soviet legacy of excessive state power and harshsentencing remains commonplace in Kazakhstan. The separation of powers is incomplete and verticalgovernance is deeply rooted in the country’s political culture, while public trust in the judiciary remainslow.In Kyrgyzstan, the EU provided a total of EUR 16 million for good governance projects (through DCI andIfS). This includes support for prison reform, and promotion of respect for the rule of law, with particularemphasis on fostering transparency and accountability. Compared to its neighbours, Kyrgyzstan’spolitical leadership has shown more willingness and interest to implement democratic reforms and ismore open to dialogue with civil society. So far, Kyrgyzstan has received the largest amounts in DCI andIfS assistance for democracy-related projects.Projects in KyrgyzstanSupport for Prison ReformAmount allocatedby the EU (in EUR)2.5 millionObjectivesImprove institutional capacity of theprison administration to manageprisons effectively, in line with UNstandards and norms.Achieve a healthier working and livingenvironment in prisons, contributingto the prevention of disease and thepromotion of mental and physicalhealth.Assist in strengthening respect for therule of law by promoting transparency,accountability, and anti-corruptionmeasures.Strengthen public oversight functions.Increase efficiency, independence,professionalism, and capacities of thejudiciary.Strengthen media and civil society tokeep institutions accountable.Empowerment for unimpeded accessto justice
Promotion of Respect forRule of Law
13.5 million
Here European funding focused on the conditions in prisons and detention facilities, as this remains oneof the most pressing human rights concerns in Kyrgyzstan, leading primarily to the draft of a prisonreform strategy and legislation. Other outcomes include training of prison staff; a needs-assessment toupgrade sanitary and health conditions in four prisons; and vocational training on various skills forprisoners in several facilities. The EU will need to engage further in this area in order to secure a long-term impact, including strategy implementation, new legislation, and addressing severe shortcomingsin the prison system (torture and ill-treatment).The objectives set in the second cooperation project that deals with respect for the rule of law alsomatch the problems faced by Kyrgyzstan. Implementation is set to begin in 2014. The success of this23
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project will depend on its ability to mix deep legislative and practical reform with public awareness. Thelevel of involvement of civil society and media will also be a determining factor in terms of planning,implementation, and evaluation. A preliminary allocation of EUR 3 million for civil society involvementhas been envisaged from an overall budget of EUR 13.5 million.EU human rights and democracy assistance for Turkmenistan from 2007 consisted of one project tostrengthen national capacities so as to promote and protect human rights, which is implemented incooperation with UNDP/OHCHR42. Upon request of the Turkmen government, the EU committed afurther EUR 2.3 million to a project aimed at supporting the development and modernisation of theTurkmen parliament43. However, the signing of the financing agreement and the implementation of theproject has been delayed since 2010 by Turkmenistan for unknown reasons, and it is unclear whether itwill be implemented at all.Projects in TurkmenistanStrengtheningNationalCapacities to Promote andProtect Human RightsAmount allocatedby the EU (in EUR)2 millionObjectivesEngage the government tocomplywithinternationalhuman rights standards.Improveknowledgecapacity on human rights.and
Key deliverables of the human rights project include the opening of three human rights resourcecentres in Ashgabat, Mary, and Dashoguz, with the aim of providing students, teachers, and othercitizens with information about human rights. In addition, two study visits were organised to Polandand to Croatia, so that officials from the Turkmen parliament and the foreign and justice ministriescould become acquainted with European practices. A workshop for Turkmen journalists was alsoorganised.Considering its immediate outputs, the project can be considered as a success. However, Turkmenistancontinues to be one of the most repressive states and human rights abusers worldwide. In a countrywhere disappearances, arbitrary arrests, torture, and forced medical treatment of critics are commonpractices, the opening of a human rights centre heavily controlled by the state is only a very small steptowards improving Turkmenistan’s human rights record. It is difficult to assess if such centres in factcontribute to genuine awareness of Turkmen citizens and perhaps to foster a slightly more positivedisposition of the government towards human rights, or if the project is simply a window-dressingmeasure by the Turkmen government to boost its image without making any substantive changes.In Uzbekistan, the EU allocated EUR 12 million in total to human rights and democratisation. The largestproject relates to criminal judicial reform. The activities under this project include the formulation of along-term strategy for criminal justice reform, needs-assessments for the training of judges,prosecutors, police, and prison personnel, ‘including but not exclusively covering human rights issues’,training courses, seminars, study tours, and equipment necessary for the functioning of a researchcentre44. Given the deep-rooted problems of the Uzbek criminal justice system, the objectives outlined
Draft Commission Decision, 2007,http://ec.europa.eu/europeaid/documents/aap/2007/ec_aap-2007_tm_en.pdfSupport to the development and modernization of the parliament of Turkmenistan, DCI-ASIE/2010/022-185, available at:http://ec.europa.eu/europeaid/documents/aap/2010/af_aap_2010_tkm.pdf44Support to criminal Judicial Reform in Uzbekistan, DCI-ASIE/2009/020-509, available at:http://ec.europa.eu/europeaid/documents/aap/2009/af_aap_2009_uzb.pdf4243
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in the table below are highly relevant. The activities envisaged also seem feasible. Yet again, despite thehuge investment, actual reform, legislative changes in accordance to international standards, and theenactment of already existing laws are hardly addressed in the implementation phase and are unlikelyto be met with enthusiasm by the Uzbek authorities. The project is thus likely to focus above all ontechnical improvement and less so on deeper reform of the criminal justice system.Projects in UzbekistanCriminal Judicial ReformAmount allocatedby the EU (in EUR)10 millionObjectivesStrengthen the separation ofpowerstherebyreinforcingconstitutional independence ofjudges and prosecutors.Enactprimarylegislation,regulations, internal rules, andcodes of conduct that meet bestinternational standards.Support the development ofindependent council by lawyers toaccused persons.Introducemoderntrainingtechniques and e-learning tools.Facilitateaccesstolegalinformation to all stakeholders andthe public.Increase the effectiveness of thelegislative process.Create an electronic network forbetterinformation-sharingbetween the two chambers ofparliamentandregionalassemblies of parliamentarians(and procurement of necessary ITequipment).Increase the awareness of theUzbek society about the role of theparliament.
Further Strengthening oftheBi-CameralParliamentary System andNetworking with RegionalAssemblies
2 million
The smaller project supported with DCI funds in Uzbekistan focuses on strengthening the parliamentand its links with regional assemblies. It is a follow-up of two previous EU initiatives in the area.Financing of such projects needs a careful case-by-case approach, which takes into account thecountry’s context. How much can be expected of parliamentary support in a country that isauthoritarian, shows no inclination towards democratic reform, and where parliament merely fulfils arubber-stamp role? In fact, such projects might only serve as propaganda for the incumbentgovernment to show it is interested in reform and has a functioning legislature, while in practice this is25
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clearly not the case. Parliamentary support programmes to foster the legislative’s oversight role andeffectiveness in holding the government to account are worthwhile only if the recipient countrygenuinely wishes to reform its governance procedures. Uzbekistan’s current circumstances (just as inTurkmenistan, which has shelved a similar EU project) do not allow for this, thus making of this project alargely tick-of-the-box democracy promotion exercise.Overall, EU DCI cooperation programmes in Central Asia mostly cover judicial and parliamentary reformand human rights promotion with a rather heavy technical emphasis, focusing on training or theprovision of equipment. However, given the limited amount of funds and the unwillingness of thegovernments to embark on real reforms, the assistance does little more than scratch the surface. Radicalchanges, maybe with the exception of Kyrgyzstan, are not expected in the coming years. The EU shouldthus seek engagement with the regimes, urging for deeper reforms and setting clear targets forconcrete and practical improvements. The EU will also need better to coordinate and plan internally.Most of the programming and financing are shaped by the Commission’s DG DEVCO, which is notalways included in planning and determining EU priorities in Central Asia, a process led by the EEAS.This is one of the reasons for the existing gap between the expected political impact of EU assistanceenvisaged in the EU’s strategic documents and the actual technical implementation of cooperationprogrammes. A miss-match between the EEAS’s policy objectives and DEVCO’s developments goalshampers identification of worthwhile projects, as well as the achievement of concrete results.4.2European Instrument for Democracy and Human Rights (EIDHR)
Kazakhstan, Kyrgyzstan. and Tajikistan have been the primary beneficiaries of EIDHR Country BasedSupport Schemes (CBSS) (for a list of grants see Annex II). Turkmenistan and Uzbekistan were targetedby the EIDHR only through a few regional projects funded under global calls and implemented by largerinternational NGOs or inter-governmental organisations. This is partly because there are hardly anyhuman rights NGOs in those countries and partly due to the absence of fully-fledged EU delegationsthat could manage programmes on the ground45.Since 2007, the EU committed an estimated EUR 2.36 million under EIDHR to Kazakhstan, EUR 2.7million to Kyrgyzstan, and EUR 2.7 million to Tajikistan.In Kazakhstan, grants were allocated to fewer areas, focussing on government transparency andaccountability, monitoring of human rights policies and awareness raising, labour rights, mass mediaand vulnerable groups. 52% of the total allocation was devoted to a project aimed at monitoringhuman rights policies and raising awareness.
The opening of the EU delegation in Uzbekistan was agreed upon in 2011 and became operational in 2012. InTurkmenistan, only a Europa House with three staff members has been present since 2008.45
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Evaluation of the EU's human rights policies and engagement in Central Asia
Figure 1: Thematic areas financed through the EIDHR in Kazakhstan in 2007 and 200946
In Kyrgyzstan and Tajikistan, funds were spread over a wide variety of areas, making it hard to assesswhether any strategic priorities were taken into account when allocating grants. In Tajikistan, EIDHRfunds were spread over 12 different areas, from violence against women to political parties andelections, while in Kyrgyzstan eight different areas were funded. For the two most pressing humanrights areas – protecting minorities in the post-conflict situation and torture prevention in the policeand prison system – 17 and 21% were provided, respectively.Figure 2: Thematic areas financed through the EIDHR in Kyrgyzstan from 2007 to2011
According to official documents, funds under the CBSS were allocated to Kazakhstan in 2008-10 and in 2012, as detailed inTsertsvadze and Boonstra 2013, op. cit. However, projects funded in 2007 and 2009 by the EIDHR are publicly available at:http://eeas.europa.eu/delegations/kazakhstan/documents/funding_opportunities/grants_awarded_under_2011.pdfandhttp://eeas.europa.eu/delegations/kazakhstan/documents/funding_opportunities/contract_award_2009_en.pdf46
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Figure 3: Thematic areas financed through the EIDHR in Tajikistan in 2007, 2009,and 2010
The EIDHR CBSS provides support to local civil society organisations. While narrowing down prioritiesand thus spending more money on strategically important issues would bring more coherence, it is alsoimportant that civil society receive grants in similar areas where government-to-governmentcooperation programmes are implemented. This will give a chance to civil society to engage in thesame areas and provide wider awareness raising, monitoring, and evaluation activities.4.3Non-State Actors and Local Authorities in Development (NSA-LA)
The Non-State Actors/Local Authorities in Development programme has only been implemented inKazakhstan, Kyrgyzstan, and Tajikistan. Since 2007, Kazakhstan received EUR 3.15 million, KyrgyzstanEUR 3.75 million, and Tajikistan EUR 3.3 million47. The primary beneficiaries were civil society groups andlocal authorities, such as city or district administrations. In all three countries, NSA-LA largelyconcentrated on development issues without a particular focus on human rights. In Kazakhstan, NSA-LAfinanced projects related to civil society capacity building, involvement of people with HIV in public life,people with disabilities, and poverty reduction of children deprived of parental care48. In Kyrgyzstan,major areas financed through NSA-LA included capacity building for farmers, improving rural livingstandards, involvement of civil society in self-governing organs, and the role of women in povertyreduction49. In Tajikistan, projects were financed in social dialogue, social protection, environment,primary education, local civil society capacity building, and increasing food safety in rural areas50.4.4Institution Building and Partnership Programme (IBPP)
In 2007–12, the IBPP was only implemented in Uzbekistan. The purpose of the programme was toempower local civil society organisations and promote their participation in policy-making. Formerlypart of TACIS, the programme operated on the basis of Annual Action Programmes (AAPs), which weresubject to financing agreements between the EU and the recipient country. Due to inability to sign suchNumbers are drawn from the Annual Acton Programmes and ‘Mapping EU Development Aid to Central Asia’, EUCAMFactsheet 1, 18 July 2013, available at:http://www.eucentralasia.eu/uploads/tx_icticontent/EUCAM-FS-1-EN.pdf48‘Grant contracts awarded during 2009 (Kazakhstan)’, available at:http://eeas.europa.eu/delegations/kazakhstan/documents/funding_opportunities/contract_award_2009_en.pdf49Information based on files provided by the EU delegation in Kyrgyzstan.50Information based on files provided by the EU delegation in Tajikistan.47
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an agreement with Uzbekistan in 2008 according to the established procedures, the EuropeanCommission re-committed the earlier allocated amount of EUR 2.2 million in 201051. This resulted in thecontinuation of the programme in Uzbekistan. Since the launch of the programme in 2002, over 20 IBPPprojects have been implemented by European and Uzbek CSOs52. These have focused mainly onproviding basic services or economic opportunities to local communities. Human rights issues, such aswomen’s and children’s rights and the rights of disabled persons have only been indirectly addressed.Independent human rights NGOs (which are rare in Uzbekistan) are not among the beneficiaries.4.5Instrument for Stability (IfS)
Kyrgyzstan is the only country in Central Asia that received funding under the IfS in 2008 and later in2010, as part of assistance for reconciliation following the 2010 ethnic violence. As the tables belowindicate, allocations were divided between purely technical support (IT equipment and transport) andsupport for judiciary and constitutional reform. Whereas the Kyrgyz authorities show a clear inclinationtowards reform, the effectiveness of the actual implementation of judicial reform cannot be taken forgranted. For instance, violations of human rights norms by law enforcement agencies in theinvestigation process and at trials have largely not been acknowledged or investigated by theauthorities to date53.All numbers in EURInstrument for Stability 2008 – KyrgyzstanName of the ProjectSupport to Judiciary Reform in KyrgyzstanSupport to Judiciary Reform – Supplies of transport equipmentSupport to Judiciary Reform – Supplies of IT equipmentSupport to the Constitutional ReformTOTAL2 219 49197 20052 7561 500 0003 869 447
51 V. Axyonova, ‘EU Human Rights and Democratisation Assistance to Central Asia: In Need of Further Reform’, EUCAMPolicy Brief 22, January 2012, available at:http://www.europarl.europa.eu/meetdocs/2009_2014/documents/droi/dv/10_eucam_/10_eucam_en.pdf52 European Commission, EuropeAid Development and Cooperation Directorate General, ‘Institution Building andPartnership Programme (IBPP): Civil Society Projects in Uzbekistan’, June 2012, available at:http://ec.europa.eu/europeaid/where/asia/country-cooperation/uzbekistan/documents/ibpp_brochure_july_2012_en.pdf53Human Rights Watch, ‘Distorted Justice’, 8 June 2011, available at:http://www.hrw.org/node/99472/section/3
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Instrument for Stability 2010 – Kyrgyzstan Democratisation andStabilisation packageName of the ProjectSocial Stabilisation through Reconstruction of Destroyed HousesCivil Monitoring for Human Rights Protection and Conflict PreventionCommunity Security InitiativeInstitutional Support for the Implementation of the New Legal FrameworkPolitical Leadership for Democratic TransitionSupport Media Reform and Strengthening Conflict – Sensitive ReportingTOTAL1 600 0001 600 000750 0001 100 000346 525300 0005 696 525
Given, on the one hand, ongoing problems such as access to justice, negligence to investigateviolations conducted by law enforcement officers, and ethnic-based discrimination, and on the other,the declared openness of the political elites in Bishkek to cooperate on concrete democracy issues, theEU should not settle down for the technical achievements of these particular cooperation programmes.Leaving reform to a technical level provides only quick-fixes, with poor deliverables for the overalljudicial system. The EU certainly has more fertile ground for progress in this area in Kyrgyzstan, butshould address the core underlying aspects of reform that lie foremost in legislation and actual practicein applying independent rule of law.
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5.5.1
RECOMMENDATIONS FOR THE EUPolicy instrumentsThe human rights dialogues should not be stand-alone events, but be part of a comprehensiveEU engagement in Central Asia. At the same time, the civil society seminars, which so far havehad different levels of impact in the Central Asian countries, need to be intensified in thecountries where they can make a difference.
In order to maximise the chances of the human rights dialogues bringing about concrete outcomes, it isessential that the EU spells out, clearly and publicly, what specific reform steps it expects Central Asiangovernments to take as part of a successful relationship with the EU54. Defining specific objectives andexpectations would also make it easier to evaluate results.While the added value of the dialogues may be disputed, the civil society seminars have proved to bevaluable tools in facilitating dialogue between non-state actors and the government in some of theCentral Asian states. So far, the dialogues have been most productive in Kyrgyzstan and Tajikistan, whileKazakhstan provides space for constructive discussions, although the government tends to avoiddebating the most pressing issues with civil society. The seminars provide a forum for human rightsactors to voice their concerns in an official setting and thus empower their position vis-à-vis thegovernment. Moreover, in the long run, the seminars may help develop a culture of communicationand exchange of views between governments and civil society on rather sensitive issues.Organising bilateral civil society seminars in Turkmenistan and Uzbekistan is hardly possible, as previousexperiences have shown. Academics and civil society representatives from these countries could beinvited to (inter)regional fora, with NGOs from the EU as well as from Russia and other former Sovietcountries. Such informal fora have already been established, for instance the Civic Solidarity Platform orthe annual OSCE Parallel Civil Society Conference. Coordinating EU efforts with such initiatives with aview to support (inter)regional civil society exchanges and continuing the practice of bilateral seminarswith Kazakhstan, Kyrgyzstan, and Tajikistan seems to be the best way to proceed.The EU’s quiet diplomacy needs to be matched with public diplomacy: consistency, thoroughfollow-up, and streamlined approaches to the political situation on the ground need to bestrengthened for the EU’s human rights policy to have a bearing on Central Asia.
The EU can only successfully promote human rights in Central Asia if it is responsive to politicaldevelopments and sends consistent messages through its various policy tools. So far, the EU has provedrather evasive in taking up critical issues in its declarations and official statements, while human rightsconcerns often remain off the agenda at high-profile political meetings that focus more on security ortrade. This probably also applies to the EU-Central Asia High-Level Security Dialogues, which so far hasonly been held once and did not link security to human rights. European actors need to ensure thathuman rights issues are not discussed exclusively in the framework of the human rights dialogues andonly generally mentioned in other fora. This is not to discard the value of quiet diplomacy, but moreresponsiveness to human rights violations in Central Asian countries through open statements needs tobe ensured, otherwise the EU’s credibility as a values-based community could be undermined.The EU should increasingly cooperate and coordinate with various regional and internationalorganisations.
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Interview withV. Szente Goldston, advocacy director for Europe and Central Asia, Human Rights Watch, 4 October 2013.
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The anti-torture legislative changes effected in Kyrgyzstan and Tajikistan were the result of a two-wayapproach: within UN fora as part of the UPR and through the EU’s human rights dialogues. Theinternational campaign to end forced and child labour in Uzbekistan’s cotton fields and its outcomes todate also demonstrate that coordinated action can bring specific medium- and long-term results. Inthese cases, changes have taken place at the legislative level in respective Central Asian countries,although still a lot has to be done to ensure actual improvements in terms of implementation. Wherepossible, the EU should increasingly join forces with other regional and international organisations onspecific topics in Central Asian countries, foremost with the UN, the OSCE and the Council of Europe(CoE). Cooperation with the latter offers a good opportunity for coordinated and enhancedadvancement of democracy and the rule of law. The EU and the CoE’s Venice Commission alreadyworked together in Central Asia through the EU’s regional Rule of Law initiative (2009–11). Increasedcooperation with the OSCE’s human dimension activities, foremost in Kyrgyzstan and Tajikistan wherethe OSCE is well represented and established, could also potentially work as a force multiplier.5.2Financial instrumentsBody Cooperation programmes on good governance, democracy, human rights, and the rule oflaw need to be extended beyond the governmental level and more civil society engagement isnecessary to foster growth and influence of local civil societies.
Currently, the largest part of mainstream DCI assistance is channelled to governments, leaving civilsociety actors in Kyrgyzstan’s case for instance with less EIDHR and NSA/LA funds or IfS assistance. Thisallows the regimes to define the priority areas, leading to a situation where human rights and goodgovernance programmes are either not funded by the EU or are confined to a technical level, leavinglegislative and policy changes unaddressed. The involvement of civil society actors in the planning,implementation, and evaluation of programmes aimed at government reform may help bridge this gap.In the countries where independent civil society organisations can operate and do have capacities towork with EU funding (Kazakhstan and Kyrgyzstan), it would be advisable to increase support to humanrights projects implemented by non-governmental actors or those envisaging cooperation betweenindependent human rights NGOs and state authorities. In cases where the absorption capacity of localCSOs are limited (Tajikistan, Turkmenistan, and Uzbekistan), project implementation and managementcould be taken over by larger international NGOs in cooperation with local partners, as long as theseprojects have local capacity building elements incorporated.Grants to civil society organisations in Central Asia should focus on fewer priority areas, whilemore emphasis needs to be placed on monitoring and evaluation projects that can boostEuropean understanding of the human rights conditions in Central Asia and build local CSOcapacities.
Considering the modest amounts of EU assistance allocated to Central Asia, the EU would bestconcentrate its efforts on key problems, including through follow-up of previous projects that proved tobe successful and thematically relevant. The EU delegations, together with the EEAS and theCommission’s DG DEVCO, need to identify key areas for support, taking into account relevant assistanceprovided by other international actors in order to avoid duplication. In view of the currently insufficientcoordination among the various EU institutions, especially EEAS and DG DEVCO, it is important that thelatter be included in defining priority areas and in the strategic planning of EU financial support toCentral Asia from the outset.In Turkmenistan and Uzbekistan, financing human rights projects to be implemented by local andforeign NGOs continues to be practically impossible, due to the extremely difficult conditions for thefew local NGOs that are active in those countries. In Uzbekistan, a small opening has been offered in32
Evaluation of the EU's human rights policies and engagement in Central Asia
areas that do not directly challenge the government’s authority, such as projects that address women’srights or rights of the disabled. Concerning Kazakhstan, a continuation and intensification of monitoringand evaluation projects would certainly make sense. This practice could easily be extended toKyrgyzstan, taking into account the many reforms that the government plans to undertake. In Tajikistan,perspectives for human rights projects are fairly broad, but the capacity of local NGOs is very limited;capacity building around monitoring projects, as well as carefully chosen practical projects, should be inthe cards.Assistance to official institutions needs to be further country-tailored to ensure that programmeson judicial, prison or parliamentary reform, as well as broader human rights programmes, canhave the desired short-term practical and long-term reform oriented impact.
Financing government-implemented programmes on judicial reforms, strengthening capacity ofnational parliaments, prison reform or broader human rights programmes needs to be assessed moreclosely taking country-specific circumstances into account. In Central Asia – where regimes seedemocratic reform as a threat to their existence – such projects are often the lowest commondenominator on which the EU and local governments can agree. Frequently these projects only scratchthe surface through technical assistance and some training, but do not have any bearing on deeperproblems. In each particular case, the EU will need carefully to assess the costs and benefits. In thissense, the EU could for instance conclude that assistance rendered to Uzbekistan is costly while thebenefits in terms of concrete reforms are minor or non-existent. As long as there is no genuine willtowards democratic reform in Uzbekistan, support to a rubber-stamp parliament is unlikely to have thedesired impact. Establishing human rights resource centres in Turkmenistan is a step forward, but tomake sure that benefits outweigh costs the EU will need to stay on the ball and ensure that the centresactually contribute to awareness raising among the population and do not become advertisementposters of EU efforts or of Turkmenistan’s human rights achievements. If no satisfactory agreement withgovernments can be reached, then it is better to abstain from funding such projects and seek to investin other fields such as educational programmes instead.As of 2014, Kazakhstan will no longer receive DCI assistance. Instead, it will benefit from the PartnershipInstrument (PI), designed for upper-middle income countries with which the EU aims to advance itsinterests and address global challenges. Nonetheless, Kazakhstan’s judiciary and democratic institutionswill need further reform. The EU could provide twinning programmes and expertise to address deepershortcomings in the judiciary and democratic institutions, as well as the human rights situation. InKyrgyzstan, continuing assistance to judicial reforms is most promising. However, here the EU couldalso fail to tackle core human rights issues if it does not follow a hands-on approach. When providingassistance for judicial reforms, the EU needs to ask for specific deliverables such as the re-opening ofpost June-2010 court cases in order to investigate torture and ill-treatment by law enforcementpersonnel. The EU should condition its assistance to Kyrgyzstan, for judicial reform as well as sectoralbudget support for socio-economic programmes to specific human rights related deliverables. Shouldthe EU decide also to render support to Tajikistan in the field of human rights, it will need to tie suchassistance closely to the already existing sectoral budget support, while setting clear objectives andmaking use of the experience gained in Kyrgyzstan.
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6.
CONCLUSION
The EU’s 2007 Central Asia Strategy has so far brought limited results in improving rule of law, goodgovernance, democracy, and human rights in the region. It lacks clearly defined objectives, whichmakes it harder to assess the EU’s engagement.Two factors in particular help explain the lack of results in promoting human rights in Central Asia. First,EU public diplomacy tends to refer to human rights and democratic reform in rather general terms,instead of raising specific issues, while at the same time lacking coherence and follow-up.Consequently, only few specific human rights issues have been taken up seriously or have been solved.Second, overall financial assistance, and in particular in terms of democracy and human rights, islimited, not always well targeted, and frequently aimed at achieving more quantifiable results thandeep rooted democratic transformations. To date, this approach has led to a situation where a numberof programmes in judicial, prison or parliament reform only tackle shortcomings on the surface, failingto trigger any meaningful long-term changes.Prospects for democratic change and an improvement of human rights to meet international standardslook dim in Central Asia. However, the EU could make a difference if it applies better tailored policy andfinancial instruments, has a consistent democracy and human rights agenda focused on concrete cases,and keeps long-term democratic reform in mind.
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Evaluation of the EU's human rights policies and engagement in Central Asia
7.Kazakhstan
ANNEX I: EU PUBLIC STATEMENTS CONCERNING CENTRAL ASIA
Statement by the spokesperson of the EU High Representative Catherine Ashton on the events in theZhanaozen district of Kazakhstan, Brussels, 17 December 2011,http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/EN/foraff/127032.pdfStatement by High Representative Catherine Ashton following her meeting with the Minister of ForeignAffairs of Kazakhstan, Mr. Yerzhan Kazykhanov, Brussels, 2 February 2012,http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/EN/foraff/127813.pdfEU statement on the events in western Kazakhstan, OSCE Permanent Council 895, Vienna, 22 December2011,http://eeas.europa.eu/delegations/kazakhstan/documents/press_corner/statement_zhanaozen_en.pdfStatement by the High Representative Catherine Ashton on EU-Kazakhstan relations, Brussels, 19 July2011,http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/EN/foraff/123941.pdfStatement by High Representative Catherine Ashton following her meeting with the Minister of ForeignAffairs of Kazakhstan, Mr. Yerzhan Kazykhanov, Brussels, 2 February 2012,http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/EN/foraff/127813.pdfRemarks by High Representative Catherine Ashton following her meeting with the President ofKazakhstan, Astana, 30 November 2012,http://www.consilium.europa.eu//uedocs/cms_data/docs/pressdata/EN/foraff/133929.pdfKyrgyzstan9thmeeting of Cooperation Council between the EU and the Kyrgyz Republic, Brussels, 13 February2007,http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/en/er/92765.pdf10thmeeting of the Cooperation Council between the EU and the Kyrgyz Republic, Brussels, 22 July2008,http://www.consilium.europa.eu/uedocs/cms_Data/docs/pressdata/en/er/101917.pdf11thmeeting of the Cooperation Council between the EU and the Kyrgyz Republic, Brussels, 23 February2010,http://www.consilium.europa.eu/uedocs/cmsUpload/113006.pdf12th meeting of the Cooperation Council between the EU and the Kyrgyz Republic, Brussels, 21November 2013,http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/EN/foraff/139665.pdfStatement by High Representative Catherine Ashton at the end of her visit to Kyrgyzstan, 27 November2012,http://www.consilium.europa.eu/uedocs/cms_Data/docs/pressdata/EN/foraff/133872.pdfStatement by the spokesperson of EU High Representative Catherine Ashton following her meetingwith the President of the Kyrgyz Republic, 17 September 2013,http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/EN/foraff/138758.pdfRemarks by President of the European Council Herman Van Rompuy after his meeting with thePresident of Kyrgyzstan Almazbek Atambaev, 17 September 2013,http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/en/ec/138749.pdfStatement by President Barroso following his meeting with Almazbek Atambaev, President of theKyrgyz Republic, 17 September 2013,http://europa.eu/rapid/press-release_SPEECH-13-715_en.htm
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TajikistanEU-REPUBLIC OF TAJIKISTAN COOPERATION COUNCIL, First meeting, Brussels, 13 December 2010,http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/en/er/118431.pdfSecond meeting of the Cooperation Council between the European Union and the Republic ofTajikistan, Brussels, 27 February 2012,http://europa.eu/rapid/press-release_PRES-12-69_en.htmThird meeting of the Cooperation Council between the European Union and the Republic of Tajikistan,Brussels, 1 October 2013,http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/en/er/138875.pdfFirst Meeting of the Cooperation Committee between the European Union and the Republic ofTajikistan, Dushanbe, 16 March 2011,http://eeas.europa.eu/delegations/tajikistan/press_corner/all_news/news/2011/20110316_01_en.htmRemarks by High Representative Catherine Ashton following her meeting with the President ofTajikistan, Dushanbe, 29 November 2012,http://europa.eu/rapid/press-release_MEMO-12-927_en.htmStatement by EU High Representative Catherine Ashton following her meeting with Tajik PresidentEmomali Rahmon, Brussels, 9 April 2013,http://www.consilium.europa.eu/uedocs/cms_Data/docs/pressdata/EN/foraff/136700.pdfTurkmenistanStatement by EU High Representative Catherine Ashton following her meeting with Turkmen ForeignMinister Rashid Meredov, Brussels, 9 April 2013,http://www.consilium.europa.eu/uedocs/cms_Data/docs/pressdata/EN/foraff/136701.pdfEU Commission President Barroso visits and Turkmenistan EU Energy Commissioner Günther Oettinger,Ashgabat, 17 January 2011,http://www.europahouse-tm.eu/files/EU%20Commission%20President%20Barroso%20visits%20Turkmenistan_Europa%20House_TK_%20ENG_January_2011.pdfUzbekistanCouncil conclusions on Uzbekistan – 2675th General Affairs and External Relations Council meeting,Brussels, 18 July 2005,http://www.consilium.europa.eu/uedocs/cmsUpload/UZBEKISTAN6912rev1.pdfEU Council Conclusions on Uzbekistan, Luxembourg, 3 October 2005,Council Conclusions on Uzbekistan, GAERC, 5 March 2007,http://www.consilium.europa.eu/uedocs/cmsUpload/UZBEKISTAN6912rev1.pdfCouncil Conclusions on Uzbekistan 2824th External Relations Council meeting, Luxembourg, 15-16October 2007,http://www.consilium.europa.eu/ueDocs/cms_Data/docs/pressData/en/gena/96513.pdfCouncil Conclusions on Uzbekistan, 2897th External Relations Council meeting, Luxembourg, 13October 2008,http://www.consilium.europa.eu/uedocs/cmsUpload/103295.pdf
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Evaluation of the EU's human rights policies and engagement in Central Asia
Conclusions on Uzbekistan 3041st Foreign Affairs Council meeting, Luxembourg, 25 October 2010,http://www.consilium.europa.eu/uedocs/cms_Data/docs/pressdata/EN/foraff/117329.pdfStatement of European Commission President José Manuel Barroso following his meeting with thePresident of Uzbekistan Islam Karimov, Brussels, 24 January 2011,http://europa.eu/rapid/press-release_MEMO-11-40_en.htmRemarks by High Representative Catherine Ashton at the end of her visit to Uzbekistan, Tashkent, 29November 2012,http://www.consilium.europa.eu/uedocs/cms_Data/docs/pressdata/EN/foraff/133899.pdf
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Policy Department DG External Policies
8.Kazakhstan
ANNEX II: OVERVIEW OF EIDHR GRANTS TO CENTRAL ASIA
All amounts in EUR.
EIDHR 2007 Kazakhstan (published on 24 October 2008)Name of the ProjectIncrease life quality by protecting our rights236 625.45
Legal protection on the labour market today is your decent old ages 198 001.84tomorrowImprovement and reformation of legislation onpublishing activity and allied industries in KazakhstanEnhancing the capacity of civil society to disseminate human rightsInformation in the Kazakh languageThe international standards about mass media and national legislationDevelopment of effective legal and socialinstruments for protection of the vulnerable groups’ civil and human rights inKazakhstanEducational legal trainings in response to human traffickingOpen budget KazakhstanTOTAL213 088.00130 374.721 197 046.1868 438.9497 079.90156 064.0097 373.33
EIDHR 2009 Kazakhstan (published on 28 April 2010)Name of the ProjectMonitoring the National Human Rights Action Plan byKazakhstan for 2009-2012 implementation progressNational Action Plan for Human Rights in the Republic of Kazakhstan: 274 452.39increasing public awareness and monitoring of its implementationTOTAL514 452.39240 000.00
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Evaluation of the EU's human rights policies and engagement in Central Asia
KyrgyzstanEIDHR 2007 KyrgyzstanName of the projectSupport Centre for National Minority RightsProject for Inclusion of the Human Rights in Kyrgyz PoliceBir-Duyno One World KyrgyzstanImproving the lives of people with disabilitiesIncrease of efficiency of national mechanism on gender equality achievementNational video dialogue networkEU Civil Society Dialogue on Human RightsTOTAL63 88968 00045 326107 51852 801149 994119 373606 901
EIDHR 2008-2009 KyrgyzstanName of the ProjectTorture prevention and support to victims of torture in KyrgyzstanYouth rights inclusion and political engagement in southern Kyrgyzstan95 000187 305
Cooperation of civil society and military institution as a guarantee of human 113 536rights observance in the military teamEmpowerment of NGOs working in the field of children’s rights in Kyrgyz 281 250republicStrengthening of dialogue between NGOs and the public sector on social 209 452protection of vulnerable people in KyrgyzstanMonitoring of custody conditions and right of incarcerated elderly people and 162 628organisations of social work with convicted elderlyNational video dialogue networkTOTAL226 3521 275 523
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Policy Department DG External Policies
EIDHR 2010-2011 KyrgyzstanName of the ProjectHelping women by helping men: media campaign on domestic violence 85 400preventionInstitutional support to implementation of the regional strategy (2010-2012) 48 570on gender equality achievement in Issyk-Kul OblatsThe right to life without violence in old age159 347
Empowering civil society actors in Kyrgyzstan to become effective and 209 950influential contributors to the process of democratising policing and othersecurity related issuesTOTALTajikistanEIDHR 2007 TajikistanName of the ProjectLeague of Women Lawyers – Join efforts to prevent torture in Tajikistan66 549503 267
RURAL DEVELOPMENT INITIATIVES – People’s involvement in torture 45 758preventionNIHOL – Contribution to development of the legal security capacity of women 50 000against violenceNASLI NAVRAS – Children as partners for child rights monitoring in Tajikistan80 000
PROGRESS – Awareness raising and elimination of trafficking in human being 37 950victims in Sughd region of the Republic of TajikistanBureau for Human Rights – Human Rights Journalists Network64 695
CONSUMERS UNION OF TAJIKISTAN – Promoting people-centred consumer 83 994policy framework in energy sector of TajikistanRUSHD – Enhancing the capacity of political parties in Khatlon region for 87 570electoral observationBUNEDKOR – Country’s women for democratic elections in Tajikistan55 560
JAHON – Strengthening democracy and governance process by increasing 87 000women’s empowerment in politicsTOTAL659 076
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Evaluation of the EU's human rights policies and engagement in Central Asia
EIDHR 2009 TajikistanName of the ProjectNATIONAL ASSOCIATION OF POLITICAL SCIENTISTS OF TAJIKISTAN – Fair 170 056.00Parliamentary Elections-2010GROUP OF INITIATIVE VOLUNTEERS – Soghd Youth Initiatives92 869.11
RURAL DEVELOPMENT INITIATIVES – People's involvement in torture 124 448.00prevention-2Mission OST – Enabling civil society to promote the rights of people with 224 408.00disabilitiesINTERNATIONAL ALERT LBG – Dialogue for a policy on the relationship 243 244.00between the secular state and religionTOTAL855 025.11
EIDHR 2010 TajikistanName of the ProjectNIHOL – Strengthening national and international framework for protection of 106 491.00socio-economic rights of rural women, including rights of unofficial wivesBHR – Promotion interests of displaced related to the construction of Rogun 90 172.00HPPZDOROVIE – Your rights and capabilitiesMUNIS – Day shelter for exposed girls30 99270 247
INTERNATIONAL ALERT LBG – Mainstreaming of youth policy against 104 141radicalism (MYPAR)WELTHUNGERHILFE – Enforcing democratic structures and the rule of law in 239 797.00irrigation managementHANDICAP INT – Empowering representative organisations of persons with 241 844disabilities in Tajikistan to effectively promote the equal participation ofpersons with disabilities and their human rights in the development ofTajikistanTOTAL883 684.00
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